FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant To Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of February 2003.
Total number of pages:6.
The exhibit index is located on page 2.
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ¨ No x
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
Information furnished on this form:
EXHIBIT
| Exhibit Number |
Page Number | |
| 1. [English Translation of Report on Corporate Stock Repurchase] |
4 |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||
| By: |
/s/ MASANORI ITATANI | |
| Masanori Itatani Director | ||
| Date: | February 12, 2003 |
3
Report on Corporate Stock Repurchase
(report pursuant to Article 24-6, paragraph 1 of Securities and Exchange Law)
Director General of Kanto Finance Bureau
February 10, 2003
Nomura Holdings, Inc.
President & CEO Junichi Ujiie
Address of Principal Office: 9-1, Nihonbashi 1-chome, Chuo-ku, Tokyo, JAPAN
TEL: 81-3-5255-1000
| Contact Person: Nomura Holdings, Inc. |
| General Manager of General Affairs Dept. Katsuo Tsunematsu |
Address of Nearest Contact: Same as the above
TEL: Same as the above
Contact Person: Same as the above
Locations where Copies of Report of Corporate Stock Repurchase are Available for Public Inspection
| Name |
Address | |
| Tokyo Stock Exchange, Inc. |
2-1, Kabutocho, Nihonbashi, Chuo-ku, Tokyo | |
| Osaka Securities Exchange Co., Ltd. |
1-6-10, Kitahama, Chuo-ku, Osaka | |
| Nagoya Stock Exchange Co., Ltd. |
3-3-17, Sakae, Naka-ku, Nagoya | |
| Osaka Branch of Nomura Securities Co., Ltd. |
2-5-4, Kitahama, Chuo-ku, Osaka | |
| Nagoya Branch of Nomura Securities Co., Ltd. |
2-19-22, Nishiki, Naka-ku, Nagoya | |
| Yokohama Branch of Nomura Securities Co., Ltd. |
4-52, Onoecho, Naka-ku, Yokohama | |
| Kobe Branch of Nomura Securities Co., Ltd. |
1-5-32, Sannomiyacho, Chuo-ku, Kobe | |
| Chiba Branch of Nomura Securities Co., Ltd. |
1-14-13, Fujimi, Cho-ku, Chiba |
(Note) Although the Securities and Exchange Law does not require us to keep the report for public inspection at Osaka, Nagoya, Yokohama and Kobe Branches of Nomura Securities Co., Ltd., we will do so for investors’ convenience.
4
(English Translation)
Class of Shares Common Stock
| 1. | State of Corporate Stock Repurchase |
| (1) | State of Repurchase in accordance with the Resolution at Annual General Meeting of Shareholders (“AGM”) |
as of January 31, 2003
| Section |
Number of Shares |
Total Value of Shares |
Remarks |
||||||
| Resolution at AGM (Resolution on June 26, 2002) |
100,000,000 shares |
250,000,000,000 yen |
(Note |
) | |||||
| Stock repurchase during this reporting month (Date of Stock Repurchase) |
Jan. 7 |
127,000 shares |
171,323,000 yen |
||||||
| Jan. 8 |
1,539,000 shares |
2,062,043,000 yen |
|||||||
| Jan. 9 |
592,000 shares |
780,746,000 yen |
|||||||
| Jan. 10 |
739,000 shares |
988,621,000 yen |
|||||||
| Aggregate number of shares repurchased as of the end of this reporting month |
20,016,000 shares |
26,919,637,000 yen |
|||||||
| Progress with stock repurchase |
20.0% |
10.8% |
|||||||
(Note) The ratio of (i) the total number of shares for authorized for repurchase at the annual general meeting of shareholders pursuant to Article 210, paragraph 1 under the Commercial Code divided by (ii) the total number of outstanding shares as of the date of closing of the annual general meeting of shareholders is 5.1%.
| (2) | Repurchase from Subsidiaries |
Not applicable.
| (3) | Repurchase for Retirement of Shares by Valuation Allowance |
Not applicable.
| 2. | Disposition of Shares Repurchased |
Not applicable.
5
(English Translation)
| 3. | State of Possession of Shares Repurchased |
as of January 31, 2003
| Section |
Number of Shares |
Remarks | ||
| Total number of outstanding shares |
1,965,919,860 shares |
|||
| Number of shares repurchased and currently possessed |
20,016,000 shares |
|||
| Number of shares repurchased and currently possessed for retirement of shares by valuation allowance |
— |
(End)
6