===============================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Schedule 13D
(Rule 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. 10)*
CARNIVAL CORPORATION
CARNIVAL PLC
-------------------------------------
(Name of Issuer)
Common Stock, par value $0.01 per share, of Carnival Corporation
Special Voting Share of Carnival plc
Trust Shares (Representing Beneficial Interests
in the P&O Princess Special Voting Trust)
------------------------------------------------
(Title of Class of Securities)
Common Stock: 143658 10 2 and 143658 30 0**
Special Voting Share: G7214F 12 2
Trust Shares: 143658 30 0**
------------------------------------------------
(CUSIP Number)
Arnaldo Perez, Esq.
General Counsel
Carnival Corporation
3655 N.W. 87th Avenue
Miami, Florida 33178-2428
(305) 599-2600
------------------------------------------------------------
(Name, Address and Telephone Number of
Person Authorized to Receive Notices and Communications)
JANUARY 29, 2007
-------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss.240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
** The Common Stock and the Trust Shares trade together under CUSIP Number
143658 30 0. See Items 1 and 4 of this Schedule 13D for additional information.
===============================================================================
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 1,861,718
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,861,718
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,861,718
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS MANAGEMENT CORPORATION
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 1,894,157
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 218,611
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 1,675,546
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,894,157
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
NICKEL CONTINUED IRREVOCABLE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,124,560
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,124,560
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,124,560
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
17%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
PN
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 106,114,284
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 106,114,284
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
17%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MICKY ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 115,387,303
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 72,847,639
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 113,954,864
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 74,280,078
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
188,234,942
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[X]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
30%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ETERNITY TWO TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 3,000,000
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 3,759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
SHARI ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States and Israel
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 1,131,800
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,131,800
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 1,102,708
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,234,508
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD DELAWARE, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 8,525,000
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 8,525,000
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
8,525,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JAMES M. DUBIN
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 40,505,873
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 75,847,639
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 10,420,157
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 108,124,804
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
118,544,961
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
19.0%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARTSFARE 2005 TRUST No. 2
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 32,866,264
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
32,866,264
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
5.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARTSFARE 2006 TRUST No. 1
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 1,805,943
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,805,943
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARTSFARE 2006 TRUST No. 2
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 6,473,623
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,473,623
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.0%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
KNIGHT PROTECTOR, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 30,085,716
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 35,460,819
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 65,546,535
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
65,546,535
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
10.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
SUNTRUST DELAWARE TRUST COMPANY
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 41,145,830
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
41,145,830
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
6.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD-LMA PROTECTOR, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 41,145,830
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 41,145,830
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
41,145,830
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
6.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
J.P. MORGAN TRUST COMPANY OF DELAWARE
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 3,000,000
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 3,759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
ARTSFARE 2003 TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 1,432,439
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,439
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MBA I, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: -0-
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 1,400,000
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,400,000
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 32,439
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,439
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JAFASA CONTINUED IRREVOCABLE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 1,000,000
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 1,000,000
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,000,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JOHN J. O'NEIL
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 30,085,716
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 34,701,809
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: -0-
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: 65,546,535
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
65,546,535
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
10.5%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
CUSIP No. Common Stock: 143658 10 2 and 143658 30 0,
Special Voting Share: G7214F 12 2, Trust Shares: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
NICKEL 2003 GRAT
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
Number of 7) Sole Voting Power: 2,592,895
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by --------------------------------------------------------
Each Report- 9) Sole Dispositive Power: 2,592,895
ing Person --------------------------------------------------------
With 10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,592,895
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
The Schedule 13D relating to Carnival Corporation and Carnival
plc is being filed by TAMMS Investment Company, Limited
Partnership ("TAMMS L.P."), TAMMS Management Corporation ("TAMMS
Corp."), the Nickel Continued Irrevocable Trust, MA 1994 B
Shares, L.P. ("B Shares, L.P."), MA 1994 B Shares, Inc. ("B
Shares, Inc."), Micky Arison, Eternity Two Trust, Shari Arison,
JMD Delaware, Inc., James M. Dubin, Artsfare 2005 Trust No. 2,
Artsfare 2006 Trust No. 1, Artsfare 2006 Trust No. 2, Knight
Protector, Inc., SunTrust Delaware Trust Company, JMD-LMA
Protector, Inc., J.P. Morgan Trust Company of Delaware, Artsfare
2003 Trust, MBA I, L.P., the Jafasa Continued Irrevocable Trust,
John J. O'Neil and the Nickel 2003 GRAT (collectively, the
"Reporting Persons"). This Amendment No. 10 is being filed
because the number of Shares beneficially owned by the Reporting
Persons has decreased by an amount in excess of one percent of
the total number of Shares outstanding. This Schedule 13D is
hereby amended as follows:
ITEM 1. SECURITY AND ISSUER
No material change.
ITEM 2. IDENTITY AND BACKGROUND
On August 25, 2005, Micky Arison ceased to be the President and Treasurer of
TAMMS Corp. and Henry Eckstein became the President of TAMMS Corp. Effective
February 16, 2007, Henry Eckstein ceased to be the President and James M.
Dubin was appointed the President of TAMMS Corp. Effective February 16, 2007,
Tom Greene was appointed as a Vice President and Treasurer and Michelle Boss
was appointed as Secretary of TAMMS Corp.
In a series of transactions, for no consideration, on November 4, 2005,
448,280 Shares held by the Nickel 2003 GRAT were transferred to MA 1997
Holdings, L.P.
On December 21, 2005, Artsfare 1992 Irrevocable Trust transferred 38,574,402
of its Shares in an authorized distribution for no consideration to the newly
formed Artsfare 2005 Trust No. 2.
On February 9, 2006, TAMMS L.P., transferred 32,439 of its Shares to TAMMS
Corp., its managing general partner, and 759,010 of its Shares to the Jafasa
Continued Irrevocable Trust, a limited partner, in partial withdrawals of
their partnership interests.
On February 14, 2006, TAMMS L.P., transferred 1,000,000 of its Shares to MBA
I, L.P., a limited partner, in a partial withdrawal of MBA I, L.P.'s
partnership interest.
On March 22, 2006, Artsfare 1992 Irrevocable Trust transferred its remaining
2,571,428 Shares in an authorized distribution for no consideration to
Artsfare 2005 Trust No. 2.
On May 12, 2006, Eternity One Trust transferred all of its Shares in an
authorized distribution for no consideration to Shari Arison.
On June 14, 2006, MA 1997 Holdings, L.P., transferred 2,807,545 of its Shares
for no consideration to the newly formed Nickel 2006 GRAT.
On August 8, 2006, Eternity One Trust transferred its limited partnership
interest in TAMMS L.P., to Shari Arison, in an authorized distribution for no
consideration.
On October 2, 2006, Artsfare 2005 Trust No. 2 transferred 1,805,943 of its
Shares in an authorized distribution for no consideration to the newly formed
Artsfare 2006 Trust No. 1 and 6,473,623 of its Shares in an authorized
distribution for no consideration to the newly formed Artsfare 2006 Trust No.
2.
In a series of transactions, for no consideration, on November 6, 2006,
581,747 Shares held by the Nickel 2003 GRAT were transferred to the Nickel
2003 Revocable Trust. As described under Item 5(vii) below, Micky Arison
retains sole voting and dispositive power over shares held by the Nickel 2003
Revocable Trust.
On December 29, 2006, MA 1997 Holdings, L.P. transferred its Shares to Nickel
2003 Revocable Trust as a liquidating distribution.
On December 31, 2006, MA 1997 Holdings, L.P. was dissolved.
On December 31, 2006, MA 1997 Holdings, Inc. was dissolved.
On January 22, 2007, Micky Arison acquired 60,000 Shares upon exercise of
vested options, which Shares were transferred in an authorized distribution to
Nickel 2003 Revocable Trust.
Item 2 is hereby further amended by deleting paragraphs relating to MA 1997
Holdings, L.P., MA 1997 Holdings, Inc. and Nickel 1994 "B" Trust and adding
the following:
The name, residence or business address and principal occupation or employment
of the new officers of TAMMS Corp. are as follows:
-----------------------------------------------------------------------------------------------------
RESIDENCE OR PRINCIPAL OCCUPATION
NAME BUSINESS ADDRESS OR EMPLOYMENT
-----------------------------------------------------------------------------------------------------
James Dubin Paul, Weiss, Rifkind, Attorney-at-Law at Paul, Weiss,
Wharton & Garrison LLP Rifkind, Wharton & Garrison LLP
1285 Avenue of the Americas
New York, New York 10019
Thomas Greene SunTrust Bank South Florida Senior Vice President and
777 Brickell Avenue Senior Trust Administrator at
Miami, FL 33131 SunTrust Bank South Florida
-----------------------------------------------------------------------------------------------------
RESIDENCE OR PRINCIPAL OCCUPATION
NAME BUSINESS ADDRESS OR EMPLOYMENT
-----------------------------------------------------------------------------------------------------
Michelle Boss Paul, Weiss, Rifkind, Attorney-at-Law at Paul, Weiss,
Wharton & Garrison LLP Rifkind, Wharton & Garrison LLP
1285 Avenue of the Americas
New York, New York 10019
Artsfare 2005 Trust No. 2, Artsfare 2006 Trust No. 1 and Artsfare 2006 Trust
No. 2 are Delaware trusts formed for the benefit of Marilyn Arison and her
heirs. The business address of each of the Artsfare 2005 Trust No. 2, Artsfare
2006 Trust No. 1 and Artsfare 2006 Trust No. 2 is c/o SunTrust Delaware Trust
Company, 1011 Centre Road, Suite 108, Wilmington, Delaware, 19805. The sole
trustee of the each of the Artsfare 2005 Trust No. 2, Artsfare 2006 Trust No.
1 and Artsfare 2006 Trust No. 2 is SunTrust Delaware Trust Company, and each
of the trusts' protector is JMD-LMA Protector, Inc. The name, residence or
business address and principal occupation or employment of each director,
executive officer and controlling person of JMD-LMA Protector, Inc. are set
forth in Item 2(c)(xxi).
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
No material change.
ITEM 4. PURPOSE OF TRANSACTION
On January 3, 2007, Shari Arison entered into a sales plan under
Rule 10b5-1. Under the plan, Shari Arison may sell up to 4 million Shares in
open market transactions. The aggregate amount of Shares beneficially owned by
the Reporting Persons that have been or are to be sold pursuant to sales plans
under Rule 10b5-1 on and after August 28, 2003 is approximately 50 million. In
the future, similar sales plans to sell Shares beneficially owned by the
Reporting Persons under Rule 10b5-1 may be effected.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 is hereby amended and restated in its entirety as
follows:
All ownership percentages set forth herein assume that there are
623,064,298 Shares outstanding, representing the total number of shares
reported in the Beneficial Ownership Table of the Preliminary Proxy of
Carnival Corporation filed with the SEC on February 2, 2007.
(a) and (b)(i) TAMMS L.P. may be deemed to own beneficially
1,861,718 Shares (approximately 0.3% of the total number of Shares
outstanding). TAMMS L.P. has sole voting power and sole dispositive power over
the 1,861,718 Shares held by TAMMS L.P.
(ii) TAMMS Corp. is the Managing General Partner of TAMMS
L.P. and as such is entitled, pursuant to the Limited Partnership Agreement,
to exercise all voting rights with respect to the Shares held by TAMMS L.P.
TAMMS Corp. may be deemed to own beneficially all the 1,861,718 Shares
(approximately 0.3% of the total number of Shares outstanding) beneficially
owned by TAMMS L.P. TAMMS Corp. has sole voting power over the 1,861,718
Shares directly held by TAMMS L.P. Pursuant to the Limited Partnership
Agreement, the Managing General Partner of TAMMS L.P. can dispose of up to 10%
in value of the property of TAMMS L.P. To dispose of a greater amount of the
property, consent of a majority interest of the partners in TAMMS L.P. is
needed. Thus, TAMMS Corp. has sole dispositive power over 186,172 Shares held
by TAMMS L.P. and shares dispositive power over the remaining 1,675,546 Shares
held by TAMMS L.P. TAMMS Corp. also holds 32,439 Shares directly. TAMMS Corp.
has sole voting and dispositive power over the 32,439 Shares it holds
directly.
(iii) Nickel Continued Irrevocable Trust beneficially owns an
aggregate of 2,124,560 Shares (approximately 0.3% of the total number of
Shares outstanding), all of which it holds directly. Nickel Continued
Irrevocable Trust has sole voting and dispositive power with respect to the
2,124,560 Shares held by it.
(iv) B Shares, L.P. beneficially owns an aggregate of
106,114,284 Shares (approximately 17% of the total number of Shares
outstanding), which its holds directly. B Shares, L.P. has sole voting and
dispositive power with respect to all such Shares.
(v) B Shares, Inc. beneficially owns an aggregate of
106,114,284 Shares (approximately 17% of the total number of Shares
outstanding), by virtue of being the general partner of B Shares, L.P. B
Shares, Inc. has sole voting and dispositive power with respect to all such
Shares.
(vi) Micky Arison beneficially owns an aggregate of
188,234,942 Shares (approximately 30% of the total number of Shares
outstanding), 960,000 Shares of which are underlying vested options which he
holds directly, 941,747 Shares with respect to which he has a beneficial
interest by virtue of the interest and authority granted to him under the
trust instrument for the Nickel 2003 Revocable Trust, 106,114,284 Shares with
respect to which he has a beneficial interest by virtue of the interest and
authority granted to him under the trust instrument for the Nickel 1994 "B"
Trust, 73,386,032 Shares with respect to which he has a beneficial interest by
virtue of the interest and authority granted to him under the last will of Ted
Arison, dated July 8, 1999, 1,432,439 Shares with respect to which he has a
beneficial interest by virtue of the interest and authority granted to him
under the trust instrument for the Artsfare 2003 Trust, and 2,592,895 Shares
with respect to which he has a beneficial interest by virtue of the interest
and authority granted to him under the instrument for the Nickel 2003 GRAT and
the 2,807,545 Shares with respect to which he has a beneficial interest by
virtue of the interest and authority granted to him under the instrument for
the Nickel 2006 GRAT. Micky Arison has shared dispositive and voting power
with respect to the 32,866,264 Shares held by the Artsfare 2005 Trust No. 2,
the 1,805,943 Shares held by the Artsfare 2006 Trust No. 1, the 6,473,623
Shares held by the Artsfare 2006
Trust No. 2, and the 31,701,809 Shares held by the Eternity Four Trust. Micky
Arison has sole voting and dispositive power with respect to the 941,747
Shares held by the Nickel 2003 Revocable Trust. Micky Arison has shared
dispositive power with respect to the 1,432,439 Shares indirectly held by the
Artsfare 2003 Trust. Micky Arison has sole voting power over 1,432,439 of the
Shares indirectly held by the Artsfare 2003 Trust. Micky Arison has sole
voting and dispositive power with respect to the 538,393 Shares held by the
Nickel 97-06 Trust and the 106,114,284 Shares indirectly held by the Nickel
1994 "B" Trust. Micky Arison is deemed to be the beneficial owner of the
960,000 Shares underlying vested options and the 2,592,895 Shares held by the
Nickel 2003 GRAT and the 2,807,545 Shares held by the Nickel 2006 GRAT over
which he may acquire beneficial ownership at any time by replacing the trustee
or reacquiring the Shares from the Nickel 2003 GRAT or the Nickel 2006 GRAT by
substituting other property of an equivalent value.
(vii) Eternity Two Trust beneficially owns an aggregate of
3,759,010 Shares (approximately 0.6% of the total number of Shares
outstanding), 3,000,000 of which it holds directly and 759,010 of which it
holds beneficially by virtue of its interest in TAMMS L.P. Eternity Two Trust
has shared voting and dispositive power with respect to the 3,000,000 Shares
held by it and shares dispositive power over the 759,010 Shares held by TAMMS
L.P.
(viii) Shari Arison beneficially owns 2,234,508 Shares
(approximately 0.4% of the total number of Shares outstanding), 1,131,800 of
which she holds directly and 1,102,708 of which she holds beneficially by
virtue of her interest in TAMMS, L.P. Shari Arison has sole voting power and
dispositive power with respect to the 1,131,800 Shares she holds directly. She
has shared dispositive power with respect to the 1,102,708 Shares held by
TAMMS, L.P.
(ix) JMD Delaware, Inc. beneficially owns an aggregate of
8,525,000 Shares (approximately 1.4% of the total number of Shares
outstanding), by virtue of being the trustee of the Nickel Continued
Irrevocable Trust, the Jafasa Continued Irrevocable Trust, the Nickel 2003
GRAT and the Nickel 2006 GRAT. JMD Delaware, Inc. has sole voting and
dispositive power with respect to the Shares held by the Nickel Continued
Irrevocable Trust, the Jafasa Continued Irrevocable Trust, the Nickel 2003
GRAT and the Nickel 2006 GRAT. Accordingly, JMD Delaware, Inc. may be deemed
to beneficially own such Shares for which it expresses voting and/or
dispositive power. JMD Delaware, Inc. disclaims beneficial ownership of all
such Shares.
(x) James M. Dubin beneficially owns an aggregate of
118,544,961 Shares (approximately 19.0% of the total number of Shares
outstanding), 1,000 Shares of which he holds directly and 118,543,961 Shares
with respect to which he has a beneficial interest by virtue of being the sole
shareholder of JMD Delaware, Inc. and JMD-LMA Protector, Inc., a fifty-percent
shareholder of Knight Protector, Inc., the sole trustee of the Artsfare 2003
Trust and the President of TAMMS Corp. Mr. Dubin has sole voting and
dispositive power with respect to the 1,000 Shares he holds directly. Mr.
Dubin has sole voting and dispositive power with respect to the 2,124,560
Shares held by the Nickel Continued Irrevocable Trust, the 1,000,000 Shares
held by the Jafasa Continued Irrevocable Trust, the 2,592,895 Shares held by
the Nickel 2003 GRAT, and the 2,807,545 Shares held by the Nickel 2006 GRAT.
Mr. Dubin has shared voting and dispositive power with respect to the
32,866,264 Shares held by Artsfare 2005
Trust No. 1, the 1,805,943 Shares held by Artsfare 2006 Trust No. 1, and the
6,473,623 Shares held by Artsfare 2006 Trust No. 2. Mr. Dubin has sole voting
power with respect to 30,085,716 Shares held by Eternity Four Trust. Mr. Dubin
has shared voting power with respect to 31,701,809 Shares held by Eternity
Four Trust and 3,000,000 Shares held by Eternity Two Trust. Mr. Dubin has
shared dispositive power with respect to the 61,787,525 Shares held by
Eternity Four Trust, 759,010 Shares held by TAMMS L.P., and the 1,432,439
Shares held by Artsfare 2003 Trust. As the President of TAMMS Corp., the
managing general partner of TAMMS L.P., Mr. Dubin has sole voting and
dispositive power with respect to 1,861,718 Shares beneficially owned by TAMMS
L.P., and sole voting and dispositive power with respect to the 32,439 Shares
directly owned by TAMMS Corp. Accordingly, Mr. Dubin may be deemed to
beneficially own such Shares for which he exercises voting and/or dispositive
power. Mr. Dubin disclaims beneficial ownership of all such Shares, except for
the 1,000 Shares he holds directly.
(xi) Artsfare 2005 Trust No. 2 beneficially owns the
32,866,264 Shares for which it exercises shared dispositive power
(approximately 5.3% of the total number of Shares outstanding).
(xii) Artsfare 2006 Trust No. 1 beneficially owns the
1,805,943 Shares for which it exercises shared dispositive power
(approximately 0.3% of the total number of Shares outstanding).
(xiii) Artsfare 2006 Trust No. 2 beneficially owns the
6,473,623 Shares for which it exercises shared dispositive power
(approximately 1% of the total number of Shares outstanding).
(xiv) Knight Protector, Inc. beneficially owns an aggregate of
65,546,535 Shares (approximately 10.5% of the total number of Shares
outstanding), by virtue of being the protector of Eternity Four Trust and the
protector of Eternity Two Trust. Knight Protector, Inc. has shared voting and
dispositive power with respect to the 3,000,000 Shares held by Eternity Two
Trust and shared dispositive power with respect to the 759,010 Shares held by
TAMMS L.P. Knight Protector, Inc. has shared dispositive power with respect to
61,787,525 Shares held by Eternity Four Trust. Knight Protector, Inc. has
shared voting power with respect to 31,701,809 Shares held by Eternity Four
Trust, and has sole voting power with respect to 30,085,716 Shares held by
Eternity Four Trust.
(xv) SunTrust Delaware Trust Company beneficially owns
41,145,830 Shares (approximately 6.6% of the total number of Shares
outstanding), by virtue of being the trustee of Artsfare 2005 Trust No. 2,
Artsfare 2006 Trust No. 1 and Artsfare 2006 Trust No. 2. SunTrust Delaware
Trust Company has shared dispositive power with respect to the Shares held by
Artsfare 2005 Trust No. 2, Artsfare 2006 Trust No. 1 and Artsfare 2006 Trust
No. 2. Accordingly, SunTrust Delaware Trust Company may be deemed to
beneficially own such Shares for which it exercises such dispositive power.
SunTrust Delaware Trust Company disclaims beneficial ownership of such Shares.
(xvi) JMD-LMA Protector, Inc. beneficially owns an aggregate
of 41,145,830 Shares (approximately 6.6% of the total number of Shares
outstanding), by virtue of being the protector of Artsfare 2005 Trust No. 2,
Artsfare 2006 Trust No. 1 and Artsfare 2006 Trust No. 2. JMD-LMA Protector,
Inc., has shared voting and dispositive power with respect to Shares held by
Artsfare 2005 Trust No. 2, Artsfare 2006 Trust No. 1 and Artsfare 2006 Trust
No. 2.
(xvii) J.P. Morgan Trust Company of Delaware beneficially owns
3,759,010 Shares (approximately 0.6% of the total number of Shares
outstanding), by virtue of being the sole trustee of Eternity Two Trust. J.P.
Morgan Trust Company of Delaware has shared voting and dispositive power with
respect to the 3,000,000 Shares held directly by Eternity Two Trust and shared
dispositive power with respect to the 759,010 Shares held by TAMMS L.P.
Accordingly, J.P. Morgan Trust Company of Delaware may be deemed to
beneficially own such Shares for which it exercises shared voting and/or
dispositive power. J.P. Morgan Trust Company of Delaware disclaims beneficial
ownership of such Shares.
(xviii) Artsfare 2003 Trust beneficially owns an aggregate of
1,432,439 Shares (approximately 0.2% of the total number of Shares
outstanding), 1,400,000 of which it holds beneficially by virtue of its
interest in MBA I, L.P. and 32,439 of which it holds beneficially by virtue of
the limited partnership interest of MBA I, L.P. in TAMMS, L.P. Artsfare 2003
Trust has shared dispositive power with respect to the 1,400,000 Shares
directly held by MBA I, L.P. and the 32,439 Shares held indirectly by MBA I,
L.P., by virtue of being the sole stockholder of TAMMS Corp.
(xix) MBA I, L.P. beneficially owns an aggregate of 1,432,439
Shares (approximately 0.2% of the total number of Shares outstanding),
1,400,000 Shares of which it holds directly and 32,439 Shares of which it owns
beneficially by virtue of its interest in TAMMS L.P. MBA I, L.P. has shared
voting and dispositive power over the 1,400,000 Shares it holds directly and
exercises shared dispositive power over the 32,439 Shares held by TAMMS Corp.
(xx) The Jafasa Continued Irrevocable Trust beneficially owns
an aggregate of 1,000,000 Shares (approximately 0.2% of the total number of
Shares outstanding), all of which it holds directly. The Jafasa Continued
Irrevocable Trust has sole voting and dispositive power with respect to such
Shares held by it.
(xxi) John J. O'Neil beneficially owns an aggregate of
65,546,535 Shares (approximately 10.5% of the total number of Shares
outstanding) by virtue of being a fifty-percent shareholder of Knight
Protector, Inc. Mr. O'Neil has shared voting and dispositive power with
respect to the 3,000,000 Shares held by Eternity Two Trust and shared
dispositive power with respect to the 759,010 Shares held by TAMMS L.P. Mr.
O'Neil has sole voting power with respect to 30,085,716 Shares held by
Eternity Four Trust and shared voting power with respect to 31,701,809 Shares
held by Eternity Four Trust. Mr. O'Neil has shared dispositive power with
respect to the 61,787,525 Shares held by Eternity Four Trust. Accordingly, Mr.
O'Neil may be deemed to beneficially own such Shares for which he exercises
shared voting and/or dispositive power. Mr. O'Neil disclaims beneficial
ownership of all such Shares.
(xxii) The Nickel 2003 GRAT owns an aggregate of 2,592,895
Shares (approximately 0.4% of the total number of Shares outstanding). The
Nickel 2003 GRAT has sole voting power and sole dispositive power with respect
to the 2,592,895 Shares held by it.
(xxiii) The Reporting Persons, as a group, beneficially own an
aggregate of 230,152,136 Shares (approximately 37% of the total number of
Shares outstanding). The Reporting Persons, as a group, have sole voting and
dispositive power over all such Shares, except for Shares held by Eternity
Four Trust over which Citigroup Institutional Trust Company exercises shared
dispositive power.
(c)(i) During the past 60 days, Shari Arison has sold Shares in
open market transactions on the New York Stock Exchange pursuant to a sales
plan under Rule 10b5-1 as follows:
-------------------------------------------------------------------------------
AVERAGE
DATE NO. OF SHARES SOLD PRICE PER SHARE
-------------------------------------------------------------------------------
01/04/07 170,000 $50.90
01/05/07 103,000 $50.31
01/08/07 153,200 $50.04
01/09/07 500,000 $50.44
01/10/07 270,600 $50.28
01/11/07 500,000 $50.88
01/16/07 50,000 $51.31
01/17/07 70,000 $51.45
01/18/07 100,000 $51.85
01/19/07 100,000 $52.43
01/22/07 100,000 $52.13
01/23/07 50,000 $52.12
01/24/07 70,000 $52.16
01/25/07 60,000 $51.97
01/26/07 100,000 $51.91
01/29/07 85,000 $51.99
01/30/07 100,000 $52.08
01/31/07 40,000 $51.53
02/01/07 100,000 $51.98
02/02/07 60,000 $52.11
02/05/07 54,600 $50.74
02/06/07 10,700 $50.00
02/07/07 21,100 $50.07
Except as set forth in this paragraph (c), to the best of the
knowledge of each of the Reporting Persons, none of the persons named in
response to paragraph (a) has effected any transactions in the Shares during
the past 60 days.
(d) Each of the Reporting Persons affirms that no person other
than such Reporting Person has the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, the Shares owned
by such Reporting Person.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
On January 3, 2007, Shari Arison entered into a sales plan under
Rule 10b5-1. Under the plan, Shari Arison may sell up to 4 million Shares in
open market transactions.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following exhibits have been filed with this Schedule 13D/A.
Exhibit 34 Joint Filing Agreement, dated as of February 27, 2007, among
TAMMS Investment Company, Limited Partnership, TAMMS Management
Corporation, the Nickel Continued Irrevocable Trust, MA 1994 B
Shares, L.P., MA 1994 B Shares, Inc., Micky Arison, Eternity Two
Trust, Shari Arison, JMD Delaware, Inc., James M. Dubin,
Artsfare 2005 Trust No. 2, Artsfare 2006 Trust No. 1, Artsfare
2006 Trust No. 2, Knight Protector, Inc., SunTrust Delaware
Trust Company, JMD-LMA Protector, Inc., J.P. Morgan Trust
Company of Delaware, Artsfare 2003 Trust, MBA I, L.P., the
Jafasa Continued Irrevocable Trust, John J. O'Neil and the
Nickel 2003 GRAT.
The Power of Attorney filed for Eternity Two Trust and J.P. Morgan Trust
Company of Delaware as an exhibit to Amendment No. 8 to Schedule 13D filed on
March 22, 2005, the Power of Attorney filed for SunTrust Delaware Trust
Company as an exhibit to the Form 4 for Artsfare 1992 Irrevocable Trust filed
on January 31, 2005, the Power of Attorney filed for Artsfare 2006 Trust No. 1
as an exhibit to the Form 3 filed on October 13, 2006, the Power of Attorney
filed for Artsfare 2006 Trust No. 1 as an exhibit to the Form 3 filed on
October 13, 2006, the Power of Attorney filed for Artsfare 2005 Trust No. 2 as
an exhibit to the Form 3 filed on December 22, 2005, the Power of Attorney
filed for Shari Arison as an exhibit to the Form 4 filed on January 8, 2006
and the Powers of Attorney filed for the other signatories hereto (other than
Eternity Two Trust and J.P. Morgan Trust Company of Delaware) as an exhibit to
Amendment No. 4 to Schedule 13D filed on February 23, 2004 are hereby
incorporated herein by reference.
SIGNATURES
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Date: February 27, 2007
ARTSFARE 2003 TRUST
ARTSFARE 2005 TRUST NO. 2
ARTSFARE 2006 TRUST NO. 1
ARTSFARE 2006 TRUST NO. 2
ETERNITY TWO TRUST
JAFASA CONTINUED IRREVOCABLE TRUST
JAMES M. DUBIN
JMD DELAWARE, INC.
J.P. MORGAN TRUST COMPANY OF DELAWARE
MA 1994 B SHARES, INC.
MA 1994 B SHARES, L.P.
MBA I, L.P.
MICKY ARISON
NICKEL 2003 GRAT
NICKEL CONTINUED IRREVOCABLE TRUST
SUNTRUST DELAWARE TRUST COMPANY
SHARI ARISON
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
TAMMS MANAGEMENT CORPORATION
By: John J. O'Neil, Attorney-in-Fact
/s/ John J. O'Neil
-----------------------
JOHN J. O'NEIL
JMD-LMA PROTECTOR, INC.
KNIGHT PROTECTOR, INC.
By: John J. O'Neil, Authorized Signatory
/s/ John J. O'Neil
-----------------------
JOHN J. O'NEIL
/s/ John J. O'Neil
-----------------------
JOHN J. O'NEIL
INDEX TO EXHIBITS
EXHIBITS
--------
Exhibit 34 Joint Filing Agreement, dated as of February 27, 2007, among
TAMMS Investment Company, Limited Partnership, TAMMS
Management Corporation, the Nickel Continued Irrevocable
Trust, MA 1994 B Shares, L.P., MA 1994 B Shares, Inc., Micky
Arison, Eternity Two Trust, Shari Arison, JMD Delaware, Inc.,
James M. Dubin, Artsfare 2005 Trust No. 2, Artsfare 2006 Trust
No. 1, Artsfare 2006 Trust No. 2, Knight Protector, Inc.,
SunTrust Delaware Trust Company, JMD-LMA Protector, Inc., J.P.
Morgan Trust Company of Delaware, Artsfare 2003 Trust, MBA I,
L.P., the Jafasa Continued Irrevocable Trust, John J. O'Neil
and the Nickel 2003 GRAT.
EXHIBIT 34
----------
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(f) under the Securities
Exchange Act of 1934, as amended, the persons named below agree to the joint
filing on behalf of each of them of this amendment to Schedule 13D. This Joint
Filing Agreement shall be included as an Exhibit to such joint filing. In
evidence thereof, each of the undersigned, being duly authorized, hereby
executed this Agreement.
Date: February 27, 2007
ARTSFARE 2003 TRUST
ARTSFARE 2005 TRUST NO. 2
ARTSFARE 2006 TRUST NO. 1
ARTSFARE 2006 TRUST NO. 2
ETERNITY TWO TRUST
JAFASA CONTINUED IRREVOCABLE TRUST
JAMES M. DUBIN
JMD DELAWARE, INC.
J.P. MORGAN TRUST COMPANY OF DELAWARE
MA 1994 B SHARES, INC.
MA 1994 B SHARES, L.P.
MBA I, L.P.
MICKY ARISON
NICKEL 2003 GRAT
NICKEL CONTINUED IRREVOCABLE TRUST
SUNTRUST DELAWARE TRUST COMPANY
SHARI ARISON
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
TAMMS MANAGEMENT CORPORATION
By: John J. O'Neil, Attorney-in-Fact
/s/ John J. O'Neil
-----------------------
JOHN J. O'NEIL
JMD-LMA PROTECTOR, INC.
KNIGHT PROTECTOR, INC.
By: John J. O'Neil, Authorized Signatory
/s/ John J. O'Neil
-----------------------
JOHN J. O'NEIL
/s/ John J. O'Neil
-----------------------
JOHN J. O'NEIL