SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): August 7, 2002
ALCOA INC.
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(Exact name of Registrant as specified in its charter)
Pennsylvania 1-3610 25-0317820
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(State or Other Jurisdiction (Commission (I.R.S. Employer
of Incorporation) File Number) Identification Number)
201 Isabella Street, Pittsburgh, Pennsylvania 15212-5858
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(Address of Principal Executive Offices) (Zip Code)
Office of Investor Relations 212-836-2674
Office of the Secretary 412-553-4707
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(Registrant's telephone number, including area code)
Item 5. OTHER EVENTS.
Alcoa Inc. announced that its Chairman and Chief Executive Officer,
Alain J. P. Belda, and Executive Vice President and Chief Financial Officer,
Richard B. Kelson, submitted sworn statements today to the U.S. Securities and
Exchange Commission (SEC) affirming the SEC filings made by the company in 2002.
The personal certifications were submitted in accordance with SEC Order No.
4-460.
Copies of the press release and the sworn statements of Messrs. Belda
and Kelson are filed herewith as Exhibits 99.1, 99.2 and 99.3, respectively, and
are hereby incorporated herein by reference.
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Other Recent Developments
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On August 7, 2002, Moody's Investors Service announced in a corrected
press release that it had downgraded the long-term debt ratings of Alcoa from A1
to A2 and its rated subsidiaries from A2 to A3. Alcoa's Prime-1 short-term
rating was not affected at this time.
In July 2002, Standard and Poor's Rating Services reaffirmed Alcoa's
long-term debt rating of A+ and its short-term debt rating of A-1.
Item 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS.
(c) Exhibits
99.1 Press Release dated August 7, 2002.
99.2 Statement Under Oath of Principal Executive Officer.
99.3 Statement Under Oath of Principal Financial Officer.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
ALCOA INC.
By: /s/ Lawrence R. Purtell
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Lawrence R. Purtell
Executive Vice President and
General Counsel
Dated: August 7, 2002
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INDEX TO EXHIBITS
Exhibit No. Description
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99.1 Press Release dated August 7, 2002.
99.2 Statement Under Oath of Principal Executive Officer.
99.3 Statement Under Oath of Principal Financial Officer.
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