CUSIP
No. |
90136Q11 |
1 | NAMES OF REPORTING PERSONS Edward J. Lawson |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
U.S.A. | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 242,450(1) | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 377,507(1) | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 242,450(1) | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
377,507(1) | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
377,507(1) | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
4.8%(2) | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
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(a) | Name of Issuer 21st Century Holding Company |
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(b) | Address of Issuers Principal Executive Offices 3661 West Oakland Park Blvd, Suite 300 Lauderdale Lakes, Florida 33311 |
(a) | Name of Person Filing Edward J. Lawson |
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(b) | Address of Principal Business Office or, if none, Residence 781 Bolle Way, Henderson, Nevada, 89012 |
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(c) | Citizenship U.S.A. |
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(d) | Title of Class of Securities Common Stock, $.01 Par Value |
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(e) | CUSIP Number 90136Q100 |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). |
(e) o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); |
(g) o | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); |
(h) o | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
(i) o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) o | Group, in accordance with §240.13d-1(b)(1)(ii)(J). |
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Item 4. | Ownership. |
(a) | Amount beneficially owned: 377,507 (1) |
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(b) | Percent of class: 4.8% (2) |
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(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote 242,450 |
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(ii) | Shared power to vote or to direct the vote 377,507 |
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(iii) | Sole power to dispose or to direct the disposition of 242,450 |
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(iv) | Shared power to dispose or to direct the disposition of 377,507 |
Item 5. | Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person Not Applicable |
Item 7. | Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company or Control Person Not Applicable |
Item 8. | Identification and Classification of Members of the Group Not Applicable |
Item 9. | Notice of Dissolution of Group |
Item 10. | Certifications |
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By: | /s/ Edward J. Lawson | |||
Edward J. Lawson | ||||
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