Form 8-K
 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 11, 2010

NuPathe Inc.
(Exact name of registrant as specified in its charter)

         
Delaware   001-34836   20-2218246
(State or other Jurisdiction of Incorporation)   (Commission File Number)   (IRS Employer Identification No.)
     
227 Washington Street
Suite 200
Conshohocken, Pennsylvania
  19428
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (484) 567-0130

 
Not Applicable
(Former name or former address if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 

 

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Item 2.02 Results of Operations and Financial Condition.

On November 11, 2010, NuPathe Inc. issued a press release announcing its financial results for the quarter ended September 30, 2010. A copy of the press release is attached as Exhibit 99.1 to this Form 8-K.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

     
Exhibit No.
  Description of Exhibit
 
   
99.1
  Press release issued by NuPathe Inc. on November 11, 2010

*     *     *     *     *

This Form 8-K and Exhibit 99.1 are being “furnished” to the Securities and Exchange Commission (SEC) under Item 2.02 and Item 9.01 of Form 8-K and shall not be deemed to be “filed” with the SEC. Neither this Form 8-K, nor Exhibit 99.1, shall be incorporated by reference into any filings of NuPathe Inc. under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date of this Form 8-K, regardless of any general incorporation language in the filing, unless explicitly incorporated by specific reference into such filing.

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

         
  NUPATHE INC.
 
 
  By:   /s/ Keith A. Goldan    
    Keith A. Goldan   
    Chief Financial Officer   
 
Dated: November 12, 2010

 

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EXHIBIT INDEX

     
 
   
Exhibit No.
  Description of Exhibit
 
   
99.1
  Press release issued by NuPathe Inc. on November 11, 2010

 

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