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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 10-Q/A
(Amendment No. 1)
(Mark One)
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QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended June 30, 2010
or
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from to .
Commission file no. 001-13831
Quanta Services, Inc.
(Exact name of registrant as specified in its charter)
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Delaware
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74-2851603 |
(State or other jurisdiction of
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(I.R.S. Employer |
incorporation or organization)
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Identification No.) |
1360 Post Oak Blvd.
Suite 2100
Houston, Texas 77056
(Address of principal executive offices, including zip code)
(Registrants telephone number, including area code)
(713) 629-7600
Indicate by check mark whether the registrant (1) has filed all reports required to be filed
by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or
for such shorter period that the registrant was required to file such reports), and (2) has been
subject to such filing requirements for the past 90 days. Yes þ No o
Indicate by check mark whether the registrant has submitted electronically and posted on its
corporate Web site, if any, every Interactive Data File required to be submitted and posted
pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months
(or for such shorter period that the registrant was required to submit and post such files). Yes
þ No o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the
Exchange Act. (Check one):
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Large accelerated filer þ
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Accelerated filer o
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Non-accelerated filer o
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Smaller reporting company o |
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(Do not check if a smaller reporting company) |
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Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of
the Exchange Act). Yes o No þ
210,542,636 shares of Common Stock were outstanding as of August 2, 2010. As of the same date,
432,485 shares of Limited Vote Common Stock were outstanding.
EXPLANATORY NOTE
Quanta Services, Inc. (Quanta) is filing this Amendment No. 1 on Form 10-Q/A (Amendment) to
amend its quarterly report on Form 10-Q filed with the Securities and Exchange Commission (SEC) on
August 9, 2010 (Original Report on Form 10-Q). This Amendment is being filed to include disclosure
regarding the unregistered issuance of common stock during the second quarter of 2010 that was
inadvertently omitted from Item 2 of Part II of the Original Report on Form 10-Q. The complete text
of Item 2 of Part II has been set forth in its entirety in accordance with Rule 12b-15 under the
Securities Exchange Act of 1934, as amended. In connection with the filing of this Amendment and
pursuant to the rules of the SEC, Quanta is including with this Amendment currently dated
certifications. Unless otherwise indicated, the exhibits previously filed with the Original Report
on Form 10-Q are not re-filed herewith.
Except for the matters discussed in this Explanatory Note, this Amendment reflects the
disclosures made at the time of the filing of the Original Report on Form 10-Q, and no attempt has
been made in this Amendment to modify or update such disclosures presented in the Original Report
on Form 10-Q. This Amendment does not reflect events occurring after the filing of the Original
Report on Form 10-Q or modify or update those disclosures affected by subsequent events.
Accordingly, this Amendment should be read in conjunction with Quantas filings made with the SEC
subsequent to the filing of the Original Report on Form 10-Q, including any amendments to those
filings.
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PART II OTHER INFORMATION
QUANTA SERVICES, INC. AND SUBSIDIARIES
Item 2. Unregistered Sales of Equity Securities and Use of Proceeds.
Unregistered Sales of Securities
In April 2010, we issued an aggregate 241,300 shares of our common stock in exchange for
Limited Vote Common Stock. For a description of our Limited Vote Common Stock, see Note 11 in the
Notes to our Consolidated Financial Statements in our Annual Report on Form 10-K for the fiscal
year ended December 31, 2009.
All securities listed on the following table are shares of our common stock. We relied on
Section 4(2) of the Securities Act of 1933, as amended (the Securities Act), as the basis for
exemption from registration. For all issuances, the purchasers were accredited investors as
defined in Rule 501 of the Securities Act. All issuances were as a result of privately negotiated
transactions, and not pursuant to public solicitations.
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Period |
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Number of Shares |
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Purchaser |
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Consideration |
April 1, 2010 April 30, 2010
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241,300 |
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Certain Holders of Limited
Vote Common Stock
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Exchange of 229,808
shares of Limited Vote
Common Stock for
Common Stock |
Issuer Purchases of Equity Securities
The following table contains information about our purchases of equity securities during the
three months ended June 30, 2010.
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(d) Maximum |
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(c) Total Number |
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Number of Shares |
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of Shares Purchased |
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that may yet be |
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as Part of Publicly |
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Purchased Under |
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(a) Total Number of |
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(b) Average Price |
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Announced Plans |
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the Plans or |
Period |
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Shares Purchased |
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Paid Per Share |
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or Programs |
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Programs |
May 1, 2010 May 31, 2010 |
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9,888(i) |
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$ 20.83 |
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None |
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None |
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(i) |
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Represents shares purchased from employees to satisfy tax withholding
obligations in connection with the vesting of restricted stock awards
pursuant to Quantas 2001 Stock Incentive Plan (as amended and
restated March 13, 2003) and the 2007 Stock Incentive Plan and
pursuant to InfraSources 2004 Omnibus Stock Incentive Plan. |
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Item 6. Exhibits.
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Exhibit |
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No. |
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Description |
31.1* |
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Certification of Periodic Report by Chief
Executive Officer pursuant to Rule
13a-14(a)/15d-14(a) and pursuant to Section 302
of the Sarbanes-Oxley Act of 2002 (filed
herewith) |
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31.2* |
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Certification of Periodic Report by Chief
Financial Officer pursuant to Rule
13a-14(a)/15d-14(a) and pursuant to Section 302
of the Sarbanes-Oxley Act of 2002 (filed
herewith) |
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32.1* |
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Certification of Periodic Report by Chief
Executive Officer and Chief Financial Officer
pursuant to 18 U.S.C. Section 1350, as adopted
pursuant to Section 906 of the Sarbanes-Oxley
Act of 2002 (furnished herewith) |
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* |
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Filed or furnished herewith |
4
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant, Quanta
Services, Inc., has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
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Quanta Services, Inc.
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By: |
/s/ Derrick A. Jensen
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Derrick A. Jensen |
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Vice President and
Chief Accounting Officer |
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Dated:
September 13, 2010
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INDEX TO EXHIBITS
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Exhibit |
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No. |
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Description |
31.1* |
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Certification of Periodic Report by Chief
Executive Officer pursuant to Rule
13a-14(a)/15d-14(a) and pursuant to
Section 302 of the Sarbanes-Oxley Act of
2002 (filed herewith) |
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31.2* |
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Certification of Periodic Report by Chief
Financial Officer pursuant to Rule
13a-14(a)/15d-14(a) and pursuant to
Section 302 of the Sarbanes-Oxley Act of
2002 (filed herewith) |
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32.1* |
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Certification of Periodic Report by Chief
Executive Officer and Chief Financial
Officer pursuant to 18 U.S.C. Section
1350, as adopted pursuant to Section 906
of the Sarbanes-Oxley Act of 2002
(furnished herewith) |
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* |
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Filed or furnished herewith |
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