As
filed with the Securities and Exchange Commission on December 8, 2009
Registration No. 333-155801
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Post-Effective Amendment No. 1
to
Form S-1
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
PEPLIN, INC.
(Exact name of registrant as specified in its charter)
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Delaware
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26-0641830 |
(State or other jurisdiction
of incorporation or organization)
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(I.R.S. Employer
Identification Number) |
6475 Christie Avenue
Emeryville, California 94608
(510) 653-9700
(Address, including zip code, and telephone number, including area code,
of registrants principal executive offices)
George Mahaffey
Chief Executive Officer
Peplin, Inc.
6475 Christie Avenue
Emeryville, California 94608
(510) 653-9700
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copies to:
Glen Y. Sato, Esq.
Cooley Godward Kronish LLP
Five Palo Alto Square
3000 El Camino Real
Palo Alto, CA 94306-2155
(650) 843-5000
Approximate date of commencement of proposed sale to the public:
Not Applicable
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, other than
securities offered only in connection with dividend or interest reinvestment plans, check the
following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional classes of
securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the
Exchange Act. (Check one):
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Large accelerated filer o
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Accelerated filer o
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Non-accelerated filer þ
(Do not check if a smaller reporting company)
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Smaller reporting company o |
DEREGISTRATION OF SECURITIES
Peplin, Inc. (the Registrant) is filing this Post-Effective Amendment No. 1 to its
Registration Statement on Form S-1 to withdraw and remove from registration the unissued and unsold
shares of the Registrants common stock, par value $0.001 per share (the Common Stock), issuable
by the Registrant pursuant to its Registration Statement on Form S-1 originally filed with the
Securities and Exchange Commission on December 1, 2008 (Registration No. 333-155801) (the
Registration Statement).
On November 6, 2009, the Registrants stockholders approved, at a special meeting of
stockholders, an Agreement and Plan of Merger and Reorganization, dated as of September 2, 2009
(the Merger Agreement), by and among LEO Pharma A/S (the Purchaser), Plant Acquisition Sub,
Inc., a Delaware corporation and wholly owned subsidiary of the Purchaser (Merger Sub) and the
Registrant. Pursuant to the Merger Agreement, upon filing the Certificate of Merger with the
Secretary of State of the State of Delaware on November 11, 2009 (the Effective Time) Merger Sub
was merged with and into the Registrant, with the Registrant continuing as the surviving
corporation and as a wholly-owned subsidiary of Purchaser (the Merger).
At the Effective Time, outstanding share of Registrants Common Stock (other than shares held
by Purchaser, Merger Sub, or any Subsidiary of Purchaser or Registrant) was converted into the
right to receive an amount in cash equal to US$16.99, without interest, in accordance with the
terms and conditions of the Merger Agreement.
As a result of the Merger, the Registrant terminated all offerings of its securities pursuant
to its existing registration statements, including the Registration Statement. In accordance with
an undertaking made by the Registrant in the Registration Statement to remove from registration, by
means of a post-effective amendment, any shares of its Common Stock which remain unsold at the
termination of the offering, the Registrant hereby removes from registration all shares of Common
Stock registered under the Registration Statement which remained unsold as of the Effective Time of
the Merger.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-1 and
has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Emeryville, State of
California, on this
7th day
of December, 2009.
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Peplin, Inc.
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By: |
/s/ George Mahaffey
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George Mahaffey |
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Chief Executive Officer |
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Pursuant to the requirements of the Securities Act of 1933, this Post Effective Amendment No.
1 to the Registration Statement has been signed by the following persons in the capacities and on
the dates indicated.
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Signature |
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Date |
/s/ George Mahaffey
George Mahaffey
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Chief Executive Officer
(Principal Executive Officer)
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December 7, 2009 |
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/s/ David Smith
David Smith
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Chief Financial Officer
(Principal Accounting and Financial Officer)
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December 7, 2009 |
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/s/ Gitte P. Aabo
Gitte P. Aabo
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Director
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December 7, 2009 |
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/s/ Lars Olsen
Lars Olsen
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Director
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December 7, 2009 |