SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 2 TO SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT 1934*
Globix Corporation
--------------------------------------------------------------------------------
(Name of Issuer)
Common Shares, $0.01 par value
--------------------------------------------------------------------------------
(Title of Class of Securities)
37957F200
--------------------------------------------------------------------------------
(CUSIP Number)
December 31, 2003
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
----------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
James G. Dinan
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 1,173,633 Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
1,173,633 Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,173,633 Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.13%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
2
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Investment Limited
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Commonwealth of the Bahamas
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 370,460 Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
370,460 Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
370,460 Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
3
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Capital Management, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 185,341 Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
185,341 Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
185,341 Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
4
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Select, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY -0- Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
-0- Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
5
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Select Unit Trust
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY -0- Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
-0- Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
6
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Distressed Opportunities Fund, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 299,172 Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
299,172 Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
299,172 Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.8%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
7
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Offshore Investors Unit Trust
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 198,841 Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
198,841 Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
198,841 Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
8
-----------------------------
CUSIP No. 37957F200
-----------------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
York Global Value Partners, L.P.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY -0- Common Shares
OWNED BY
EACH 6 SHARED VOTING POWER
REPORTING
PERSON WITH -0-
7 SOLE DISPOSITIVE POWER
-0- Common Shares
8 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0- Common Shares
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT
9
ITEM 1(a). NAME OF ISSUER:
--------------
Globix Corporation
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
-----------------------------------------------
139 Centre Street
New York, New York 10013
ITEM 2.(a), NAME OF PERSON FILING; ADDRESS
(b) AND (c) OF PRINCIPAL BUSINESS OFFICE; CITIZENSHIP:
-----------------------------------------
This Schedule is being filed jointly by the following reporting persons
(hereinafter sometimes collectively referred to as the "Reporting Persons")
pursuant to an Agreement of Joint Filing attached hereto as Exhibit A:
(i) James G. Dinan ("Dinan"), an individual who is the Senior Managing
Member and holder of a controlling interest in Dinan Management,
L.L.C. ("Dinan Management"), a New York limited liability company,
York Select Domestic Holdings, LLC ("York Select Domestic Holdings"),
a New York limited liability company, York Select Offshore Holdings,
LLC ("York Select Offshore Holdings"), a New York limited liability
company, York Distressed Domestic Holdings, LLC ("York Distressed
Domestic Holdings"), a New York limited liability company, York
Offshore Holdings, LLC ("York Offshore Holdings"), a New York limited
liability company and York Global Value Holdings, LLC ("York Global
Value Holdings"), a New York limited liability Company. Dinan is also
a Director and holder of a controlling interest in York Offshore
Holdings, Limited ("York Offshore Limited"), a corporation of the
Commonwealth of the Bahamas. Dinan is a citizen of the United States.
(ii) York Investment Limited ("York Investment"), a corporation of The
Commonwealth of The Bahamas.
(iii) York Capital Management, L.P. ("York Capital"), a Delaware limited
partnership.
(iv) York Select, L.P. ("York Select"), a Delaware limited partnership.
(v) York Select Unit Trust ("York Select Trust"), a trust organized under
the laws of the Cayman Islands.
(vi) York Distressed Opportunities Fund, L.P. ("York Distressed
Opportunities"), a Delaware limited partnership.
(vii) York Offshore Investors Unit Trust ("York Offshore Investors"), a
trust organized under the laws of the Cayman Islands.
(viii) York Global Value Partners, L.P. ("York Global Value"), a Delaware
limited partnership.
York Offshore Limited is the investment manager of York Investment.
10
Dinan Management is the General Partner of York Capital.
York Select Domestic Holdings is the General Partner of York Select.
York Select Offshore Holdings is the investment manager of York Select
Trust.
York Distressed Domestic Holdings is the General Partner of York Distressed
Opportunities.
York Offshore Holdings is the investment manager of York Offshore
Investors.
York Global Value Holdings is the General Partner of York Global Value.
Dinan is also filing this statement on behalf of certain other funds and
accounts ("Managed Accounts") over which he has discretionary investment
authority. Dinan is the President and sole shareholder of JGD Management Corp.,
a Delaware corporation, which manages the Managed Accounts.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE:
------------------------------------
The address of each of Dinan, York Capital, York Distressed Opportunities,
York Select and York Global Value is:
390 Park Avenue
15th Floor
New York, New York 10022
The address of York Investment for purposes of this filing is:
York Investment Limited
c/o York Capital Management
390 Park Avenue
15th Floor
New York, New York 10022
The address of York Select Trust for purposes of this filing is:
York Select Unit Trust
c/o York Capital Management
390 Park Avenue
15th Floor
New York, New York 10022
The address of York Offshore Investors for purposes of this filing is:
York Offshore Investors Unit Trust
c/o York Capital Management
390 Park Avenue
15th Floor
New York, New York 10022
11
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
----------------------------
Common Shares
ITEM 2(e). CUSIP NUMBER:
------------
37957F200
ITEM 4.(a),
(b) AND (c) OWNERSHIP.
---------
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(i) Dinan
-----
(a) Amount beneficially owned: 1,173,633 shares.
----------------
(b) Percent of class: 7.13%.
-----
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote 1,173,633 shares.
----------------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
1,173,633 shares.
----------------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(ii) York Investment
---------------
(a) Amount beneficially owned: 370,460 shares.
--------------
(b) Percent of class: 2.3%.
----
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote 370,460 shares.
--------------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
370,460 shares.
--------------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(iii) York Capital
------------
(a) Amount beneficially owned: 185,341 shares.
--------------
(b) Percent of class: 1.1%.
---
12
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote 185,341 shares.
--------------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
185,341 shares.
--------------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(iv) York Select
-----------
(a) Amount beneficially owned: -0- shares.
----------
(b) Percent of class: 0%.
--
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote -0- shares.
----------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
-0- shares.
----------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(v) York Select Trust
-----------------
(a) Amount beneficially owned: -0- shares.
----------
(b) Percent of class: -0-%.
----
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote -0- shares.
----------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
-0- shares.
----------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(vi) York Distressed Opportunities
-----------------------------
(a) Amount beneficially owned: 299,172 shares.
--------------
(b) Percent of class: 1.8%.
---
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote 299,172 shares.
--------------
13
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
299,172 shares.
--------------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(vii) York Offshore Investors
-----------------------
(a) Amount beneficially owned: 198,841 shares.
--------------
(b) Percent of class: 1.2%.
---
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote 198,841 shares.
--------------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
198,841 shares.
--------------
(iv) Shared power to dispose or direct the disposition of -0-.
---
(viii) York Global Value
-----------------
(a) Amount beneficially owned: -0- shares.
----------
(b) Percent of class: -0-%.
---
(c) Number of shares as to which such person has:
(i) Sole power to vote or direct the vote -0- shares.
----------
(ii) Shared power to vote or direct the vote -0-.
---
(iii) Sole power to dispose or direct the disposition of
-0- shares.
----------
(iv) Shared power to dispose or direct the disposition of -0-.
---
The number of shares beneficially owned and the percentage of outstanding
shares represented thereby, for each of the Reporting Persons, have been
computed in accordance with Rule 13d-3 under the Securities Exchange Act of
1934, as amended. The percentage of ownership described above is based on
16,460,000 Common Shares, outstanding on December 31, 2003.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
---------------------------------------------------------------
The Managed Accounts have the right to receive dividends from, or the
proceeds from the sale of, the Common Shares.
14
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
/s/ James G. Dinan
----------------------------
James G. Dinan
15
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK INVESTMENT LIMITED
By: YORK OFFSHORE HOLDINGS LIMITED
By: /s/ James G. Dinan
------------------------------
James G. Dinan
Director
16
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK CAPITAL MANAGEMENT, L.P.
By: DINAN MANAGEMENT, L.L.C.
By: /s/ James G. Dinan
---------------------------
James G. Dinan
Senior Managing Member
17
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK SELECT, L.P.
By: YORK SELECT DOMESTIC HOLDINGS, LLC
By: /s/ James G. Dinan
---------------------------
James G. Dinan
Senior Managing Member
18
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK SELECT UNIT TRUST
By: YORK SELECT OFFSHORE HOLDINGS LLC
By: /s/ James G. Dinan
---------------------------
James G. Dinan
Senior Managing Member
19
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK DISTRESSED OPPORTUNITIES
FUND, L.P.
By: YORK DISTRESSED DOMESTIC HOLDINGS,
LLC
By: /s/ James G. Dinan
---------------------------
James G. Dinan
Senior Managing Member
20
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK OFFSHORE INVESTORS UNIT TRUST
By: YORK OFFSHORE HOLDINGS, LLC
By: /s/ James G. Dinan
---------------------------
James G. Dinan
Senior Managing Member
21
ITEM 10. CERTIFICATION.
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best of the knowledge and belief of the
undersigned Reporting Person, the undersigned Reporting Person certifies that
the information set forth in this statement with respect to it, or him, as the
case may be, is true, complete and accurate.
Dated: March 3, 2004
YORK GLOBAL VALUE PARTNERS, L.P.
By: YORK GLOBAL VALUE HOLDINGS, LLC
By: /s/ James G. Dinan
---------------------------
James G. Dinan
Senior Managing Member
22