Delaware
|
6282
|
13-6174048
|
(State
or Other Jurisdiction of
Incorporation
or Organization)
|
(Primary
Standard Industrial
Classification
Code Number)
|
(I.R.S.
Employer
Identification
Number)
|
330
Madison Ave.
New
York, NY 10017
(212)
297-3600
|
||
(Address,
Including Zip Code, and Telephone Number, Including Area Code, of
Registrant’s Principal Executive Offices)
|
||
___________________
|
||
ADAM SPILKA
General
Counsel and Corporate Secretary
Artio
Global Investors Inc.
330
Madison Ave.
New
York, NY 10017
(212)
297-3600
|
||
(Name,
Address, Including Zip Code, and Telephone Number, Including Area Code, of
Agent For Service)
|
||
___________________
|
||
Copies
to:
|
MICHAEL
KAPLAN
Davis
Polk & Wardwell LLP
450
Lexington Ave.
New
York, NY 10017
(212)
450-4000
|
CATHERINE
CLARKIN
JAY
CLAYTON
Sullivan
& Cromwell LLP
125
Broad Street
New
York, NY 10004
(212)
558-4000
|
JAMES
GERKIS
Proskauer
Rose LLP
1585
Broadway
New
York, NY 10036
(212)
969-3000
|
|
||||||||
Title
of Each Class of
Securities
to be Registered
|
Amount
to be
Registered(1)
|
Proposed
Maximum
Offering
Price Per Share(2)
|
Proposed
Maximum Aggregate Offering Price(1)
|
Amount
of
Registration
Fee
|
||||
|
||||||||
Class
A common stock, par value $0.001 per share
|
1,840,000
|
$26.00
|
$47,840,000
|
$2,670
|
||||
|
Exhibit
Number
|
Description
|
5
|
Opinion
of Davis Polk & Wardwell LLP
|
23.1
|
Consent
of KPMG LLP
|
23.2
|
Consent
of Davis Polk & Wardwell LLP (included in Exhibit
5)
|
Artio
Global Investors Inc.
|
|||
By:
|
/s/
Richard Pell
|
||
Name:
|
Richard
Pell
|
||
Title:
|
Principal
Executive Officer
|
Signature
|
Title
|
Date
|
/s/
Richard Pell
|
Principal
Executive
|
September
23, 2009
|
Richard
Pell
|
Officer
and Director
|
|
/s/
Francis Harte
|
Principal
Financial and Accounting
|
September
23, 2009
|
Francis
Harte
|
Officer
|
|
/s/
Glen Wisher
|
Director
|
September
23, 2009
|
Glen
Wisher
|
||
Director
|
||
Elizabeth
Buse
|
||
Director
|
||
Duane
Kullberg
|
||
/s/
Francis Ledwidge
|
Director
|
September
23, 2009
|
Francis
Ledwidge
|
||
Exhibit
Number
|
Description
|
5
|
Opinion
of Davis Polk & Wardwell LLP
|
23.1
|
Consent
of KPMG LLP
|
23.2
|
Consent
of Davis Polk & Wardwell LLP (included in Exhibit
5)
|