Transaction Valuation (1)
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Amount of Filing Fee (2)
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$683,780,048
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$79,386.86
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(1)
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Estimated for purposes of calculating the amount of the filing fee only, in accordance with Rule 0-11(d) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Calculated by multiplying $8.00, the per share tender offer price, by 85,472,506 shares of common stock of Celera Corporation, which includes (a) 82,155,471 shares of common stock issued and outstanding (excluding treasury shares), (b) 1,343,777 restricted stock units subject to vesting and (c) 1,973,258 shares of common stock subject to outstanding stock options with an exercise price less than $8.00.
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(2)
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The filing fee was calculated in accordance with Rule 0-11 of the Exchange Act and Fee Rate Advisory #5 for fiscal year 2011, issued December 22, 2010. Such fee equals 0.0001161% of the transaction value.
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x
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Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
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Amount Previously Paid: $79,386.86
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Filing Party: Spark Acquisition Corporation and
Quest Diagnostics Incorporated |
Form or Registration No.: Schedule TO-T
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Date Filed: March 28, 2011
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¨
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Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
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Check the appropriate boxes to designate any transactions to which the statement relates:
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x
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third-party tender offer subject to Rule 14d-1.
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¨
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issuer tender offer subject to Rule 13e-4.
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¨
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going-private transaction subject to Rule 13e-3.
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¨
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amendment to Schedule 13D under Rule 13d-2.
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Check the following box if the filing is a final amendment reporting the results of the tender offer: ¨
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(a)(5)(K)
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Press release issued by Quest Diagnostics Incorporated on May 4, 2011.
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SPARK ACQUISITION CORPORATION | ||||
By: | /s/ Robert A. Hagemann | |||
Name: | Robert A. Hagemann | |||
Title: | President | |||
QUEST DIAGNOSTICS INCORPORATED | ||||
By: | /s/ William J. O’Shaughnessy, Jr. | |||
Name: | William J. O’Shaughnessy, Jr. | |||
Title: | Assistant General Counsel and Secretary | |||
(a)(1)(A)*
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Offer to Purchase, dated March 28, 2011.
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(a)(1)(B)*
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Form of Letter of Transmittal.
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(a)(1)(C)*
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Notice of Guaranteed Delivery.
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(a)(1)(D)*
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Form of Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
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(a)(1)(E)*
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Form of Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees.
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(a)(5)(A)*
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Press release issued by Celera Corporation and Quest Diagnostics Incorporated on March 18, 2011, incorporated herein by reference to the Schedule TO-C filed by Quest Diagnostics Incorporated and the Purchaser on March 18, 2011.
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(a)(5)(B)*
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Summary Advertisement as published in the Wall Street Journal on March 28, 2011.
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(a)(5)(C)*
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Press release issued by Quest Diagnostics Incorporated on March 28, 2011.
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(a)(5)(D)*
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Letter from Quest Diagnostics Incorporated to Biotechnology Value Fund, L.P., dated April 1, 2011.
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(a)(5)(E)*
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Press release issued by Quest Diagnostics Incorporated on April 13, 2011.
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(a)(5)(F)*
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Press release issued by Quest Diagnostics Incorporated on April 18, 2011.
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(a)(5)(G)*
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Memorandum of Understanding, dated as of April 18, 2011.
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(a)(5)(H)*
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Transcript of Quest Diagnostics – Q1 2011 Earnings Conference Call, Event Date/Time: April 20, 2011 / 8:30 AM.
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(a)(5)(I)*
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Letter from Quest Diagnostics Incorporated to Black Horse Capital Management LLC, dated April 27, 2011.
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(a)(5)(J)*
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Press release issued by Quest Diagnostics Incorporated on May 3, 2011.
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(a)(5)(K)
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Press release issued by Quest Diagnostics Incorporated on May 4, 2011.
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(b)(1)*
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Credit Agreement, dated as of May 31, 2007, by and among Quest Diagnostics Incorporated, certain subsidiary guarantors and the various lenders party thereto, incorporated herein by reference to Quest Diagnostics Incorporated’s current report filed on Form 8-K on June 6, 2007.
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(b)(2)*
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Fourth Amended and Restated Credit and Security Agreement, dated as of June 11, 2008, by and among Quest Diagnostics Incorporated, Quest Diagnostics Receivables Inc. and the various lenders thereto (the “Credit Agreement”), incorporated herein by reference to Quest Diagnostics Incorporated’s quarterly report for the quarter ended June 30, 2008 on Form 10-Q, filed on July 24, 2008.
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(b)(3)*
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Amendment No. 1 to the Credit Agreement, incorporated herein by reference to Quest Diagnostics Incorporated’s 2008 annual report on Form 10-K, filed on February 17, 2009.
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(b)(4)*
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Amendment No. 2 to the Credit Agreement, incorporated herein by reference to Quest Diagnostics Incorporated’s 2009 annual report on Form 10-K, filed on February 17, 2010.
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(b)(5)*
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Amendment No. 3 to the Credit Agreement, incorporated herein by reference to Quest Diagnostics Incorporated’s 2010 annual report on Form 10-K, filed on February 16, 2011.
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(d)(1)*
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Agreement and Plan of Merger, dated as of March 17, 2011, by and among Celera Corporation, Quest Diagnostics Incorporated and the Purchaser.
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(d)(2)*
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Confidentiality Agreement, dated March 9, 2010, by and between Celera Corporation and Quest Diagnostics Incorporated.
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(d)(3)*
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Employment Agreement, by and between Kathy Ordoñez and Quest Diagnostics Incorporated, dated as of March 17, 2011.
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(d)(4)*
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Offer Letter Agreement, by and between Michael Zoccoli and Quest Diagnostics Incorporated, dated as of March 17, 2011.
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(d)(5)*
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Offer Letter Agreement, by and between Michael Mercer and Quest Diagnostics Incorporated, dated as of March 17, 2011.
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(d)(6)*
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Offer Letter Agreement, by and between Paul Arata and Quest Diagnostics Incorporated, dated as of March 17, 2011.
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(d)(7)*
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Amendment No. 1 to Agreement and Plan of Merger, dated as of April 18, 2011, by and among Quest Diagnostics, the Purchaser and Celera.
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(g)
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Not applicable.
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(h)
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Not applicable.
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