UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of Report (Date of earliest event reported): June 20, 2012


 

DIRECT MARKETS HOLDINGS CORP.


(Exact name of Registrant as specified in its charter)


 

 

 

 

 

Delaware

 

001-33737

 

84-1374481


 


 


(State or other jurisdiction
of incorporation)

 

(Commission
File Number)

 

(IRS Employer
Identification No.)


 

 

 

1251 Avenue of the Americas, New York, New York

 

10020


 


(Address Of Principal Executive Office)

 

(Zip Code)

Registrant’s telephone number, including area code (212) 356-0500

 

RODMAN & RENSHAW CAPITAL GROUP, INC.


(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



 

 

Item 8.01.

Other Events.

          On June 20, 2012, Direct Markets Holdings Corp. (Nasdaq: MKTS) issued a press release which provides an executive update. A copy of the press release is attached hereto as Exhibit 99.1.

 

 

Item 9.01.

Financial Statements and Exhibits.

     (d) Exhibits

 

 

 

 

 

Exhibit
No.

 

Description

 


 


 

 

 

 

 

99.1

 

Press release dated June 20, 2012.

* * * * *

SIGNATURES

          Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

 

Direct Markets Holdings Corp.

 

 

 

Dated: June 21, 2012

By: 

/s/ David J. Horin

 

 


 

 

David J. Horin

 

 

Chief Financial Officer

2


Exhibit Index

 

 

 

Exhibit
Number

 

Description


 


 

 

 

99.1

 

Press release dated June 20, 2012.

3