1
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NAME OF REPORTING PERSON
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2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
3
|
SEC USE ONLY
|
4
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SOURCE OF FUNDS
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5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
|
6
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CITIZENSHIP OR PLACE OF ORGANIZATION
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
|
7
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SOLE VOTING POWER
|
314,403
|
||
8
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SHARED VOTING POWER
|
|
39,688
|
||
9
|
SOLE DISPOSITIVE POWER
|
|
314,403
|
||
10
|
SHARED DISPOSITIVE POWER
|
|
39,688
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
|
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
14
|
TYPE OF REPORTING PERSON
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Item 1.
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Security and Issuer
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Item 2.
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Identity and Background
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(a)-(c)
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This statement is filed by Charles J. Viater with respect to the shares of Common Stock beneficially owned by him. Mr. Viater’s business address is c/o MutualFirst Financial, Inc., 110 E. Charles Street, Muncie, Indiana, 47305. Mr. Viater is a Director and Senior Vice President of the Issuer and is a Director and Regional President of the Company’s banking subsidiary, MutualBank.
|
(d)-(e)
|
During the past five years, Mr. Viater has not been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). During the past five years, Mr. Viater has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was, or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
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(f)
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Mr. Viater is a citizen of the United States of America.
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Item 3.
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Source and Amount of Funds or Other Consideration
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Item 4.
|
Purpose of Transaction
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a)
|
the acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer;
|
(b)
|
an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;
|
(c)
|
a sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries;
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(d)
|
any change in the present Board of Directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board;
|
(e)
|
any material change in the present capitalization or dividend policy of the Issuer;
|
(f)
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any other material change in the Issuer's business or corporate structure;
|
(g)
|
changes in the Issuer's articles of incorporation, by-laws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person;
|
(h)
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causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;
|
(i)
|
a class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or
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(j)
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any action similar to any of those enumerated above.
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Item 5.
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Interest in Securities of the Issuer
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March 27, 2012
|
Sold 5,000 shares for $9.80 in an open market sale through a broker.
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||
March 28, 2012
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Sold 5,224 shares for $9.85 in an open market sale through a broker.
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||
March 28, 2012
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Sold 9,776 shares for $9.90 in an open market sale through a broker.
|
||
March 28, 2012
|
Sold 5,000 shares for $9.95 in an open market sale through a broker.
|
||
April 25, 2012
|
Sold 10,000 shares for $10.08 in an open market sale through a broker.
|
||
April 25, 2012
|
Sold 10,000 shares for $10.10 in an open market sale through a broker.
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||
April 26, 2012
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Sold 5,000 shares for $10.13 in an open market sale through a broker.
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Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to the Securities of the Issuer
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Item 7.
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Material to be Filed as Exhibits
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Date: October 11, 2012
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/s/ Charles J. Viater
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Charles J. Viater
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