Edgar Filing: NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC

As filed with the Securities and Exchange Commission on September 29, 2017

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-21169

NEUBERGER BERMAN NEW YORK INTERMEDIATE MUNICIPAL FUND INC.

(Exact Name of Registrant as Specified in Charter)

c/o Neuberger Berman Investment Advisers LLC

1290 Avenue of the Americas
New York, New York 10104-0002

(Address of Principal Executive Offices – Zip Code)

Registrant's telephone number, including area code: (212) 476-8800

Robert Conti, Chief Executive Officer and President

Neuberger Berman New York Intermediate Municipal Fund Inc.

c/o Neuberger Berman Investment Advisers LLC

1290 Avenue of the Americas
New York, New York 10104-0002

Arthur C. Delibert, Esq.

K&L Gates LLP

1601 K Street, N.W.

Washington, D.C. 20006-1600

(Names and Addresses of Agents for Service)

Date of fiscal year end: October 31

Date of reporting period: July 31, 2017

Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of their first and third fiscal quarters, pursuant to Rule 30b1-5 under the Investment Company Act of 1940 (“1940 Act”) (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

Item 1. Schedule of Investments.

Schedule of Investments New York Intermediate Municipal Fund Inc.

(Unaudited) July 31, 2017

Principal Amount					Value†
(000's omitted)					(000's omitted)
Municipal Notes 164.4%
American Samoa 0.7%
	$	500	American Samoa Econ. Dev. Au. Gen. Rev. Ref., Ser. 2015-A, 6.25%, due 9/1/29	$	500
California 6.3%
		250	California St. Poll. Ctrl. Fin. Au. Solid Waste Disp. Rev. (Aemerge Redpak Svcs. So. California LLC Proj.), Ser. 2016, 7.00%, due 12/1/27		248	(a)(b)
		3,115	Corona-Norca Unified Sch. Dist. G.O. Cap. Appreciation (Election 2006), Ser. 2009-C, (AGM Insured), 0.00%, due 8/1/24		2,703
		1,470	Pico Rivera Pub. Fin. Au. Lease Rev., Ser. 2009, 4.75%, due 9/1/25 Pre-Refunded 9/1/19		1,583
				4,534
Georgia 0.7%
		500	Greene Co. Dev. Au. Swr. Fac. Rev., Ser. 2015, 6.13%, due 1/1/25		507	(a)(b)

Guam 3.2%
		1,135	Guam Gov't Hotel Occupancy Tax Rev., Ser. 2011-A, 5.50%, due 11/1/19		1,222
		1,000	Guam Gov't Waterworks Au. Wtr. & Wastewater Sys. Rev., Ser. 2010, 5.25%, due 7/1/25		1,087
				2,309
Illinois 1.5%
		1,000	Chicago G.O. Ref., Ser. 2003-B, 5.00%, due 1/1/23		1,056

Louisiana 0.8%
		500	Louisiana St. Pub. Facs. Au. Rev. (Southwest Louisiana Charter Academy Foundation Proj.), Ser. 2013-A, 7.63%, due 12/15/28		556

Nevada 1.5%
		1,000	Las Vegas Redev. Agcy. Tax Increment Rev., Ser. 2009-A, 7.50%, due 6/15/23 Pre-Refunded 6/15/19		1,120

New York 141.4%
			Albany Cap. Res. Corp. Ref. Rev. (Albany College of Pharmacy & Hlth. Sciences)
		380	Ser. 2014-A, 5.00%, due 12/1/27		438
		375	Ser. 2014-A, 5.00%, due 12/1/28		429
		270	Ser. 2014-A, 5.00%, due 12/1/29		306
		500	Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. (Tapestry Charter Sch. Proj.), Ser. 2017-A, 5.00%, due 8/1/47		516	(c)
		1,000	Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Charter Sch. for Applied Technologies Proj.), Ser. 2017-A, 5.00%, due 6/1/35		1,075
			Buffalo & Erie Co. Ind. Land Dev. Corp. Rev. Ref. (Orchard Park)
		500	Ser. 2015, 5.00%, due 11/15/27		560
		500	Ser. 2015, 5.00%, due 11/15/28		555
			Build NYC Res. Corp. Ref. Rev. (City Univ. - Queens College)
		270	Ser. 2014-A, 5.00%, due 6/1/26		326	(d)
		225	Ser. 2014-A, 5.00%, due 6/1/29		268	(d)
			Build NYC Res. Corp. Ref. Rev. (Methodist Hosp. Proj.)
		250	Ser. 2014, 5.00%, due 7/1/22		291	(d)
		500	Ser. 2014, 5.00%, due 7/1/29		580	(d)
		250	Build NYC Res. Corp. Ref. Rev. (New York Law Sch. Proj.), Ser. 2016, 4.00%, due 7/1/45		254	(d)
			Build NYC Res. Corp. Ref. Rev. (Packer Collegiate Institute Proj.)
		155	Ser. 2015, 5.00%, due 6/1/26		187	(d)
		125	Ser. 2015, 5.00%, due 6/1/27		150	(d)
		195	Ser. 2015, 5.00%, due 6/1/28		232	(d)
		220	Ser. 2015, 5.00%, due 6/1/29		261	(d)
		325	Ser. 2015, 5.00%, due 6/1/30		382	(d)
		565	Build NYC Res. Corp. Rev., Ser. 2014, 5.00%, due 11/1/24		597	(d)
		500	Build NYC Res. Corp. Rev. (South Bronx Charter Sch. Int'l Cultures), Ser. 2013-A, 3.88%, due 4/15/23		508	(d)
			Build NYC Res. Corp. Solid Waste Disp. Ref. Rev. (Pratt Paper, Inc. Proj.)
		130	Ser. 2014, 3.75%, due 1/1/20		133	(a)
		200	Ser. 2014, 4.50%, due 1/1/25		210	(a)(d)
			Dutchess Co. Local Dev. Corp. Rev. (Culinary Institute of America Proj.)
		200	Ser. 2016-A-1, 5.00%, due 7/1/41		225
		275	Ser. 2016-A-1, 5.00%, due 7/1/46		309
		1,000	Dutchess Co. Local Dev. Corp. Rev. (Marist College Proj.), Ser. 2012-A, 5.00%, due 7/1/21		1,142
		1,050	Erie Co. IDA Sch. Fac. Rev. (Buffalo City Sch. Dist.), Ser. 2009-A, 5.25%, due 5/1/25 Pre-Refunded 5/1/19		1,127
		1,270	Geneva Dev. Corp. Rev. (Hobart & William Smith College Proj.), Ser. 2012, 5.00%, due 9/1/21		1,458
		1,500	Hempstead Town Local Dev. Corp. Rev. (Molloy College Proj.), Ser. 2009, 5.75%, due 7/1/23 Pre-Refunded 7/1/19		1,635
		580	Islip, G.O., Ser. 2012, 3.00%, due 8/1/25		609
		640	Jefferson Co. IDA Solid Waste Disp. Rev. (Green Bond), Ser. 2014, 4.75%, due 1/1/20		623	(a)
		300	Monroe Co. Ind. Dev. Corp. Rev. (Monroe Comm. College), Ser. 2014, (AGM Insured), 5.00%, due 1/15/29		346
			Monroe Co. Ind. Dev. Corp. Rev. (Nazareth College of Rochester Proj.)
		500	Ser. 2013-A, 5.00%, due 10/1/24		576
		500	Ser. 2013-A, 5.00%, due 10/1/25		572
		250	Ser. 2013-A, 4.00%, due 10/1/26		269
			Monroe Co. Ind. Dev. Corp. Rev. (St. John Fisher College)
		1,120	Ser. 2012-A, 5.00%, due 6/1/23		1,287
		210	Ser. 2012-A, 5.00%, due 6/1/25		240
		1,265	Montgomery Co. Cap. Res. Corp. Lease Ref. Rev. (HFM Boces Proj.), Ser. 2014, (MAC Insured), 5.00%, due 9/1/27		1,497
		500	MTA Hudson Rail Yards Trust Oblig. Rev., Ser. 2016-A, 5.00%, due 11/15/46		537
		2,000	Nassau Co. G.O. (Gen. Imp. Bonds), Ser. 2013-B, 5.00%, due 4/1/28		2,304
			Nassau Co. Local Econ. Assist. Corp. Rev. (Catholic Hlth. Svcs. of Long Island Obligated Group Proj.)
		500	Ser. 2014, 5.00%, due 7/1/23		578
		1,000	Ser. 2014, 5.00%, due 7/1/27		1,146
			New York City G.O.
		950	Ser. 2009-B, 5.00%, due 8/1/22		1,023
		1,000	Ser. 2009-E, 5.00%, due 8/1/21		1,077
		2,100	Subser. 2006-I-4, (LOC: TD Bank N.A.), 0.74%, due 4/1/36		2,100	(e)
		300	Subser. 2013-D-3, 0.76%, due 8/1/38		300	(e)
		750	New York City Muni. Wtr. Fin. Au. Wtr. & Swr. Sys. Rev., Ser. 2012-AA-1, 0.76%, due 6/15/46		750	(e)
		500	New York Liberty Dev. Corp. Ref. Rev. (3 World Trade Ctr. Proj.), Ser. 2014, 5.38%, due 11/15/40		554	(a)
		2,000	New York Liberty Dev. Corp. Rev. (Goldman Sachs Headquarters), Ser. 2005, 5.25%, due 10/1/35		2,499
		1,815	New York St. Dorm. Au. Ref. Rev. Non St. Supported Debt (Pratt Institute), Ser. 2015-A, 3.00%, due 7/1/27		1,893
		780	New York St. Dorm. Au. Rev. Non St. Supported Debt (Culinary Institute of America), Ser. 2013, 4.63%, due 7/1/25		880
		500	New York St. Dorm. Au. Rev. Non St. Supported Debt (Manhattan Marymount College), Ser. 2009, 5.00%, due 7/1/24		531
		900	New York St. Dorm. Au. Rev. Non St. Supported Debt (Montefiore Med. Ctr.), Ser. 2008, (FHA Insured), 5.00%, due 8/1/21		916
		1,595	New York St. Dorm. Au. Rev. Non St. Supported Debt (Mount Sinai Sch. of Medicine), Ser. 2009, 5.25%, due 7/1/24 Pre-Refunded 7/1/19		1,723
		2,000	New York St. Dorm. Au. Rev. Non St. Supported Debt (North Shore-Long Island Jewish Oblig. Group), Ser. 2011-A, 4.38%, due 5/1/26		2,197
		1,375	New York St. Dorm. Au. Rev. Non St. Supported Debt (Rochester Institute of Technology), Ser. 2012, 4.00%, due 7/1/28		1,497
		2,000	New York St. Dorm. Au. Rev. Non St. Supported Debt (St. John's Univ.), Ser. 2007-C, (National Public Finance Guarantee Corp. Insured), 5.25%, due 7/1/19		2,161
		600	New York St. Dorm. Au. Rev. Non St. Supported Debt (St. Joseph's College), Ser. 2010, 5.25%, due 7/1/25		601
			New York St. Dorm. Au. Rev. Non St. Supported Debt (Touro College & Univ. Sys. Obligated Group)
		460	Ser. 2014-A, 4.00%, due 1/1/26		490
		470	Ser. 2014-A, 4.00%, due 1/1/27		498
		200	Ser. 2014-A, 4.00%, due 1/1/28		210
		275	Ser. 2014-A, 4.13%, due 1/1/29		288
		1,350	New York St. Dorm. Au. Rev. Non St. Supported Debt (Univ. Facs.), Ser. 2013-A, 5.00%, due 7/1/28		1,581
		750	New York St. Dorm. Au. Rev. Non St. Supported Debt (Vaughn College of Aeronautics & Technology), Ser. 2016, 5.00%, due 12/1/26		778	(a)
			New York St. Dorm. Au. Rev. Ref. Non St. Supported Debt (Orange Reg. Med. Ctr.)
		400	Ser. 2017, 5.00%, due 12/1/35		441	(a)
		200	Ser. 2017, 5.00%, due 12/1/36		220	(a)
		400	Ser. 2017, 5.00%, due 12/1/37		440	(a)
		2,000	New York St. Dorm. Au. Rev. St. Personal Income Tax Rev., Ser. 2012-A, 5.00%, due 12/15/26		2,348
		2,000	New York St. Env. Facs. Corp. (St. Clean Wtr. & Drinking), Ser. 2012-A, 4.00%, due 6/15/26		2,229
			New York St. HFA Rev. (Affordable Hsg.)
		1,615	Ser. 2009-B, 4.50%, due 11/1/29		1,684
		960	Ser. 2012-F, (SONYMA Insured), 3.05%, due 11/1/27		981
		1,045	New York St. Mtge. Agcy. Homeowner Mtge. Ref. Rev., Ser. 2014-189, 3.45%, due 4/1/27		1,091
			New York St. Muni. Bond Bank Agcy.
		1,230	Subser. 2009-B1, 5.00%, due 12/15/23		1,346
		1,295	Subser. 2009-B1, 5.00%, due 12/15/24		1,417
			New York St. Thruway Au. Second Gen. Hwy. & Bridge Trust Fund Bonds
		1,000	Ser. 2007-B, 5.00%, due 4/1/20 Pre-Refunded 10/1/17		1,007
		1,090	Ser. 2009-B, 5.00%, due 4/1/19		1,163
		1,500	New York St. Trans. Dev. Corp. Spec. Fac. Ref. Rev. (American Airlines, Inc.-John F Kennedy Int'l Arpt. Proj.), Ser. 2016, 5.00%, due 8/1/31		1,596
		1,000	New York St. Trans. Dev. Corp. Spec. Fac. Rev. (LaGuardia Arpt. Term B Redev. Proj.), Ser. 2016-A, 4.00%, due 7/1/41		1,000
		1,250	New York St. Urban Dev. Corp. Ref. Rev., Ser. 2008-D, 5.25%, due 1/1/20		1,324
			New York St. Urban Dev. Corp. Rev. (St. Personal Income Tax)
		665	Ser. 2008-A-1, 5.00%, due 12/15/23 Pre-Refunded 12/15/17		675
		300	Ser. 2008-A-1, 5.00%, due 12/15/23 Pre-Refunded 12/15/17		305
		785	Newburgh, G.O., Ser. 2012-A, 5.00%, due 6/15/22		895
		900	Niagara Area Dev. Corp. Rev. (Covanta Energy Proj.), Ser. 2012, 4.00%, due 11/1/24		902	(a)
			Niagara Area Dev. Corp. Rev. (Niagara Univ. Proj.)
		640	Ser. 2012-A, 5.00%, due 5/1/25		725
		300	Ser. 2012-A, 5.00%, due 5/1/26		339
		1,100	Niagara Falls City Sch. Dist. Ref. Cert. Participation (High Sch. Fac.), Ser. 2015, (AGM Insured), 4.00%, due 6/15/26		1,208
		1,010	Onondaga Civic Dev. Corp. Ref. Rev., Ser. 2015, 5.00%, due 10/1/29		1,132
		500	Onondaga Civic Dev. Corp. Rev. (St. Josephs Hosp. Hlth. Ctr. Proj.), Ser. 2014-A, 5.00%, due 7/1/25 Pre-Refunded 7/1/19		538
		1,000	Onondaga Co. Trust Cultural Res. Rev. (Syracuse Univ. Proj.), Ser. 2010-B, 5.00%, due 12/1/19		1,093
		1,500	Oyster Bay, G.O., Ser. 2014, (AGM Insured), 3.25%, due 8/1/21		1,572
		3,000	Port Au. New York & New Jersey Cons. Bonds, Ser. 2012-175, 3.00%, due 12/1/27		3,121
		500	Port Au. New York & New Jersey Cons. Bonds Rev. Ref. (Two Hundred -Third), Ser. 2017, 5.00%, due 4/15/57		576
		1,000	Saratoga Co. IDA Civic Fac. Rev. (Saratoga Hosp. Proj.), Ser. 2007-B, 5.00%, due 12/1/22 Pre-Refunded 12/1/17		1,014
		1,410	St. Lawrence Co. IDA Civic Dev. Corp. Rev. (St. Lawrence Univ. Proj.), Ser. 2012, 5.00%, due 7/1/28		1,633
		1,980	Suffolk Co. Judicial Facs. Agcy. Lease Rev. (H. Lee Dennison Bldg.), Ser. 2013, 5.00%, due 11/1/25		2,246
		1,000	Syracuse IDA (Carousel Ctr. Proj.), Ser. 2016-A, 5.00%, due 1/1/31		1,137
		190	Triborough Bridge & Tunnel Au. Oblig., Ser. 1998-A, (National Public Finance Guarantee Corp. Insured), 4.75%, due 1/1/24		191
			Triborough Bridge & Tunnel Au. Rev.
		1,000	Subser. 2008-D, 5.00%, due 11/15/23 Pre-Refunded 11/15/18		1,052
		765	Subser. 2008-D, 5.00%, due 11/15/23		805
			TSASC Inc. Rev. Ref.
		580	Ser. 2017-A, 5.00%, due 6/1/28		685
		3,000	Ser. 2017-A, 5.00%, due 6/1/41		3,324
		1,405	United Nations Dev. Corp. Rev., Ser. 2009-A, 5.00%, due 7/1/22		1,509
		3,000	Utility Debt Securitization Au. Rev., Ser. 2013-TE, 5.00%, due 12/15/28		3,567
		1,000	Westchester Co. Local Dev. Corp. Ref. Rev. (Wartburg Sr. Hsg. Proj.), Ser. 2015-A, 5.00%, due 6/1/30		997	(a)
			Westchester Co. Local Dev. Corp. Ref. Rev. (Westchester Med. Ctr.)
		825	Ser. 2016, 5.00%, due 11/1/30		930
		1,000	Ser. 2016, 3.75%, due 11/1/37		997
		1,350	Westchester Co. Local Dev. Corp. Rev. (Kendal on Hudson Proj.), Ser. 2013, 5.00%, due 1/1/28		1,479
				102,219
Ohio 0.7%
		500	Buckeye Tobacco Settlement Fin. Au. Asset-Backed Sr. Rev. (Turbo), Ser. 2007-A-2, 5.88%, due 6/1/47		469

Pennsylvania 3.2%
			Pennsylvania St. Turnpike Commission Rev.
		285	Ser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20		330
		305	Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20		353
		1,410	Subser. 2010-B2, 6.00%, due 12/1/34 Pre-Refunded 12/1/20		1,631
				2,314
Puerto Rico 2.9%
		2,000	Puerto Rico Commonwealth Ref. G.O. (Pub. Imp.), Ser. 2001-A, (National Public Finance Guarantee Corp. Insured), 5.50%, due 7/1/20		2,129

Texas 0.4%
		400	Mission Econ. Dev. Corp. Wtr. Sply. Rev. (Green Bond-Env. Wtr. Minerals Proj.), Ser. 2015, 7.75%, due 1/1/45		319	(a)(b)

Virgin Islands 1.1%
			Virgin Islands Pub. Fin. Au. Rev.
		250	Ser. 2014-A, 5.00%, due 10/1/24		214
		500	Ser. 2014-A, 5.00%, due 10/1/29		398
		200	Virgin Islands Pub. Fin. Au. Rev. (Matching Fund Loan-Diageo), Ser. 2009-A, 6.63%, due 10/1/29		161
				773

			Total Municipal Notes (Cost $112,665)		118,805

See Notes to Schedule of Investments

Schedule of Investments New York Intermediate Municipal Fund Inc.

(Unaudited) (cont'd)

UNITS						Value†
Liquidating Trust - Real Estate 2.3%						(000's omitted)
	600	CMS Liquidating Trust (Cost $3,105)		$	1,635	*(f)(g)

		Total Investments 166.7% (Cost $115,770)		120,440		##

		Other Assets Less Liabilities 0.1%		77

		Liquidation Value of Variable Rate Municipal Term Preferred Shares (net of unamortized deferred offering costs of approximately $53,000) (66.8)%		(48,247)

		Net Assets Applicable to Common Stockholders 100.0%	$72,270

*	Non-income producing security.
(a)	Securities were purchased under Rule 144A of the Securities Act of 1933, as amended (the “1933 Act”), or are otherwise restricted and, unless registered under the 1933 Act or exempted from registration, may only be sold to qualified institutional investors or may have other restrictions on resale. At July 31, 2017, these securities amounted to approximately $6,372,000 which represents 8.8% of net assets applicable to common stockholders of the Fund. Securities denoted with (a) but without (b) have been deemed by the investment manager to be liquid.
(b)	Illiquid security.
(c)	When-issued security. Total value of all such securities at July 31, 2017 amounted to approximately $516,000, which represents 0.7% of net assets applicable to common stockholders of the Fund.
(d)	All or a portion of this security is segregated in connection with obligations for when-issued securities with a total value of approximately $4,246,000.
(e)	Variable or floating rate security. The interest rate shown was the current rate as of July 31, 2017 and changes periodically.
(f)	Security fair valued as of July 31, 2017 in accordance with procedures approved by the Board of Directors. Total value of all such securities at July 31, 2017 amounted to approximately $1,635,000, which represents 2.3% of net assets applicable to common stockholders of the Fund.
(g)	This security has been deemed by the investment manager to be illiquid, and is subject to restrictions on resale.

See Notes to Schedule of Investments

Schedule of Investments New York Intermediate Municipal Fund Inc.

(Unaudited) (cont'd)

At July 31, 2017, this security amounted to approximately $1,635,000, which represents 2.3% of net assets applicable to common stockholders of the Fund.

(000’s omitted) Restricted Security	Acquisition Date	Acquisition Cost	Acquisition Cost Percentage of Net Assets Applicable to Common Stockholders as of Acquisition Date	Value as of 7/31/2017	Fair Value Percentage of Net Assets Applicable to Common Stockholders as of 7/31/2017
CMS Liquidating Trust	11/21/2012	$3,105	4.0%	$1,635	2.3%

See Notes to Schedule of Investments

Schedule of Investments New York Intermediate Municipal Fund Inc.

(Unaudited) (cont'd)

The following is a summary, categorized by Level (see Notes to Schedule of Investments), of inputs used to value the Fund's investments as of July 31, 2017:

Asset Valuation Inputs
(000's omitted)	Level 1			Level 2		Level 3^(b)	Total
Investments:
Municipal Notes^(a)	$	—	$	118,805	$	—		$	118,805
Liquidating Trust - Real Estate		—		—		1,635			1,635
Total Investments	$	—	$	118,805	$	1,635		$	120,440

^(a) The Schedule of Investments provides a categorization by state/territory or industry for the portfolio.

^(b)	The following is a reconciliation between the beginning and ending balances of investments in which unobservable inputs (Level 3) were used in determining value:

(000’s omitted)	Beginning balance, as of 11/1/2016	Accrued discounts/ (premiums)	Realized gain/(loss)	Change in unrealized appreciation/ (depreciation)	Purchases	Sales	Transfers into Level 3	Transfers out of Level 3	Balance, as of 7/31/2017	Net change in unrealized appreciation/ (depreciation) from investments still held as of 7/31/2017
Investments in Securities:
Units
Liquidating Trust—Real Estate	$1,635	$—	$—	$—	$—	$—	$—	$—	$1,635	$—
Total	$1,635	$—	$—	$—	$—	$—	$—	$—	$1,635	$—

As of the period ended July 31, 2017, no securities were transferred from one level (as of October 31, 2016) to another.

The following table presents additional information about valuation techniques and inputs used for investments that are measured at fair value and categorized within Level 3 as of July 31, 2017.

	Asset class	Fair value at 7/31/2017	Valuation techniques	Unobservable input	Range per unit	Input value per unit	Impact to valuation from decrease in input
	Units	$1,635,000	Income Approach	Appraised value	$2,592-$2,903	$2,903	Decrease

July 31, 2017

Notes to Schedule of Investments (Unaudited)

† In accordance with Accounting Standards Codification (“ASC”) 820 “Fair Value Measurement” (“ASC 820”), all investments held by each of Neuberger Berman California Intermediate Municipal Fund Inc. (“California”), Neuberger Berman Intermediate Municipal Fund Inc. (“Intermediate”) and Neuberger Berman New York Intermediate Municipal Fund Inc. (“New York”), (each individually a “Fund,” and collectively, the “Funds”) are carried at the value that Neuberger Berman Investment Advisers LLC ("Management") believes a Fund would receive upon selling an investment in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment under current market conditions. Various inputs, including the volume and level of activity for the asset or liability in the market, are considered in valuing the Funds' investments, some of which are discussed below. Significant Management judgment may be necessary to value investments in accordance with ASC 820.

ASC 820 established a three-tier hierarchy of inputs to create a classification of value measurements for disclosure purposes. The three-tier hierarchy of inputs is summarized in the three broad Levels listed below.

•

Level 1 – quoted prices in active markets for identical investments

•

Level 2 – other observable inputs (including quoted prices for similar investments, interest rates, prepayment speeds, credit risk, amortized cost, etc.)

•

Level 3 – unobservable inputs (including a Fund's own assumptions in determining the fair value of investments)

The inputs or methodology used for valuing an investment are not necessarily an indication of the risk associated with investing in those securities.

The value of the Funds’ investments in municipal securities, liquidating trust – real estate, and tax exempt preferred securities is determined by Management primarily by obtaining valuations from independent pricing services based on readily available bid quotations, or if quotations are not available, by methods which include various considerations such as yields or prices of securities of comparable quality, coupon, maturity and type; indications as to values from dealers; and general market conditions (generally Level 2 inputs). Other Level 2 and 3 inputs used by independent pricing services to value municipal securities and units include current trades, bid-wanted lists (which inform the market that a holder is interested in selling a position and that offers will be considered), offerings, general information on market movement, direction, trends, appraisals, bid offers and specific data on specialty issues.

Management has developed a process to periodically review information provided by independent pricing services for all types of securities.

If a valuation is not available from an independent pricing service, or if Management has reason to believe that the valuation received does not represent the amount a Fund might reasonably expect to receive on a current sale in an orderly transaction, Management seeks to obtain quotations from brokers or dealers (generally considered Level 2 or Level 3 inputs depending on the number of quotes available). If such quotations are not readily available, the security is valued using methods each Fund's Board of Directors has approved in the good-faith belief that the resulting valuation will reflect the fair value of the security. Numerous factors may be considered when determining the fair value of a security based on Level 2 or Level 3 inputs, including available analyst, media or other reports, securities within the same industry with recent highly correlated performance, trading in futures or American Depositary Receipts and whether the issuer of the security being fair valued has other securities outstanding.

Fair value prices are necessarily estimates, and there is no assurance that such a price will be at or close to the price at which the security is next quoted or next trades.

## At July 31, 2017, selected Fund information on a U.S. federal income tax basis was as follows:

(000's omitted)	Cost		Gross Unrealized Appreciation		Gross Unrealized Depreciation		Net Unrealized Appreciation/ (Depreciation)
California	$	132,927	$	10,561	$	408	$	10,153
Intermediate		430,084		42,305		2,582		39,723
New York		115,895		6,564		2,019		4,545

For information on the Funds' significant accounting policies, please refer to the Funds' most recent stockholder reports.

Item 2. Controls and Procedures.

(a)

Based on an evaluation of the disclosure controls and procedures (as defined in Rule 30a-3(c) under the 1940 Act), as of a date within 90 days of the filing date of this report, the Chief Executive Officer and President and the Treasurer and Principal Financial and Accounting Officer of the Registrant have concluded that such disclosure controls and procedures are effectively designed to ensure that information required to be disclosed by the Registrant on Form N-Q is accumulated and communicated to the Registrant’s management to allow timely decisions regarding required disclosure.

(b)

There were no significant changes in the Registrant’s internal controls over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act) that occurred during the Registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrant’s internal control over financial reporting.

Item 3. Exhibits.

The certifications required by Rule 30a-2(a) of the 1940 Act are filed herewith.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Neuberger Berman New York Intermediate Municipal Fund Inc.

By: /s/ Robert Conti

Robert Conti

Chief Executive Officer and President

Date: September 29, 2017

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.

By: /s/ Robert Conti

Robert Conti

Chief Executive Officer and President

Date: September 29, 2017

By: /s/ John M. McGovern

John M. McGovern

Treasurer and Principal Financial

and Accounting Officer

Date: September 29, 2017