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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No._)*
Griffon Corporation
-------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.25 per share
-------------------------------------------------------------------------------
(Title of Class of Securities)
398433102
--------------------------------------------
(CUSIP Number)
Ben I. Adler, Esq.
Goldman, Sachs & Co.
85 Broad Street
New York, New York 10004
(212) 902-1000
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
Copy to:
Robert C. Schwenkel
Fried, Frank, Harris, Shriver & Jacobson LLP
One New York Plaza
New York, NY 10004
(212) 859-8000
September 29, 2008
-------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rules 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box: [_]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Persons who respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB control
number.
SEC 1746 (3-06)
Page 1 of 11 pages
-----------------------
CUSIP No. 398433102
-----------------------
------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
The Goldman Sachs Group, Inc.
------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
------------------------------------------------------------------------------
3. SEC Use Only
------------------------------------------------------------------------------
4. Source of Funds
AF
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5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[ ]
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6. Citizenship or Place of Organization
Delaware
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7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
10,000,429
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
10,000,429
------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
10,000,429
------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
16.9%
------------------------------------------------------------------------------
14. Type of Reporting Person
HC-CO
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Page 2 of 11 pages
-----------------------
CUSIP No. 398433102
-----------------------
------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
Goldman, Sachs & Co.
------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
------------------------------------------------------------------------------
3. SEC Use Only
------------------------------------------------------------------------------
4. Source of Funds
AF; WC
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5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[X]
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6. Citizenship or Place of Organization
New York
------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
10,000,429
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
10,000,429
------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
10,000,429
------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
16.9%
------------------------------------------------------------------------------
14. Type of Reporting Person
BD-PN-IA
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Page 3 of 11 pages
-----------------------
CUSIP No. 398433102
-----------------------
------------------------------------------------------------------------------
1. Name of Reporting Person
I.R.S. Identification No. of above Person
GS Direct, L.L.C.
------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group
(a) [_]
(b) [_]
------------------------------------------------------------------------------
3. SEC Use Only
------------------------------------------------------------------------------
4. Source of Funds
WC
------------------------------------------------------------------------------
5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e)
[_]
------------------------------------------------------------------------------
6. Citizenship or Place of Organization
Delaware
------------------------------------------------------------------------------
7. Sole Voting Power
Number of 0
Shares ----------------------------------------------------------
8. Shared Voting Power
Beneficially
10,000,000
Owned by
----------------------------------------------------------
Each 9. Sole Dispositive Power
Reporting 0
Person ----------------------------------------------------------
10. Shared Dispositive Power
With:
10,000,000
------------------------------------------------------------------------------
11. Aggregate Amount Beneficially Owned by Each Reporting Person
10,000,000
------------------------------------------------------------------------------
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares
[_]
------------------------------------------------------------------------------
13. Percent of Class Represented by Amount in Row (11)
16.9%
------------------------------------------------------------------------------
14. Type of Reporting Person
OO
------------------------------------------------------------------------------
Page 4 of 11 pages
Item 1. Security and Issuer
-------------------
This statement on Schedule 13D (the "Schedule 13D") relates to the common
stock, par value $0.25 per share (the "Common Stock"), of Griffon Corporation, a
Delaware corporation (the "Issuer"). The principal executive offices of the
Issuer are located at 100 Jericho Quadrangle, Jericho, New York 11753.
Item 2. Identity and Background.
------------------------
This statement on Schedule 13D is being filed by The Goldman Sachs Group,
Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs") and GS Direct, L.L.C.
("GS Direct" and together with GS Group and Goldman Sachs, the "Reporting
Persons")./1/
GS Group is a Delaware corporation and a bank holding company that
(directly or indirectly through subsidiaries or affiliated companies or both) is
a leading global investment banking, securities and investment management firm.
Goldman Sachs, a New York limited partnership, is a member of the New York Stock
Exchange and other national exchanges. Goldman Sachs also serves as the manager
for GS Direct. Goldman Sachs is wholly-owned subsidiary of GS Group. GS Direct,
a wholly-owned subsidiary of GS Group, is a Delaware limited liability company
that invests capital primarily alongside corporate and sponsor clients in
situations in which access to its or its affiliates' capital, relationships, or
advisory services can enhance the value of the investment. The principal address
of each Reporting Person is 85 Broad Street, New York, NY 10004.
The name, business address, present principal occupation or employment and
citizenship of each director of GS Group are set forth in Schedule I hereto and
are incorporated herein by reference. The name, business address, present
principal occupation or employment and citizenship of each member of the
Principal Investment Area GS Direct Investment Sub-Committee of Goldman Sachs,
which is responsible for reviewing all material investing and harvesting
transactions proposed to be entered into by GS Direct, are set forth in Schedule
II-A hereto and are incorporated herein by reference. The name, business
address, present principal occupation or employment and citizenship of each
officer of GS Direct are set forth in Schedule II-B hereto and are incorporated
herein by reference.
During the last five years, none of the Reporting Persons nor, to the
knowledge of each of the Reporting Persons, any of the persons listed on
Schedules I, II-A or II-B hereto, (i) has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors) or (ii) except
as set forth on Schedule III hereto, has been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree, or final order
enjoining future violations of, or prohibiting or mandating activities subject
to federal or state securities laws or finding any violation with respect to
such laws.
The Reporting Persons have entered into a Joint Filing Agreement, dated as
of October 9, 2008, a copy of which is attached hereto as Exhibit 99.1.
------------------
/1/ Neither the present filing nor anything contained herein shall be
construed as an admission that any Filing Person constitutes a "person" for any
purposes other than Section 13(d) of the Securities Exchange Act of 1934.
Page 5 of 11 pages
Item 3. Source and Amount of Funds or Other Consideration.
--------------------------------------------------
As more fully described herein, on August 7, 2008, the Issuer and GS Direct
entered into an Investment Agreement (the "Investment Agreement"). Pursuant to
the Investment Agreement, on September 29, 2008 (the "Closing Date"), GS Direct
purchased 10,000,000 shares of Common Stock at a price per share of $8.50, for
an aggregate purchase price of $85,000,000 (the "Investment"). GS Direct funded
the Investment from capital contributions made by GS Group.
The funds for shares of Common Stock acquired in ordinary course trading
activities by Goldman Sachs or another wholly-owned broker or dealer subsidiary
of GS Group and reported as beneficially owned in this Schedule 13D came from
the working capital of Goldman Sachs or such other subsidiary. The funds for
shares of Common Stock which may be deemed to be beneficially owned by the
Reporting Persons held in client accounts, if any, with respect to which Goldman
Sachs or another wholly-owned subsidiary of GS Group or their employees have
investment discretion ("Managed Accounts") came from client funds. The Reporting
Persons disclaim beneficial ownership of shares of Common Stock held in Managed
Accounts.
Except for the Investment as described herein and as otherwise described on
Schedule IV hereto, no transactions in the Common Stock were effected by the
Reporting Persons or, to the knowledge of any of the Reporting Persons, any of
the persons listed on Schedules I, II-A or II-B hereto, during the sixty day
period from July 31, 2008 through September 29, 2008.
Item 4. Purpose of the Transaction.
---------------------------
GS Direct acquired the Common Stock for investment purposes.
On the Closing Date, pursuant to the Investment Agreement, GS Direct
purchased 10,000,000 shares of Common Stock from the Issuer at a price per share
of $8.50 for an aggregate purchase price of $85,000,000. The Investment was made
in connection with a rights offering (the "Rights Offering") by the Issuer of
transferable rights to its holders of Common Stock as of September 5, 2008 to
purchase up to an aggregate of 20,000,000 new shares of Common Stock. Subject to
the terms and conditions of the Investment Agreement, GS Direct agreed to
purchase (the "Backstop Commitment") from the Issuer a number of shares of
Common Stock equal to 20,000,000 minus the number of shares of Common Stock
subscribed for and purchased in the Rights Offering. In addition, subject to the
terms and conditions in the Investment Agreement, GS Direct agreed that in the
event it acquired less than 10,000,000 shares of Common Stock pursuant to the
Backstop Commitment, it would purchase an additional number of shares of Common
Stock such that its aggregate purchase of Common Stock would equal 10,000,000
shares (the "Additional Purchase Commitment"). On the Closing Date, GS Direct
purchased an aggregate of 10,000,000 shares of Common Stock pursuant to the
Backstop Commitment and the Additional Purchase Commitment. In addition,
pursuant to the Investment Agreement, on the Closing Date the Issuer reimbursed
GS Direct for certain out-of-pocket expenses incurred by GS Direct in connection
with the transactions contemplated by the Investment Agreement up to the maximum
of $1.5 million and paid GS Direct a transaction fee equal to $850,000 in
consideration for GS Direct agreeing to the Additional Purchase Commitment.
The Investment Agreement provides that the Issuer will indemnify GS Direct
and its affiliates and each of their respective officers, directors, partners,
employees, agents and representatives for losses arising out of the Issuer's
rights offering and the related registration statement and prospectus filed by
the Issuer (other than with respect to statements made in reliance on
information provided to the Issuer in writing by GS Direct for use therein) and
claims, suits or proceedings challenging the authorization, execution, delivery,
performance or termination of the rights offering, the Investment Agreement and
certain ancillary agreements and/or any of the transactions contemplated thereby
(other than losses attributable to the acts, errors or omissions of GS Direct in
violation of the Investment Agreement).
Page 6 of 11 pages
The Investment Agreement also provides that from the Closing Date until the
earlier of (i) the date on which GS Direct ceases to beneficially own 10% or
more of the Issuer's total equity and (ii) the date on which the Common Stock
ceases to be registered under Section 12 of the Act (the "Relevant Period"), a
majority of the Issuer's board of directors will be independent, and GS Direct
will be entitled to nominate up to four people (each subject to review and
approval of the Issuer's nominating committee) to serve on the Issuer's board of
directors as follows: for so long as GS Direct owns 29.9% or more of the
Issuer's total equity, GS Direct has the right to nominate four people to serve
on the Issuer's board of directors; for so long as GS Direct owns less than
29.9% but at least 20% of the Issuer's total equity, GS Direct has the right to
nominate three people to serve on the Issuer's board of directors; for so long
as GS Direct owns less than 20% but at least 15% of the Issuer's total equity,
GS Direct has the right to nominate two people to serve on the Issuer's board of
directors; and for so long as GS Direct owns less than 15% but at least 10% of
the Issuer's total equity, GS Direct has the right to nominate one person to
serve on the Issuer's board of directors.
The Issuer's nominating committee will designate the remainder of the slate
of directors, and the Issuer has agreed to recommend that the Issuer's
stockholders vote in favor of the slate of directors designated by the Issuer's
nominating committee (which shall include the GS Direct nominees), and GS Direct
has agreed to vote in favor of (and against the removal of any director that was
on) the slate of directors designated by the Issuer's nominating committee.
Based on GS Direct's ownership percentage of the Issuer's total equity as
of the Closing Date, the Company caused two directors nominated by GS Direct to
be elected to the Issuer's board of directors on the Closing Date. Additionally
during the Relevant Period, the Investment Agreement provides that if GS Direct
holds greater than 29.9% of the aggregate ordinary voting power of all shares of
the Issuer's voting stock (such excess, the "Excess Voting Stock"), on any
matter submitted for a shareholder vote (except the election or removal of
directors) GS Direct will cause the Excess Voting Stock to be voted in the same
proportion of all other voting stock voted with respect to such matter.
The Investment Agreement also provides that for as long as GS Direct is
entitled under the Investment Agreement to designate at least one individual to
serve on the Issuer's board of directors, the Issuer will cause its board of
directors to create and maintain a finance committee consisting of five members.
Two of these members will be directors designated by GS Direct for so long as GS
Direct is entitled to designated two or more people to serve on the Issuer's
board of directors. In the event that GS Direct is entitled to designate only
one person to serve on the Issuer's board of directors, then that one person
will be entitled to be a member of the finance committee. The other members of
the committee will be non-GS Direct directors. The finance committee charter
provides that it will review and consider: (1) acquisitions of assets or voting
securities in excess of $50,000,000, (2) mergers or change of control
transactions involving the Issuer or its subsidiaries, (3) the Issuer's
liquidation, dissolution or reorganization, (4) the sale or other disposition of
all or substantially all of the Issuer's assets, (5) offerings or sales of
certain voting securities for cash in an aggregate amount in excess of
$50,000,000, other than issuances of securities upon conversion of convertible
securities currently outstanding and other than pursuant to option and other
incentive compensation plans, underwritten offerings or any merger, joint
venture, business combination or other similar transaction, and any offerings of
equity of any material subsidiary of the Issuer and (6) material capital
expenditures in excess of the Issuer's capital expenditure budget, following
which it shall make a non-binding recommendation to the full board of directors.
Page 7 of 11 pages
The Investment Agreement also provides that, during the Relevant Period,
subject to certain exceptions set forth in the Investment Agreement, GS Direct
will be subject to certain "standstill" provisions governing the purchase and
sale of Common Stock that provide that GS may not purchase or otherwise acquire
or offer to acquire additional shares, or rights or options to acquire
additional shares, of the Issuer's voting stock except that, if GS Direct's
total equity ownership percentage decreases as a result of an issuance of voting
stock by the Issuer (other than certain specified issuances), GS Direct has the
right to acquire in the secondary market such additional number of shares of the
Common Stock as necessary to maintain the percentage of total equity that it
owned prior to such issuance. In addition, during the Relevant Period, GS Direct
has agreed not to sell or otherwise transfer any of its shares of the Common
Stock except to its affiliates, to persons that will not own, after such
transfer, 10% or more of the Issuer's voting stock or pursuant to registered
underwritten offerings. The Investment Agreement does not prohibit GS Direct
from making an acquisition proposal directly to the Issuer's board of directors,
provided that (1) in the event that the Issuer's board of directors shall
thereafter determine to commence a process with respect to a potential
acquisition proposal, the Issuer shall permit GS Direct to participate in such
process and (2) if pursuant to actions taken by the Issuer's board of directors
following receipt of the GS Direct proposal, the Issuer's board of directors
determinates to accept and recommend an alternative proposal that it believes is
superior, GS Direct has agreed to vote its shares with respect to such
alternative proposal in the same proportion as all other shares are voted on
such proposal.
In addition, GS Direct and the Issuer entered into a Registration Rights
Agreement (the "Registration Rights Agreement"), dated as of the Closing Date,
in connection with the shares of Common Stock GS Direct acquired pursuant to the
Investment Agreement. The Registration Rights Agreement provides that after one
year from the Closing Date, GS Direct will be entitled to customary demand and
piggyback registration rights requiring the Issuer to register under the
Securities Act of 1933, as amended, the Common Stock purchased by GS Direct
pursuant to the Investment Agreement and certain other shares of Common Stock
acquired by GS Direct in the secondary market, and that the Issuer will bear all
costs and expenses incurred in connection with any such registration.
The description of the Investment Agreement and the Registration Rights
Agreement in this Schedule 13D does not purport to be complete, and is qualified
in its entirety by reference to such agreements, which are included as Exhibits
99.2 and 99.3 hereto and incorporated by reference herein.
Except as described in this Schedule 13D, the Reporting Persons currently
have no plans or proposals which relate to or would result in any transaction,
event or action enumerated in paragraphs (a) through (j) of Item 4 of the form
of Schedule 13D promulgated under the Act.
Each of the Reporting Persons reserves the right, in light of its ongoing
evaluation of the Issuer's financial condition, business, operations and
prospects, the market price of the Common Stock, conditions in the securities
markets generally, general economic and industry conditions, its business
objectives and other relevant factors, to change its plans and intentions at any
time, as it deems appropriate. In particular, any one or more of the Reporting
Persons (and their respective affiliates) reserves the right, in each case
subject to the terms and conditions of the Investment Agreement, the
Registration Rights Agreement and any applicable law, to (i) purchase additional
shares of Common Stock or other securities of the Issuer, (ii) sell or transfer
shares of the Common Stock or other securities beneficially owned by them from
time to time in public or private transactions, (iii) cause any of the Reporting
Persons to distribute in kind to their respective partners or members, as the
case may be, shares of the Common Stock or other securities owned by such
Reporting Persons, (iv) enter into privately negotiated derivative transactions
with institutional counterparties to hedge the market risk of some or all of
their positions in the shares of Common Stock or other securities, (v) consider
participating in a business combination transaction that would result in an
acquisition of all of the Issuer's outstanding Common Stock and (vi) make
suggestions to the Issuer regarding any of the foregoing. To the knowledge of
each Reporting Person, each of the persons listed on Schedules I, II-A or II-B
hereto may make similar evaluations from time to time or on an ongoing basis.
Page 8 of 11 pages
Item 5. Interest in Securities of the Issuer.
-------------------------------------
(a) As of September 29, 2008, there were 59,126,539 shares of Common Stock
outstanding as reported to the Reporting Persons by the Issuer.
As of September 29, 2008, GS Group and Goldman Sachs may each be deemed to
have beneficially owned 10,000,429 shares of Common Stock in the aggregate,
consisting of (i) 10,000,000 shares of Common Stock beneficially owned
indirectly by GS Group and Goldman Sachs that were purchased by GS Direct
pursuant to the Investment Agreement on the Closing Date as described herein and
(ii) 429 shares of Common Stock acquired by Goldman Sachs or another
wholly-owned broker or dealer subsidiary of GS Group in ordinary course trading
activities, representing in the aggregate approximately 16.9% of the shares of
Common Stock outstanding as reported to the Reporting Persons by the Issuer.
As of September 29, 2008, GS Direct may be deemed to have benefically owned
10,000,000 shares of Common Stock that were purchased by GS Direct pursuant to
the Investment Agreement on the Closing Date as described herein, representing
approximately 16.9% of the shares of Common Stock outstanding as reported to the
Reporting Persons by the Issuer.
In accordance with Securities and Exchange Commission Release No. 34-395538
(January 12, 1998) (the "Release"), this filing reflects the securities
beneficially owned by certain operating units (collectively, the "Goldman Sachs
Reporting Units") of GS Group and its subsidiaries and affiliates (collectively,
"GSG"). This filing does not reflect securities, if any, beneficially owned by
any operating units of GSG whose ownership of securities is disaggregated from
that of the Goldman Sachs Reporting Units in accordance with the Release. The
Goldman Sachs Reporting Units disclaim beneficial ownership of the securities
beneficially owned by (i) any client accounts with respect to which the Goldman
Sachs Reporting Units or their employees have voting or investment discretion,
or both, and (ii) certain investment entities of which the Goldman Sachs
Reporting Units acts as the general partner, managing general partner or other
manager, to the extent interests in such entities are held by persons other than
the Goldman Sachs Reporting Units.
None of the Reporting Persons or, to the knowledge of any of the Reporting
Persons, any of the persons listed on Schedules I, II-A or II-B hereto may be
deemed to beneficially own any shares of Common Stock other than as set forth
herein.
(b) Each Reporting Person shares the power to vote or direct the vote and
to dispose or direct the disposition of shares of Common Stock beneficially
owned by such Reporting Person as indicated herein.
(c) Except for the Investment as described herein, Schedule IV sets forth
transactions in the Common Stock which were effected during the sixty day period
from July 31, 2008 through September 29, 2008, all of which were effected in the
ordinary course of business of Goldman Sachs or another wholly-owned broker or
dealer subsidiary of GS Group. The transactions in the Common Stock, described
in Schedule IV, were effected on the New York Stock Exchange, NYSE Arca, the
over-the-counter market or with the Issuer in connection with the Rights
Offering.
Except for the Investment and as otherwise described on Schedule IV hereto,
no transactions in the Common Stock were effected by the Reporting Persons or,
to the knowledge of any of the Reporting Persons, any of the persons listed on
Schedules I, II-A or II-B hereto, during the sixty day period from July 31, 2008
through September 29, 2008.
(d) Except for clients of Goldman Sachs or another investment advisor
subsidiary of GS Group who may have the right to receive or the power to direct
the receipt of dividends from, or the proceeds from the sale of, shares of
Common Stock, if any, held in Managed Accounts, no other person is known by the
Reporting Persons to have the right to receive or the power to direct the
receipt of dividends from, or the proceeds from the sale of, any shares of
Common Stock beneficially owned by the Reporting Persons.
(e) Not applicable.
Page 9 of 11 pages
Item 6. Contracts, Arrangements, Understandings or Relationships
With Respect to the Securities of the Issuer.
--------------------------------------------------------
The descriptions of the Investment, the Investment Agreement and the
Registration Rights Agreement set forth in Item 4 above are incorporated by
reference in its entirety into this Item 6.
Goldman Sachs or another subsidiary of GS Group (collectively, "GS") may,
from time to time, in the ordinary course of business, including as a broker,
dealer, bank or investment advisor, be party to, enter into or unwind certain
cash settled equity derivatives or similar contractual arrangements which
provide indirect economic exposure to, but do not give GS direct or indirect
voting, investment or dispositive power over, securities of the Issuer and which
may be significant in amount. The profit, loss and/or return on such contracts
may be wholly or partially dependent on the market value of the securities of
the Issuer, the relative value of securities of the Issuer in comparison to one
or more other financial instruments, indexes or securities, a basket or group of
securities in which the securities of the Issuer may be included, or a
combination of any of the foregoing. Accordingly, GS disclaims any beneficial
ownership in the securities that may be referenced in such contracts.
Item 7. Material to Be Filed as Exhibits.
---------------------------------
Exhibit No. Exhibit
----------- -------
99.1 Joint Filing Agreement, dated October 9, 2008, by and among The
Goldman Sachs Group, Inc., Goldman, Sachs & Co. and GS Direct,
L.L.C.
99.2 Investment Agreement, dated August 7, 2008, by and among the
Issuer and GS Direct (incorporated by reference to Exhibit 10.1
to the Issuer's Current Report on Form 8-K, dated August 7,
2008 (Accession No. 0001104659-08-052620), filed with the
Securities and Exchange Commission (the "SEC") on August 13,
2008).
99.3 Registration Rights Agreement, dated September 29, 2008, by and
among the Issuer and GS Direct (incorporated by reference to
the form of Registration Rights Agreement, filed as Annex II to
Exhibit 10.1 to the Issuer's Current Report on Form 8-K, dated
August 7, 2008 (Accession No. 0001104659-08-052620), filed with
the SEC on August 13, 2008).
24.1 Power of Attorney, dated October 6, 2008, relating to The
Goldman Sachs Group, Inc.
24.2 Power of Attorney, dated October 6, 2008, relating to Goldman,
Sachs & Co.
24.3 Power of Attorney, dated October 6, 2008, relating to GS
Direct, L.L.C.
Page 10 of 11 pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in
this statement is true, complete and correct.
Date: October 9, 2008
THE GOLDMAN SACHS GROUP, INC.
By:/s/ Yvette Kosic
----------------------------------------
Name: Yvette Kosic
Title: Attorney-in-fact
GOLDMAN, SACHS & CO.
By:/s/ Yvette Kosic
----------------------------------------
Name: Yvette Kosic
Title: Attorney-in-fact
GS DIRECT, L.L.C.
By:/s/ Yvette Kosic
----------------------------------------
Name: Yvette Kosic
Title: Attorney-in-fact
Page 11 of 11 pages
SCHEDULE I
----------
The name of each director of The Goldman Sachs Group, Inc. is set forth
below.
The business address of each person listed below is c/o Goldman, Sachs &
Co., 85 Broad Street, New York, NY 10004.
Each person is a citizen of the United States of America except for Claes
Dahlback, who is a citizen of Sweden. The present principal occupation or
employment of each of the listed persons is set forth below.
Name Present Principal Occupation
--------------------------------------------------------------------------------
Lloyd C. Blankfein Chairman of the Board and Chief Executive
Officer of The Goldman Sachs Group, Inc.
Gary D. Cohn President and Co-Chief Operating Officer of
The Goldman Sachs Group, Inc.
Jon Winkelried President and Co-Chief Operating Officer of
The Goldman Sachs Group, Inc.
John H. Bryan Retired Chairman and Chief Executive Officer
of Sara Lee Corporation
Claes Dahlback Senior Advisor to Investor AB and Foundation
Asset Management
Stephen Friedman Chairman of Stone Point Capital
William W. George Professor of Management Practice at the
Harvard Business School and Former Chairman
and Chief Executive Officer of Medtronic,
Inc.
Rajat K. Gupta Senior Partner Emeritus of McKinsey & Company
James A. Johnson Vice Chairman of Perseus, L.L.C.
Lois D. Juliber Former Vice Chairman and Chief Operating
Officer of the Colgate-Palmolive Company
Lakshmi N. Mittal Chairman and Chief Executive Officer of
ArcelorMittal S.A.
Ruth J. Simmons President of Brown University
Page 1 of 1 pages
SCHEDULE II-A
-------------
The name and present principal occupation of each member of the Principal
Investment Area GS Direct Investment Sub-Committee of Goldman, Sachs & Co.,
which exercises the authority of Goldman, Sachs & Co. in reviewing all material
investing and harvesting transactions proposed to be entered into by GS Direct,
L.L.C., are set forth below.
The business address for each member listed below is c/o Goldman, Sachs &
Co., 85 Broad Street, New York, New York 10004, except as follows: The business
address of Bjorn P. Killmer is Peterborough Court, 133 Fleet Street, London EC4A
2BB, England and the business address of Byron D. Trott and Muneer A. Satter is
71 South Wacker Drive, Chicago, IL 60606.
All members listed below are United States citizens, except as follows:
Bjorn P. Killmer is a citizen of Germany.
Name Present Principal Occupation
--------------------------------------------------------------------------------
Richard A. Friedman Managing Director of Goldman, Sachs & Co.
Henry Cornell Managing Director of Goldman, Sachs & Co.
Muneer A. Satter Managing Director of Goldman, Sachs & Co.
Bjorn P. Killmer Managing Director of Goldman Sachs International
Ben I. Adler Managing Director of Goldman, Sachs & Co.
Byron D. Trott Managing Director of Goldman, Sachs & Co.
Gerald J. Cardinale Managing Director of Goldman, Sachs & Co.
Page 1 of 1 pages
SCHEDULE II-B
-------------
The name, position, and present principal occupation of each executive
officer of GS Direct, L.L.C. are set forth below.
The business address for all the executive officers listed below is c/o
Goldman, Sachs & Co., 85 Broad Street, New York, New York 10004, except as
follows: The business address of Hughes B. Lepic, Robert R. Gheewalla, Michael
M. Furth and Sanjay H. Patel is Peterborough Court, 133 Fleet Street, London
EC4A 2BB, England. The business address of Sang Gyun Ahn, Stephanie M. Hui, and
Andrew Wolff is Cheung Kong Center, 68th Floor, 2 Queens Road, Central, Hong
Kong. The business address of Joseph P. DiSabato and Peter J. Perrone is 555
California Street, San Franciso, CA 94104. The business address of Muneer A.
Satter is 71 South Wacker Drive, Chicago, IL 60606. The business address of
Ankur A. Sahu is Roppongi Hills, Mori Tower, Level 43-48, 10-1, Roppongi
6-chome, Minato-ku, Tokyo, 106-6147, Japan.
All executive officers listed below are United States citizens, except as
follows: Hughes B. Lepic is a citizen of France; Adrian M. Jones is a citizen of
Ireland; Oliver Thym is a citizen of Germany; Ankur A. Sahu is a citizen of
India; Sang Gyun Ahn is a citizen of South Korea; Stephanie M. Hui is a citizen
of the United Kingdom; and Michael M. Furth is a citizen of Ireland and the
United States.
Name Position Present Principal Occupation
---------------------------------------------------------------------------------------------------------------
Richard A. Friedman President Managing Director of Goldman, Sachs & Co.
Ben I. Adler Managing Director, Vice President, Managing Director of Goldman, Sachs & Co.
Assistant Secretary and Assistant
General Counsel
Sang Gyun Ahn Managing Director and Vice President Managing Director of Goldman Sachs (Asia)
L.L.C.
John E. Bowman Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Gerald J. Cardinale Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Joseph P. DiSabato Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Managing Director, Vice President Managing Director of Goldman, Sachs & Co.
and Secretary
Michael M. Furth Managing Director and Vice President Managing Director of Goldman Sachs
International
Robert R. Gheewalla Managing Director and Vice President Managing Director of Goldman Sachs
International
Joseph H. Gleberman Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Bradley J. Gross Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Melina E. Higgins Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Stephanie M. Hui Managing Director and Vice President Managing Director of Goldman Sachs (Asia)
L.L.C.
Adrian M. Jones Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Hughes B. Lepic Managing Director and Vice President Managing Director of Goldman Sachs
International
Page 1 of 2 pages
SCHEDULE II-B (coninued)
------------------------
Name Position Present Principal Occupation
---------------------------------------------------------------------------------------------------------------
Sanjeev K. Mehra Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Sanjay H. Patel Managing Director and Vice President Managing Director of Goldman Sachs
International
Peter J. Perrone Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Kenneth A. Pontarelli Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Ankur A. Sahu Managing Director and Vice President Managing Director of Goldman Sachs (Japan)
Ltd.
Muneer A. Satter Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Oliver Thym Managing Director and Vice President Managing Director of Goldman, Sachs & Co.
Andrew E. Wolff Managing Director and Vice President Managing Director of Goldman Sachs (Asia)
L.L.C.
Elizabeth C. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Page 2 of 2 pages
SCHEDULE III
------------
On July 1, 2004, Goldman, Sachs & Co. ("Goldman Sachs") and the Securities
and Exchange Commission (the "SEC") settled administrative proceedings relating
to communications from Goldman Sachs sales traders on its Asian Shares Sales
Desk to certain institutional customers and news media concerning four
international public securities offerings during the period between October 1999
and March 2000. The SEC alleged (i) that certain of these communications by
Goldman Sachs employees were made after the registration statements pertaining
to those offerings were filed, but not yet declared effective by the SEC, in
violation of Section 5(b) of the Securities Act and (ii) that certain comments
to the news media by Goldman Sachs with respect to one of the offerings
constituted an offer to sell securities in violation of Section 5(c) of the
Securities Act. The SEC also alleged that Goldman Sachs failed to adequately
supervise the Asian Shares Sales Desk traders, as required by Section
15(b)(4)(E) of the Exchange Act. Under the Offer of Settlement submitted by
Goldman Sachs and accepted by the SEC, without admitting or denying the SEC's
allegations, Goldman Sachs consented to the entry of an Order that, among other
things, directed Goldman Sachs to cease and desist from committing or causing
any violations of Sections 5(b) and 5(c) of the Securities Act., and ordered
Goldman Sachs to pay a civil monetary penalty of $2 million.
On January 24, 2005, the SEC filed an action in the U.S. District Court for
the Southern District of New York alleging that Goldman Sachs violated Rule 101
of Regulation M under the Exchange Act by attempting to induce, or inducing
certain investors to make, aftermarket purchases of certain initial public
offerings underwritten by Goldman Sachs during 2000. On February 4, 2005,
without admitting or denying the allegations of the complaint, a final judgment
was entered against Goldman Sachs, with the consent of Goldman Sachs, under
which Goldman Sachs was permanently restrained and enjoined from violating Rule
101 of Regulation M and required to pay a $40 million civil penalty, which was
paid on March 31, 2005.
In May 2006, the SEC alleged that fourteen investment banking firms,
including Goldman Sachs, violated Section 17(a)(2) of the Securities Act of
1933, by engaging in one or more practices relating to auctions of auction rate
securities during the period from January 1, 2003 through June 30, 2004 as
described in the cease-and-desist order entered by the SEC. Goldman Sachs has
agreed to provide certain disclosures about its material auction practices and
procedures to auction participants and to certify to the SEC that it has
implemented certain procedures relating to the auction process. As part of a
multi-firm settlement, Goldman Sachs submitted an Offer of Settlement which was
accepted by the SEC on May 31, 2006. Without admitting or denying the
allegations, Goldman Sachs consented to a censure and cease-and-desist order and
payment of $1,500,000 civil money penalty.
Page 1 of 1 pages
SCHEDULE IV
-----------
Griffon Corporation
CUSIP Purchases Sales Price Trade Date Settlement Date
--------------------------------------------------------------------------------
398433-10-2 1 10.0600 7/31/2008 8/5/2008
398433-10-2 100 9.9900 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0100 7/31/2008 8/5/2008
398433-10-2 100 10.0500 7/31/2008 8/5/2008
398433-10-2 100 10.0800 7/31/2008 8/5/2008
398433-10-2 100 10.0700 7/31/2008 8/5/2008
398433-10-2 100 10.0700 7/31/2008 8/5/2008
398433-10-2 100 10.0600 7/31/2008 8/5/2008
398433-10-2 100 10.0500 7/31/2008 8/5/2008
398433-10-2 100 10.0500 7/31/2008 8/5/2008
398433-10-2 100 10.0600 7/31/2008 8/5/2008
398433-10-2 100 10.0100 7/31/2008 8/5/2008
398433-10-2 100 10.0100 7/31/2008 8/5/2008
398433-10-2 100 10.0100 7/31/2008 8/5/2008
398433-10-2 200 10.0100 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0100 7/31/2008 8/5/2008
398433-10-2 1 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 200 10.0400 7/31/2008 8/5/2008
398433-10-2 100 10.0400 7/31/2008 8/5/2008
398433-10-2 100 10.0100 7/31/2008 8/5/2008
398433-10-2 222 10.0300 7/31/2008 8/5/2008
398433-10-2 100 10.0300 7/31/2008 8/5/2008
398433-10-2 100 10.0900 7/31/2008 8/5/2008
398433-10-2 1,543 10.0500 7/31/2008 8/5/2008
398433-10-2 12 10.0500 7/31/2008 8/5/2008
398433-10-2 16 9.8700 7/31/2008 8/5/2008
398433-10-2 183 10.0500 7/31/2008 8/5/2008
398433-10-2 7 9.9200 7/31/2008 8/5/2008
398433-10-2 50 9.9800 7/31/2008 8/5/2008
398433-10-2 35 10.0700 7/31/2008 8/5/2008
398433-10-2 41 10.0100 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0300 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0300 7/31/2008 8/5/2008
398433-10-2 100 10.0300 7/31/2008 8/5/2008
398433-10-2 100 10.0300 7/31/2008 8/5/2008
398433-10-2 914 10.0500 7/31/2008 8/5/2008
398433-10-2 100 10.0200 7/31/2008 8/5/2008
398433-10-2 100 10.0400 7/31/2008 8/5/2008
398433-10-2 100 10.0500 7/31/2008 8/5/2008
398433-10-2 100 10.0300 7/31/2008 8/5/2008
398433-10-2 6 10.0500 8/1/2008 8/6/2008
398433-10-2 5 9.8800 8/1/2008 8/6/2008
398433-10-2 30 9.9000 8/1/2008 8/6/2008
398433-10-2 30 9.9100 8/1/2008 8/4/2008
398433-10-2 6 9.9100 8/1/2008 8/6/2008
398433-10-2 100 9.8200 8/1/2008 8/6/2008
398433-10-2 100 9.8000 8/1/2008 8/6/2008
398433-10-2 100 9.9600 8/1/2008 8/6/2008
398433-10-2 100 10.0200 8/1/2008 8/6/2008
398433-10-2 100 9.9700 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 10.0000 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 10.0000 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 9.9500 8/1/2008 8/6/2008
Page 1 of 17 pages
CUSIP Purchases Sales Price Trade Date Settlement Date
--------------------------------------------------------------------------------
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 9.9200 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 9.9400 8/1/2008 8/6/2008
398433-10-2 100 9.9800 8/1/2008 8/6/2008
398433-10-2 100 10.0200 8/1/2008 8/6/2008
398433-10-2 100 10.0300 8/1/2008 8/6/2008
398433-10-2 100 9.9200 8/1/2008 8/6/2008
398433-10-2 100 9.9400 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 10.0300 8/1/2008 8/6/2008
398433-10-2 100 10.0000 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 9.9100 8/1/2008 8/6/2008
398433-10-2 100 9.9200 8/1/2008 8/6/2008
398433-10-2 100 10.0000 8/1/2008 8/6/2008
398433-10-2 100 9.9100 8/1/2008 8/6/2008
398433-10-2 100 10.0100 8/1/2008 8/6/2008
398433-10-2 100 9.9000 8/1/2008 8/6/2008
398433-10-2 100 10.0000 8/1/2008 8/6/2008
398433-10-2 100 10.0000 8/1/2008 8/6/2008
398433-10-2 100 9.9950 8/1/2008 8/6/2008
398433-10-2 100 9.8000 8/1/2008 8/6/2008
398433-10-2 160 10.0100 8/1/2008 8/6/2008
398433-10-2 10 9.9100 8/1/2008 8/6/2008
398433-10-2 153 9.9100 8/1/2008 8/6/2008
398433-10-2 410 9.9100 8/1/2008 8/6/2008
398433-10-2 19 10.0000 8/1/2008 8/6/2008
398433-10-2 3 9.8900 8/1/2008 8/6/2008
398433-10-2 100 9.9000 8/1/2008 8/6/2008
398433-10-2 62 9.9000 8/1/2008 8/6/2008
398433-10-2 196 9.7600 8/4/2008 8/7/2008
398433-10-2 1 9.7600 8/4/2008 8/7/2008
398433-10-2 100 9.6200 8/4/2008 8/7/2008
398433-10-2 100 9.6100 8/4/2008 8/7/2008
398433-10-2 100 9.6100 8/4/2008 8/7/2008
398433-10-2 100 9.5600 8/4/2008 8/7/2008
398433-10-2 100 9.8300 8/4/2008 8/7/2008
398433-10-2 49 9.7600 8/4/2008 8/7/2008
398433-10-2 183 9.7300 8/4/2008 8/7/2008
398433-10-2 100 9.7800 8/4/2008 8/7/2008
398433-10-2 100 9.8500 8/4/2008 8/7/2008
398433-10-2 100 9.7800 8/4/2008 8/7/2008
398433-10-2 1 9.8900 8/4/2008 8/7/2008
398433-10-2 5 10.0700 8/5/2008 8/8/2008
398433-10-2 6 10.0700 8/5/2008 8/8/2008
398433-10-2 56 10.0700 8/5/2008 8/8/2008
398433-10-2 81 10.0700 8/5/2008 8/8/2008
398433-10-2 408 10.0700 8/5/2008 8/8/2008
398433-10-2 1 10.0100 8/5/2008 8/8/2008
398433-10-2 17 9.8800 8/5/2008 8/8/2008
398433-10-2 1 10.0100 8/5/2008 8/8/2008
398433-10-2 100 9.9700 8/5/2008 8/8/2008
398433-10-2 100 9.9600 8/5/2008 8/8/2008
398433-10-2 100 9.9200 8/5/2008 8/8/2008
398433-10-2 100 9.9700 8/5/2008 8/8/2008
398433-10-2 100 9.9900 8/5/2008 8/8/2008
398433-10-2 100 10.0000 8/5/2008 8/8/2008
398433-10-2 133 10.0100 8/5/2008 8/8/2008
398433-10-2 100 9.9800 8/5/2008 8/8/2008
398433-10-2 27 9.8900 8/5/2008 8/8/2008
398433-10-2 27 9.8900 8/5/2008 8/8/2008
398433-10-2 51 9.9900 8/5/2008 8/8/2008
398433-10-2 100 10.0000 8/5/2008 8/8/2008
398433-10-2 100 9.9900 8/5/2008 8/8/2008
398433-10-2 100 9.8900 8/5/2008 8/8/2008
398433-10-2 100 9.8900 8/5/2008 8/8/2008
398433-10-2 64 10.0700 8/5/2008 8/8/2008
398433-10-2 100 9.8800 8/6/2008 8/11/2008
Page 2 of 17 pages
CUSIP Purchases Sales Price Trade Date Settlement Date
--------------------------------------------------------------------------------
398433-10-2 100 9.9000 8/6/2008 8/11/2008
398433-10-2 100 9.9700 8/6/2008 8/11/2008
398433-10-2 100 9.9900 8/6/2008 8/11/2008
398433-10-2 100 9.9800 8/6/2008 8/11/2008
398433-10-2 100 9.9800 8/6/2008 8/11/2008
398433-10-2 100 9.9900 8/6/2008 8/11/2008
398433-10-2 100 9.9700 8/6/2008 8/11/2008
398433-10-2 100 9.9900 8/6/2008 8/11/2008
398433-10-2 100 9.9700 8/6/2008 8/11/2008
398433-10-2 100 9.9700 8/6/2008 8/11/2008
398433-10-2 100 10.0400 8/6/2008 8/11/2008
398433-10-2 167 10.0100 8/6/2008 8/11/2008
398433-10-2 100 10.0300 8/6/2008 8/11/2008
398433-10-2 81 9.9800 8/6/2008 8/11/2008
398433-10-2 3,520 10.0400 8/6/2008 8/11/2008
398433-10-2 458 10.0400 8/6/2008 8/11/2008
398433-10-2 21 10.0200 8/6/2008 8/11/2008
398433-10-2 100 10.0200 8/6/2008 8/11/2008
398433-10-2 100 10.1100 8/7/2008 8/12/2008
398433-10-2 100 10.0600 8/7/2008 8/12/2008
398433-10-2 100 10.0500 8/7/2008 8/12/2008
398433-10-2 100 10.0400 8/7/2008 8/12/2008
398433-10-2 100 9.9700 8/7/2008 8/12/2008
398433-10-2 100 10.0700 8/7/2008 8/12/2008
398433-10-2 100 9.9900 8/7/2008 8/12/2008
398433-10-2 100 10.0000 8/7/2008 8/12/2008
398433-10-2 100 10.0500 8/7/2008 8/12/2008
398433-10-2 204 9.9800 8/7/2008 8/12/2008
398433-10-2 90 10.0600 8/7/2008 8/12/2008
398433-10-2 41 9.9400 8/7/2008 8/12/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9500 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9500 8/8/2008 8/13/2008
398433-10-2 200 9.9500 8/8/2008 8/13/2008
398433-10-2 400 9.9500 8/8/2008 8/13/2008
398433-10-2 100 9.9500 8/8/2008 8/13/2008
398433-10-2 200 9.9400 8/8/2008 8/13/2008
398433-10-2 1,000 9.9500 8/8/2008 8/13/2008
398433-10-2 400 9.9400 8/8/2008 8/13/2008
398433-10-2 400 9.9300 8/8/2008 8/13/2008
398433-10-2 100 9.9200 8/8/2008 8/13/2008
398433-10-2 200 9.9300 8/8/2008 8/13/2008
398433-10-2 100 9.9300 8/8/2008 8/13/2008
398433-10-2 100 9.9300 8/8/2008 8/13/2008
398433-10-2 100 9.9200 8/8/2008 8/13/2008
398433-10-2 100 9.9300 8/8/2008 8/13/2008
398433-10-2 300 9.9500 8/8/2008 8/13/2008
398433-10-2 700 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 500 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 400 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
Page 3 of 17 pages
CUSIP Purchases Sales Price Trade Date Settlement Date
--------------------------------------------------------------------------------
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 400 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 200 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 400 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 500 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
398433-10-2 300 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9600 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 200 9.9700 8/8/2008 8/13/2008
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398433-10-2 200 9.9800 8/8/2008 8/13/2008
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398433-10-2 300 10.0100 8/8/2008 8/13/2008
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398433-10-2 100 10.0000 8/8/2008 8/13/2008
398433-10-2 100 9.9900 8/8/2008 8/13/2008
398433-10-2 100 10.0000 8/8/2008 8/13/2008
398433-10-2 200 10.0000 8/8/2008 8/13/2008
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398433-10-2 100 10.0000 8/8/2008 8/13/2008
398433-10-2 100 9.9900 8/8/2008 8/13/2008
398433-10-2 300 10.0000 8/8/2008 8/13/2008
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398433-10-2 100 9.9900 8/8/2008 8/13/2008
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398433-10-2 100 10.0000 8/8/2008 8/13/2008
398433-10-2 100 9.9900 8/8/2008 8/13/2008
398433-10-2 100 10.0000 8/8/2008 8/13/2008
398433-10-2 200 9.9900 8/8/2008 8/13/2008
398433-10-2 44 9.9700 8/8/2008 8/13/2008
398433-10-2 94 9.9700 8/8/2008 8/13/2008
398433-10-2 99 9.9700 8/8/2008 8/13/2008
398433-10-2 33 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 44 9.9700 8/8/2008 8/13/2008
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398433-10-2 56 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 80 9.9700 8/8/2008 8/13/2008
398433-10-2 400 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 20 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 667 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 1,401 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 462 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 44 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 59 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 56 9.9700 8/8/2008 8/13/2008
398433-10-2 56 9.9700 8/8/2008 8/13/2008
398433-10-2 85 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 44 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
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398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 200 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 100 9.9700 8/8/2008 8/13/2008
398433-10-2 300 9.9700 8/8/2008 8/13/2008
398433-10-2 135,253 10.0600 8/8/2008 8/13/2008
398433-10-2 100 10.0500 8/11/2008 8/14/2008
398433-10-2 200 10.0500 8/11/2008 8/14/2008
398433-10-2 100 10.0600 8/11/2008 8/14/2008
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398433-10-2 100 10.0900 8/11/2008 8/14/2008
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398433-10-2 100 10.0900 8/11/2008 8/14/2008
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398433-10-2 100 10.0900 8/11/2008 8/14/2008
398433-10-2 100 10.0800 8/11/2008 8/14/2008
398433-10-2 200 10.1000 8/11/2008 8/14/2008
398433-10-2 200 10.0900 8/11/2008 8/14/2008
398433-10-2 200 10.1000 8/11/2008 8/14/2008
398433-10-2 100 10.0900 8/11/2008 8/14/2008
398433-10-2 100 10.0900 8/11/2008 8/14/2008
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398433-10-2 100 10.0600 8/11/2008 8/14/2008
398433-10-2 100 10.0600 8/11/2008 8/14/2008
398433-10-2 200 10.0700 8/11/2008 8/14/2008
398433-10-2 100 10.0700 8/11/2008 8/14/2008
398433-10-2 100 10.0800 8/11/2008 8/14/2008
398433-10-2 100 10.0800 8/11/2008 8/14/2008
398433-10-2 100 10.0800 8/11/2008 8/14/2008
398433-10-2 100 10.0700 8/11/2008 8/14/2008
398433-10-2 100 10.0700 8/11/2008 8/14/2008
398433-10-2 200 10.0800 8/11/2008 8/14/2008
398433-10-2 100 10.0900 8/11/2008 8/14/2008
398433-10-2 100 10.0900 8/11/2008 8/14/2008
398433-10-2 100 10.1000 8/11/2008 8/14/2008
398433-10-2 100 10.1000 8/11/2008 8/14/2008
398433-10-2 204 10.1000 8/11/2008 8/14/2008
398433-10-2 100 10.1100 8/11/2008 8/14/2008
398433-10-2 9,879 10.4700 8/12/2008 8/15/2008
398433-10-2 8,872 11.6700 8/14/2008 8/19/2008
398433-10-2 19,330 11.6700 8/14/2008 8/19/2008
398433-10-2 63 8.9100 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
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398433-10-2 87 8.9000 9/24/2008 9/29/2008
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398433-10-2 13 8.9000 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 23 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.8800 9/24/2008 9/29/2008
398433-10-2 100 8.8700 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8700 9/24/2008 9/29/2008
398433-10-2 100 8.8700 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
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398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 229 8.8900 9/24/2008 9/29/2008
398433-10-2 300 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 400 8.8200 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
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398433-10-2 100 8.8950 9/24/2008 9/29/2008
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398433-10-2 100 8.9000 9/24/2008 9/29/2008
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398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 54 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8200 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 77 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.8800 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8200 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
398433-10-2 200 8.9100 9/24/2008 9/29/2008
398433-10-2 100 8.9050 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
398433-10-2 200 8.9100 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 200 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9100 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
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398433-10-2 313 8.8950 9/24/2008 9/29/2008
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398433-10-2 87 8.9000 9/24/2008 9/29/2008
398433-10-2 13 8.9000 9/24/2008 9/29/2008
398433-10-2 300 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8800 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
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398433-10-2 100 8.9200 9/24/2008 9/29/2008
398433-10-2 100 8.8700 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
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398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 200 8.9000 9/24/2008 9/29/2008
398433-10-2 500 8.8200 9/24/2008 9/29/2008
398433-10-2 182 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.9000 9/24/2008 9/29/2008
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398433-10-2 100 8.9000 9/24/2008 9/29/2008
398433-10-2 100 8.8900 9/24/2008 9/29/2008
398433-11-0 2,967 0.2700 9/11/2008 9/16/2008
398433-11-0 100 0.5200 9/12/2008 9/17/2008
398433-11-0 100 0.5200 9/12/2008 9/17/2008
398433-11-0 100 0.5000 9/12/2008 9/17/2008
398433-11-0 100 0.5200 9/12/2008 9/17/2008
398433-11-0 100 0.5300 9/12/2008 9/17/2008
398433-11-0 100 0.5200 9/12/2008 9/17/2008
398433-11-0 47 0.3700 9/12/2008 9/17/2008
398433-11-0 100 0.5000 9/12/2008 9/17/2008
398433-11-0 100 0.4900 9/12/2008 9/17/2008
398433-11-0 100 0.4300 9/12/2008 9/17/2008
398433-11-0 100 0.4900 9/12/2008 9/17/2008
398433-11-0 45 0.4100 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
398433-11-0 200 0.1500 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 200 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 400 0.1500 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 200 0.1700 9/15/2008 9/18/2008
398433-11-0 700 0.1800 9/15/2008 9/18/2008
398433-11-0 1,400 0.1600 9/15/2008 9/18/2008
398433-11-0 200 0.1500 9/15/2008 9/18/2008
398433-11-0 200 0.1500 9/15/2008 9/18/2008
398433-11-0 300 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 600 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 200 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1900 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
398433-11-0 600 0.1600 9/15/2008 9/18/2008
398433-11-0 1,500 0.1500 9/15/2008 9/18/2008
398433-11-0 500 0.1600 9/15/2008 9/18/2008
398433-11-0 200 0.1500 9/15/2008 9/18/2008
398433-11-0 200 0.1500 9/15/2008 9/18/2008
398433-11-0 500 0.1700 9/15/2008 9/18/2008
398433-11-0 1,300 0.1600 9/15/2008 9/18/2008
398433-11-0 200 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 1,193 0.1400 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 600 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 400 0.1700 9/15/2008 9/18/2008
398433-11-0 300 0.1400 9/15/2008 9/18/2008
398433-11-0 400 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
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398433-11-0 100 0.1700 9/15/2008 9/18/2008
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398433-11-0 100 0.1700 9/15/2008 9/18/2008
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398433-11-0 100 0.1600 9/15/2008 9/18/2008
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398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
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398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 1,000 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 300 0.1700 9/15/2008 9/18/2008
398433-11-0 900 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 300 0.1500 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 600 0.1700 9/15/2008 9/18/2008
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398433-11-0 200 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
398433-11-0 400 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
398433-11-0 200 0.1600 9/15/2008 9/18/2008
398433-11-0 500 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 200 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 1,000 0.1500 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1600 9/15/2008 9/18/2008
398433-11-0 100 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 600 0.1700 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1800 9/15/2008 9/18/2008
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398433-11-0 100 0.1800 9/15/2008 9/18/2008
398433-11-0 100 0.1500 9/15/2008 9/18/2008
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398433-11-0 400 0.1400 9/15/2008 9/18/2008
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398433-11-0 100 0.1800 9/15/2008 9/18/2008
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398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 500 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0700 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 1,000 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
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398433-11-0 1,000 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 900 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0400 9/17/2008 9/22/2008
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398433-11-0 1,200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 500 0.0500 9/17/2008 9/22/2008
398433-11-0 700 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 469 0.0600 9/17/2008 9/22/2008
398433-11-0 400 0.0600 9/17/2008 9/22/2008
398433-11-0 500 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0600 9/17/2008 9/22/2008
398433-11-0 1,277 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 300 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 1,700 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 1,400 0.0800 9/17/2008 9/22/2008
398433-11-0 3,400 0.0500 9/17/2008 9/22/2008
398433-11-0 700 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0800 9/17/2008 9/22/2008
398433-11-0 700 0.0800 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 3,400 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 2,500 0.0600 9/17/2008 9/22/2008
398433-11-0 2,000 0.0800 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 2,000 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 2,000 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 500 0.0600 9/17/2008 9/22/2008
398433-11-0 1,200 0.0700 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 1,100 0.0600 9/17/2008 9/22/2008
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398433-11-0 300 0.0500 9/17/2008 9/22/2008
398433-11-0 1,400 0.0600 9/17/2008 9/22/2008
398433-11-0 1,500 0.0600 9/17/2008 9/22/2008
398433-11-0 700 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0400 9/17/2008 9/22/2008
398433-11-0 500 0.0800 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 2,200 0.0600 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 1,900 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 600 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0500 9/17/2008 9/22/2008
398433-11-0 500 0.0600 9/17/2008 9/22/2008
398433-11-0 1,000 0.0400 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 3,100 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 1,100 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 2,500 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0800 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 1,300 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 1,700 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 3,400 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0700 9/17/2008 9/22/2008
398433-11-0 300 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0700 9/17/2008 9/22/2008
398433-11-0 1,200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 500 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 600 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0400 9/17/2008 9/22/2008
398433-11-0 1,000 0.0500 9/17/2008 9/22/2008
398433-11-0 55 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0700 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 110 0.0400 9/17/2008 9/22/2008
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398433-11-0 1,375 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0500 9/17/2008 9/22/2008
398433-11-0 800 0.0600 9/17/2008 9/22/2008
398433-11-0 200 0.0600 9/17/2008 9/22/2008
398433-11-0 600 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 1,200 0.0600 9/17/2008 9/22/2008
398433-11-0 1,500 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0600 9/17/2008 9/22/2008
398433-11-0 500 0.0500 9/17/2008 9/22/2008
398433-11-0 3,200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0600 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 3,200 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 500 0.0600 9/17/2008 9/22/2008
398433-11-0 200 0.0600 9/17/2008 9/22/2008
398433-11-0 285 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0600 9/17/2008 9/22/2008
398433-11-0 500 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 3,600 0.0800 9/17/2008 9/22/2008
398433-11-0 1,300 0.0500 9/17/2008 9/22/2008
398433-11-0 1,300 0.0500 9/17/2008 9/22/2008
398433-11-0 500 0.0600 9/17/2008 9/22/2008
398433-11-0 200 0.0400 9/17/2008 9/22/2008
398433-11-0 300 0.0400 9/17/2008 9/22/2008
398433-11-0 1,600 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0400 9/17/2008 9/22/2008
398433-11-0 415 0.0600 9/17/2008 9/22/2008
398433-11-0 1,000 0.0600 9/17/2008 9/22/2008
398433-11-0 2,000 0.0700 9/17/2008 9/22/2008
398433-11-0 200 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0400 9/17/2008 9/22/2008
398433-11-0 300 0.0600 9/17/2008 9/22/2008
398433-11-0 1,000 0.0600 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 1,300 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 615 0.0600 9/17/2008 9/22/2008
398433-11-0 17 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 28 0.0400 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 300 0.0600 9/17/2008 9/22/2008
398433-11-0 400 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0400 9/17/2008 9/22/2008
398433-11-0 700 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0400 9/17/2008 9/22/2008
398433-11-0 300 0.0500 9/17/2008 9/22/2008
398433-11-0 900 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0600 9/17/2008 9/22/2008
398433-11-0 900 0.0500 9/17/2008 9/22/2008
398433-11-0 1,000 0.0500 9/17/2008 9/22/2008
398433-11-0 495 0.0600 9/17/2008 9/22/2008
398433-11-0 500 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0600 9/17/2008 9/22/2008
398433-11-0 800 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0800 9/17/2008 9/22/2008
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398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 400 0.0600 9/17/2008 9/22/2008
398433-11-0 400 0.0500 9/17/2008 9/22/2008
398433-11-0 200 0.0400 9/17/2008 9/22/2008
398433-11-0 200 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 600 0.0400 9/17/2008 9/22/2008
398433-11-0 600 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 100 0.0400 9/17/2008 9/22/2008
398433-11-0 100 0.0500 9/17/2008 9/22/2008
398433-11-0 123,000 0.0200 9/18/2008 9/23/2008
398433-11-0 4,100 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0300 9/18/2008 9/23/2008
398433-11-0 400 0.0400 9/18/2008 9/23/2008
398433-11-0 400 0.0400 9/18/2008 9/23/2008
398433-11-0 300 0.0400 9/18/2008 9/23/2008
398433-11-0 400 0.0400 9/18/2008 9/23/2008
398433-11-0 100 0.0300 9/18/2008 9/23/2008
398433-11-0 1,400 0.0300 9/18/2008 9/23/2008
398433-11-0 400 0.0400 9/18/2008 9/23/2008
398433-11-0 2,500 0.0300 9/18/2008 9/23/2008
398433-11-0 300 0.0300 9/18/2008 9/23/2008
398433-11-0 600 0.0300 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 500 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 550 0.0100 9/18/2008 9/23/2008
398433-11-0 300 0.0200 9/18/2008 9/23/2008
398433-11-0 1,900 0.0200 9/18/2008 9/23/2008
398433-11-0 5,000 0.0100 9/18/2008 9/23/2008
398433-11-0 8,000 0.0100 9/18/2008 9/23/2008
398433-11-0 500 0.0200 9/18/2008 9/23/2008
398433-11-0 200 0.0200 9/18/2008 9/23/2008
398433-11-0 100 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 1,200 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 500 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 1,800 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 200 0.0200 9/18/2008 9/23/2008
398433-11-0 1,500 0.0200 9/18/2008 9/23/2008
398433-11-0 10,000 0.0200 9/18/2008 9/23/2008
398433-11-0 1,200 0.0300 9/18/2008 9/23/2008
398433-11-0 10,000 0.0200 9/18/2008 9/23/2008
398433-11-0 2,900 0.0300 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
398433-11-0 1,400 0.0200 9/18/2008 9/23/2008
398433-11-0 2,400 0.0200 9/18/2008 9/23/2008
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