SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) August 6, 2002 GRAHAM CORPORATION (Exact Name of Registrant as Specified in Charter) Delaware 1-8462 16-1194720 (State or Other Jurisdiction(Commission File Number)(IRS Employer of Incorporation) Identification No.) 20 Florence Avenue Batavia, NY 14020 (Address of Principal Executive Offices including zip code) (585) 343-2216 (Registrant's telephone number including area code) 2 ITEM 7 Financial Statements, Pro Forma Financial Information and Exhibits (c) Exhibits. Exhibit 99.1 Transmittal Letter Exhibit 99.2 Certificate of Chief Executive Officer Exhibit 99.3 Certificate of Chief Financial Officer ITEM 9. Regulation FD Disclosure Graham Corporation filed as correspondence, accompanying its Quarterly Report on Form 10-Q for its fiscal quarter ended June 30, 2002 filed with the Securities and Exchange Commission on August 6, 2002, the transmittal letter and certificates attached hereto as Exhibits 99.1, 99.2 and 99.3. 3 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Graham Corporation Date: August 6, 2002 By:/s/ William A. Smith, Jr. ------------------------- William A. Smith, Jr., Vice President and General Counsel 4 Exhibit Index Exhibit No. Description -------------- -------------- 99.1 Transmittal Letter 99.2 Certificate of Chief Executive Officer 99.3 Certificate of Chief Financial Officer