| UNITED STATES SECURITIES AND
EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT |
| Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934 |
| Date of Report (Date of earliest
event reported): April 13, 2006 |
| EATON VANCE CORP. (Exact name of registrant as specified in its charter) |
| Maryland | 1-8100 | 04-2718215 | ||
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| (State or other jurisdiction | (Commission File Number) | (IRS Employer Identification No.) | ||
| of incorporation) | ||||
| 255 State Street, Boston, Massachusetts | 02109 | |||
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| (Address of principal executive offices) | (Zip Code) | |||
| Registrant’s telephone number,
including area code: (617)
482-8260 |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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| INFORMATION INCLUDED IN THE
REPORT |
Item 7.01 Regulation FD Disclosure
Registrant reported their preliminary assets under management, as described in Registrant’s news release dated April 13, 2006, a copy of which is filed herewith as Exhibit 99.1 and incorporated herein by reference.
Item 9.01 Financial Statements and Exhibits
| Exhibit No. | Document | |
| 99.1 | Press Release issued by the Registrant dated April 13, 2006 | |
| reporting the preliminary assets under management. | ||
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| SIGNATURES
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Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| EATON VANCE CORP. | ||||
| (Registrant) | ||||
| Date: | April 13, 2006 | /s/ William M. Steul | ||
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| William M. Steul, Chief Financial Officer | ||||
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| EXHIBIT INDEX
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Each exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following exhibit is filed as part of this Report:
| Exhibit No. | Description | |
| 99.1 | Copy of Registrant's news release dated April 13, 2006 reporting the preliminary | |
| assets under management. | ||
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| Exhibit
99.1 |
April 13, 2006
FOR IMMEDIATE RELEASE
Eaton Vance Reports
March 31, 2006 Assets Under Management
Boston, MA – Eaton Vance Corp. today reported preliminary assets under management of $116.5 billion on March 31, 2006. This compares to $111.8 billion on December 31, 2005.
| Assets Under Management | ||||||||
| (in billions) | ||||||||
| 3/31/2006 | 12/31/2005 | |||||||
| By client: | ||||||||
| Funds | $ | 86.8 | $ | 82.6 | ||||
| Retail managed accounts | 8.2 | 7.5 | ||||||
| Institutional | 13.3 | 13.7 | ||||||
| High net worth | 8.2 | 8.0 | ||||||
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| Total | $ | 116.5 | $ | 111.8 | ||||
| By asset category: | ||||||||
| Equity* | $ | 71.9 | $ | 69.7 | ||||
| Fixed | 25.3 | 23.4 | ||||||
| Bank loan | 19.3 | 18.7 | ||||||
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| Total | $ | 116.5 | $ | 111.8 | ||||
| *includes balanced accounts | ||||||||
Eaton Vance Corp. regularly reports assets under management on a fiscal quarter-end basis (January, April, July and October). The Company also reports assets under management on a calendar quarter basis in order to assist industry consultants who advise institutional clients on investment manager selection.
Eaton Vance Corp., a Boston-based investment management firm is traded on the New York Stock Exchange under the symbol EV.
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