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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (right to buy) | $ 65.13 | 05/15/1999 | 05/15/2008 | Common Stock | 1,500 | 1,500 | D | ||||||||
Director Stock Option (right to buy) | $ 62.75 | 05/21/2000 | 05/21/2009 | Common Stock | 1,500 | 1,500 | D | ||||||||
Director Stock Option (right to buy) | $ 57.15 | 05/22/2002 | 05/20/2011 | Common Stock | 2,500 | 2,500 | D | ||||||||
Director Stock Option (right to buy) | $ 64.5 | 05/21/2003 | 05/21/2012 | Common Stock | 2,500 | 2,500 | D | ||||||||
Director Stock Option (right to buy) | $ 53.87 | 05/18/2005 | 05/18/2014 | Common Stock | 2,500 | 2,500 | D | ||||||||
Restricted Stock Units | $ 0 (4) | 08/08/1988(5) | 08/08/1988(5) | Common Stock | 319 | 319 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BAUDER LILLIAN 500 WOODWARD AVE. 31ST FLOOR DETROIT, MI 48226 |
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/s/ Robert W. Spencer, Jr., on behalf of Lillian Bauder | 01/23/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were acquired by reporting person in connection with a distribution from one of issuer's director deferral plans on January 19, 2007. |
(2) | The shares that were acquired by reporting person in connection with this transaction have been included in Table I of previous filings, and accordingly, this transaction does not vary the amount of securities beneficially owned by reporting person. |
(3) | Includes stock units held pursuant to deferred director plans, resticted stock units, and shares purchased with reinvested dividends as of January 19, 2007. |
(4) | Each restricted stock unit represents a contingent right to receive one share of Comerica common stock. |
(5) | The restricted stock units vest one year after the date of grant. Vested shares are settled one year after cessation of service on the board. |