djco20140509_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES AND EXCHANGE ACT OF 1934

 

Date of Report (Date of Earliest Event Reported): May 12, 2014

 

 

 

DAILY JOURNAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

 

SOUTH CAROLINA

0-14665

95-4133299

(State or Other Jurisdiction

(Commission File No.)

(I.R.S. Employer

of Incorporation)

 

Identification No.)

915 East First Street

Los Angeles, CA 90012-4050

(Address of Principal Executive Offices and Zip Code)

 

Registrant’s telephone number, including area code: (213) 229-5300

 

Not applicable

(Former name or former address, if changed from last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (See General Instructions A.2. below):

 

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐     Soliciting material pursuant to Rule 14a–12 under the Exchange Act (17 CFR 240.14a–12)

 

☐     Pre-commencement communication pursuant to Rule 14d–2(b) under the Exchange Act (17 CFR 240.14d–2(b))

 

☐     Pre-commencement communications pursuant to Rule 13e–4(c) under the Exchange Act (17 CFR 240.13e–4(c))

 

 
 
 

 

 

Item 2.02

Results of Operations and Financial Condition

 

 

On May 12, 2014, Daily Journal Corporation (the “Company”) issued a press release announcing its preliminary financial results for the fiscal quarter ended March 31, 2014. A copy of the press release is furnished as Exhibit 99.1 to this report and is incorporated herein.

 

The information in this Item 2.02, including Exhibit 99.1 attached hereto, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, or otherwise subject to the liabilities of that Section, and shall not be incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in such a filing.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits
   
99.1 Press release dated May 12, 2014

        

 

[SIGNATURE PAGE FOLLOWS]

  

 
 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

DAILY JOURNAL CORPORATION

 

 

 

 

 

 

 

 

 

  By:  /s/ Gerald L. Salzman  

 

Gerald L. Salzman

 

  Chief Executive Officer  
  President  

 

Chief Financial Officer

 

  Treasurer  
       
       
  Dated: May 12, 2014  

 

 
 
 

 

 

EXHIBIT INDEX

  

Exhibits    Description
     

99.1

 

Press release dated May 12, 2014