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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 85.69 | 04/24/2015 | A | 4,725 | (4) | 04/24/2022 | Common Stock | 4,725 | $ 0 | 4,725 | D | ||||
Employee Stock Option (Right to Buy) | $ 23.16 | 04/27/2015 | M | 2,448 | (5) | 10/31/2019 | Common Stock | 2,448 | $ 0 | 1,143 | D | ||||
Employee Stock Option (Right to Buy) | $ 27.99 | 04/27/2015 | M | 36,398 | (6) | 01/24/2018 | Common Stock | 36,398 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 32.53 | 04/27/2015 | M | 6,198 | (7) | 10/24/2018 | Common Stock | 6,198 | $ 0 | 2,188 | D | ||||
Employee Stock Option (Right to Buy) | $ 35.76 | 04/27/2015 | M | 4,243 | (8) | 01/28/2020 | Common Stock | 4,243 | $ 0 | 1,632 | D | ||||
Employee Stock Option (Right to Buy) | $ 39.8 | 04/27/2015 | M | 3,263 | (9) | 08/05/2020 | Common Stock | 3,263 | $ 0 | 2,612 | D | ||||
Employee Stock Option (Right to Buy) | $ 42.57 | 04/27/2015 | M | 3,753 | (10) | 04/29/2020 | Common Stock | 3,753 | $ 0 | 2,122 | D | ||||
Employee Stock Option (Right to Buy) | $ 46.5 | 04/27/2015 | M | 2,802 | (11) | 10/28/2020 | Common Stock | 2,802 | $ 0 | 3,923 | D | ||||
Employee Stock Option (Right to Buy) | $ 60.22 | 04/27/2015 | M | 2,802 | (12) | 01/27/2021 | Common Stock | 2,802 | $ 0 | 3,923 | D | ||||
Employee Stock Option (Right to Buy) | $ 61.4 | 04/27/2015 | M | 1,681 | (13) | 04/28/2021 | Common Stock | 1,681 | $ 0 | 5,044 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Barber Kevin D 1251 MCKAY DRIVE SAN JOSE, CA 95131 |
SVP & GM, Handheld Products |
Kermit Nolan, as attorney-in-fact | 04/28/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares were sold pursuant to a 10b5-1 Sales Plan dated February 28, 2015. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $85.47, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.55 to $85.91, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(4) | 1/12th of the total number of shares subject to the option shall vest and become exercisable each quarter following the April 24, 2015 date of grant, until fully vested on April 24, 2018. |
(5) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the last day of each month following the date of grant until fully vested on October 31, 2015. |
(6) | 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 24, 2011 date of grant, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 24th day of each month thereafter until fully vested on January 24, 2015. |
(7) | 1/48th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 24th day of each month after the October 24, 2011 date of grant until fully vested on October 24, 2015. |
(8) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the date of grant until fully vested on January 28, 2016. |
(9) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 5th day of each month following the date of grant until fully vested on August 5, 2016. |
(10) | 1/36th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 29th day of each month following the date of grant until fully vested on April 29, 2016 |
(11) | 1/12th of the total number of shares subject to the options vested or shall vest and became or shall become exercisable each quarter following the October 28, 2013 grant date until fully vested on October 28, 2016. |
(12) | 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the January 27, 2014 date of grant, until fully vested on January 27, 2017. |
(13) | 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable each quarter following the April 28, 2014 date of grant, until fully vested on April 28, 2017. |