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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McIntyre J. Scott Jr. 118 SECOND AVENUE SE P.O. BOX 73909 CEDAR RAPIDS, IA 52407-3909 |
X | X | Chairman of the Board |
/s/ J. Scott McIntyre Jr. by Dianne M. Lyons, Attorney-in-Fact | 06/23/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares acquired through voluntary cash contribution to Dividend Reinvestment Plan. |
(2) | The total number of shares beneficially held includes: 2,560,131 shares held in a revocable trust for Mr. McIntyre's benefit; 4,968 shares held in an individual retirement account for Mr. McIntyre's benefit; 6,319 shares held in a Company Employee Stock Ownership Plan account for Mr. McIntyre's benefit; 3,905 shares held by Mr. McIntyre's wife individually; 40,086 shares held in a trust for the benefit of Mr. McIntyre's mother's heirs, for which Mr. McIntyre serves as sole trustee; 449,675 shares held in a trust for the benefit of Mr. McIntyre's wife, for which Mr. McIntyre serves as sole trustee; and 519,240 shares held by the McIntyre Foundation for which Mr. McIntyre serves as President and one of four directors. |
(3) | Represents a distribution of shares from a trust of the estate of Mildred R. McIntyre for which Mr. McIntyre serves as sole trustee. |
(4) | The total number of shares beneficially held includes: 2,560,131 shares held in a revocable trust for Mr. McIntyre's benefit; 4,968 shares held in an individual retirement account for Mr. McIntyre's benefit; 6,319 shares held in a Company Employee Stock Ownership Plan account for Mr. McIntyre's benefit; 3,905 shares held by Mr. McIntyre's wife individually; 9,554 shares held in a trust for the benefit of Mr. McIntyre's mother's heirs, for which Mr. McIntyre serves as sole trustee; 449,675 shares held in a trust for the benefit of Mr. McIntyre's wife, for which Mr. McIntyre serves as sole trustee; and 519,240 shares held by the McIntyre Foundation for which Mr. McIntyre serves as President and one of four directors. |
(5) | Represents the receipt of shares from a trust of the estate of Mildred R. McIntyre for which Mr. McIntyre serves as sole trustee. |
(6) | The total number of shares beneficially held includes: 2,560,131 shares held in a revocable trust for Mr. McIntyre's benefit; 4,968 shares held in an individual retirement account for Mr. McIntyre's benefit; 6,319 shares held in a Company Employee Stock Ownership Plan account for Mr. McIntyre's benefit; 3,905 shares held by Mr. McIntyre's wife individually; 9,554 shares held in a trust for the benefit of Mr. McIntyre's mother's heirs, for which Mr. McIntyre serves as sole trustee; 449,675 shares held in a trust for the benefit of Mr. McIntyre's wife, for which Mr. McIntyre serves as sole trustee; and 519,863 shares held by the McIntyre Foundation for which Mr. McIntyre serves as President and one of four directors. |
(7) | The total number of shares beneficially held includes: 2,560,131 shares held in a revocable trust for Mr. McIntyre's benefit; 4,968 shares held in an individual retirement account for Mr. McIntyre's benefit; 6,319 shares held in a Company Employee Stock Ownership Plan account for Mr. McIntyre's benefit; 3,905 shares held by Mr. McIntyre's wife individually; 449,675 shares held in a trust for the benefit of Mr. McIntyre's wife, for which Mr. McIntyre serves as sole trustee; and 519,863 shares held by the McIntyre Foundation for which Mr. McIntyre serves as President and one of four directors. |
(8) | Shares acquired through participation in Dividend Reinvestment Plan. |
(9) | The total number of shares beneficially held includes: 2,560,131 shares held in a revocable trust for Mr. McIntyre's benefit; 4,968 shares held in an individual retirement account for Mr. McIntyre's benefit; 6,319 shares held in a Company Employee Stock Ownership Plan account for Mr. McIntyre's benefit; 3,923 shares held by Mr. McIntyre's wife individually; 449,675 shares held in a trust for the benefit of Mr. McIntyre's wife, for which Mr. McIntyre serves as sole trustee; and 519,863 shares held by the McIntyre Foundation for which Mr. McIntyre serves as President and one of four directors. |
Remarks: This amendment is filed to clarify the voluntary reporting earlier than required of the transaction on 05/20/2009 as authorized by Rule 16a-3(f)(1)(ii) of the Securities Exchange Act of 1934. Also to clarify the voluntary reporting earlier than required of the transaction on 06/15/2009 as related to shares acquired through participation in the Company's dividend reinvestment plan and allowed by Rule 16a-11 of the Securities Exchange Act of 1934. |