UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported) December 19, 2013
| Carnival Corporation |
Carnival plc | |
| (Exact name of registrant | (Exact name of registrant | |
| as specified in its charter) | as specified in its charter) | |
| Republic of Panama |
England and Wales | |
| (State or other jurisdiction | (State or other jurisdiction | |
| of incorporation) | of incorporation) | |
| 001-9610 |
001-15136 | |
| (Commission File Number) | (Commission File Number) | |
| 59-1562976 |
98-0357772 | |
| (IRS Employer | (IRS Employer | |
| Identification No.) | Identification No.) | |
| 3655 N.W. 87th Avenue | Carnival House, 5 Gainsford Street, | |
| Miami, Florida 33178-2428 |
London SE1 2NE, United Kingdom | |
| (Address of principal | (Address of principal | |
| executive offices) | executive offices) | |
| (Zip Code) | (Zip Code) | |
| (305) 599-2600 |
011 44 20 7940 5381 | |
| (Registrant’s telephone number, | (Registrant’s telephone number, | |
| including area code) | including area code) | |
| None |
None | |
| (Former name or former address, | (Former name or former address, | |
| if changed since last report.) | if changed since last report.) | |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Section 2 – Financial Information
Item 2.02 Results of Operations and Financial Condition.
On December 19, 2013, Carnival Corporation & plc issued a press release entitled “Carnival Corporation & plc Reports Fourth Quarter and Full Year Earnings.” A copy of this press release is furnished as Exhibit 99.1 to this report. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of either Carnival Corporation or Carnival plc, whether made before or after the date of this report, regardless of any general incorporation language in the filing.
Section 9 – Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit 99.1 Press release, dated December 19, 2013 (furnished pursuant to Item 2.02).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CARNIVAL CORPORATION | CARNIVAL PLC | |||
| By: /s/ Larry Freedman | By: /s/ Larry Freedman | |||
| Name: Larry Freedman | Name: Larry Freedman | |||
| Title: Chief Accounting | Title: Chief Accounting | |||
| Officer and Controller | Officer and Controller | |||
| Date: December 19, 2013 | Date: December 19, 2013 | |||
Exhibit Index
| Exhibit No. |
Description | |
| 99.1 | Press release, dated December 19, 2013 (furnished pursuant to Item 2.02) | |