SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2
(Amendment No.)
PROTO LABS, INC.
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
743713109
(CUSIP Number)
December 31, 2012
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 743713109 | Page 2 of 14 pages |
1. |
Names of Reporting Persons.
NBGE Manager, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
3,404,290 | ||||
6. | Shared Voting Power
-0- | |||||
7. | Sole Dispositive Power
3,404,290 | |||||
8. | Shared Dispositive Power
-0- | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,404,290 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
14.0% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 743713109 | Page 3 of 14 pages |
1. |
Names of Reporting Persons.
NBGE GP, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
3,404,290 | ||||
6. | Shared Voting Power
-0- | |||||
7. | Sole Dispositive Power
3,404,290 | |||||
8. | Shared Dispositive Power
-0- | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,404,290 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
14.0% | |||||
12. | Type of Reporting Person (See Instructions)
OO |
CUSIP No. 743713109 | Page 4 of 14 pages |
1. |
Names of Reporting Persons.
North Bridge Growth Management, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
3,404,290 | ||||
6. | Shared Voting Power
-0- | |||||
7. | Sole Dispositive Power
3,404,290 | |||||
8. | Shared Dispositive Power
-0- | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,404,290 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
14.0% | |||||
12. | Type of Reporting Person (See Instructions)
PN |
CUSIP No. 743713109 | Page 5 of 14 pages |
1. |
Names of Reporting Persons.
North Bridge Growth Equity I, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
3,404,290 | ||||
6. | Shared Voting Power
-0- | |||||
7. | Sole Dispositive Power
3,404,290 | |||||
8. | Shared Dispositive Power
-0- | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,404,290 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
14.0% | |||||
12. | Type of Reporting Person (See Instructions)
PN |
CUSIP No. 743713109 | Page 6 of 14 pages |
1. |
Names of Reporting Persons.
Edward T. Anderson | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
1711 | ||||
6. | Shared Voting Power
3,404,290 | |||||
7. | Sole Dispositive Power
1711 | |||||
8. | Shared Dispositive Power
3,404,290 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,406,001 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
14.0% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
CUSIP No. 743713109 | Page 7 of 14 pages |
1. |
Names of Reporting Persons.
Richard A. DAmore | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) x
| |||||
3. | SEC Use Only
| |||||
4. | Citizenship or Place of Organization
United States | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
610 | ||||
6. | Shared Voting Power
3,404,290 | |||||
7. | Sole Dispositive Power
610 | |||||
8. | Shared Dispositive Power
3,404,290 | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
3,404,900 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
| |||||
11. | Percent of Class Represented by Amount in Row (9)
14.0% | |||||
12. | Type of Reporting Person (See Instructions)
IN |
CUSIP No. 743713109 | Page 8 of 14 pages |
Item 1(a) | Name of Issuer: |
Proto Labs, Inc.
Item 1(b) | Address of Issuers Principal Executive Offices: |
5540 Pioneer Creek Drive, Maple Plain, Minnesota 55359
Item 2(a) | Name of Person Filing: |
The reporting persons are:
NBGE Manager, LLC (the Managing Manager)
NBGE GP, LLC (the GP of the GP)
North Bridge Growth Management, L.P. (the GP)
North Bridge Growth Equity I, L.P. (NBGE)
Edward T. Anderson (Mr. Anderson)
Richard A. DAmore (Mr. DAmore)
Item 2(b) | Address of Principal Business Office or, if None, Residence: |
The address of each of the reporting persons is:
c/o North Bridge Growth Equity
950 Winter Street, Suite 4600
Waltham, Massachusetts 02451
Item 2(c) | Citizenship: |
Managing Manager Delaware limited liability company
GP of the GP Delaware limited liability company
GP Delaware limited partnership
NBGE Delaware limited partnership
Mr. Anderson U.S. citizen
Mr. DAmore U.S. citizen
Item 2(d) | Title of Class of Securities: |
This Schedule 13G report relates to the Common Stock, par value $0.001 per share (Common Stock), of Proto Labs, Inc.
CUSIP No. 743713109 | Page 9 of 14 pages |
Item 2(e) | CUSIP Number: |
743713109
Item 3 | Description of Person Filing: |
Not applicable.
CUSIP No. 743713109 | Page 10 of 14 pages |
Item 4 | Ownership: |
(a) | Amount Beneficially Owned: |
As of December 31, 2012, NBGE was holder of record of 3,404,290 shares of Common Stock (the Shares).
As the general partner of NBGE, the GP may be deemed to own beneficially the Shares.
As the general partner of the GP, the GP of the GP may be deemed to own beneficially the Shares.
As the managing manager of the GP of the GP, the Managing Manager may be deemed to own beneficially the Shares.
Messrs. Anderson and DAmore, as individual managers of the Managing Manager with shared voting and dispositive power over the Shares, may be deemed to beneficially own the Shares.
Mr. Anderson is the holder of record of 1,126 shares of Common Stock and 585 shares of Common Stock are held of record by a family trust for the benefit of certain of Mr. Andersons immediate family members. Mr. Andersons immediate family member is the trustee of the trust.
Mr. DAmore is the holder of record of 610 shares of Common Stock.
(b) | Percent of Class: |
Managing Manager |
14.0 | % | ||
GP of the GP |
14.0 | % | ||
GP |
14.0 | % | ||
NBGE |
14.0 | % | ||
Mr. Anderson |
14.0 | % | ||
Mr. DAmore |
14.0 | % |
The ownership percentages above are based on an aggregate of 24,325,937 shares of Common Stock outstanding, as reported in the Issuers Quarterly Report on Form 10-Q for the quarter ended September 30, 2012.
(c) | Number of Shares as to which the Person has: |
NUMBER OF SHARES OF CLASS B COMMON STOCK | ||||||||
Reporting Person |
||||||||
(i) | (ii) | (iii) | (iv) | |||||
Managing Manager |
3,404,290 | 0 | 3,404,290 | 0 | ||||
GP of the GP |
3,404,290 | 0 | 3,404,290 | 0 | ||||
GP |
3,404,290 | 0 | 3,404,290 | 0 | ||||
NBGE |
3,404,290 | 0 | 3,404,290 | 0 | ||||
Mr. Anderson |
1711 | 3,404,290 | 1711 | 3,404,290 | ||||
Mr. DAmore |
610 | 3,404,290 | 610 | 3,404,290 |
CUSIP No. 743713109 | Page 11 of 14 pages |
(i) | Sole power to vote or direct the vote |
(ii) | Shared power to vote or to direct the vote |
(iii) | Sole power to dispose or to direct the disposition of |
(iv) | Shared power to dispose or to direct the disposition of |
Item 5 | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6 | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Not applicable.
Item 8 | Identification and Classification of Members of the Group: |
Each of the Reporting Persons expressly disclaims membership in a Group as defined in Rule 13d-1(b)(ii)(K).
Item 9 | Notice of Dissolution of Group: |
Not applicable.
Item 10 | Certification: |
Not applicable.
This Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).
CUSIP No. 743713109 | Page 12 of 14 pages |
SIGNATURE
After reasonable inquiry and to the best of the knowledge and belief of each of the undersigned, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
DATED: February 14, 2013
NBGE MANAGER, LLC | ||
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
NBGE GP, LLC | ||
By: | NBGE Manager, LLC | |
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
NORTH BRIDGE GROWTH MANAGEMENT, L.P. | ||
By: | NBGE GP, LLC | |
By: | NBGE Manager, LLC | |
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
NORTH BRIDGE GROWTH EQUITY I, L.P. | ||
By: | North Bridge Growth Management, L.P. | |
By: | NBGE GP, LLC | |
By: | NBGE Manager, LLC | |
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
/s/ Edward T. Anderson |
EDWARD T. ANDERSON |
/s/ Richard A. DAmore |
RICHARD A. DAMORE |
CUSIP No. 743713109 | Page 13 of 14 pages |
Exhibit I
Joint Filing Agreement
Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of the shares of Common Stock of Proto Labs, Inc. This Agreement may be executed in any number of counterparts, each of which shall be deemed an original.
EXECUTED as of this 14th day of February, 2013.
NBGE MANAGER, LLC | ||
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
NBGE GP, LLC | ||
By: | NBGE Manager, LLC | |
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
NORTH BRIDGE GROWTH MANAGEMENT, L.P. | ||
By: | NBGE GP, LLC | |
By: | NBGE Manager, LLC | |
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
NORTH BRIDGE GROWTH EQUITY I, L.P. | ||
By: | North Bridge Growth Management, L.P. | |
By: | NBGE GP, LLC | |
By: | NBGE Manager, LLC | |
By: | /s/ Edward T. Anderson | |
Name: | Edward T. Anderson | |
Title: | Manager |
CUSIP No. 743713109 | Page 14 of 14 pages |
/s/ Edward T. Anderson |
EDWARD T. ANDERSON |
/s/ Richard A. DAmore |
RICHARD A. DAMORE |