1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
(1)
|
Â
(2)
|
09/29/2013 |
Beam Inc. Common Stock
|
38,224
|
$
54.75
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(3)
|
09/28/2014 |
Beam Inc. Common Stock
|
26,239
|
$
68.89
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(4)
|
09/27/2012 |
Beam Inc. Common Stock
|
30,000
|
$
82.16
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(5)
|
09/26/2013 |
Beam Inc. Common Stock
|
30,000
|
$
74.39
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(6)
|
09/24/2014 |
Beam Inc. Common Stock
|
30,000
|
$
80.95
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(7)
|
09/29/2015 |
Beam Inc. Common Stock
|
35,000
|
$
57.01
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(8)
|
09/30/2016 |
Beam Inc. Common Stock
|
23,333
|
$
42.98
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(9)
|
02/22/2017 |
Beam Inc. Common Stock
|
23,333
|
$
43.67
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(10)
|
02/22/2021 |
Beam Inc. Common Stock
|
20,000
|
$
61.54
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
As a result of the Issuer's spin-off of Fortune Brands Home & Security, Inc. on October 3, 2011, these securities are subject to an intrinsic value adjustment as described in the Issuer's Long-Term Incentive Plans and the Employee Matters Agreement dated as of September 28, 2011. |
(2) |
The options vested in three equal annual installments beginning on September 29, 2004. |
(3) |
The options vested in three equal annual installments beginning on September 28, 2005. |
(4) |
The options vested in three equal annual installments beginning on September 27, 2006. |
(5) |
The options vested in three equal annual installments beginning on September 26, 2007. |
(6) |
The options vested in three equal annual installments beginning on September 24, 2008. |
(7) |
The options vested in three equal annual installments beginning on September 29, 2009. |
(8) |
The options vested as to 11,667 shares on September 30, 2011 and will vest as to the remaining 11,666 shares on September 30, 2012. |
(9) |
The options vest in two equal annual installments beginning on February 22, 2012. |
(10) |
The options vest in three equal annual installments beginning on February 22, 2012. |