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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OMTVEDT CRAIG P 520 LAKE COOK ROAD DEERFIELD, IL 60015 |
Senior Vice President & CFO |
/s/ Angela M. Pla, Attorney-in-Fact for Craig P. Omtvedt | 04/11/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mandatory sale of the issuer's stock held indirectly through Mr. Omtvedt's participation in the Fortune Brands Retirement Savings Plan. |
(2) | The number of shares reported as held by the Fortune Brands, Inc. Retirement Savings Plan Trust represents the undersigned's proportional beneficial interest in the common stock held in the Trust as of April 10, 2006. |
Remarks: On April 10, 2006, due to provisions of the Fortune Brands Retirement Savings Plan, Mr. Omtvedt received a mandatory distribution of excess contributions taken on a pro-rata basis from the funds in which he invests, including the Fortune Brands stock fund. As a result of the mandatory distribution, 2 shares of the issuer's common stock were sold and Mr. Omtvedt received a cash distribution. Mr. Omtvedt directly owns 45,335 shares of the issuer's common stock and options to purchase 382,101 shares of the issuer's common stock. In addition, Mr. Omtvedt continues to indirectly own 2,543 shares of the issuer's common stock through his participation in the Fortune Brands Retirement Savings Plan. |