1. Name and Address of Reporting Person * |
Â
Swanton Wayne R |
|
2. Date of Event Requiring Statement (Month/Day/Year) 01/12/2018 |
3. Issuer Name and Ticker or Trading Symbol Allergan plc [AGN]
|
CLONSHAUGH BUSINESS AND TECHNOLOGY PARK,, COOLOCK, CO. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
EVP, Global Operations |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
DUBLIN, L2 D17 E400 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares, par value $0.0001
|
742
(1)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
1,002
(2)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
888
(3)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
675
(4)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
327
(5)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
1,054
(6)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
1,252
(7)
|
D
|
Â
|
Ordinary Shares, par value $0.0001
|
4,945
(8)
|
D
|
Â
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
Â
(9)
|
07/01/2024 |
Ordinary Shares
|
5,508
|
$
224
|
D
|
Â
|
Stock Option (Right to Buy)
|
Â
(10)
|
03/16/2025 |
Ordinary Shares
|
1,369
|
$
307.51
|
D
|
Â
|
Performance-Based Restricted Stock Unit
|
Â
(11)
|
Â
(11)
|
Ordinary Shares
|
12,129
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes ordinary shares which were initially granted as restricted share units ("RSUs"). One-fourth of the total grant vested on each of March 5, 2015, March 5, 2016 and March 5, 2017 and such RSUs now constitute ordinary shares. One-fourth of the total grant will vest on March 5, 2018 and still represents RSUs. |
(2) |
Includes ordinary shares which were initially granted as performance-based restricted share units ("PSUs"). One-fourth of the total grant vested on each of March 5, 2015, March 5, 2016 and March 5, 2017 and such PSUs now constitute ordinary shares. One-fourth of the total grant will vest on March 5, 2018 and represents RSUs. |
(3) |
Includes ordinary shares which were initially granted as PSUs. One-third of the total grant vested on December 31, 2017 and such PSUs now constitute ordinary shares. One-third of the total grant will vest on each of December 31, 2018 and December 31, 2019 and represents RSUs. |
(4) |
Includes ordinary shares which were initially granted as RSUs. One-fourth of the total grant vested on each of March 4, 2016 and March 4, 2017 and such RSUs now constitute ordinary shares. One-fourth of the total grant will vest on each of March 4, 2018 and March 4, 2019 and still represents RSUs. |
(5) |
Includes ordinary shares which were initially granted as RSUs. One-fourth of the total grant vested on each of March 17, 2016 and March 17, 2017 and such RSUs now constitute ordinary shares. One-fourth of the total grant will vest on each of March 17, 2018 and March 17, 2019 and still represents RSUs. |
(6) |
Includes ordinary shares which were initially granted as RSUs. One-fourth of the total grant vested on March 8, 2017 and such RSUs now constitute ordinary shares. One-fourth of the total grant will vest on each of March 8, 2018, March 8, 2019 and March 8, 2020 and still represents RSUs. |
(7) |
Represents RSUs. One-fourth of the total grant will vest on each of March 7, 2018, March 7, 2019, March 7, 2020 and March 7, 2021. |
(8) |
Represents RSUs. Twenty percent of the total grant will vest on each of December 12, 2018, December 12, 2019, December 12, 2020, December 12, 2021 and December 12, 2022. |
(9) |
Twenty percent of the total grant vested on each of July 1, 2015, July 1, 2016 and July 1, 2017. Twenty percent of the grant will vest on each of July 1, 2018 and July 1, 2019. |
(10) |
One-fourth of the total grant vested on each of March 17, 2016 and March 17, 2017. One-fourth of the grant will vest on each of March 17, 2018 and March 17, 2019. |
(11) |
Represents PSUs which will vest as to fifty percent of total grant each on December 31, 2020 and December 31, 2021, subject to the achievement by the Issuer of certain performance criteria. Each PSU represents a contingent right to receive a number of ordinary shares equal to the product of the applicable performance multiple and the target number of shares underlying the PSU, as set forth in the award agreement between the Issuer and the Reporting Person. |