UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Common Stock Purchase Warrants (Right to Buy) | 07/31/2002 | 07/31/2004 | Common Stock | (2) | $ 2 | D | Â |
Common Stock Purchase Warrants (Right to Buy) | 07/31/2002 | 07/31/2004 | Common Stock | (2) | $ 2 | I | FLLC (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MINDICH BRUCE P 200 ROUTE 17 NORTH PARAMUS, NJ 07652 |
 |  X |  |  |
/s/ Bruce P. Mindich, MD | 10/05/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Bruce P. Mindich filed a Form 3 on August 19, 1996 (the "Original Filing") and all reported data regarding holdings was correct. Mr. Mindich filed another Form 3 on October 15, 2002 (the "Second Filing") with a Date of Event of July 12, 2002. The Second Filing should not have been a Form 3, but should have been a Form 4, and the reported data regarding holdings contained in the Second Filing was incorrect. This Form 3/A is being filed to cancel the Second Filing. A Form 4 with a Date of Event of July 12, 2002 with correct data regarding holdings is being filed contemporaneously with this Form 3/A (as are other Forms 4). |
(2) | See Footnote 1 |
(3) | Designates the Mindich Family Limited Liability Company, of which Bruce P. Mindich is General Member. |