SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information to be Included in Statements filed Pursuant
to § 240.13d-1 (b), (c) and (d)
and Amendments Thereto Filed Pursuant to § 240.13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
The
Mosaic Company
(Name of Issuer)
Common
Stock, $.01 par value
(Title of Class of Securities)
61945C
10 3
(CUSIP Number)
December
31, 2013
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1 (b)
¨ Rule 13d-1 (c)
x Rule 13d-1 (d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 61945C 10 3 | 13G | Page 2 of 5 |
1 |
NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Christine M. Morse | ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨
(b) x | ||
3 |
SEC USE ONLY
| ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION U.S. | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
5 |
SOLE VOTING POWER 0 | |
6 |
SHARED VOTING POWER 21,647,007 | ||
7 |
SOLE DISPOSITIVE POWER 0 | ||
8 |
SHARED DISPOSITIVE POWER 21,647,007 | ||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,647,007 | ||
10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.1% | ||
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 61945C 10 3 | 13G | Page 3 of 5 |
1 |
NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Paul G. Busch | ||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ¨ (b) x | ||
3 | SEC USE ONLY | ||
4 |
CITIZENSHIP OR PLACE OF ORGANIZATION U.S. | ||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
5 |
SOLE VOTING POWER 0 | |
6 |
SHARED VOTING POWER 21,647,007 | ||
7 |
SOLE DISPOSITIVE POWER 0 | ||
8 |
SHARED DISPOSITIVE POWER 21,647,007 | ||
9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 21,647,007 | ||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨ | ||
11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.1% | ||
12 |
TYPE OF REPORTING PERSON IN |
CUSIP No. 61945C 10 3 | 13G | Page 4 of 5 |
Item 1(a). | Name of Issuer: The Mosaic Company | ||
Item 1(b). | Address of Issuer's Principal Executive Offices: Atria Corporate Center, Suite | ||
E490, 3033 Campus Drive, Plymouth MN 55441 | |||
Item 2(a). | Name of Person Filing: Christine M. Morse and Paul G. Busch | ||
Item 2(b). | Address of Principal Business Office or if none, Residence: 6889 Rowland Road, Eden Prairie MN 55344 | ||
Item 2(c). | Citizenship: US | ||
Item 2(d). | Title of Class of Securities: Common Stock, $.01 par value | ||
Item 2(e). | CUSIP Number: 61945C 10 3 | ||
Item 3. | Not Applicable | ||
Item 4. | Ownership: | ||
(a) | Amount Beneficially Owned: 21,647,007 shares | ||
(b) | Percent of Class: 6.1% | ||
(c) | Number of shares as to which each person has: | ||
(i) | sole power to vote or to direct the vote: 0 shares | ||
(ii) | shared power to vote or to direct the vote: 21,647,007 shares | ||
(iii) | sole power to dispose or to direct the disposition of: 0 shares | ||
(iv) | shared power to dispose or to direct the disposition of: 21,647,007 shares | ||
Item 5. | Ownership of Five Percent or Less of a Class: Not applicable | ||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: Not applicable | ||
Item 7. | Identification and Classification of Subsidiary Which Acquired the Securities: Not applicable | ||
Item 8. | Identification and Classification of Members of the Group: Not applicable | ||
Item 9. | Notice of Dissolution of Group: Not applicable | ||
Item 10. | Certification: |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
CUSIP No. 61945C 10 3 | 13G | Page 5 of 5 |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
February 3, 2014 | |||
(Date) | |||
/s/ Christine M. Morse | |||
Christine M. Morse | |||
/s/Paul G. Busch | |||
Paul G. Busch | |||