UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING
RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21698
GAMCO Global Gold,
Natural Resources & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2013 – June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2013 TO JUNE 30, 2014
Investment Company Report | |||||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | |||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||
Ticker Symbol | FCX | Meeting Date | 16-Jul-2013 | ||||||||
ISIN | US35671D8570 | Agenda | 933842230 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||
2 | ROBERT J. ALLISON, JR. | For | For | ||||||||
3 | ALAN R. BUCKWALTER, III | For | For | ||||||||
4 | ROBERT A. DAY | For | For | ||||||||
5 | JAMES C. FLORES | For | For | ||||||||
6 | GERALD J. FORD | For | For | ||||||||
7 | THOMAS A. FRY, III | For | For | ||||||||
8 | H. DEVON GRAHAM, JR. | For | For | ||||||||
9 | CHARLES C. KRULAK | For | For | ||||||||
10 | BOBBY LEE LACKEY | For | For | ||||||||
11 | JON C. MADONNA | For | For | ||||||||
12 | DUSTAN E. MCCOY | For | For | ||||||||
13 | JAMES R. MOFFETT | For | For | ||||||||
14 | B.M. RANKIN, JR. | For | For | ||||||||
15 | STEPHEN H. SIEGELE | For | For | ||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
4 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. |
Shareholder | Against | For | |||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS. |
Shareholder | Against | For | |||||||
6 | STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY. |
Shareholder | Against | For | |||||||
7 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS. |
Shareholder | Against | For | |||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||
Security | 71654V408 | Meeting Type | Special | ||||||||
Ticker Symbol | PBR | Meeting Date | 30-Sep-2013 | ||||||||
ISIN | US71654V4086 | Agenda | 933879869 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | APPROVE THE DISPOSITION OF ONE HUNDRED PERCENT (100%) OF THE ISSUE SHARES OF INNOVA S.A., HELD BY PETROBRAS, TO VIDEOLAR S.A. AND ITS MAJORITY SHAREHOLDER, FOR THE AMOUNT OF R$870 MILLION (EIGHT HUNDRED SEVENTY MILLION REAIS) |
Management | For | For | |||||||
2 | MERGER OF COMPERJ PARTICIPACOES S.A. ("COMPERJPAR") INTO PETROBRAS |
Management | For | For | |||||||
3 | MERGER OF COMPERJ ESTIRENICOS S.A. ("EST") INTO PETROBRAS TO |
Management | For | For | |||||||
4 | MERGER OF COMPERJ MEG S.A. ("MEG") IN PETROBRAS TO |
Management | For | For | |||||||
5 | MERGER OF COMPERJ POLIOLEFINAS S.A. ("POL") IN PETROBRAS TO |
Management | For | For | |||||||
6 | MERGER OF SFE - SOCIEDADE FLUMINENSE DE ENERGIA LTDA. ("SFE") IN PETROBRAS TO |
Management | For | For | |||||||
7 | APPROVE OF THE WAIVER BY PETROBRAS OF THE PREEMPTIVE RIGHT TO THE SUBSCRIPTION OF CONVERTIBLE BONDS TO BE ISSUED BY SETE BRASIL PARTICIPACOES S.A. |
Management | For | For | |||||||
SILVER LAKE RESOURCES LTD, PERTH | |||||||||||
Security | Q85014100 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 04-Oct-2013 | |||||||||
ISIN | AU000000SLR6 | Agenda | 704726895 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 9 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (1 TO 9), YOU- ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. |
Non-Voting | |||||||||
1 | Ratification of issue of Shares - Underwritten Placement |
Management | For | For | |||||||
2 | Participation of a Director in Additional Placement - Paul Chapman |
Management | For | For | |||||||
3 | Participation of a Director in Additional Placement - Leslie Davis |
Management | For | For | |||||||
4 | Participation of a Director in Additional Placement - Brian Kennedy |
Management | For | For | |||||||
5 | Participation of a Director in Additional Placement - David Griffiths |
Management | For | For | |||||||
6 | Participation of a Director in Additional Placement - Christopher Banasik |
Management | For | For | |||||||
7 | Participation of a Director in Additional Placement - Peter Johnston |
Management | For | For | |||||||
8 | Proposed Issue of Shares - Placement of Share Purchase Plan shortfall |
Management | For | For | |||||||
9 | Ratification of issue of Shares | Management | For | For | |||||||
NOBLE CORPORATION (DO NOT USE) | |||||||||||
Security | H5833N103 | Meeting Type | Special | ||||||||
Ticker Symbol | NE | Meeting Date | 11-Oct-2013 | ||||||||
ISIN | CH0033347318 | Agenda | 933877295 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | APPROVAL OF THE MERGER AGREEMENT, A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. |
Management | For | For | |||||||
NOBLE CORPORATION (DO NOT USE) | |||||||||||
Security | H5833N103 | Meeting Type | Special | ||||||||
Ticker Symbol | NE | Meeting Date | 11-Oct-2013 | ||||||||
ISIN | CH0033347318 | Agenda | 933881864 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | APPROVAL OF THE MERGER AGREEMENT, A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. |
Management | For | For | |||||||
RED 5 LTD | |||||||||||
Security | Q80507108 | Meeting Type | Ordinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-Oct-2013 | |||||||||
ISIN | AU000000RED3 | Agenda | 704735755 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 2, 3 AND 4 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSALS WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSALS. BY VOTING (FOR OR AGAINST) ON PROPOSALS (1, 2, 3 AND 4),-YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSALS AND YOU COMPLY WITH THE-VOTING EXCLUSION. |
Non-Voting | |||||||||
1 | Ratification of issue of Tranche 1 Shares | Management | For | For | |||||||
2 | Approval for issue of Tranche 2 Shares | Management | For | For | |||||||
3 | Approval for issue of SPP Shares | Management | For | For | |||||||
4 | Approval for Director participation in SPP Offer | Management | For | For | |||||||
NEWCREST MINING LTD, MELBOURNE VIC | |||||||||||
Security | Q6651B114 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Oct-2013 | |||||||||
ISIN | AU000000NCM7 | Agenda | 704741506 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSAL (3), YOU ACKNOWLEDGE THAT-YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING-OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. |
Non-Voting | |||||||||
2.a | Election of Philip Aiken AM as a Director | Management | For | For | |||||||
2.b | Election of Peter Hay as a Director | Management | For | For | |||||||
2.c | Re-election of Richard Lee as a Director | Management | For | For | |||||||
2.d | Re-election of Tim Poole as a Director | Management | For | For | |||||||
2.e | Re-election of John Spark as a Director | Management | For | For | |||||||
3 | Adoption of Remuneration Report | Management | For | For | |||||||
SILVER LAKE RESOURCES LTD, PERTH | |||||||||||
Security | Q85014100 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 15-Nov-2013 | |||||||||
ISIN | AU000000SLR6 | Agenda | 704781207 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 5 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (1 AND 5), YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. |
Non-Voting | |||||||||
1 | Non Binding Resolution to adopt Remuneration Report |
Management | For | For | |||||||
2 | Re-election of Mr Peter Johnston as a Director | Management | For | For | |||||||
3 | Re-election of Mr Christoper Banasik as a Director |
Management | For | For | |||||||
4 | Election of Mr Luke Tonkin as a Director | Management | For | For | |||||||
5 | Grant of Incentive Options to Mr Luke Tonkin | Management | For | For | |||||||
HUMMINGBIRD RESOURCES PLC, BIRMINGHAM | |||||||||||
Security | G4706Q104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Nov-2013 | |||||||||
ISIN | GB00B60BWY28 | Agenda | 704782007 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive the Company's Annual Report for the year ended 31 May 2013 |
Management | For | For | |||||||
2 | To re-appoint Daniel Betts as a Director of the Company |
Management | For | For | |||||||
3 | To re-appoint David Pelham as a Director of the Company |
Management | For | For | |||||||
4 | To re-appoint Baker Tilly UK Audit LLP as auditor to the Company |
Management | For | For | |||||||
5 | To authorise the Directors to agree and fix the auditor's remuneration |
Management | For | For | |||||||
6 | To grant to the Directors of the Company for the purposes of section 551 of the Companies Act 2006 authority to exercise the powers of the Company to allot shares and securities of the Company up to a maximum nominal amount of GBP 378,176 |
Management | For | For | |||||||
7 | To disapply statutory pre-emption rights on allotments of equity securities for cash under section 561 of the Companies Act 2006 including in relation to the allotment of equity securities up to an aggregate nominal value not exceeding GBP 113,453 |
Management | Against | Against | |||||||
8 | To authorise market purchases of ordinary Shares of 1p each in the capital of the Company for the purpose of section 701 of the Companies Act 2006 subject to certain restrictions |
Management | For | For | |||||||
SARACEN MINERAL HOLDINGS LIMITED | |||||||||||
Security | Q8309T109 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 19-Nov-2013 | |||||||||
ISIN | AU000000SAR9 | Agenda | 704788578 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THE BOARD DOES NOT RECOMMEND EITHER FOR OR AGAINST THE SPILL-RESOLUTION |
Non-Voting | |||||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 6 TO 9 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION |
Non-Voting | |||||||||
1 | Election of Director - Samantha Tough | Management | For | For | |||||||
2 | Election of Director - Geoffrey Clifford | Management | For | For | |||||||
3 | Re-election of Director - Barrie Parker | Management | For | For | |||||||
4 | Re-election of Director - Guido Staltari | Management | For | For | |||||||
5 | Appointment of Auditor: BDO Audit (WA) Pty Ltd | Management | For | For | |||||||
6 | Adoption of Remuneration Report | Management | For | For | |||||||
7 | That, for the purposes of section 250V(1) of the Corporations Act and for all other purposes, approval is given for: (a) a general meeting of the Company (Spill Meeting) be held within 90 days of the date of this meeting; and (b) all the Company's Directors (other than the Managing Director) who were Directors of the Company when the Resolution to approve the Directors' Report, which is being considered at the 2013 AGM, was passed, cease to hold office immediately before the end of the Spill Meeting; and (c) resolutions to appoint persons to offices that will be vacated immediately before the end of the Spill Meeting pursuant to paragraph (b) above, must be put to the vote at the Spill Meeting |
Shareholder | No Action | ||||||||
8 | Adoption of Performance Rights Plan | Management | For | For | |||||||
9 | Approval of Issue of Performance Rights to Raleigh Finlayson |
Management | For | For | |||||||
ROYAL GOLD, INC. | |||||||||||
Security | 780287108 | Meeting Type | Annual | ||||||||
Ticker Symbol | RGLD | Meeting Date | 20-Nov-2013 | ||||||||
ISIN | US7802871084 | Agenda | 933884531 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: WILLIAM M. HAYES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: RONALD J. VANCE | Management | For | For | |||||||
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2014. |
Management | For | For | |||||||
3. | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
BHP BILLITON LIMITED | |||||||||||
Security | 088606108 | Meeting Type | Annual | ||||||||
Ticker Symbol | BHP | Meeting Date | 21-Nov-2013 | ||||||||
ISIN | US0886061086 | Agenda | 933882688 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | TO RECEIVE THE 2013 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON |
Management | For | For | |||||||
2. | TO APPOINT KPMG LLP AS THE AUDITOR OF BHP BILLITON PLC |
Management | For | For | |||||||
3. | TO AUTHORISE THE RISK AND AUDIT COMMITTEE TO AGREE TO THE REMUNERATION OF THE AUDITOR OF BHP BILLITON PLC |
Management | For | For | |||||||
4. | TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC |
Management | For | For | |||||||
5. | TO APPROVE THE AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC FOR CASH |
Management | Against | Against | |||||||
6. | TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC |
Management | For | For | |||||||
7. | TO APPROVE THE 2013 REMUNERATION REPORT |
Management | For | For | |||||||
8. | TO ADOPT NEW LONG TERM INCENTIVE PLAN RULES |
Management | For | For | |||||||
9. | TO APPROVE GRANTS TO ANDREW MACKENZIE |
Management | For | For | |||||||
10. | TO ELECT ANDREW MACKENZIE AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
11. | TO RE-ELECT MALCOLM BROOMHEAD AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
12. | TO RE-ELECT SIR JOHN BUCHANAN AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
13. | TO RE-ELECT CARLOS CORDEIRO AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
14. | TO RE-ELECT DAVID CRAWFORD AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
15. | TO RE-ELECT PAT DAVIES AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
16. | TO RE-ELECT CAROLYN HEWSON AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
17. | TO RE-ELECT LINDSAY MAXSTED AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
18. | TO RE-ELECT WAYNE MURDY AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
19. | TO RE-ELECT KEITH RUMBLE AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
20. | TO RE-ELECT JOHN SCHUBERT AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
21. | TO RE-ELECT SHRITI VADERA AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
22. | TO RE-ELECT JAC NASSER AS A DIRECTOR OF BHP BILLITON |
Management | For | For | |||||||
23. | TO ELECT IAN DUNLOP AS A DIRECTOR OF BHP BILLITON (THIS CANDIDATE IS NOT ENDORSED BY THE BOARD) |
Shareholder | Against | For | |||||||
MEDUSA MINING LTD | |||||||||||
Security | Q59444101 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-Nov-2013 | |||||||||
ISIN | AU000000MML0 | Agenda | 704788770 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 5 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON-THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU-ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE- VOTING EXCLUSION. |
Non-Voting | |||||||||
1 | Re-election of Director Mr Ciceron Angeles | Management | For | For | |||||||
2 | Re-election of Director Mr Raul Conde Villanueva | Management | For | For | |||||||
3 | Re-election of Director Mr Gary Raymond Powell | Management | For | For | |||||||
4 | Disapplication of pre-emptive rights | Management | Against | Against | |||||||
5 | Adoption of the Remuneration Report | Management | For | For | |||||||
RED 5 LTD | |||||||||||
Security | Q80507108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-Nov-2013 | |||||||||
ISIN | AU000000RED3 | Agenda | 704785091 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3 AND 4 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON PROPOSALS (2, 3 AND 4),- YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-VOTING EXCLUSION. |
Non-Voting | |||||||||
1 | Re-election of Colin Jackson as a director | Management | For | For | |||||||
2 | Remuneration report | Management | For | For | |||||||
3 | Approval for issue of Performance Rights | Management | For | For | |||||||
4 | Authority for issue of options pursuant to Employee Share Option Plan |
Management | For | For | |||||||
CMMT | 22 NOV 13: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE F-ROM 22 NOV 13 TO 28 NOV 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIO-NS. THANK YOU. |
Non-Voting | |||||||||
HOCHSCHILD MINING PLC, LONDON | |||||||||||
Security | G4611M107 | Meeting Type | ExtraOrdinary General Meeting | ||||||||
Ticker Symbol | Meeting Date | 29-Nov-2013 | |||||||||
ISIN | GB00B1FW5029 | Agenda | 704844869 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | That the Transaction, on the terms set out in the Transaction Agreements, be and is hereby approved and the Directors (or a committee of the Directors) be and are hereby authorised to waive, amend, vary or extend any of the terms of the Transaction Agreements (provided that any such waivers, amendments, variations or extensions are not a material change to the terms of the Transaction) and to do all things as they may consider to be necessary or desirable to implement and give effect to, or otherwise in connection with, the Transaction and any matters incidental to the Transaction |
Management | For | For | |||||||
HARMONY GOLD MINING COMPANY LIMITED | |||||||||||
Security | 413216300 | Meeting Type | Annual | ||||||||
Ticker Symbol | HMY | Meeting Date | 05-Dec-2013 | ||||||||
ISIN | US4132163001 | Agenda | 933895370 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
O1 | TO RE-ELECT JOAQUIM CHISSANO AS A DIRECTOR |
Management | For | ||||||||
O2 | TO RE-ELECT CATHIE MARCUS AS A DIRECTOR |
Management | For | ||||||||
O3 | TO RE-ELECT ANDRE WILKENS AS A DIRECTOR |
Management | For | ||||||||
O4 | TO ELECT KARABO NONDUMO AS A DIRECTOR |
Management | For | ||||||||
O5 | TO ELECT VISHNU PILLAY AS A DIRECTOR | Management | For | ||||||||
O6 | TO RE-ELECT JOHN WETTON AS A MEMBER OF THE AUDIT COMMITTEE |
Management | For | ||||||||
O7 | TO RE-ELECT FIKILE DE BUCK AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | ||||||||
O8 | TO RE-ELECT SIMO LUSHABA AS A MEMBER OF THE AUDIT AND RISK COMMITTEE |
Management | For | ||||||||
O9 | TO RE-ELECT MODISE MOTLOBA AS A MEMBER OF THE AUDIT COMMITTEE |
Management | For | ||||||||
O10 | TO ELECT KARABO NONDUMO AS A MEMBER OF THE AUDIT COMMITTEE |
Management | For | ||||||||
O11 | TO REAPPOINT THE EXTERNAL AUDITORS | Management | For | ||||||||
O12 | TO APPROVE THE REMUNERATION POLICY | Management | For | ||||||||
S13 | TO APPROVE NON-EXECUTIVE DIRECTORS' REMUNERATION |
Management | For | ||||||||
S14 | FINANCIAL ASSISTANCE TO RELATED AND INTER-RELATED COMPANIES |
Management | For | ||||||||
S15 | AMENDMENT OF THE COMPANY'S MEMORANDUM OF INCORPORATION |
Management | For | ||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||
Security | 71654V408 | Meeting Type | Special | ||||||||
Ticker Symbol | PBR | Meeting Date | 16-Dec-2013 | ||||||||
ISIN | US71654V4086 | Agenda | 933904888 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
I | MERGER OF REFINARIA ABREU E LIMA S.A ("RNEST") INTO PETROBRAS |
Management | For | For | |||||||
II | MERGER OF COMPANHIA DE RECUPERACAO SECUNDARIA ("CRSEC") INTO PETROBRAS |
Management | For | For | |||||||
III | PARTIAL SPIN-OFF OF PETROBRAS INTERNATIONAL FINANCE COMPANY S.A. ("PIFCO") FOLLOWED BY THE TRANSFER OF THE SPIN-OFF PORTION TO PETROBRAS |
Management | For | For | |||||||
WITWATERSRAND CONSOLIDATED GOLD RESOURCES LI | |||||||||||
Security | S98297104 | Meeting Type | Scheme Meeting | ||||||||
Ticker Symbol | Meeting Date | 13-Mar-2014 | |||||||||
ISIN | ZAE000079703 | Agenda | 704971248 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | |||||||||
S.1 | Approval of scheme | Management | For | For | |||||||
O.1 | Authorisation to implement | Management | For | For | |||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||||||
Security | 71654V408 | Meeting Type | Special | ||||||||
Ticker Symbol | PBR | Meeting Date | 02-Apr-2014 | ||||||||
ISIN | US71654V4086 | Agenda | 933947117 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
A1 | MANAGEMENT REPORT AND FINANCIAL STATEMENTS, ACCOMPANIED BY THE OPINION OF THE AUDIT COMMITTEE, CONCERNING THE FISCAL YEAR CLOSED ON DECEMBER 31ST, 2013. |
Management | For | For | |||||||
A2 | CAPITAL BUDGET CONCERNING THE PERIOD OF 2014. |
Management | For | For | |||||||
A3 | ALLOCATION OF THE RESULT OF THE PERIOD OF 2013. |
Management | For | For | |||||||
A4A | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: APPOINTED BY THE CONTROLLING SHAREHOLDERS. |
Management | For | ||||||||
A4B | ELECTION OF THE MEMBER OF THE BOARD OF DIRECTORS: APPOINTED BY THE MINORITY SHAREHOLDERS: MAURO GENTILE RODRIGUES DA CUNHA. |
Management | For | ||||||||
A5 | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS. |
Management | For | For | |||||||
A6A | ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE CONTROLLING SHAREHOLDERS. |
Management | For | For | |||||||
A6B | ELECTION OF THE MEMBERS OF THE AUDIT COMMITTEE AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE MINORITY SHAREHOLDERS: REGINALDO FERREIRA ALEXANDRE & MARIO CORDEIRO FILHO (ALTERNATE). |
Management | For | For | |||||||
S1 | FIXING OF THE MANAGERS' AND THE AUDITORS' COMPENSATION. |
Management | For | For | |||||||
S2 | INCREASE OF THE CAPITAL STOCK UPON INCORPORATION OF THE FISCAL INCENTIVES RESERVE FORMED IN 2013, IN THE AMOUNT OF R$ 21 MILLION, PURSUANT TO ARTICLE 35, PARAGRAPH 1, OF ORDINANCE NO. 2.091/07 OF THE STATE MINISTRY OF NATIONAL INTEGRATION, INCREASING THE CAPITAL STOCK FROM R$ 205,411 MILLION TO R$ 205,432 MILLION, NOT RESULTING IN MODIFICATION OF THE NUMBER OF COMMON AND PREFERRED SHARES, PURSUANT TO ARTICLE 40, ITEM III, OF THE ARTICLES OF INCORPORATION, AND THE RESULTING AMENDMENT OF ARTICLE 4 OF THE REFERRED ARTICLE OF INCORPORATION. |
Management | For | For | |||||||
S3 | MERGER OF TERMOACU S.A. ("TERMOACU") INTO PETROBRAS |
Management | For | For | |||||||
S4 | MERGER OF TERMOCEARA LTDA. ("TERMOCEARA") INTO PETROBRAS |
Management | For | For | |||||||
S5 | MERGER OF COMPANHIA LOCADORA DE EQUIPAMENTOS PETROLIFEROS - CLEP ("CLEP") INTO PETROBRAS |
Management | For | For | |||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. |
Management | For | For | |||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
RIO TINTO PLC | |||||||||||
Security | 767204100 | Meeting Type | Annual | ||||||||
Ticker Symbol | RIO | Meeting Date | 15-Apr-2014 | ||||||||
ISIN | US7672041008 | Agenda | 933947345 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | RECEIPT OF THE 2013 ANNUAL REPORT. TO RECEIVE THE COMPANY'S FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013. |
Management | For | For | |||||||
2. | APPROVAL OF THE REMUNERATION POLICY REPORT. TO APPROVE THE REMUNERATION POLICY REPORT AS SET OUT IN THE 2013 ANNUAL REPORT ON PAGES 70 TO 78. |
Management | For | For | |||||||
3. | APPROVAL OF THE DIRECTORS' REPORT ON REMUNERATION AND REMUNERATION COMMITTEE CHAIRMAN'S LETTER. TO APPROVE THE DIRECTORS' REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2013 AND THE REMUNERATION COMMITTEE CHAIRMAN'S LETTER AS SET OUT IN THE 2013 ANNUAL REPORT ON PAGES 68 TO 108 (SAVE FOR PAGES 70 TO 78). |
Management | For | For | |||||||
4. | APPROVAL OF THE REMUNERATION REPORT. TO APPROVE THE REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 AS SET OUT IN THE 2013 ANNUAL REPORT ON PAGES 68 TO 108. |
Management | For | For | |||||||
5. | APPROVAL OF POTENTIAL TERMINATION BENEFITS. TO APPROVE FOR ALL PURPOSES (INCLUDING FOR THE PURPOSES OF SECTIONS 200B AND 200E OF THE AUSTRALIAN CORPORATIONS ACT 2001) THE GIVING OF BENEFITS TO PERSONS (RELEVANT EXECUTIVES) WHO, FROM TIME TO TIME, ARE KEY MANAGEMENT PERSONNEL (KMP) OF RIO TINTO LIMITED OR WHO HOLD A MANAGERIAL OR EXECUTIVE OFFICE IN RIO TINTO LIMITED OR A RELATED BODY CORPORATE, IN CONNECTION WITH THE PERSON CEASING TO HOLD AN OFFICE, OR POSITION OF EMPLOYMENT, IN RIO TINTO LIMITED OR A RELATED BODY CORPORATE. |
Management | For | For | |||||||
6. | TO ELECT ANNE LAUVERGEON AS A DIRECTOR |
Management | For | For | |||||||
7. | TO ELECT SIMON THOMPSON AS A DIRECTOR |
Management | For | For | |||||||
8. | TO RE-ELECT ROBERT BROWN AS A DIRECTOR |
Management | For | For | |||||||
9. | TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR |
Management | For | For | |||||||
10. | TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR |
Management | For | For | |||||||
11. | TO RE-ELECT ANN GODBEHERE AS A DIRECTOR |
Management | For | For | |||||||
12. | TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR |
Management | For | For | |||||||
13. | TO RE-ELECT LORD KERR AS A DIRECTOR | Management | For | For | |||||||
14. | TO RE-ELECT CHRIS LYNCH AS A DIRECTOR | Management | For | For | |||||||
15. | TO RE-ELECT PAUL TELLIER AS A DIRECTOR | Management | For | For | |||||||
16. | TO RE-ELECT JOHN VARLEY AS A DIRECTOR | Management | For | For | |||||||
17. | TO RE-ELECT SAM WALSH AS A DIRECTOR | Management | For | For | |||||||
18. | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||
19. | REMUNERATION OF AUDITORS | Management | For | For | |||||||
20. | GENERAL AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
21. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | |||||||
22. | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES |
Management | For | For | |||||||
23. | NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS |
Management | For | For | |||||||
24. | SCRIP DIVIDEND AUTHORITY | Management | For | For | |||||||
VALE S.A. | |||||||||||
Security | 91912E105 | Meeting Type | Annual | ||||||||
Ticker Symbol | VALE | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US91912E1055 | Agenda | 933964430 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS |
Management | For | For | |||||||
1.2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR |
Management | For | For | |||||||
1.3 | APPOINTMENT OF MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | |||||||
1.4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL |
Management | For | For | |||||||
1.5 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS FOR THE FISCAL YEAR OF 2014 |
Management | For | For | |||||||
2.1 | PROPOSAL OF THE CANCELLATION OF 39,536,080 COMMON SHARES AND 81,451,900 PREFERRED CLASS "A" SHARES |
Management | For | For | |||||||
2.2 | PROPOSAL TO INCREASE THE SHARE CAPITAL OF VALE, WITHOUT ISSUANCE OF NEW SHARES, IN THE TOTAL AMOUNT OF R$2,300,000,000.00, THROUGH THE CAPITALIZATION OF (I) INCOME TAX INCENTIVE RESERVE RELATED TO THE SUDAM AND SUDENE AREAS AS OF DECEMBER 31, 2012, AND (II) PART OF THE PROFIT RESERVE FOR EXPANSION/INVESTMENTS |
Management | For | For | |||||||
2.3 | AMENDMENT OF CAPUT OF ARTICLE 5TH OF VALE'S BYLAWS IN ORDER TO REFLECT THE PROPOSALS OF ITEMS 2.1 AND 2.2 ABOVE |
Management | For | For | |||||||
VALE S.A. | |||||||||||
Security | 91912E204 | Meeting Type | Annual | ||||||||
Ticker Symbol | VALEP | Meeting Date | 17-Apr-2014 | ||||||||
ISIN | US91912E2046 | Agenda | 933964442 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | APPRECIATION OF THE MANAGEMENTS' REPORT AND ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL STATEMENTS |
Management | For | For | |||||||
1.2 | PROPOSAL FOR THE DESTINATION OF PROFITS OF THE SAID FISCAL YEAR |
Management | For | For | |||||||
1.4 | APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL |
Management | For | For | |||||||
1.5 | ESTABLISHMENT OF THE REMUNERATION OF THE SENIOR MANAGEMENT AND FISCAL COUNCIL MEMBERS FOR THE FISCAL YEAR OF 2014 |
Management | For | For | |||||||
2.1 | PROPOSAL OF THE CANCELLATION OF 39,536,080 COMMON SHARES AND 81,451,900 PREFERRED CLASS "A" SHARES ISSUED BY VALE HELD IN TREASURY, ARISING FROM THE SHARE BUY-BACK PROGRAM |
Management | For | For | |||||||
2.2 | PROPOSAL TO INCREASE THE SHARE CAPITAL OF VALE, WITHOUT ISSUANCE OF NEW SHARES, IN THE TOTAL AMOUNT OF R$2,300,000,000.00, THROUGH THE CAPITALIZATION OF (I) INCOME TAX INCENTIVE RESERVE RELATED TO THE SUDAM AND SUDENE AREAS AS OF DECEMBER 31, 2012, AND (II) PART OF THE PROFIT RESERVE FOR EXPANSION/INVESTMENTS |
Management | For | For | |||||||
2.3 | AMENDMENT OF CAPUT OF ARTICLE 5TH OF VALE'S BYLAWS IN ORDER TO REFLECT THE PROPOSALS OF ITEMS 2.1 AND 2.2 ABOVE |
Management | For | For | |||||||
NEWMONT MINING CORPORATION | |||||||||||
Security | 651639106 | Meeting Type | Annual | ||||||||
Ticker Symbol | NEM | Meeting Date | 23-Apr-2014 | ||||||||
ISIN | US6516391066 | Agenda | 933935225 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: N. DOYLE | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: J. NELSON | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: D.C. ROTH | Management | For | For | |||||||
2. | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR 2014. |
Management | For | For | |||||||
3. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING POLITICAL SPENDING DISCLOSURE. |
Shareholder | Against | For | |||||||
ANGLO AMERICAN PLC, LONDON | |||||||||||
Security | G03764134 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 24-Apr-2014 | |||||||||
ISIN | GB00B1XZS820 | Agenda | 705056516 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive the report and accounts | Management | For | For | |||||||
2 | To declare a final dividend | Management | For | For | |||||||
3 | To elect Judy Dlamini as a director the Company | Management | For | For | |||||||
4 | To elect Mphu Ramatlapeng as a director of the Company |
Management | For | For | |||||||
5 | To elect Jim Rutherford as a director of the Company |
Management | For | For | |||||||
6 | To re-elect Mark Cutifani as a director of the Company |
Management | For | For | |||||||
7 | To re-elect Byron Grote as a director of the Company |
Management | For | For | |||||||
8 | To re-elect Sir Philip Hampton as a director of the Company |
Management | For | For | |||||||
9 | To re-elect Rene Medori as a director of the Company |
Management | For | For | |||||||
10 | To re-elect Phuthuma Nhleko as a director of the Company |
Management | For | For | |||||||
11 | To re-elect Ray ORourke as a director of the Company |
Management | For | For | |||||||
12 | To re-elect Sir John Parker as a director of the Company |
Management | For | For | |||||||
13 | To re-elect Anne Stevens as a director of the Company |
Management | For | For | |||||||
14 | To re-elect Jack Thompson as a director of the Company |
Management | For | For | |||||||
15 | To re-appoint Deloitte LLP as auditors of the Company for the year |
Management | For | For | |||||||
16 | To authorise the directors to determine the remuneration of the auditors |
Management | For | For | |||||||
17 | To approve the remuneration policy | Management | For | For | |||||||
18 | To approve the implementation report contained in the Director's remuneration report |
Management | For | For | |||||||
19 | To approve the rules of the Share Plan 2014 | Management | For | For | |||||||
20 | To authorise the directors to allot shares | Management | For | For | |||||||
21 | To disapply pre-emption rights | Management | Against | Against | |||||||
22 | To authorise the purchase of own shares | Management | For | For | |||||||
23 | To authorise the directors to call general meetings other than an AGM on not less than 14 clear days notice |
Management | For | For | |||||||
BAKER HUGHES INCORPORATED | |||||||||||
Security | 057224107 | Meeting Type | Annual | ||||||||
Ticker Symbol | BHI | Meeting Date | 24-Apr-2014 | ||||||||
ISIN | US0572241075 | Agenda | 933936241 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: LARRY D. BRADY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: LYNN L. ELSENHANS |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PIERRE H. JUNGELS |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JAMES A. LASH | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JAMES W. STEWART |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: CHARLES L. WATSON |
Management | For | For | |||||||
2. | AN ADVISORY VOTE RELATED TO THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
4. | THE APPROVAL OF THE AMENDED AND RESTATED BAKER HUGHES INCORPORATED 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. |
Management | Against | Against | |||||||
5. | THE APPROVAL OF THE AMENDED AND RESTATED BAKER HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM INCENTIVE PLAN. |
Management | Against | Against | |||||||
COBALT INTERNATIONAL ENERGY, INC | |||||||||||
Security | 19075F106 | Meeting Type | Annual | ||||||||
Ticker Symbol | CIE | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | US19075F1066 | Agenda | 933936594 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | KENNETH W. MOORE# | For | For | ||||||||
2 | MYLES W. SCOGGINS# | For | For | ||||||||
3 | MARTIN H. YOUNG, JR.# | For | For | ||||||||
4 | JACK E. GOLDEN* | For | For | ||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
SUNCOR ENERGY INC. | |||||||||||
Security | 867224107 | Meeting Type | Annual | ||||||||
Ticker Symbol | SU | Meeting Date | 29-Apr-2014 | ||||||||
ISIN | CA8672241079 | Agenda | 933950188 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | MEL E. BENSON | For | For | ||||||||
2 | DOMINIC D'ALESSANDRO | For | For | ||||||||
3 | W. DOUGLAS FORD | For | For | ||||||||
4 | JOHN D. GASS | For | For | ||||||||
5 | PAUL HASELDONCKX | For | For | ||||||||
6 | JOHN R. HUFF | For | For | ||||||||
7 | JACQUES LAMARRE | For | For | ||||||||
8 | MAUREEN MCCAW | For | For | ||||||||
9 | MICHAEL W. O'BRIEN | For | For | ||||||||
10 | JAMES W. SIMPSON | For | For | ||||||||
11 | EIRA M. THOMAS | For | For | ||||||||
12 | STEVEN W. WILLIAMS | For | For | ||||||||
13 | MICHAEL M. WILSON | For | For | ||||||||
02 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR THE ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION AS SUCH. |
Management | For | For | |||||||
03 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Management | For | For | |||||||
TULLOW OIL PLC, LONDON | |||||||||||
Security | G91235104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 30-Apr-2014 | |||||||||
ISIN | GB0001500809 | Agenda | 705062367 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | To receive and adopt the Company's annual accounts and associated reports |
Management | For | For | |||||||
2 | To declare a final dividend of 8.0p per ordinary share |
Management | For | For | |||||||
3 | To approve the Directors Remuneration Policy Report |
Management | For | For | |||||||
4 | To approve the Annual Statement by the Chairman of the Remuneration Committee and the Annual Report on Remuneration |
Management | For | For | |||||||
5 | To elect Jeremy Wilson as a Director | Management | For | For | |||||||
6 | To re-elect Tutu Agyare as a Director | Management | For | For | |||||||
7 | To re-elect Anne Drinkwater as a Director | Management | For | For | |||||||
8 | To re-elect Ann Grant as a Director | Management | For | For | |||||||
9 | To re-elect Aidan Heavey as a Director | Management | For | For | |||||||
10 | To re-elect Steve Lucas as a Director | Management | For | For | |||||||
11 | To re-elect Graham Martin as a Director | Management | For | For | |||||||
12 | To re-elect Angus McCoss as a Director | Management | For | For | |||||||
13 | To re-elect Paul McDade as a Director | Management | For | For | |||||||
14 | To re-elect Ian Springett as a Director | Management | For | For | |||||||
15 | To re-elect Simon Thompson as a Director | Management | For | For | |||||||
16 | To re-appoint Deloitte LLP as auditors of the company |
Management | For | For | |||||||
17 | To authorise the Audit Committee to determine the remuneration of Deloitte LLP |
Management | For | For | |||||||
18 | To renew Directors' authority to allot shares | Management | For | For | |||||||
19 | To dis-apply statutory pre-emption rights | Management | Against | Against | |||||||
20 | To authorise the company to hold general meetings on no less than 14 clear days' notice |
Management | For | For | |||||||
21 | To authorise the company to purchase it's own shares |
Management | For | For | |||||||
MARATHON OIL CORPORATION | |||||||||||
Security | 565849106 | Meeting Type | Annual | ||||||||
Ticker Symbol | MRO | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US5658491064 | Agenda | 933933764 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PIERRE BRONDEAU |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CHADWICK C. DEATON |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: DENNIS H. REILLEY |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: LEE M. TILLMAN | Management | For | For | |||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2014. |
Management | For | For | |||||||
3. | BOARD PROPOSAL FOR A NON-BINDING ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL SEEKING A REPORT REGARDING THE COMPANY'S LOBBYING ACTIVITIES, POLICIES AND PROCEDURES. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL SEEKING A REPORT REGARDING THE COMPANY'S METHANE EMISSIONS. |
Shareholder | Against | For | |||||||
MARATHON PETROLEUM CORPORATION | |||||||||||
Security | 56585A102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MPC | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | US56585A1025 | Agenda | 933943208 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | STEVEN A. DAVIS | For | For | ||||||||
2 | GARY R. HEMINGER | For | For | ||||||||
3 | JOHN W. SNOW | For | For | ||||||||
4 | JOHN P. SURMA | For | For | ||||||||
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2014. |
Management | For | For | |||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S 2014 NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | SHAREHOLDER PROPOSAL SEEKING THE ADOPTION OF QUANTITATIVE GREENHOUSE GAS EMISSION REDUCTION GOALS AND ASSOCIATED REPORTS. |
Shareholder | Against | For | |||||||
5. | SHAREHOLDER PROPOSAL SEEKING A REPORT ON CORPORATE LOBBYING EXPENDITURES, POLICIES AND PROCEDURES. |
Shareholder | Against | For | |||||||
BARRICK GOLD CORPORATION | |||||||||||
Security | 067901108 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | ABX | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | CA0679011084 | Agenda | 933957459 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | C.W.D. BIRCHALL | For | For | ||||||||
2 | G. CISNEROS | For | For | ||||||||
3 | N. GOODMAN | For | For | ||||||||
4 | J.B. HARVEY | For | For | ||||||||
5 | N.H.O. LOCKHART | For | For | ||||||||
6 | D. MOYO | For | For | ||||||||
7 | A. MUNK | For | For | ||||||||
8 | D. NAYLOR | For | For | ||||||||
9 | S.J. SHAPIRO | For | For | ||||||||
10 | J.C. SOKALSKY | For | For | ||||||||
11 | J.L. THORNTON | For | For | ||||||||
12 | E.L. THRASHER | For | For | ||||||||
02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH |
Management | For | For | |||||||
04 | RESOLUTION CONFIRMING BY-LAW NO. 2 | Management | Against | Against | |||||||
YAMANA GOLD INC. | |||||||||||
Security | 98462Y100 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | AUY | Meeting Date | 30-Apr-2014 | ||||||||
ISIN | CA98462Y1007 | Agenda | 933966787 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | PETER MARRONE | For | For | ||||||||
2 | PATRICK J. MARS | For | For | ||||||||
3 | JOHN BEGEMAN | For | For | ||||||||
4 | ALEXANDER DAVIDSON | For | For | ||||||||
5 | RICHARD GRAFF | For | For | ||||||||
6 | NIGEL LEES | For | For | ||||||||
7 | CARL RENZONI | For | For | ||||||||
8 | DINO TITARO | For | For | ||||||||
02 | APPOINT THE AUDITORS - DELOITTE LLP SEE PAGE 7 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
03 | RESOLUTION TO APPROVE THE NEW GENERAL BY-LAW NO. 1 SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
04 | ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF OUR BOARD, YOU ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN OUR 2014 MANAGEMENT INFORMATION CIRCULAR. SEE PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
OASIS PETROLEUM INC | |||||||||||
Security | 674215108 | Meeting Type | Annual | ||||||||
Ticker Symbol | OAS | Meeting Date | 01-May-2014 | ||||||||
ISIN | US6742151086 | Agenda | 933937495 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | TED COLLINS, JR. | For | For | ||||||||
2 | DOUGLAS E. SWANSON, JR. | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. |
Management | For | For | |||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2010 LONG TERM INCENTIVE PLAN. |
Management | For | For | |||||||
4 | TO APPROVE THE AMENDED AND RESTATED 2010 ANNUAL INCENTIVE COMPENSATION PLAN. |
Management | For | For | |||||||
CABOT OIL & GAS CORPORATION | |||||||||||
Security | 127097103 | Meeting Type | Annual | ||||||||
Ticker Symbol | COG | Meeting Date | 01-May-2014 | ||||||||
ISIN | US1270971039 | Agenda | 933938699 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: DAN O. DINGES | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JAMES R. GIBBS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: ROBERT L. KEISER | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: W. MATT RALLS | Management | For | For | |||||||
2 | TO RATIFY THE APPOINTMENT OF THE FIRM PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR ITS 2014 FISCAL YEAR. |
Management | For | For | |||||||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
4 | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY. |
Management | For | For | |||||||
5 | TO APPROVE THE CABOT OIL & GAS CORPORATION 2014 INCENTIVE PLAN. |
Management | For | For | |||||||
6 | TO CONSIDER A SHAREHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | |||||||
ALLIED NEVADA GOLD CORP | |||||||||||
Security | 019344100 | Meeting Type | Annual | ||||||||
Ticker Symbol | ANV | Meeting Date | 01-May-2014 | ||||||||
ISIN | US0193441005 | Agenda | 933941470 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT M. BUCHAN | For | For | ||||||||
2 | RANDY E. BUFFINGTON | For | For | ||||||||
3 | JOHN W. IVANY | For | For | ||||||||
4 | STEPHEN A. LANG | For | For | ||||||||
5 | CAMERON A. MINGAY | For | For | ||||||||
6 | TERRY M. PALMER | For | For | ||||||||
7 | CARL A. PESCIO | For | For | ||||||||
8 | A. MURRAY SINCLAIR | For | For | ||||||||
9 | ROBERT G. WARDELL | For | For | ||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION FOR FISCAL 2013. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF EKS&H LLLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
4. | APPROVE THE ALLIED NEVADA GOLD CORP. PERFORMANCE AND INCENTIVE PAY PLAN. |
Management | For | For | |||||||
GOLDCORP INC. | |||||||||||
Security | 380956409 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | GG | Meeting Date | 01-May-2014 | ||||||||
ISIN | CA3809564097 | Agenda | 933953160 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
A | DIRECTOR | Management | |||||||||
1 | JOHN P. BELL | For | For | ||||||||
2 | BEVERLEY A. BRISCOE | For | For | ||||||||
3 | PETER J. DEY | For | For | ||||||||
4 | DOUGLAS M. HOLTBY | For | For | ||||||||
5 | CHARLES A. JEANNES | For | For | ||||||||
6 | CLEMENT A. PELLETIER | For | For | ||||||||
7 | P. RANDY REIFEL | For | For | ||||||||
8 | IAN W. TELFER | For | For | ||||||||
9 | BLANCA TREVIÑO | For | For | ||||||||
10 | KENNETH F. WILLIAMSON | For | For | ||||||||
B | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; |
Management | For | For | |||||||
C | A RESOLUTION APPROVING CERTAIN AMENDMENTS TO THE RESTRICTED SHARE UNIT PLAN OF THE COMPANY; |
Management | For | For | |||||||
D | A RESOLUTION APPROVING AN AMENDMENT TO THE STOCK OPTION PLAN OF THE COMPANY; |
Management | For | For | |||||||
E | A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
EOG RESOURCES, INC. | |||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | ||||||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. |
Shareholder | Against | For | |||||||
ELDORADO GOLD CORPORATION | |||||||||||
Security | 284902103 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | EGO | Meeting Date | 01-May-2014 | ||||||||
ISIN | CA2849021035 | Agenda | 933955227 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | K. ROSS CORY | For | For | ||||||||
2 | ROBERT R. GILMORE | For | For | ||||||||
3 | GEOFFREY A. HANDLEY | For | For | ||||||||
4 | MICHAEL A. PRICE | For | For | ||||||||
5 | STEVEN P. REID | For | For | ||||||||
6 | JONATHAN A. RUBENSTEIN | For | For | ||||||||
7 | DONALD M. SHUMKA | For | For | ||||||||
8 | PAUL N. WRIGHT | For | For | ||||||||
02 | APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR (SEE PAGE 22 OF THE MANAGEMENT PROXY CIRCULAR) |
Management | For | For | |||||||
03 | AUTHORIZE THE DIRECTORS TO SET THE AUDITOR'S PAY, IF KPMG IS REAPPOINTED AS THE INDEPENDENT AUDITOR (SEE PAGE 22 OF THE MANAGEMENT PROXY CIRCULAR) |
Management | For | For | |||||||
04 | APPROVE AN ORDINARY RESOLUTION SET OUT ON PAGE 25 OF THE MANAGEMENT PROXY CIRCULAR CONFIRMING THE REPEAL OF FORMER BY-LAW NO. 1 AND THE ADOPTION OF NEW BY-LAW NO. 1 |
Management | Against | Against | |||||||
05 | APPROVE A SPECIAL RESOLUTION SET OUT ON PAGE 26 OF THE MANAGEMENT PROXY CIRCULAR ADOPTING AMENDMENTS TO THE RESTATED ARTICLES OF INCORPORATION TO ELIMINATE THE CLASS OF CONVERTIBLE NON-VOTING SHARES |
Management | For | For | |||||||
06 | APPROVE AN ORDINARY RESOLUTION SET OUT ON PAGE 29 OF THE MANAGEMENT PROXY CIRCULAR APPROVING THE AMENDED AND RESTATED INCENTIVE STOCK OPTION PLAN FOR OFFICERS AND DIRECTORS |
Management | For | For | |||||||
07 | APPROVE AN ORDINARY RESOLUTION SET OUT ON PAGE 29 OF THE MANAGEMENT PROXY CIRCULAR APPROVING THE AMENDED AND RESTATED INCENTIVE STOCK OPTION PLAN FOR EMPLOYEES, CONSULTANTS AND ADVISORS |
Management | For | For | |||||||
08 | APPROVE AN ORDINARY RESOLUTION SET OUT ON PAGE 32 OF THE MANAGEMENT PROXY CIRCULAR ADOPTING THE NEW PERFORMANCE SHARE UNIT PLAN. |
Management | For | For | |||||||
AGNICO EAGLE MINES LIMITED | |||||||||||
Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | AEM | Meeting Date | 02-May-2014 | ||||||||
ISIN | CA0084741085 | Agenda | 933959770 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | LEANNE M. BAKER | For | For | ||||||||
2 | SEAN BOYD | For | For | ||||||||
3 | MARTINE A. CELEJ | For | For | ||||||||
4 | CLIFFORD J. DAVIS | For | For | ||||||||
5 | ROBERT J. GEMMELL | For | For | ||||||||
6 | BERNARD KRAFT | For | For | ||||||||
7 | MEL LEIDERMAN | For | For | ||||||||
8 | DEBORAH A. MCCOMBE | For | For | ||||||||
9 | JAMES D. NASSO | For | For | ||||||||
10 | SEAN RILEY | For | For | ||||||||
11 | J. MERFYN ROBERTS | For | For | ||||||||
12 | HOWARD R. STOCKFORD | For | For | ||||||||
13 | PERTTI VOUTILAINEN | For | For | ||||||||
02 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | AN ORDINARY RESOLUTION APPROVING AN AMENDMENT TO THE COMPANY'S INCENTIVE SHARE PURCHASE PLAN. |
Management | For | For | |||||||
04 | A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
FMC TECHNOLOGIES, INC. | |||||||||||
Security | 30249U101 | Meeting Type | Annual | ||||||||
Ticker Symbol | FTI | Meeting Date | 02-May-2014 | ||||||||
ISIN | US30249U1016 | Agenda | 933963147 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: ELEAZAR DE CARVALHO FILHO |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: C. MAURY DEVINE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: CLAIRE S. FARLEY | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JOHN T. GREMP | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS M. HAMILTON |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: PETER MELLBYE | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: RICHARD A. PATTAROZZI |
Management | For | For | |||||||
2. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | ADVISORY APPROVAL OF 2013 EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
WHITING PETROLEUM CORPORATION | |||||||||||
Security | 966387102 | Meeting Type | Annual | ||||||||
Ticker Symbol | WLL | Meeting Date | 06-May-2014 | ||||||||
ISIN | US9663871021 | Agenda | 933942674 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | D. SHERWIN ARTUS | For | For | ||||||||
2 | PHILIP E. DOTY | For | For | ||||||||
2. | APPROVAL OF ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
RANDGOLD RESOURCES LIMITED | |||||||||||
Security | 752344309 | Meeting Type | Annual | ||||||||
Ticker Symbol | GOLD | Meeting Date | 06-May-2014 | ||||||||
ISIN | US7523443098 | Agenda | 933966698 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
O1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE FINANCIAL STATEMENTS. |
Management | For | For | |||||||
O2 | TO DECLARE A FINAL DIVIDEND OF US$0.50 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2013. |
Management | For | For | |||||||
O3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2013 (OTHER THAN THE DIRECTORS' REMUNERATION POLICY REPORT). |
Management | For | For | |||||||
O4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY REPORT. |
Management | For | For | |||||||
O5 | TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O6 | TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O7 | TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O8 | TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O9 | TO RE-ELECT JAMIL KASSUM AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O10 | TO RE-ELECT JEANINE MABUNDA LIOKO AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O11 | TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O12 | TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O13 | TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF THE COMPANY. |
Management | For | For | |||||||
O14 | TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. |
Management | For | For | |||||||
O15 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS. |
Management | For | For | |||||||
S16 | TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY. |
Management | For | For | |||||||
O17 | AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO SHARES. |
Management | For | For | |||||||
O18 | AWARDS OF ORDINARY SHARES TO NON- EXECUTIVE DIRECTORS. |
Management | For | For | |||||||
O19 | VARIATION OF DIRECTORS POWERS UNDER THE ARTICLES OF ASSOCIATION. |
Management | For | For | |||||||
S20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. |
Management | Against | Against | |||||||
S21 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES. |
Management | For | For | |||||||
S22 | ARTICLES OF ASSOCIATION. | Management | For | For | |||||||
O23 | SCRIP DIVIDEND. | Management | For | For | |||||||
O24 | ELECTRONIC COMMUNICATIONS. | Management | For | For | |||||||
TALISMAN ENERGY INC. | |||||||||||
Security | 87425E103 | Meeting Type | Annual | ||||||||
Ticker Symbol | TLM | Meeting Date | 07-May-2014 | ||||||||
ISIN | CA87425E1034 | Agenda | 933946456 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | CHRISTIANE BERGEVIN | For | For | ||||||||
2 | DONALD J. CARTY | For | For | ||||||||
3 | JONATHAN CHRISTODORO | For | For | ||||||||
4 | THOMAS W. EBBERN | For | For | ||||||||
5 | HAROLD N. KVISLE | For | For | ||||||||
6 | BRIAN M. LEVITT | For | For | ||||||||
7 | SAMUEL J. MERKSAMER | For | For | ||||||||
8 | LISA A. STEWART | For | For | ||||||||
9 | HENRY W. SYKES | For | For | ||||||||
10 | PETER W. TOMSETT | For | For | ||||||||
11 | MICHAEL T. WAITES | For | For | ||||||||
12 | CHARLES R. WILLIAMSON | For | For | ||||||||
13 | CHARLES M. WINOGRAD | For | For | ||||||||
02 | REAPPOINTMENT OF ERNST & YOUNG, LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR. |
Management | For | For | |||||||
03 | A RESOLUTION CONFIRMING BY-LAW 2 OF THE COMPANY. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Management | Against | Against | |||||||
04 | A RESOLUTION RECONFIRMING THE COMPANY'S SHAREHOLDER RIGHTS PLAN. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Management | Against | Against | |||||||
05 | A RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. PLEASE READ THE RESOLUTION IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Management | For | For | |||||||
06 | THE SHAREHOLDER PROPOSAL. PLEASE READ THE PROPOSAL IN FULL IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. |
Shareholder | Against | For | |||||||
MURPHY USA INC. | |||||||||||
Security | 626755102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MUSA | Meeting Date | 07-May-2014 | ||||||||
ISIN | US6267551025 | Agenda | 933948424 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | C.P. DEMING | For | For | ||||||||
2 | T.M. GATTLE, JR. | For | For | ||||||||
3 | J.T. TAYLOR | For | For | ||||||||
2. | APPROVAL OF EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS |
Management | Abstain | Against | |||||||
3. | TO DETERMINE THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES, ON AN ADVISORY, NON-BINDING BASIS |
Management | Abstain | Against | |||||||
4. | APPROVAL OF PERFORMANCE CRITERIA UNDER THE MURPHY USA INC. 2013 LONG- TERM INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE AS OF FEBRUARY 12, 2014 |
Management | For | For | |||||||
5. | APPROVAL OF PERFORMANCE CRITERIA UNDER THE MURPHY USA INC. 2013 ANNUAL INCENTIVE PLAN, AS AMENDED AND RESTATED EFFECTIVE AS OF FEBRUARY 12, 2014 |
Management | For | For | |||||||
6. | RATIFICATION OF THE ACTION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS IN APPOINTING KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 |
Management | For | For | |||||||
HESS CORPORATION | |||||||||||
Security | 42809H107 | Meeting Type | Annual | ||||||||
Ticker Symbol | HES | Meeting Date | 07-May-2014 | ||||||||
ISIN | US42809H1077 | Agenda | 933952788 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: J.H. MULLIN | Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: R.N. WILSON | Management | For | For | |||||||
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
4A. | ELIMINATION OF 80% SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION AND BY-LAWS. |
Management | For | For | |||||||
4B. | ELIMINATION OF TWO-THIRDS SUPERMAJORITY VOTING REQUIREMENT IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION. |
Management | For | For | |||||||
5. | ELIMINATION OF PROVISIONS IN THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION CONCERNING $3.50 CUMULATIVE CONVERTIBLE PREFERRED STOCK. |
Management | For | For | |||||||
6. | STOCKHOLDER PROPOSAL RECOMMENDING A REPORT REGARDING CARBON ASSET RISK. |
Shareholder | Against | For | |||||||
FRANCO-NEVADA CORPORATION | |||||||||||
Security | 351858105 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | FNV | Meeting Date | 07-May-2014 | ||||||||
ISIN | CA3518581051 | Agenda | 933974239 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | PIERRE LASSONDE | For | For | ||||||||
2 | DAVID HARQUAIL | For | For | ||||||||
3 | TOM ALBANESE | For | For | ||||||||
4 | DEREK W. EVANS | For | For | ||||||||
5 | GRAHAM FARQUHARSON | For | For | ||||||||
6 | LOUIS GIGNAC | For | For | ||||||||
7 | RANDALL OLIPHANT | For | For | ||||||||
8 | DAVID R. PETERSON | For | For | ||||||||
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | ACCEPTANCE OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
PEABODY ENERGY CORPORATION | |||||||||||
Security | 704549104 | Meeting Type | Annual | ||||||||
Ticker Symbol | BTU | Meeting Date | 08-May-2014 | ||||||||
ISIN | US7045491047 | Agenda | 933949363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | GREGORY H. BOYCE | For | For | ||||||||
2 | WILLIAM A. COLEY | For | For | ||||||||
3 | WILLIAM E. JAMES | For | For | ||||||||
4 | ROBERT B. KARN III | For | For | ||||||||
5 | HENRY E. LENTZ | For | For | ||||||||
6 | ROBERT A. MALONE | For | For | ||||||||
7 | WILLIAM C. RUSNACK | For | For | ||||||||
8 | MICHAEL W. SUTHERLIN | For | For | ||||||||
9 | JOHN F. TURNER | For | For | ||||||||
10 | SANDRA A. VAN TREASE | For | For | ||||||||
11 | ALAN H. WASHKOWITZ | For | For | ||||||||
12 | HEATHER A. WILSON | For | For | ||||||||
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
3. | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | |||||||
CANADIAN NATURAL RESOURCES LIMITED | |||||||||||
Security | 136385101 | Meeting Type | Annual | ||||||||
Ticker Symbol | CNQ | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA1363851017 | Agenda | 933952827 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | CATHERINE M. BEST | For | For | ||||||||
2 | N. MURRAY EDWARDS | For | For | ||||||||
3 | TIMOTHY W. FAITHFULL | For | For | ||||||||
4 | HON. GARY A. FILMON | For | For | ||||||||
5 | CHRISTOPHER L. FONG | For | For | ||||||||
6 | AMB. GORDON D. GIFFIN | For | For | ||||||||
7 | WILFRED A. GOBERT | For | For | ||||||||
8 | STEVE W. LAUT | For | For | ||||||||
9 | KEITH A.J. MACPHAIL | For | For | ||||||||
10 | HON. FRANK J. MCKENNA | For | For | ||||||||
11 | ELDON R. SMITH | For | For | ||||||||
12 | DAVID A. TUER | For | For | ||||||||
02 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND THE AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | ON AN ADVISORY BASIS, ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION AS SET FORTH IN THE ACCOMANYING INFORMATION CIRCULAR. |
Management | For | For | |||||||
TURQUOISE HILL RESOURCES LTD. | |||||||||||
Security | 900435108 | Meeting Type | Annual | ||||||||
Ticker Symbol | TRQ | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA9004351081 | Agenda | 933966232 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | ROWENA ALBONES | For | For | ||||||||
2 | JILL GARDINER | For | For | ||||||||
3 | R. PETER GILLIN | For | For | ||||||||
4 | DAVID KLINGNER | For | For | ||||||||
5 | KAY PRIESTLY | For | For | ||||||||
6 | RUSSEL C. ROBERTSON | For | For | ||||||||
7 | JEFFERY D. TYGESEN | For | For | ||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. |
Management | For | For | |||||||
KINROSS GOLD CORPORATION | |||||||||||
Security | 496902404 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | KGC | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA4969024047 | Agenda | 933966799 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | JOHN A. BROUGH | For | For | ||||||||
2 | JOHN K. CARRINGTON | For | For | ||||||||
3 | JOHN M.H. HUXLEY | For | For | ||||||||
4 | KENNETH C. IRVING | For | For | ||||||||
5 | JOHN A. KEYES | For | For | ||||||||
6 | JOHN A. MACKEN | For | For | ||||||||
7 | C. MCLEOD-SELTZER | For | For | ||||||||
8 | JOHN E. OLIVER | For | For | ||||||||
9 | UNA M. POWER | For | For | ||||||||
10 | TERENCE C.W. REID | For | For | ||||||||
11 | J. PAUL ROLLINSON | For | For | ||||||||
12 | RUTH G. WOODS | For | For | ||||||||
02 | TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING THE SHARE OPTION PLAN OF KINROSS TO (A) INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 21,166,667 TO 31,166,667 AND (B) TO ADD A PROVISION WHEREBY OPTIONHOLDERS CAN SURRENDER THEIR OPTIONS TO THE COMPANY IN EXCHANGE FOR THE "IN-THE- MONEY" VALUE IN THE FORM OF EITHER CASH OR SHARES, WITH A COMPANY OPTION TO DELIVER SHARES EVEN IF THE OPTIONHOLDER ELECTS TO RECEIVE CASH. |
Management | For | For | |||||||
04 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING KINROSS' RESTRICTED SHARE PLAN TO (A) INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE FROM 20,000,000 TO 35,000,000, (B) PERMIT EMPLOYEES |
Management | For | For | |||||||
(EXCLUDING THE SENIOR LEADERSHIP TEAM) TO REQUEST THAT SETTLEMENT OF RSUS VESTING IN 2014 BE IN CASH INSTEAD OF SHARES AND (C) PERMIT EMPLOYEES TO ELECT TO SURRENDER VESTED RSUS IN SATISFACTION OF WITHHOLDING TAXES DUE ON VESTING. |
|||||||||||
05 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
KINROSS GOLD CORPORATION | |||||||||||
Security | 496902404 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | KGC | Meeting Date | 08-May-2014 | ||||||||
ISIN | CA4969024047 | Agenda | 933966799 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | JOHN A. BROUGH | For | For | ||||||||
2 | JOHN K. CARRINGTON | For | For | ||||||||
3 | JOHN M.H. HUXLEY | For | For | ||||||||
4 | KENNETH C. IRVING | For | For | ||||||||
5 | JOHN A. KEYES | For | For | ||||||||
6 | JOHN A. MACKEN | For | For | ||||||||
7 | C. MCLEOD-SELTZER | For | For | ||||||||
8 | JOHN E. OLIVER | For | For | ||||||||
9 | UNA M. POWER | For | For | ||||||||
10 | TERENCE C.W. REID | For | For | ||||||||
11 | J. PAUL ROLLINSON | For | For | ||||||||
12 | RUTH G. WOODS | For | For | ||||||||
02 | TO APPROVE THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING THE SHARE OPTION PLAN OF KINROSS TO (A) INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER FROM 21,166,667 TO 31,166,667 AND (B) TO ADD A PROVISION WHEREBY OPTIONHOLDERS CAN SURRENDER THEIR OPTIONS TO THE COMPANY IN EXCHANGE FOR THE "IN-THE- MONEY" VALUE IN THE FORM OF EITHER CASH OR SHARES, WITH A COMPANY OPTION TO DELIVER SHARES EVEN IF THE OPTIONHOLDER ELECTS TO RECEIVE CASH. |
Management | For | For | |||||||
04 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING KINROSS' RESTRICTED SHARE PLAN TO (A) INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE FROM 20,000,000 TO 35,000,000, (B) PERMIT EMPLOYEES |
Management | For | For | |||||||
(EXCLUDING THE SENIOR LEADERSHIP TEAM) TO REQUEST THAT SETTLEMENT OF RSUS VESTING IN 2014 BE IN CASH INSTEAD OF SHARES AND (C) PERMIT EMPLOYEES TO ELECT TO SURRENDER VESTED RSUS IN SATISFACTION OF WITHHOLDING TAXES DUE ON VESTING. |
|||||||||||
05 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
NEWFIELD EXPLORATION COMPANY | |||||||||||
Security | 651290108 | Meeting Type | Annual | ||||||||
Ticker Symbol | NFX | Meeting Date | 09-May-2014 | ||||||||
ISIN | US6512901082 | Agenda | 933951926 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: LEE K. BOOTHBY | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: PAMELA J. GARDNER |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: STEVEN W. NANCE |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: HOWARD H. NEWMAN |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: THOMAS G. RICKS | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JUANITA M. ROMANS |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: JOHN W. SCHANCK |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: RICHARD K. STONEBURNER |
Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: J. TERRY STRANGE |
Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
SILVER WHEATON CORP. | |||||||||||
Security | 828336107 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | SLW | Meeting Date | 09-May-2014 | ||||||||
ISIN | CA8283361076 | Agenda | 933964581 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
A | DIRECTOR | Management | |||||||||
1 | LAWRENCE I. BELL | For | For | ||||||||
2 | GEORGE L. BRACK | For | For | ||||||||
3 | JOHN A. BROUGH | For | For | ||||||||
4 | R. PETER GILLIN | For | For | ||||||||
5 | CHANTAL GOSSELIN | For | For | ||||||||
6 | DOUGLAS M. HOLTBY | For | For | ||||||||
7 | EDUARDO LUNA | For | For | ||||||||
8 | WADE D. NESMITH | For | For | ||||||||
9 | RANDY V.J. SMALLWOOD | For | For | ||||||||
B | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; |
Management | For | For | |||||||
C | A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION; |
Management | For | For | |||||||
D | A RESOLUTION APPROVING AN AMENDMENT TO THE COMPANY'S SHARE OPTION PLAN; |
Management | For | For | |||||||
E | A RESOLUTION CONFIRMING THE ADOPTION OF A BY-LAW PROVIDING FOR ADVANCE NOTICE REQUIREMENTS FOR THE NOMINATION OF DIRECTORS; |
Management | For | For | |||||||
F | A RESOLUTION CONFIRMING THE ADOPTION OF AMENDMENTS TO THE EXISTING BY- LAWS TO INCREASE THE QUORUM AT A MEETING OF SHAREHOLDERS FROM 10% TO 25%; |
Management | For | For | |||||||
G | A RESOLUTION CONFIRMING THE ADOPTION OF AMENDMENTS TO THE EXISTING BY- LAWS TO MODERNIZE AND ENHANCE NOTICE AND SIGNATURE PROVISIONS. |
Management | For | For | |||||||
LUNDIN MINING CORPORATION | |||||||||||
Security | 550372106 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | LUNMF | Meeting Date | 09-May-2014 | ||||||||
ISIN | CA5503721063 | Agenda | 933979392 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | DONALD K. CHARTER | For | For | ||||||||
2 | PAUL K. CONIBEAR | For | For | ||||||||
3 | JOHN H. CRAIG | For | For | ||||||||
4 | BRIAN D. EDGAR | For | For | ||||||||
5 | PETER C. JONES | For | For | ||||||||
6 | LUKAS H. LUNDIN | For | For | ||||||||
7 | DALE C. PENIUK | For | For | ||||||||
8 | WILLIAM A. RAND | For | For | ||||||||
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
03 | TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS AN ORDINARY RESOLUTION TO ADOPT THE SHARE UNIT PLAN OF THE CORPORATION, TO ADOPT A NEW INCENTIVE OPTION PLAN OF THE CORPORATION AND TO RATIFY CERTAIN PREVIOUSLY GRANTED OPTIONS UNDER THE NEW INCENTIVE STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR. |
Management | For | For | |||||||
AURICO GOLD INC. | |||||||||||
Security | 05155C105 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | AUQ | Meeting Date | 09-May-2014 | ||||||||
ISIN | CA05155C1059 | Agenda | 933991247 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | ALAN R. EDWARDS | For | For | ||||||||
2 | MARK J. DANIEL | For | For | ||||||||
3 | SCOTT G. PERRY | For | For | ||||||||
4 | LUIS M. CHAVEZ | For | For | ||||||||
5 | PATRICK D. DOWNEY | For | For | ||||||||
6 | RONALD E. SMITH | For | For | ||||||||
7 | RICHARD M. COLTERJOHN | For | For | ||||||||
8 | JOSEPH G. SPITERI | For | For | ||||||||
02 | APPOINT KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS FOR THE COMPANY, AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO SET THE AUDITORS' REMUNERATION. |
Management | For | For | |||||||
03 | CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ORDINARY RESOLUTION OF SHAREHOLDERS, CONFIRMING AND RATIFYING THE COMPANY'S ADVANCE NOTICE BY-LAW. |
Management | For | For | |||||||
04 | CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ORDINARY RESOLUTION OF SHAREHOLDERS CONFIRMING AND RATIFYING THE AMENDMENTS TO THE COMPANY'S BY-LAW NO. 1. |
Management | For | For | |||||||
05 | CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ORDINARY RESOLUTION OF SHAREHOLDERS CONFIRMING AND RATIFYING THE COMPANY'S AMENDED AND RESTATED EMPLOYEE SHARE PURCHASE PLAN TO, AMONG OTHER THINGS, REPLENISH THE COMMON SHARES RESERVED FOR ISSUANCE UNDER THE PLAN AND TO SPECIFY AMENDMENTS TO THE PLAN THAT WOULD REQUIRE SHAREHOLDER APPROVAL. |
Management | For | For | |||||||
06 | CONSIDER AND, IF DEEMED ADVISABLE, PASS A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | |||||||
GOLD FIELDS LIMITED | |||||||||||
Security | 38059T106 | Meeting Type | Annual | ||||||||
Ticker Symbol | GFI | Meeting Date | 09-May-2014 | ||||||||
ISIN | US38059T1060 | Agenda | 933998114 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
O1 | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||
O2 | RE-ELECTION OF A DIRECTOR: K ANSAH | Management | For | For | |||||||
O3 | RE-ELECTION OF DIRECTOR: N J HOLLAND | Management | For | For | |||||||
O4 | RE-ELECTION OF DIRECTOR: P A SCHMIDT | Management | For | For | |||||||
O5 | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: G M WILSON |
Management | For | For | |||||||
O6 | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: R P MENELL |
Management | For | For | |||||||
O7 | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: D M J NCUBE |
Management | For | For | |||||||
O8 | APPROVAL FOR THE ISSUE OF AUTHORIZED BUT UNISSUED ORDINARY SHARES |
Management | For | For | |||||||
A1 | ADVISORY ENDORSEMENT OF THE REMUNERATION POLICY |
Management | For | For | |||||||
S1 | APPROVAL FOR THE ISSUING OF EQUITY SECURITIES FOR CASH |
Management | For | For | |||||||
S2 | APPROVAL OF THE REMUNERATION OF NON-EXECUTIVE DIRECTORS |
Management | For | For | |||||||
S3 | APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE ACT |
Management | For | For | |||||||
S4 | ACQUISITION OF THE COMPANY'S OWN SHARES |
Management | For | For | |||||||
ANADARKO PETROLEUM CORPORATION | |||||||||||
Security | 032511107 | Meeting Type | Annual | ||||||||
Ticker Symbol | APC | Meeting Date | 13-May-2014 | ||||||||
ISIN | US0325111070 | Agenda | 933952651 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ANTHONY R. CHASE |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: H. PAULETT EBERHART |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: RICHARD L. GEORGE |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: CHARLES W. GOODYEAR |
Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | |||||||
2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
4. | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL - REPORT ON CLIMATE CHANGE RISK. |
Shareholder | Against | For | |||||||
QEP RESOURCES, INC. | |||||||||||
Security | 74733V100 | Meeting Type | Annual | ||||||||
Ticker Symbol | QEP | Meeting Date | 13-May-2014 | ||||||||
ISIN | US74733V1008 | Agenda | 933954922 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | ROBERT F. HEINEMANN | For | For | ||||||||
2 | ROBERT E. MCKEE | For | For | ||||||||
3 | DAVID A. TRICE | For | For | ||||||||
2. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. |
Management | Abstain | Against | |||||||
3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP FOR FISCAL YEAR 2014. |
Management | For | For | |||||||
4. | TO APPROVE A NON-BINDING SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD. |
Management | For | For | |||||||
ENCANA CORPORATION | |||||||||||
Security | 292505104 | Meeting Type | Annual | ||||||||
Ticker Symbol | ECA | Meeting Date | 13-May-2014 | ||||||||
ISIN | CA2925051047 | Agenda | 933986551 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | DIRECTOR | Management | |||||||||
1 | PETER A. DEA | For | For | ||||||||
2 | CLAIRE S. FARLEY | For | For | ||||||||
3 | FRED J. FOWLER | For | For | ||||||||
4 | SUZANNE P. NIMOCKS | For | For | ||||||||
5 | JANE L. PEVERETT | For | For | ||||||||
6 | BRIAN G. SHAW | For | For | ||||||||
7 | DOUGLAS J. SUTTLES | For | For | ||||||||
8 | BRUCE G. WATERMAN | For | For | ||||||||
9 | CLAYTON H. WOITAS | For | For | ||||||||
02 | APPOINTMENT OF AUDITOR - PRICEWATERHOUSECOOPERS LLP AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS |
Management | For | For | |||||||
03 | ADVISORY VOTE APPROVING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | |||||||
04 | CONFIRMATION OF AMENDMENTS TO CORPORATION'S BY-LAW NO. 1 |
Management | Against | Against | |||||||
MURPHY OIL CORPORATION | |||||||||||
Security | 626717102 | Meeting Type | Annual | ||||||||
Ticker Symbol | MUR | Meeting Date | 14-May-2014 | ||||||||
ISIN | US6267171022 | Agenda | 933944767 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: F.W. BLUE | Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: T.J. COLLINS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: S.A. COSSE | Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: C.P. DEMING | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: R.W. JENKINS | Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: J.V. KELLEY | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: W. MIROSH | Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: R.M. MURPHY | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: J.W. NOLAN | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: N.E. SCHMALE | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: C.G. THEUS | Management | For | For | |||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | APPROVE THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
NATIONAL OILWELL VARCO, INC. | |||||||||||
Security | 637071101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NOV | Meeting Date | 14-May-2014 | ||||||||
ISIN | US6370711011 | Agenda | 933975318 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: GREG L. ARMSTRONG |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP |
Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: MARCELA E. DONADIO |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: DAVID D. HARRISON |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ROGER L. JARVIS | Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: JEFFERY A. SMISEK |
Management | For | For | |||||||
2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
ANGLOGOLD ASHANTI LIMITED | |||||||||||
Security | 035128206 | Meeting Type | Annual | ||||||||
Ticker Symbol | AU | Meeting Date | 14-May-2014 | ||||||||
ISIN | US0351282068 | Agenda | 933981688 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ORDINARY RESOLUTION NO. 1 RE- APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS OF THE COMPANY |
Management | For | For | |||||||
2. | ORDINARY RESOLUTION NO. 2 ELECTION OF MR. RN DUFFY AS A DIRECTOR |
Management | For | For | |||||||
3. | ORDINARY RESOLUTION NO. 3 RE-ELECTION OF MR. R GASANT AS A DIRECTOR |
Management | For | For | |||||||
4. | ORDINARY RESOLUTION NO. 4 RE-ELECTION OF MR. SM PITYANA AS A DIRECTOR |
Management | For | For | |||||||
5. | ORDINARY RESOLUTION NO. 5 APPOINTMENT OF PROF. LW NKUHLU AS A MEMBER OF THE AUDIT AND RISK COMMITTEE OF THE COMPANY |
Management | For | For | |||||||
6. | ORDINARY RESOLUTION NO. 6 APPOINTMENT OF MR. MJ KIRKWOOD AS A MEMBER OF THE AUDIT AND RISK COMMITTEE OF THE COMPANY |
Management | For | For | |||||||
7. | ORDINARY RESOLUTION NO. 7 APPOINTMENT OF MR. R GASANT AS A MEMBER OF THE AUDIT AND RISK COMMITTEE OF THE COMPANY |
Management | For | For | |||||||
8. | ORDINARY RESOLUTION NO. 8 APPOINTMENT OF MR. RJ RUSTON AS A MEMBER OF THE AUDIT AND RISK COMMITTEE OF THE COMPANY |
Management | For | For | |||||||
9. | ORDINARY RESOLUTION NO. 9 GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES |
Management | For | For | |||||||
10. | NON-BINDING ADVISORY ENDORSEMENT ADVISORY ENDORSEMENT OF THE ANGLOGOLD ASHANTI REMUNERATION POLICY |
Management | For | For | |||||||
11. | SPECIAL RESOLUTION NO. 1 GENERAL AUTHORITY TO DIRECTORS TO ISSUE FOR CASH, THOSE ORDINARY SHARES WHICH THE DIRECTORS ARE AUTHORISED TO ALLOT AND ISSUE IN TERMS OF ORDINARY RESOLUTION NUMBER 9 |
Management | For | For | |||||||
12. | SPECIAL RESOLUTION NO. 2 APPROVAL OF NON-EXECUTIVE DIRECTORS' REMUNERATION FOR THEIR SERVICE AS DIRECTORS |
Management | For | For | |||||||
13. | SPECIAL RESOLUTION NO. 3 APPROVAL OF NON-EXECUTIVE DIRECTORS' REMUNERATION FOR BOARD COMMITTEE MEETINGS |
Management | For | For | |||||||
14. | SPECIAL RESOLUTION NO. 4 AMENDMENT OF THE COMPANY'S MEMORANDUM OF INCORPORATION |
Management | For | For | |||||||
15. | SPECIAL RESOLUTION NO. 5 AMENDMENT OF THE RULES OF THE COMPANY'S LONG- TERM INCENTIVE PLAN |
Management | Abstain | Against | |||||||
16. | SPECIAL RESOLUTION NO. 6 AMENDMENT OF THE RULES OF THE COMPANY'S BONUS SHARE PLAN |
Management | For | For | |||||||
17. | SPECIAL RESOLUTION NO. 7 GENERAL AUTHORITY TO ACQUIRE THE COMPANY'S OWN SHARES |
Management | For | For | |||||||
18. | SPECIAL RESOLUTION NO. 8 APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTIONS 44 AND 45 OF THE COMPANIES ACT |
Management | For | For | |||||||
19. | ORDINARY RESOLUTION NO. 10 ELECTION OF MR. DL HODGSON AS A DIRECTOR |
Management | For | For | |||||||
SUPERIOR ENERGY SERVICES, INC. | |||||||||||
Security | 868157108 | Meeting Type | Annual | ||||||||
Ticker Symbol | SPN | Meeting Date | 14-May-2014 | ||||||||
ISIN | US8681571084 | Agenda | 933987995 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | HAROLD J. BOUILLION | For | For | ||||||||
2 | ENOCH L. DAWKINS | For | For | ||||||||
3 | DAVID D. DUNLAP | For | For | ||||||||
4 | JAMES M. FUNK | For | For | ||||||||
5 | TERENCE E. HALL | For | For | ||||||||
6 | PETER D. KINNEAR | For | For | ||||||||
7 | MICHAEL M. MCSHANE | For | For | ||||||||
8 | W. MATT RALLS | For | For | ||||||||
9 | JUSTIN L. SULLIVAN | For | For | ||||||||
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A HUMAN RIGHTS RISK ASSESSMENT REPORT. |
Shareholder | Against | For | |||||||
STATOIL ASA | |||||||||||
Security | 85771P102 | Meeting Type | Annual | ||||||||
Ticker Symbol | STO | Meeting Date | 14-May-2014 | ||||||||
ISIN | US85771P1021 | Agenda | 933994546 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
3 | ELECTION OF CHAIR FOR THE MEETING | Management | For | ||||||||
4 | APPROVAL OF THE NOTICE AND THE AGENDA |
Management | For | ||||||||
5 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIR OF THE MEETING |
Management | For | ||||||||
6 | APPROVAL OF THE ANNUAL REPORT AND ACCOUNTS FOR STATOIL ASA AND THE STATOIL GROUP FOR 2013, INCLUDING THE BOARD OF DIRECTORS' PROPOSAL FOR DISTRIBUTION OF DIVIDEND |
Management | For | ||||||||
7 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN CANADA |
Shareholder | Abstain | ||||||||
8 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES IN THE ARCTIC |
Shareholder | Abstain | ||||||||
9 | REPORT ON CORPORATE GOVERNANCE | Management | For | ||||||||
10 | DECLARATION ON STIPULATION OF SALARY AND OTHER REMUNERATION FOR EXECUTIVE MANAGEMENT |
Management | For | ||||||||
11 | APPROVAL OF REMUNERATION FOR THE COMPANY'S EXTERNAL AUDITOR FOR 2013 |
Management | For | ||||||||
12 | NOMINATION COMMITTEE'S JOINT PROPOSAL |
Management | For | ||||||||
12A | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER OLAUG SVARVA (RE- ELECTION, NOMINATED AS CHAIR) |
Management | For | ||||||||
12B | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER IDAR KREUTZER (RE- ELECTION, NOMINATED AS DEPUTY CHAIR) |
Management | For | ||||||||
12C | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER KARIN ASLAKSEN (RE- ELECTION) |
Management | For | ||||||||
12D | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER GREGER MANNSVERK (RE-ELECTION) |
Management | For | ||||||||
12E | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER STEINAR OLSEN (RE- ELECTION) |
Management | For | ||||||||
12F | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER INGVALD STROMMEN (RE-ELECTION) |
Management | For | ||||||||
12G | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER RUNE BJERKE (RE- ELECTION) |
Management | For | ||||||||
12H | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER SIRI KALVIG (RE- ELECTION) |
Management | For | ||||||||
12I | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER BARBRO HAETTA (RE- ELECTION) |
Management | For | ||||||||
12J | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TERJE VENOLD (NEW ELECTION) |
Management | For | ||||||||
12K | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER TONE LUNDE BAKKER (NEW ELECTION) |
Management | For | ||||||||
12L | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: MEMBER LINDA LITLEKALSOY AASE (NEW ELECTION, FORMER 4. DEPUTY MEMBER) |
Management | For | ||||||||
12M | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: ARTHUR SLETTEBERG (RE-ELECTION) |
Management | For | ||||||||
12N | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BASSIM HAJ (RE-ELECTION) |
Management | For | ||||||||
12O | ELECTION OF MEMBER TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: NINA KIVIJERVI JONASSEN (NEW ELECTION) |
Management | For | ||||||||
12P | ELECTION OF MEMBERS TO THE CORPORATE ASSEMBLY: DEPUTY MEMBER: BIRGITTE VARTDAL (NEW ELECTION) |
Management | For | ||||||||
13 | DETERMINATION OF REMUNERATION FOR THE CORPORATE ASSEMBLY |
Management | For | ||||||||
14 | NOMINATION COMMITTEE'S JOINT PROPOSAL |
Management | For | ||||||||
14A | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: CHAIR OLAUG SVARVA (RE- ELECTION) |
Management | For | ||||||||
14B | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TOM RATHKE (RE- ELECTION) |
Management | For | ||||||||
14C | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER ELISABETH BERGE WITH PERSONAL DEPUTY MEMBER JOHAN A. ALSTAD (RE-ELECTION) |
Management | For | ||||||||
14D | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE: MEMBER TONE LUNDE BAKKER (NEW ELECTION) |
Management | For | ||||||||
15 | DETERMINATION OF REMUNERATION FOR THE NOMINATION COMMITTEE |
Management | For | ||||||||
16 | AUTHORISATION TO DISTRIBUTE DIVIDEND BASED ON APPROVED ANNUAL ACCOUNTS FOR 2013 |
Management | For | ||||||||
17 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET IN ORDER TO CONTINUE OPERATION OF THE SHARE SAVING PLAN FOR EMPLOYEES |
Management | For | ||||||||
18 | AUTHORISATION TO ACQUIRE STATOIL ASA SHARES IN THE MARKET FOR SUBSEQUENT ANNULMENT |
Management | For | ||||||||
19 | PROPOSAL SUBMITTED BY A SHAREHOLDER REGARDING STATOIL'S ACTIVITIES |
Shareholder | Abstain | ||||||||
LAREDO PETROLEUM, INC. | |||||||||||
Security | 516806106 | Meeting Type | Annual | ||||||||
Ticker Symbol | LPI | Meeting Date | 15-May-2014 | ||||||||
ISIN | US5168061068 | Agenda | 933953968 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | RANDY A. FOUTCH | For | For | ||||||||
2 | PETER R. KAGAN | For | For | ||||||||
3 | EDMUND P. SEGNER, III | For | For | ||||||||
4 | DR. MYLES W. SCOGGINS | For | For | ||||||||
2. | THE RATIFICATION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
APACHE CORPORATION | |||||||||||
Security | 037411105 | Meeting Type | Annual | ||||||||
Ticker Symbol | APA | Meeting Date | 15-May-2014 | ||||||||
ISIN | US0374111054 | Agenda | 933967486 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ELECTION OF DIRECTOR: G. STEVEN FARRIS |
Management | For | For | |||||||
2. | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | Management | For | For | |||||||
3. | ELECTION OF DIRECTOR: AMY H. NELSON | Management | For | For | |||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS |
Management | For | For | |||||||
5. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS |
Management | Abstain | Against | |||||||
6. | APPROVAL OF AMENDMENT TO APACHE'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS |
Management | For | For | |||||||
CARRIZO OIL & GAS, INC. | |||||||||||
Security | 144577103 | Meeting Type | Annual | ||||||||
Ticker Symbol | CRZO | Meeting Date | 15-May-2014 | ||||||||
ISIN | US1445771033 | Agenda | 933983505 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | S.P. JOHNSON IV | For | For | ||||||||
2 | STEVEN A. WEBSTER | For | For | ||||||||
3 | THOMAS L. CARTER, JR. | For | For | ||||||||
4 | ROBERT F. FULTON | For | For | ||||||||
5 | F. GARDNER PARKER | For | For | ||||||||
6 | ROGER A. RAMSEY | For | For | ||||||||
7 | FRANK A. WOJTEK | For | For | ||||||||
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
3. | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE INCENTIVE PLAN OF CARRIZO OIL & GAS, INC. TO AUTHORIZE 3,577,500 ADDITIONAL SHARES FOR ISSUANCE, TO AFFIRM AS MODIFIED THE MATERIAL TERMS OF THE PERFORMANCE GOALS AND TO MAKE OTHER CHANGES TO THE INCENTIVE PLAN. |
Management | Against | Against | |||||||
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
FRESNILLO PLC, LONDON | |||||||||||
Security | G371E2108 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 16-May-2014 | |||||||||
ISIN | GB00B2QPKJ12 | Agenda | 705155845 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | RECEIVING THE 2013 REPORT AND ACCOUNTS |
Management | For | For | |||||||
2 | THAT, A SPECIAL DIVIDEND OF 6.8 US CENTS PER ORDINARY SHARE, BE DECLARED. DIRECTORS REMUNERATION POLICY |
Management | For | For | |||||||
3 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | |||||||
4 | APPROVAL OF THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | |||||||
5 | RE-ELECTION OF MR ALBERTO BAILLERES | Management | For | For | |||||||
6 | RE-ELECTION OF MR FERNANDO RUIZ | Management | For | For | |||||||
7 | RE-ELECTION OF MR GUY WILSON | Management | For | For | |||||||
8 | RE-ELECTION OF MR JUAN BORDES | Management | For | For | |||||||
9 | RE-ELECTION OF MR ARTURO FERNANDEZ | Management | For | For | |||||||
10 | RE-ELECTION OF MR RAFAEL MAC GREGOR | Management | For | For | |||||||
11 | RE-ELECTION OF MR JAIME LOMELIN | Management | For | For | |||||||
12 | RE-ELECTION OF MS MARIA ASUNCION ARAMBURUZABALA |
Management | For | For | |||||||
13 | RE-ELECTION OF MR ALEJANDRO BAILLERES |
Management | For | For | |||||||
14 | ELECTION OF MS BARBARA GARZA LAGUERA |
Management | For | For | |||||||
15 | ELECTION OF MR JAIME SERRA | Management | For | For | |||||||
16 | ELECTION OF MR CHARLES JACOBS | Management | For | For | |||||||
17 | RE-APPOINTMENT OF ERNST AND YOUNG LLP AS AUDITORS |
Management | For | For | |||||||
18 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | |||||||
19 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | |||||||
20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS |
Management | Against | Against | |||||||
21 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | |||||||
22 | NOTICE PERIOD FOR A GENERAL MEETING | Management | For | For | |||||||
CMMT | 01 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESO-LUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
CAMERON INTERNATIONAL CORPORATION | |||||||||||
Security | 13342B105 | Meeting Type | Annual | ||||||||
Ticker Symbol | CAM | Meeting Date | 16-May-2014 | ||||||||
ISIN | US13342B1052 | Agenda | 933961674 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: H. PAULETT EBERHART |
Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: JAMES T. HACKETT |
Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: JACK B. MOORE | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: MICHAEL E. PATRICK |
Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN |
Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: BRUCE W. WILKINSON |
Management | For | For | |||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2014. |
Management | For | For | |||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, OUR 2013 EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
GLENCORE XSTRATA PLC, ST HELIER | |||||||||||
Security | G39420107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 20-May-2014 | |||||||||
ISIN | JE00B4T3BW64 | Agenda | 705175900 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | THAT THE COMPANY'S NAME BE CHANGED TO GLENCORE PLC AND THAT THE MEMORANDUM OF ASSOCIATION OF THE COMPANY BE AMENDED BY THE DELETION OF THE FIRST PARAGRAPH THEREOF AND THE INSERTION IN ITS PLACE OF THE FOLLOWING: THE NAME OF THE COMPANY IS GLENCORE PLC |
Management | For | For | |||||||
2 | THAT THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIRMAN OF THE MEETING FOR PURPOSES OF IDENTIFICATION BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION |
Management | For | For | |||||||
3 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31DEC2013 (2013 ANNUAL REPORT) |
Management | For | For | |||||||
4 | TO APPROVE A FINAL DISTRIBUTION OF USD0.111 PER ORDINARY SHARE FOR THE YEAR ENDED 31DEC2013 WHICH THE DIRECTORS PROPOSE, AND THE SHAREHOLDERS RESOLVE, IS TO BE PAID ONLY FROM THE CAPITAL CONTRIBUTION RESERVES OF THE COMPANY |
Management | For | For | |||||||
5 | TO RE-ELECT ANTHONY HAYWARD (INTERIM CHAIRMAN) AS A DIRECTOR |
Management | For | For | |||||||
6 | TO RE-ELECT LEONHARD FISCHER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR |
Management | For | For | |||||||
7 | TO RE-ELECT WILLIAM MACAULAY (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR |
Management | For | For | |||||||
8 | TO RE-ELECT IVAN GLASENBERG (CHIEF EXECUTIVE OFFICER) AS A DIRECTOR |
Management | For | For | |||||||
9 | TO ELECT PETER COATES (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR |
Management | For | For | |||||||
10 | TO ELECT JOHN MACK (INDEPENDENT NON- EXECUTIVE DIRECTOR) AS A DIRECTOR |
Management | For | For | |||||||
11 | TO ELECT PETER GRAUER (INDEPENDENT NON-EXECUTIVE DIRECTOR) AS A DIRECTOR |
Management | For | For | |||||||
12 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT) |
Management | For | For | |||||||
13 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT IN PART A OF THE DIRECTORS' REMUNERATION REPORT IN THE 2013 ANNUAL REPORT |
Management | For | For | |||||||
14 | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID |
Management | For | For | |||||||
15 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS |
Management | For | For | |||||||
16 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY'S ARTICLES OF ASSOCIATION (THE ARTICLES) TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES FOR AN ALLOTMENT PERIOD (AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 30 JUNE 2015 AND THE CONCLUSION OF THE COMPANYS AGM IN 2015, AND FOR THAT PURPOSE THE AUTHORISED ALLOTMENT AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE U.S.D44,261,351 |
Management | For | For | |||||||
17 | THAT SUBJECT TO THE PASSING OF RESOLUTION 2 THE DIRECTORS BE AND ARE HEREBY AUTHORISED TO OFFER AND ALLOT ORDINARY SHARES TO ORDINARY SHAREHOLDERS IN LIEU OF A CASH DISTRIBUTION FROM TIME TO TIME OR FOR SUCH PERIOD AS THEY MAY DETERMINE PURSUANT TO THE TERMS OF ARTICLE 142 OF THE ARTICLES PROVIDED THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON 20 MAY 2019 |
Management | For | For | |||||||
18 | SUBJECT TO AND CONDITIONALLY UPON THE PASSING OF RESOLUTION 16, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR AN ALLOTMENT PERIOD (EACH AS DEFINED IN THE ARTICLES) COMMENCING ON THE DATE OF THE PASSING OF THIS RESOLUTION AND ENDING ON THE EARLIER OF 30 JUNE 2015 AND THE CONCLUSION OF THE COMPANY'S AGM IN 2015 WHOLLY FOR CASH AS IF ARTICLE 11 OF THE ARTICLES DID NOT APPLY TO SUCH ALLOTMENT AND, FOR THE PURPOSES OF ARTICLE PARAGRAPH 10.3(C), THE NON-PRE-EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE U.S.D6,639,203 |
Management | For | For | |||||||
19 | THAT: (I) THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 (THE COMPANIES LAW) TO MAKE MARKET PURCHASES OF ORDINARY SHARES, PROVIDED THAT: (A) THE MAXIMUM NUMBER OF ORDINARY SHARES |
Management | For | For | |||||||
AUTHORISED TO BE PURCHASED IS 1,327,840,547 (B) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS U.S.D0.01; (C) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF: 1. AN AMOUNT EQUAL TO 5 PER CENT, ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR ORDINARY SHARES CONTD |
|||||||||||
CONT | CONTD TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE-BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH SUCH SHARES ARE-CONTRACTED TO BE PURCHASED; AND 2. THE HIGHER OF THE PRICE OF THE LAST-INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE LONDON STOCK-EXCHANGE DAILY OFFICIAL LIST AT THE TIME THAT THE PURCHASE IS CARRIED OUT;-AND (D) THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE ON THE EARLIER OF THE- CONCLUSION OF THE COMPANY'S AGM CONTD |
Non-Voting | |||||||||
CONT | CONTD IN 2015 OR ON 30 JUNE 2015 (EXCEPT THAT THE COMPANY MAY MAKE A CONTRACT-TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE SUCH AUTHORITY-EXPIRES, WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF-SUCH AUTHORITY, AND MAY MAKE PURCHASES OF ORDINARY SHARES IN PURSUANCE OF ANY-SUCH CONTRACT AS IF SUCH AUTHORITY HAD NOT EXPIRED); AND (II) THE COMPANY BE- AND IS HEREBY GENERALLY AND UNCONDITIONALLY CONTD |
Non-Voting | |||||||||
CONT | CONTD AUTHORISED PURSUANT TO ARTICLE 58A OF THE COMPANIES LAW, TO HOLD, IF-THE DIRECTORS SO DESIRE, AS TREASURY SHARES, ANY ORDINARY SHARES PURCHASED-PURSUANT TO THE AUTHORITY CONFERRED BY PARAGRAPH (I) OF THIS RESOLUTION |
Non-Voting | |||||||||
CMMT | 06 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO APPLICATION OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||||
SM ENERGY COMPANY | |||||||||||
Security | 78454L100 | Meeting Type | Annual | ||||||||
Ticker Symbol | SM | Meeting Date | 20-May-2014 | ||||||||
ISIN | US78454L1008 | Agenda | 933969810 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: ANTHONY J. BEST | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: LARRY W. BICKLE | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: STEPHEN R. BRAND |
Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: WILLIAM J. GARDINER |
Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: LOREN M. LEIKER | Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: JULIO M. QUINTANA |
Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: JOHN M. SEIDL | Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: WILLIAM D. SULLIVAN |
Management | For | For | |||||||
2. | THE PROPOSAL TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES, AND THE COMPENSATION OF OUR COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | Abstain | Against | |||||||
DENBURY RESOURCES INC. | |||||||||||
Security | 247916208 | Meeting Type | Annual | ||||||||
Ticker Symbol | DNR | Meeting Date | 20-May-2014 | ||||||||
ISIN | US2479162081 | Agenda | 933970370 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | WIELAND F. WETTSTEIN | For | For | ||||||||
2 | MICHAEL L. BEATTY | For | For | ||||||||
3 | MICHAEL B. DECKER | For | For | ||||||||
4 | JOHN P. DIELWART | For | For | ||||||||
5 | RONALD G. GREENE | For | For | ||||||||
6 | GREGORY L. MCMICHAEL | For | For | ||||||||
7 | KEVIN O. MEYERS | For | For | ||||||||
8 | PHIL RYKHOEK | For | For | ||||||||
9 | RANDY STEIN | For | For | ||||||||
10 | LAURA A. SUGG | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPANY'S 2013 NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
ANTOFAGASTA PLC, LONDON | |||||||||||
Security | G0398N128 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 21-May-2014 | |||||||||
ISIN | GB0000456144 | Agenda | 705156328 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2013 |
Management | For | For | |||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY REPORT, THE FULL TEXT OF WHICH IS SET OUT IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 |
Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 (EXCLUDING THE DIRECTORS' REMUNERATION POLICY REPORT) |
Management | For | For | |||||||
4 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||||
5 | TO RE-ELECT MR. J-P LUKSIC AS A DIRECTOR |
Management | For | For | |||||||
6 | TO RE-ELECT MR. W M HAYES AS A DIRECTOR |
Management | For | For | |||||||
7 | TO RE-ELECT MR. G S MENENDEZ AS A DIRECTOR |
Management | For | For | |||||||
8 | TO RE-ELECT MR. R F JARA AS A DIRECTOR | Management | For | For | |||||||
9 | TO RE-ELECT MR. J G CLARO AS A DIRECTOR |
Management | For | For | |||||||
10 | TO RE-ELECT MR. H DRYLAND AS A DIRECTOR |
Management | For | For | |||||||
11 | TO RE-ELECT MR. T C BAKER AS A DIRECTOR |
Management | For | For | |||||||
12 | TO RE-ELECT MR. M L S DE SOUSA- OLIVEIRA AS A DIRECTOR |
Management | For | For | |||||||
13 | TO RE-ELECT MR. N A PIZARRO AS A DIRECTOR |
Management | For | For | |||||||
14 | TO RE-ELECT MR. A LUKSIC AS A DIRECTOR | Management | For | For | |||||||
15 | TO RE-ELECT Ms. V BLANLOT AS A DIRECTOR |
Management | For | For | |||||||
16 | TO RE-APPOINT DELOITTE LLP AS AUDITORS |
Management | For | For | |||||||
17 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION |
Management | For | For | |||||||
18 | TO GRANT AUTHORITY TO THE DIRECTORS TO ALLOT SECURITIES |
Management | For | For | |||||||
19 | TO GRANT POWER TO THE DIRECTORS TO ALLOT SECURITIES FOR CASH OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS |
Management | Abstain | Against | |||||||
20 | TO RENEW THE COMPANY'S AUTHORITY TO MAKE MARKET PURCHASES OF ORDINARY SHARES |
Management | For | For | |||||||
21 | TO PERMIT THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON 14 CLEAR DAYS' NOTICE |
Management | For | For | |||||||
HALLIBURTON COMPANY | |||||||||||
Security | 406216101 | Meeting Type | Annual | ||||||||
Ticker Symbol | HAL | Meeting Date | 21-May-2014 | ||||||||
ISIN | US4062161017 | Agenda | 933970786 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | For | |||||||
1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | For | |||||||
1C | ELECTION OF DIRECTOR: M. CARROLL | Management | For | For | |||||||
1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | For | |||||||
1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | For | |||||||
1F | ELECTION OF DIRECTOR: J.C. GRUBISICH | Management | For | For | |||||||
1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Management | For | For | |||||||
1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | For | |||||||
1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | For | |||||||
1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | For | For | |||||||
1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | For | |||||||
2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. |
Management | For | For | |||||||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
4 | PROPOSAL ON HUMAN RIGHTS POLICY. | Shareholder | Against | For | |||||||
HOCHSCHILD MINING PLC, LONDON | |||||||||||
Security | G4611M107 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 22-May-2014 | |||||||||
ISIN | GB00B1FW5029 | Agenda | 705194140 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | TO RECEIVE THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2013 |
Management | For | For | |||||||
2 | TO APPROVE THE 2013 DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) |
Management | For | For | |||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | |||||||
4 | TO RE-ELECT GRAHAM BIRCH AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
5 | TO RE-ELECT ENRICO BOMBIERI AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
6 | TO RE-ELECT JORGE BORN JR. AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
7 | TO RE-ELECT IGNACIO BUSTAMANTE AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
8 | TO RE-ELECT ROBERTO DANINO AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
9 | TO RE-ELECT SIR MALCOLM FIELD AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
10 | TO RE-ELECT EDUARDO HOCHSCHILD AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
11 | TO RE-ELECT NIGEL MOORE AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||||
12 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS |
Management | For | For | |||||||
13 | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE AUDITORS' REMUNERATION |
Management | For | For | |||||||
14 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES |
Management | For | For | |||||||
15 | TO APPROVE THE RULES OF THE DEFERRED BONUS PLAN ("DBP") AND AUTHORISE THE DIRECTORS TO ESTABLISH FURTHER PLANS FOR EMPLOYEES BASED OVERSEAS BASED ON THE DBP |
Management | For | For | |||||||
16 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS |
Management | Against | Against | |||||||
17 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES |
Management | For | For | |||||||
18 | TO AUTHORISE GENERAL MEETINGS OTHER THAN ANNUAL GENERAL MEETINGS TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | |||||||
CMMT | 23 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGA-IN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | |||||||||
WPX ENERGY, INC. | |||||||||||
Security | 98212B103 | Meeting Type | Annual | ||||||||
Ticker Symbol | WPX | Meeting Date | 22-May-2014 | ||||||||
ISIN | US98212B1035 | Agenda | 933968313 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: JAMES J. BENDER | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: ROBERT K. HERDMAN |
Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: GEORGE A. LORCH |
Management | For | For | |||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
4. | STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GREENHOUSE GAS EMISSIONS GOALS. |
Shareholder | Against | For | |||||||
5. | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. |
Shareholder | For | ||||||||
THE WILLIAMS COMPANIES, INC. | |||||||||||
Security | 969457100 | Meeting Type | Annual | ||||||||
Ticker Symbol | WMB | Meeting Date | 22-May-2014 | ||||||||
ISIN | US9694571004 | Agenda | 933985294 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1A. | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG |
Management | For | For | |||||||
1B. | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND |
Management | For | For | |||||||
1C. | ELECTION OF DIRECTOR: KATHLEEN B. COOPER |
Management | For | For | |||||||
1D. | ELECTION OF DIRECTOR: JOHN A. HAGG | Management | For | For | |||||||
1E. | ELECTION OF DIRECTOR: JUANITA H. HINSHAW |
Management | For | For | |||||||
1F. | ELECTION OF DIRECTOR: RALPH IZZO | Management | For | For | |||||||
1G. | ELECTION OF DIRECTOR: FRANK T. MACINNIS |
Management | For | For | |||||||
1H. | ELECTION OF DIRECTOR: ERIC W. MANDELBLATT |
Management | For | For | |||||||
1I. | ELECTION OF DIRECTOR: STEVEN W. NANCE |
Management | For | For | |||||||
1J. | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | For | |||||||
1K. | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | For | |||||||
1L. | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For | For | |||||||
2. | APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 INCENTIVE PLAN. |
Management | For | For | |||||||
3. | APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | |||||||
4. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2014. |
Management | For | For | |||||||
5. | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
ILUKA RESOURCES LTD | |||||||||||
Security | Q4875J104 | Meeting Type | Annual General Meeting | ||||||||
Ticker Symbol | Meeting Date | 28-May-2014 | |||||||||
ISIN | AU000000ILU1 | Agenda | 705061961 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL "3" AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT- PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT-OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY-VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE-THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. |
Non-Voting | |||||||||
1 | Re-election of Director - Jennifer Anne Seabrook | Management | For | For | |||||||
2 | Election of Director - Marcelo Hubmeyer De Almeida Bastos |
Management | For | For | |||||||
3 | Adoption of remuneration report | Management | For | For | |||||||
PIONEER NATURAL RESOURCES COMPANY | |||||||||||
Security | 723787107 | Meeting Type | Annual | ||||||||
Ticker Symbol | PXD | Meeting Date | 28-May-2014 | ||||||||
ISIN | US7237871071 | Agenda | 933975990 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: STACY P. METHVIN |
Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: CHARLES E. RAMSEY, JR. |
Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: EDISON C. BUCHANAN |
Management | For | For | |||||||
1.6 | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | |||||||
1.7 | ELECTION OF DIRECTOR: J. KENNETH THOMPSON |
Management | For | For | |||||||
1.8 | ELECTION OF DIRECTOR: JIM A. WATSON | Management | For | For | |||||||
2 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | |||||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION |
Management | Abstain | Against | |||||||
4 | REAPPROVAL OF THE SECTION 162(M) MATERIAL TERMS UNDER THE 2006 LONG- TERM INCENTIVE PLAN |
Management | For | For | |||||||
ENERGY XXI (BERMUDA) LIMITED | |||||||||||
Security | G10082140 | Meeting Type | Special | ||||||||
Ticker Symbol | EXXI | Meeting Date | 30-May-2014 | ||||||||
ISIN | BMG100821401 | Agenda | 934000491 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | APPROVAL OF THE ISSUANCE OF SHARES OF EXXI COMMON STOCK TO EPL STOCKHOLDERS IN CONNECTION WITH THE MERGER. |
Management | For | For | |||||||
2. | ELECTION OF CLASS II DIRECTOR: SCOTT A. GRIFFITHS |
Management | For | For | |||||||
NABORS INDUSTRIES LTD. | |||||||||||
Security | G6359F103 | Meeting Type | Annual | ||||||||
Ticker Symbol | NBR | Meeting Date | 03-Jun-2014 | ||||||||
ISIN | BMG6359F1032 | Agenda | 934011800 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JAMES R. CRANE | For | For | ||||||||
2 | JOHN P. KOTTS | For | For | ||||||||
3 | MICHAEL C. LINN | For | For | ||||||||
4 | JOHN V. LOMBARDI | For | For | ||||||||
5 | ANTHONY G. PETRELLO | For | For | ||||||||
6 | HOWARD WOLF | For | For | ||||||||
7 | JOHN YEARWOOD | For | For | ||||||||
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR AND AUTHORIZATION OF THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITOR'S REMUNERATION. |
Management | For | For | |||||||
3. | NONBINDING PROPOSAL TO APPROVE THE EXTENSION OF OUR SHAREHOLDER RIGHTS PLAN. |
Management | Against | Against | |||||||
4. | NONBINDING PROPOSAL TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | |||||||
5. | NONBINDING SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER APPROVAL OF SPECIFIC PERFORMANCE METRICS IN EQUITY COMPENSATION PLANS. |
Shareholder | Against | For | |||||||
6. | NONBINDING SHAREHOLDER PROPOSAL REGARDING SHARE RETENTION REQUIREMENT FOR SENIOR EXECUTIVES. |
Shareholder | Against | For | |||||||
7. | NONBINDING SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. |
Shareholder | Against | For | |||||||
8. | NONBINDING SHAREHOLDER PROPOSAL REGARDING THE VOTE STANDARD FOR DIRECTOR ELECTIONS. |
Shareholder | Against | For | |||||||
9. | NONBINDING SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | |||||||
10. | NONBINDING SHAREHOLDER PROPOSAL REGARDING THE VOTE STANDARD ON ALL MATTERS EXCEPT DIRECTOR ELECTIONS. |
Shareholder | Against | For | |||||||
DEVON ENERGY CORPORATION | |||||||||||
Security | 25179M103 | Meeting Type | Annual | ||||||||
Ticker Symbol | DVN | Meeting Date | 04-Jun-2014 | ||||||||
ISIN | US25179M1036 | Agenda | 933987375 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | BARBARA M. BAUMANN | For | For | ||||||||
2 | JOHN E. BETHANCOURT | For | For | ||||||||
3 | ROBERT H. HENRY | For | For | ||||||||
4 | JOHN A. HILL | For | For | ||||||||
5 | MICHAEL M. KANOVSKY | For | For | ||||||||
6 | ROBERT A. MOSBACHER, JR | For | For | ||||||||
7 | J. LARRY NICHOLS | For | For | ||||||||
8 | DUANE C. RADTKE | For | For | ||||||||
9 | MARY P. RICCIARDELLO | For | For | ||||||||
10 | JOHN RICHELS | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
3. | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT AUDITORS FOR 2014. |
Management | For | For | |||||||
4. | REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. |
Shareholder | Against | For | |||||||
5. | REPORT DISCLOSING LOBBYING POLICY AND ACTIVITY. |
Shareholder | Against | For | |||||||
6. | REPORT ON LOBBYING ACTIVITIES RELATED TO ENERGY POLICY AND CLIMATE CHANGE. |
Shareholder | Against | For | |||||||
NOBLE CORPORATION | |||||||||||
Security | G65431101 | Meeting Type | Annual | ||||||||
Ticker Symbol | NE | Meeting Date | 10-Jun-2014 | ||||||||
ISIN | GB00BFG3KF26 | Agenda | 934022978 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF THE COMPANY FOR A THREE- YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2015) |
Management | For | For | |||||||
2. | JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR OF THE COMPANY FOR A THREE- YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2015) |
Management | For | For | |||||||
3. | MARY P. RICCIARDELLO BE RE-ELECTED AS A DIRECTOR OF THE COMPANY FOR A THREE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY THE SHAREHOLDERS, TO A ONE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2015) |
Management | For | For | |||||||
4. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 |
Management | For | For | |||||||
5. | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S UK STATUTORY AUDITOR |
Management | For | For | |||||||
6. | AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS' COMPENSATION |
Management | For | For | |||||||
7. | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION |
Management | For | For | |||||||
8. | AN ADVISORY VOTE ON THE COMPANY'S DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2013 |
Management | For | For | |||||||
9. | APPROVAL OF THE COMPANY'S DIRECTORS' COMPENSATION POLICY |
Management | For | For | |||||||
10. | AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE OF SHARES OF PARAGON OFFSHORE LIMITED |
Management | For | For | |||||||
11. | AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION TO DECLASSIFY THE BOARD OF DIRECTORS |
Management | For | For | |||||||
B2GOLD CORP. | |||||||||||
Security | 11777Q209 | Meeting Type | Annual and Special Meeting | ||||||||
Ticker Symbol | BTG | Meeting Date | 13-Jun-2014 | ||||||||
ISIN | CA11777Q2099 | Agenda | 934027334 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
01 | TO SET THE NUMBER OF DIRECTORS AT 9. | Management | For | For | |||||||
02 | DIRECTOR | Management | |||||||||
1 | CLIVE JOHNSON | For | For | ||||||||
2 | ROBERT CROSS | For | For | ||||||||
3 | ROBERT GAYTON | For | For | ||||||||
4 | BARRY RAYMENT | For | For | ||||||||
5 | JERRY KORPAN | For | For | ||||||||
6 | JOHN IVANY | For | For | ||||||||
7 | BONGANI MTSHISI | For | For | ||||||||
8 | MICHAEL CARRICK | For | For | ||||||||
9 | KEVIN BULLOCK | For | For | ||||||||
03 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. |
Management | For | For | |||||||
04 | TO APPROVE THE OPTION PLAN RESOLUTION RELATING TO THE ADOPTION OF THE AMENDED PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON JUNE 13, 2014. |
Management | For | For | |||||||
05 | TO APPROVE THE RSU PLAN RESOLUTION RELATING TO THE AMENDMENT OF THE RSU PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON JUNE 13, 2014. |
Management | For | For | |||||||
06 | TO APPROVE THE ADVANCE NOTICE POLICY RESOLUTION RELATING TO THE RATIFICATION, CONFIRMATION AND APPROVAL OF THE ADVANCE NOTICE POLICY, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR OF B2GOLD CORP. FOR THE ANNUAL GENERAL AND SPECIAL MEETING OF THE SHAREHOLDERS TO BE HELD ON JUNE 13, 2014. |
Management | For | For | |||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934000299 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. |
Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. |
Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. |
Management | Abstain | ||||||||
WEATHERFORD INTERNATIONAL LTD | |||||||||||
Security | H27013103 | Meeting Type | Special | ||||||||
Ticker Symbol | WFT | Meeting Date | 16-Jun-2014 | ||||||||
ISIN | CH0038838394 | Agenda | 934033363 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | ADOPT THE MERGER AGREEMENT (WEATHERFORD SWITZERLAND INTO WEATHERFORD IRELAND), A COPY OF WHICH IS ATTACHED TO THE ACCOMPANYING PROXY STATEMENT/PROSPECTUS AS ANNEX A. |
Management | For | For | |||||||
2. | APPROVE THE DISTRIBUTABLE PROFITS PROPOSAL. |
Management | For | For | |||||||
-- | IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF EXTRAORDINARY GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS (ARTICLE 700, PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS) ARE PROPOSED AT THE EXTRAORDINARY GENERAL MEETING, I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: MARK THE FOR BOX TO VOTE ACCORDING TO THE MOTIONS OF THE BOARD OF DIRECTORS. MARK THE AGAINST BOX TO VOTE AGAINST ALTERNATIVE/ADDITIONAL MOTIONS. MARK THE ABSTAIN BOX TO ABSTAIN FROM VOTING. |
Management | Abstain | ||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | |||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||
Ticker Symbol | FCX | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US35671D8570 | Agenda | 933999180 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1 | DIRECTOR | Management | |||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||
2 | ROBERT J. ALLISON, JR. | For | For | ||||||||
3 | ALAN R. BUCKWALTER, III | For | For | ||||||||
4 | ROBERT A. DAY | For | For | ||||||||
5 | JAMES C. FLORES | For | For | ||||||||
6 | GERALD J. FORD | For | For | ||||||||
7 | THOMAS A. FRY, III | For | For | ||||||||
8 | H. DEVON GRAHAM, JR. | For | For | ||||||||
9 | LYDIA H. KENNARD | For | For | ||||||||
10 | CHARLES C. KRULAK | For | For | ||||||||
11 | BOBBY LEE LACKEY | For | For | ||||||||
12 | JON C. MADONNA | For | For | ||||||||
13 | DUSTAN E. MCCOY | For | For | ||||||||
14 | JAMES R. MOFFETT | For | For | ||||||||
15 | STEPHEN H. SIEGELE | For | For | ||||||||
16 | FRANCES FRAGOS TOWNSEND | For | For | ||||||||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||||
3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | |||||||
4 | APPROVAL OF THE FREEPORT-MCMORAN COPPER & GOLD INC. ANNUAL INCENTIVE PLAN. |
Management | For | For | |||||||
5 | STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS. |
Shareholder | Against | For | |||||||
CVR ENERGY, INC. | |||||||||||
Security | 12662P108 | Meeting Type | Annual | ||||||||
Ticker Symbol | CVI | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US12662P1084 | Agenda | 934008827 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | BOB G. ALEXANDER | For | For | ||||||||
2 | SUNGHWAN CHO | For | For | ||||||||
3 | CARL C. ICAHN | For | For | ||||||||
4 | VINCENT J. INTRIERI | For | For | ||||||||
5 | JOHN J. LIPINSKI | For | For | ||||||||
6 | SAMUEL MERKSAMER | For | For | ||||||||
7 | STEPHEN MONGILLO | For | For | ||||||||
8 | ANDREW ROBERTO | For | For | ||||||||
9 | JAMES M. STROCK | For | For | ||||||||
2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. |
Management | For | For | |||||||
3. | TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, OUR NAMED EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY"). |
Management | Abstain | Against | |||||||
4. | TO APPROVE THE COMPANY'S 2007 LONG- TERM INCENTIVE PLAN AND AWARDS GRANTED THEREUNDER TO THE COMPANY'S PRESIDENT AND CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE. |
Management | For | For | |||||||
SIBANYE GOLD | |||||||||||
Security | 825724206 | Meeting Type | Annual | ||||||||
Ticker Symbol | SBGL | Meeting Date | 17-Jun-2014 | ||||||||
ISIN | US8257242060 | Agenda | 934027081 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | RE-APPOINTMENT OF AUDITORS | Management | For | For | |||||||
2. | ELECTION OF A DIRECTOR: ZST SKWEYIYA | Management | For | For | |||||||
3. | RE-ELECTION OF A DIRECTOR: MS MOLOKO | Management | For | For | |||||||
4. | RE-ELECTION OF A DIRECTOR: NJ FRONEMAN |
Management | For | For | |||||||
5. | RE-ELECTION OF A DIRECTOR: C KEYTER | Management | For | For | |||||||
6. | RE-ELECTION OF A DIRECTOR: KA RAYNER | Management | For | For | |||||||
7. | RE-ELECTION OF A MEMBER AND CHAIR OF THE AUDIT COMMITTEE: KA RAYNER |
Management | For | For | |||||||
8. | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: RP MENELL |
Management | For | For | |||||||
9. | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: NG NIKA |
Management | For | For | |||||||
10. | RE-ELECTION OF A MEMBER OF THE AUDIT COMMITTEE: SC VAN DER MERWE |
Management | For | For | |||||||
11. | APPROVAL FOR THE ISSUE OF AUTHORISED BUT UNISSUED ORDINARY SHARES |
Management | For | For | |||||||
12. | ADVISORY ENDORSEMENT OF THE RENUMERATION POLICY |
Management | For | For | |||||||
S1. | APPROVAL FOR THE RENUMERATION OF NON-EXECUTIVE DIRECTORS |
Management | For | For | |||||||
S2. | APPROVAL FOR THE COMPANY TO GRANT FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 AND 45 OF THE ACT |
Management | For | For | |||||||
S3. | ACQUISITION OF THE COMPANY'S OWN SHARES |
Management | For | For | |||||||
KODIAK OIL & GAS CORP. | |||||||||||
Security | 50015Q100 | Meeting Type | Annual | ||||||||
Ticker Symbol | KOG | Meeting Date | 19-Jun-2014 | ||||||||
ISIN | CA50015Q1000 | Agenda | 934012080 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1.1 | ELECTION OF DIRECTOR: LYNN A. PETERSON |
Management | For | For | |||||||
1.2 | ELECTION OF DIRECTOR: JAMES E. CATLIN | Management | For | For | |||||||
1.3 | ELECTION OF DIRECTOR: RODNEY D. KNUTSON |
Management | For | For | |||||||
1.4 | ELECTION OF DIRECTOR: HERRICK K. LIDSTONE, JR. |
Management | For | For | |||||||
1.5 | ELECTION OF DIRECTOR: WILLIAM J. KRYSIAK |
Management | For | For | |||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | Abstain | Against | |||||||
COMSTOCK MINING INC | |||||||||||
Security | 205750102 | Meeting Type | Annual | ||||||||
Ticker Symbol | LODE | Meeting Date | 27-Jun-2014 | ||||||||
ISIN | US2057501023 | Agenda | 934009160 - Management | ||||||||
Item | Proposal | Type | Vote | For/Against Management |
|||||||
1. | DIRECTOR | Management | |||||||||
1 | JOHN V. WINFIELD | For | For | ||||||||
2 | CORRADO DEGASPERIS | For | For | ||||||||
3 | DANIEL W. KAPPES | For | For | ||||||||
4 | WILLIAM J. NANCE | For | For | ||||||||
5 | ROBERT A. RESEIGH | For | For | ||||||||
2. | THE PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. |
Management | For | For | |||||||
3. | THE PROPOSAL TO APPROVE A NON- BINDING RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | GAMCO Global Gold, Natural Resources & Income Trust |
By (Signature and Title)* | /s/Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer |
Date | August 13, 2014 |
*Print the name and title of each signing officer under his or her signature.