SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

 

SCHEDULE 13D/A

 

 

(Amendment No. 2)

 

Under the Securities Exchange Act of 1934

BROOKFIELD BUSINESS PARTNERS L.P.

(Name of Issuer)

 

Limited Partnership Units

(Title of Class of Securities)

 

G16234109

(CUSIP Number)

 

A.J. Silber

Brookfield Asset Management Inc.

Brookfield Place, Suite 300

181 Bay Street, P.O. Box 762

Toronto, Ontario M5J 2T3

Tel: (416)956-5182

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)

 

September 26, 2017

(Date of Event Which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box o.

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following pages)

 



 

CUSIP No. G16234109

SCHEDULE 13D

 

 

 

1

Names of Reporting Persons
BROOKFIELD ASSET MANAGEMENT INC.

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x — Joint Filing

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
ONTARIO

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
87,879,747*

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
87,879,747*

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
87,879,747*

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
68.5%

 

 

14

Type of Reporting Person (See Instructions)
CO

 


*This amount includes 63,095,497 redemption-exchange units of Brookfield Business L.P. See Item 5.

 

2



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

 

1

Names of Reporting Persons
PARTNERS LIMITED

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x — Joint Filing

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
CANADA

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
17,349

 

8

Shared Voting Power
89,596,527*

 

9

Sole Dispositive Power
17,349

 

10

Shared Dispositive Power
89,596,527*

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
89,613,876*

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
69.9%

 

 

14

Type of Reporting Person (See Instructions)
CO

 


*This amount includes 63,095,497 redemption-exchange units of Brookfield Business L.P. See Item 5.

 

3



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

 

1

Names of Reporting Persons
PARTNERS VALUE INVESTMENTS LP

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x — Joint Filing

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
ONTARIO

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
1,716,780

 

8

Shared Voting Power
0

 

9

Sole Dispositive Power
1,716,780

 

10

Shared Dispositive Power
0

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
1,716,780

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
2.6%

 

 

14

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

 

1

Names of Reporting Persons
BROOKFIELD PRIVATE EQUITY DIRECT INVESTMENTS HOLDINGS LP

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x — Joint Filing

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
MANITOBA

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
24,784,250

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
24,784,250

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
24,784,250

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
38.0%

 

 

14

Type of Reporting Person (See Instructions)
PN

 

5



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

 

1

Names of Reporting Persons
BROOKFIELD PRIVATE EQUITY GROUP HOLDINGS LP

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x — Joint Filing

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
MANITOBA

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
28,871,195*

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
28,871,195*

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
28,871,195*

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
30.7%

 

 

14

Type of Reporting Person (See Instructions)
PN

 


*Represents redemption-exchange units of Brookfield Business L.P. See Item 5.

 

6



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

 

1

Names of Reporting Persons
BUSC FINANCE LLC

 

 

2

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

 o

 

 

(b)

 x — Joint Filing

 

 

3

SEC Use Only

 

 

4

Source of Funds (See Instructions)
OO

 

 

5

Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e)     o

 

 

6

Citizenship or Place of Organization
DELAWARE

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

7

Sole Voting Power
0

 

8

Shared Voting Power
34,224,302*

 

9

Sole Dispositive Power
0

 

10

Shared Dispositive Power
34,224,302*

 

 

11

Aggregate Amount Beneficially Owned by Each Reporting Person
34,224,302*

 

 

12

Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   o

 

 

13

Percent of Class Represented by Amount in Row (11)
34.4%

 

 

14

Type of Reporting Person (See Instructions)
OO

 


*Represents redemption-exchange units of Brookfield Business L.P. See Item 5.

 

7



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

Explanatory Note

 

This Amendment No. 2 (this “Amendment No. 2”) to Schedule 13D is being filed to reflect the closing on September 26, 2017 of the previously announced equity offering of limited partnership units (the “Units”) of Brookfield Business Partners LP (“BBU”), together with a concurrent private placement (the “Private Placement”) to Brookfield Asset Management Inc. (“BAM”) of 6,945,000 redeemable-exchangeable units (“REUs”) of Brookfield Business L.P. (“Holding LP”), which are exchangeable for Units of BBU under certain circumstances and a concurrent private placement to OMERS, the pension plan for Ontario’s municipal employees, of 6,670,000 Units.

 

Unless otherwise indicated, all references to “$” in this Schedule 13D are to U.S. dollars.

 

Information reported in the original Schedule 13D remains in effect except to the extent that it is amended or superseded by information contained in this Amendment No. 2.

 

Item 2.         Identity and Background

 

Item 2 of Schedule 13D is hereby amended and supplemented as follows:

 

Schedule I hereto, with respect to BAM, Schedule II hereto, with respect to Partners Limited (“Partners”), Schedule III hereto, with respect to Partners Value Investments LP (“PVI”),  Schedule IV hereto, with respect to Brookfield Private Equity Direct Investments Holdings LP (“BPED”), Schedule V hereto, with respect to Brookfield Private Equity Group Holdings LP (“BPEG”), and Schedule VI hereto, with respect to BUSC Finance LLC (“BUSC Finco”), and together with BAM, Partners, PVI, BPED and BPEG, the “Reporting Persons”), set forth a list of all the directors and executive officers or persons holding equivalent positions (the “Scheduled Persons”) of each such Reporting Persons and the principal business address of each Scheduled Person.

 

To the Reporting Persons’ knowledge, none of the Scheduled Persons listed on Schedules I through VI have been, during the last five years, (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

 

Item 3.         Source and Amount of Funds or Other Consideration

 

Item 3 of Schedule 13D is hereby amended and supplemented as follows:

 

In connection with the Private Placement, BAM and Holding LP entered into a subscription agreement, dated as of September 20, 2017 (the “Subscription Agreement”), which provided for the purchase by BAM and its affiliates of 6,945,000 REUs, deliverable at closing on September 26, 2017.

 

Item 4.         Purpose of Transaction

 

Item 4 of Schedule 13D is hereby supplemented as follows:

 

The Subscription Agreement provided for the purchase by BAM and its affiliates of 6,945,000 REUs for the purpose of increasing its investment in BBU.

 

Item 5.         Interest in Securities of the Issuer

 

items 5(a)-(b) of Schedule 13D are hereby amended as follows:

 

(a)-(b) As of the date hereof, BAM may be deemed to be the beneficial owner of 24,784,250 Units and Partners may be deemed to be the beneficial owner of 24,801,599 Units, and such Units each constitutes approximately 38.0% of the issued and outstanding Units based on the number of Units outstanding as of September 26, 2017. As of the date hereof, PVI may be deemed to be the beneficial owner of 1,716,780 Units, and such Units constitute approximately 2.6% of the issued and outstanding Units as of September 26, 2017. In addition, BAM holds, indirectly through BPEG and BUSC Finco, an aggregate of 63,095,497 redemption-exchange units of Holding LP. Such redemption-

 

8



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

exchange units held indirectly by BAM represent 100% of the redemption-exchange units of Holding LP and approximately 49.2% of the Units assuming that all of the redemption-exchange units of Holding LP were exchanged for Units pursuant to the redemption-exchange mechanism. Assuming that all of the redemption-exchange units of Holding LP were exchanged for Units pursuant to the redemption-exchange mechanism, as of the date hereof, BAM may be deemed to be the beneficial owner of 87,879,747 Units and Partners may be deemed to be the beneficial owner of 89,613,876 Units, and such Units would constitute approximately 68.5% and 69.9%, respectively, of the issued and outstanding Units based on the number of Units outstanding as of September 26, 2017. The redemption-exchange units of Holding LP and the redemption-exchange mechanism are more fully described in BBU’s Annual Report on Form 20-F for the year ended December 31, 2016.

 

The Units deemed to be beneficially owned by BAM include 24,784,250 Units beneficially owned by BPED, 28,871,195 redemption-exchange units of Holding LP beneficially owned by BPEG, and 34,224,302 redemption-exchange units of Holding LP beneficially owned by BUSC Finco. The Units deemed to be beneficially owned by Partners include 17,349 Units directly beneficially owned by Partners, together with the Units deemed to be beneficially owned by PVI and the Units deemed to be beneficially owned by BAM. Partners may be deemed to have shared power with each of BAM and PVI to vote or direct the vote of the Units beneficially owned by it or to dispose of such Units other than 17,349 Units with respect to which Partners has sole voting and investment power.

 

Item 7.         Material to be Filed as Exhibits.

 

Exhibit 1

 

Joint Filing Agreement, dated September 26, 2017, among Brookfield Asset Management Inc., Partners Limited, Partners Value Investments LP, Brookfield Private Equity Direct Investments Holdings LP, Brookfield Private Equity Group Holdings LP, and BUSC Finance LLC.

 

 

 

Exhibit 2

 

Subscription Agreement, dated September 20, 2017, by and between Brookfield Asset Management Inc. and Brookfield Business L.P.

 

9



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

SIGNATURES

 

After reasonable inquiry and to the best of the undersigned’s knowledge and belief, each of the undersigned certifies as to itself that the information set forth in this statement is true, complete and correct.

 

Dated: September 26, 2017

 

 

BROOKFIELD ASSET MANAGEMENT INC.

 

 

 

 

 

 

 

By:

/s/ A.J. Silber

 

 

Name:

A.J. Silber

 

 

Title

Vice President, Legal Affairs and Corporate Secretary

 

 

 

 

 

PARTNERS LIMITED

 

 

 

 

 

 

 

By:

/s/ Brian Lawson

 

 

Name:

Brian Lawson

 

 

Title

President

 

 

 

 

 

PARTNERS VALUE INVESTMENTS LP, by its general partner, PVI MANAGEMENT INC.

 

 

 

 

 

 

 

By:

/s/ Adil Mawani

 

 

Name:

Adil Mawani

 

 

Title

Director, Finance

 

 

 

 

 

BROOKFIELD PRIVATE EQUITY GROUP HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC.

 

 

 

 

 

 

 

By:

/s/ A.J. Silber

 

 

Name:

A.J. Silber

 

 

Title

Director

 

10



 

CUSIP No. G16252 10 1

SCHEDULE 13D

 

 

 

BROOKFIELD PRIVATE EQUITY DIRECT INVESTMENTS HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC.

 

 

 

 

 

 

 

By:

/s/ A.J. Silber

 

 

Name:

A.J. Silber

 

 

Title

Director

 

 

 

 

 

BUSC FINANCE LLC

 

 

 

 

 

 

 

By:

/s/ Josh Zinn

 

 

Name:

Josh Zinn

 

 

Title

Vice-President

 

11



 

SCHEDULE I

 

BROOKFIELD ASSET MANAGEMENT INC.

 

Name and Position of
Officer or Director

 

Principal Business
Address

 

Principal Occupation or
Employment

 

Citizenship

 

 

 

 

 

 

 

M. Elyse Allan, Director

 

GE Canada
2300 Meadowvale Road, Mississauga, Ontario, L5N 5P9, Canada

 

President and Chief Executive Officer of GE Canada

 

U.S.A. & Canada

 

 

 

 

 

 

 

Jeffrey M. Blidner, Vice Chairman and Director

 

181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3, Canada

 

Vice Chairman of Brookfield

 

Canada

 

 

 

 

 

 

 

Angela F. Braly, Director

 

The Braly Group LLC
832 Alverna Drive, Indianapolis, Indiana 46260
U.S.A.

 

President & Founder, The Braly Group, LLC

 

U.S.A.

 

 

 

 

 

 

 

Richard (Ric) Clark, Senior Managing Partner

 

250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A.

 

Senior Managing Partner of Brookfield

 

U.S.A.

 

 

 

 

 

 

 

Jack L. Cockwell, Director

 

c/o 51 Yonge Street, Suite 400, Toronto, Ontario
M5E 1J1, Canada

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

Marcel R. Coutu, Director

 

c/o Suite 1700, 335 — 8th Ave. S.W., Calgary, Alberta T2P 1C9 Canada

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

Murilo Ferreira, Director

 

Rua General Venãncio Flores, 50 Cob 01, Leblon Rio de Janeiro

 

Former CEO of Vale SA

 

Brazil

 

 

 

 

 

 

 

J. Bruce Flatt, Director and Senior Managing Partner and Chief Executive Officer

 

181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner and Chief Executive Officer of Brookfield

 

Canada

 

 

 

 

 

 

 

Robert J. Harding, Director

 

c/o 181 Bay Street, Suite 300, Brookfield Place,
Toronto, Ontario M5J 2T3, Canada

 

Corporate Director of Brookfield

 

Canada

 

 

 

 

 

 

 

V. Maureen Kempston Darkes, Director

 

10 Avoca Avenue, Unit 1904, Toronto, Ontario M4T 2B7

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

David W. Kerr, Director

 

Halmont Properties Corporation
51 Yonge Street, Suite 400, Toronto, Ontario M5E
1J1, Canada

 

Chairman, Halmont Properties Corporation

 

Canada

 

 

 

 

 

 

 

Brian W. Kingston,
Senior Managing Partner

 

250 Vesey Street, 15th Floor, New York, NY 10281-1023 U.S.A.

 

Senior Managing Partner of BAM

 

Canada

 

 

 

 

 

 

 

Brian D. Lawson, Senior
Managing Partner and
Chief Financial Officer

 

181 Bay Street, Suite300
Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner an Chief Financial Officer of BAM

 

Canada

 

 

 

 

 

 

 

Cyrus Madon, Senior Managing Partner

 

181 Bay Street, Suite300
Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner of Brookfield

 

Canada

 

 

 

 

 

 

 

Frank J. McKenna, Director

 

TD Bank Group, P.O. Box 1, TD Centre, 66
Wellington St. West, 4th Floor, TD Tower,
Toronto, Ontario M5K 1A2, Canada

 

Chair of Brookfield and Deputy Chair of TD Bank Group

 

Canada

 

 

 

 

 

 

 

Rafael Miranda, Director

 

C/Principe de Viana 9

 

Former CEO of Endesa,

 

Spain

 

 

 

 

 

 

 

 



 

 

 

28023 Madrid, Spain

 

S.A., Chairman of Acerinox, S.A.

 

 

 

 

 

 

 

 

 

Youssef A. Nasr, Director

 

P.O. Box 16 5927, Beirut, Lebanon

 

Corporate Director of Brookfield and former Chairman and CEO of HSBC Middle East Ltd. and former President of HSBC Bank Brazil

 

Lebanon and U.S.A.

 

 

 

 

 

 

 

Lord Augustine Thomas O’Donnell, Director

 

Frontier Economics
71 High Holborn, London U.K.
WC1V 6DA

 

Chairman of Frontier Economics

 

United Kingdom

 

 

 

 

 

 

 

Lori Pearson, Senior Managing Partner

 

181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner and Chief Operating Officer of Brookfield

 

Canada

 

 

 

 

 

 

 

Samuel J.B. Pollock, Senior Managing Partner

 

181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner of Brookfield

 

Canada

 

 

 

 

 

 

 

Ngee Huat Seek, Director

 

501 Orchard Road, #08 — 01 Wheelock Place, Singapore 238880

 

Chairman, Global Logistic Properties

 

Singapore

 

 

 

 

 

 

 

Sachin G. Shah, Senior Managing Partner

 

181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner of Brookfield

 

Canada

 

 

 

 

 

 

 

Diana L. Taylor, Director

 

Solera Capital L.L.C
625 Madison Avenue, 3rd Floor
New York, N.Y. 10022

 

Vice Chair, Solera Capital LLC

 

U.S.A. and Canada

 

 

 

 

 

 

 

A.J. Silber, Vice-President, Legal Affairs and Corporate Secretary

 

181 Bay Street, Suite 300
Toronto, Ontario M5J 2T3, Canada

 

Vice-President, Legal Affairs and Corporate Secretary of Brookfield

 

Canada

 



 

SCHEDULE II

 

PARTNERS LIMITED

 

Name and Position of
Officer or Director

 

Principal Business
Address

 

Principal Occupation or
Employment

 

Citizenship

Jack. L. Cockwell, Director and Chairman

 

c/o  51 Yonge Street, Suite 400 Toronto, Ontario M5E
1J1, Canada

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

David W. Kerr, Director

 

Halmont Properties Corporation
51 Yonge Street, Suite 400 Toronto, Ontario M5E 1J1, Canada

 

Chairman, Halmont Properties Corporation

 

Canada

 

 

 

 

 

 

 

Brian D. Lawson, Director and President

 

Brookfield Asset Management Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario
M5J 2T3, Canada

 

Senior Managing Partner and Chief Financial Officer of Brookfield

 

Canada

 

 

 

 

 

 

 

George E. Myhal, Director

 

Partners Value Investments LP, 181 Bay Street,
Brookfield Place, Suite 210, Toronto, Ontario M5J
 2T3, Canada

 

President and Chief Executive Officer, Partners Value Investments LP

 

Canada

 

 

 

 

 

 

 

Timothy R. Price, Director

 

c/o 51 Yonge Street, Suite 400, Toronto, Ontario M5E
1J1, Canada

 

Chairman, Brookfield Funds

 

Canada

 

 

 

 

 

 

 

Tony E. Rubin, Treasurer

 

51 Yonge Street, Suite 400, Toronto, Ontario M5E
1J1, Canada

 

Accountant

 

Canada

 

 

 

 

 

 

 

Loretta Corso, Secretary

 

Brookfield Asset Management Inc., 181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario
M5J 2T3, Canada

 

Corporate Secretarial
Administrator of Brookfield

 

Canada

 



 

SCHEDULE III

 

PVI MANAGEMENT INC., as General Partner of

 

PARTNERS VALUE INVESTMENTS LP

 

Name and Position of
Officer or Director

 

Principal Business
Address

 

Principal
Occupation or
Employment

 

Citizenship

 

 

 

 

 

 

 

John P. Barratt, Director

 

c/o Suite 200, #10 — 2130 Dickson Road, Mississauga, Ontario L5B 1Y6

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

Edward C. Kress, Director

 

51 Yonge Street, Suite 400, Toronto, Ontario M5E 1J1

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

Brian D. Lawson, Director

 

181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada

 

Senior Managing Partner and Chief Financial Officer
Brookfield

 

Canada

 

 

 

 

 

 

 

Frank N.C. Lochan, Chairman

 

228 Lakewood Drive, Oakville, Ontario L6K 1B2

 

Corporate Director

 

Canada

 

 

 

 

 

 

 

George E. Myhal, President, Chief Executive Officer and Director

 

Partners Value Investments LP, 181 Bay Street, Brookfield Place, Suite 210, Toronto, Ontario M5J 2T3, Canada

 

President and Chief Executive Officer, Partners Value Investments LP

 

Canada

 

 

 

 

 

 

 

Adil Mawani, Director, Finance

 

Partners Value Investments LP, 181 Bay Street, Brookfield Place, Suite 210, Toronto, Ontario M5J 2T3, Canada

 

Director, Finance, Partners Value Investments LP

 

Canada

 

 

 

 

 

 

 

Ralph J. Zarboni, Director

 

Rossiter Ventures Corporation
7357 Woodbine Ave., Suite 412
Markham, Ontario L3R 6L3

 

Chairman and Chief Executive Officer of EM Group Inc. and EM Plastic & Electric Products Limited

 

Canada

 

 

 

 

 

 

 

Loretta Corso, Corporate Secretary

 

181 Bay Street, Brookfield Place, Suite 300, Toronto, Ontario M5J 2T3, Canada

 

Corporate Secretarial Administrator, Brookfield

 

Canada

 



 

SCHEDULE IV

 

BROOKFIELD PRIVATE EQUITY GROUP HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC.

 

Name and Position of
Officer or Director

 

Principal Business
Address

 

Principal Occupation or
Employment

 

Citizenship

 

 

 

 

 

 

 

Jaspreet Dehl, Managing Director and Secretary

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Managing Director

 

Canada

 

 

 

 

 

 

 

David Nowak, Managing Partner

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Managing Partner

 

Canada

 

 

 

 

 

 

 

David Grosman, Director and Senior Vice President

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Senior Vice President

 

Canada

 

 

 

 

 

 

 

A.J. Silber, Director

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Vice-President, Legal Affairs and Corporate Secretary of Brookfield

 

Canada

 

 

 

 

 

 

 

Joseph Freedman, Senior Vice Chairman

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Senior Vice Chairman

 

Canada

 

 

 

 

 

 

 

Cyrus Madon, Senior Managing Partner

 

181 Bay Street, Suite300, Toronto, ON M5J 2T3

 

Senior Managing Partner of Brookfield

 

Canada

 

 

 

 

 

 

 

Ryan Szainwald, Senior Vice President

 

181 Bay Street, Suite300, Toronto, ON M5J 2T3

 

Senior Vice President

 

Canada

 



 

SCHEDULE V

 

BROOKFIELD PRIVATE EQUITY DIRECT INVESTMENTS HOLDINGS LP, by its general partner, BROOKFIELD PRIVATE EQUITY INC.

 

Name and Position of
Officer or Director

 

Principal Business
Address

 

Principal Occupation or
Employment

 

Citizenship

 

 

 

 

 

 

 

Jaspreet Dehl, Managing Director and Secretary

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Managing Director

 

Canada

 

 

 

 

 

 

 

David Nowak, Managing Partner

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Managing Partner

 

Canada

 

 

 

 

 

 

 

David Grosman, Director and Senior Vice President

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Senior Vice President

 

Canada

 

 

 

 

 

 

 

A.J. Silber, Director

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Vice-President, Legal Affairs and Corporate Secretary of Brookfield

 

Canada

 

 

 

 

 

 

 

Joseph Freedman, Senior Vice Chairman

 

181 Bay Street, Suite 300, Toronto, ON M5J 2T3

 

Senior Vice Chairman

 

Canada

 

 

 

 

 

 

 

Cyrus Madon, Senior Managing Partner

 

181 Bay Street, Suite300, Toronto, ON M5J 2T3

 

Senior Managing Partner of Brookfield

 

Canada

 

 

 

 

 

 

 

Ryan Szainwald, Senior Vice President

 

181 Bay Street, Suite300, Toronto, ON M5J 2T3

 

Senior Vice President

 

Canada

 



 

SCHEDULE VI

 

BUSC FINANCE LLC

 

Name and Position of
Officer or Manager

 

Principal Business
Address

 

Principal Occupation or
Employment

 

Citizenship

 

 

 

 

 

 

 

Mark Srulowitz, President

 

250 Vesey Street, 15th Floor, New York, NY 10281-1023

 

Managing Partner

 

U.S.A.

 

 

 

 

 

 

 

Jordan Kolar, Manager and Vice President

 

250 Vesey Street, 15th Floor, New York, NY 10281-1023

 

Senior Vice President, Tax

 

U.S.A.

 

 

 

 

 

 

 

Josh Zinn, Manager and Vice President

 

250 Vesey Street, 15th Floor, New York, NY 10281-1023

 

Senior Vice President

 

Australia

 

 

 

 

 

 

 

Rami El Jurdi, Manager and Secretary

 

181 Bay Street, Suite300, Toronto, ON M5J 2T3

 

Vice President

 

Canada