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FORM 6-K/A
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2003.
Total number of pages: 11.
The exhibit index is located on page 2.
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-
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Information furnished on this form:
| Exhibit Number |
Page Number | |||
| 1. |
4 |
Note
On March 14, 2003, Nomura Holdings, Inc. (the “Company”) filed a Report of Foreign Private Issuer on Form 6-K with the Securities Exchange Commission regarding changes in organizations and directors, etc. The Company is filing this Form 6-K/A in order to amend the current title of Junichi Ujiie “President & Chief Operating Officer” at the exhibit 3 of the Form 6-K filed on March 14, 2003 as “President & Chief Executive Officer”.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||||||
| Date: March 17, 2003 |
By: |
/s/ MASANORI ITATANI | ||||||
| Masanori Itatani Director | ||||||||
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Changes in Organizations and Directors
Today, Nomura Holdings, Inc. announces the following changes to its own organization and directors and those of its wholly owned subsidiaries, Nomura Securities Co., Ltd., Nomura Asset Management Co., Ltd., The Nomura Trust & Banking Co., Ltd. and Nomura Capital Investment Co., Ltd.
| A) | Changes in Organizations |
(effective from April1, 2003)
Nomura Securities Co., Ltd.
| 1. | Nomura Group Headquarters |
The Internal Audit Department is to be incorporated into the Nomura Group Headquarters.
| 2. | Fixed Income Division |
The Structured Products Marketing Department and the Debt Capital Market Department are to be incorporated into the Fixed Income Division.
| 3. | Equity Division |
The Equity Quantitative Sales Department is to be reorganized into the Equity Solution Department.
| 4. | Investment Banking Division |
| (1) | Osaka Investment Banking Department I |
The Investment Banking Department I and Investment Banking Department II at Osaka Branch Office are to be combined to form the Osaka Investment Banking Department I, which is to be incorporated into the Investment Banking Division of the Headquarters.
| (2) | Osaka Investment Banking Department II |
The Investment Banking Department III at Osaka Branch Office is to be renamed the Osaka Investment Banking Department II, which is to be incorporated into the Investment Banking Division of the Headquarters.
| (3) | Nagoya Investment Banking Departments I&II |
The Investment Banking Departments I&II at Nagoya Branch Office are to be renamed the Nagoya Investment Banking Departments I&II, respectively, and are to be incorporated into the Investment Banking Division of the Headquarters.
| 5. | Financial & Public Sector Institutions Division |
The Financial & Public Sector Institutions Division is to be dissolved into the Financial Institutions Department and the Public Sector Institutions Department.
| 6. | IT & Operations Division |
The IT & Operations Division is to be newly established to incorporate the Systems Planning Department, Operations Planning Department, Clearing & Custody Department, and the Trading Support Department.
| 7. | Compliance Division |
The Branch Administration Support Department is to be incorporated into the Compliance Division.
| 8. | Asia & Oceania Division |
The Asia & Oceania Division is to be dissolved and the Asia Department is to be newly created at the Headquarters.
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Nomura Asset Management Co., Ltd.
| 1. | Investment and Research |
As part of ongoing efforts to enhance asset management capabilities, investment and research will be integrated and unified operational management further advanced. The current structure of 4 departments and 15 divisions will be reduced to 1 department and 12 divisions.
Departmental & Divisional Reorganization
| (1) | The Equity Investment Division, Fixed Income Investment Division, Investment Technology Division and Investment Research Division are to be combined to form the Investment and Research Division. |
| (2) | The Japanese Equity Investment Department, Japanese Equity Fund Management Department and Global Equity Investment Department are to be integrated into the Equity Investment Department. |
| (3) | The Fixed Income Investment Department and the Fixed Income Fund Management Department are to be integrated into the Fixed Income Investment Department. |
| (4) | The Investment Strategy Department and Institutional Clients Investment Department are to be integrated into the Global Balance Investment Department. |
| (5) | The Credit Research Department is to be newly established. |
| (6) | Functions of global research are to be transferred to the Economic Research Department and Corporate Research Department and the Global Research Department is to be dissolved. |
| (7) | Functions from the Investment Business Planning Department are to be combined with the Investment Risk Monitoring Department under the Compliance & Investment Administration Division. |
Compliance & Investment Administration Division Reorganization
The number of departments in the Compliance & Investment Administration Division will be reduced from 4 to 3 (Compliance Department, Investment Performance Analysis & Risk Supervisory Department, Inspection Department) in order to integrate the Investment Risk Monitoring Department into the Investment Business Planning Department.
Products Management Division
The Disclosure Department is to be transferred to the Fund Administration Division and the Products Management Division is to be dissolved.
The New Products Development Department is to be renamed the New Products Planning & Development Department and will be affiliated to no division.
| B) | Business Line Heads |
(effective from April 1, 2003)
| Takashi Yanagiya | ||
| Domestic Retail |
Executive Managing Director | |
| Nomura Securities Co., Ltd. | ||
| Takumi Shibata | ||
| Global Wholesale |
Executive Managing Director | |
| Nomura Securities Co., Ltd. | ||
| Yasuo Agemura | ||
| Global Fixed Income |
Director | |
| Nomura Securities Co., Ltd. | ||
| Hiroshi Tanaka | ||
| Global Equity |
Director | |
| Nomura Securities Co., Ltd. | ||
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| Noriyuki Ushiyama | ||
| Global Investment Banking |
Director | |
| Nomura Securities Co., Ltd. | ||
| Yoshifumi Kawabata | ||
| Global Merchant Banking |
Managing Director | |
| Nomura Securities Co., Ltd. | ||
| Kazutoshi Inano | ||
| Asset Management |
President | |
| Nomura Asset Management Co., Ltd. |
| C) | Business Support Line Heads |
(effective from April 1, 2003)
| Kenichi Fukuhara | ||
| Global Research |
Director | |
| Nomura Securities Co., Ltd. | ||
| Global Risk Management/ |
Kenichi Watanabe | |
| Treasury/Controller/IR/ |
Director | |
| IT & Operations |
Nomura Securities Co., Ltd. | |
| Masanori Itatani | ||
| Global Corporate Communications |
Director | |
| Nomura Holdings, Inc. |
| D) | Regional Management |
(effective from April 1, 2003)
| Hideyuki Takahashi | ||
| Americas |
President & CEO | |
| Nomura Holding America, Inc. | ||
| Hiromi Yamaji | ||
| Europe |
President & CEO | |
| Nomura Europe Holdings plc | ||
| Noriyasu Yoshizawa | ||
| Asia & Oceanic |
President & Managing Director | |
| Nomura Asia Holding N.V. |
| E) | Nomura Group Regional Line Heads |
(effective from April 1, 2003)
| Americas Fixed Income |
Alexander Noujaim | |
| Nomura Securities International, Inc. (New York) | ||
| Europe Fixed Income |
Zenji Nakamura | |
| Nomura International plc (London) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Europe Fixed Income |
Najib Canaan | |
| Nomura International plc (London) | ||
| Fixed Income Asia Pacific |
Yuji Nakata | |
| Nomura International (Hong Kong) Limited | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Americas Equity |
William Mumma | |
| Nomura Securities International, Inc. (New York) |
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| Europe Equity |
Yugo Ishida | |
| Nomura International plc (London) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Asia Equity |
Naoki Matsuba | |
| Nomura International (Hong Kong) Limited | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Americas Investment Banking |
Yasuo Kashiwagi | |
| Nomura Securities International, Inc. (New York) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Europe Investment Banking |
Yasushi Ii | |
| Nomura International plc (London) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Asia Investment Banking |
Yoshihiro Fukuta | |
| Nomura International (Hong Kong) Limited | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Europe Merchant Banking |
Yasushi Ii | |
| Nomura International plc (London) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Asia Investment Advisory |
Satoshi Kikuchi | |
| Nomura International (Hong Kong) Limited | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Europe Research |
Shigeto Shimada | |
| Nomura International plc (London) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Asia Research |
Kimitaka Morikawa | |
| Nomura International (Hong Kong) Limited | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Americas Administration |
Shunichi Ito | |
| Nomura Holding America, Inc. (New York) | ||
| (transferred from Nomura Securities Co., Ltd.) | ||
| Americas Administration |
Edward Farrell | |
| (Treasury and Controller) |
Nomura Holding America, Inc. (New York) | |
| Americas Administration |
Ralph Alfonso | |
| (IT & Operations) |
Nomura Holding America, Inc. (New York) | |
| Europe Administration |
David Farrant | |
| Nomura International plc (London) | ||
| Europe Administration |
Hideki Miyazaki | |
| (transferred from Nomura Securities Co., Ltd.) Nomura International plc (London) | ||
| Europe Administration |
David Benson | |
| (Risk Management/Credit) |
Nomura International plc (London) | |
| Europe Administration |
Paul Spanswick | |
| (Treasury and Controller) |
Nomura International plc (London) |
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| Europe Administration |
Ian Buchanan | |
| (IT & Operations) |
Nomura International plc (London) | |
| Asia Administration |
Yukinobu Onoda | |
| Nomura International (Hong Kong) Limited | ||
| (transferred from Nomura Securities Co., Ltd.) |
Administration is the generic term for Risk Management, Treasury, Controller, and IT & Operations in Global Business Support Lines.
| F) | Appointments of Key Management in Nomura Group’s Overseas Business |
(effective from April 1, 2003)
| Nomura Asia Holding N.V. |
Noriyasu Yoshizawa | |
| (Amsterdam) |
President & Managing Director | |
| (appointed Director of Nomura Securities Co., Ltd. effective from April 1, 2003) | ||
| Banque Nomura France (Paris) |
HiroyukiYamamoto* | |
| Président Directeur Général | ||
| (currently General Manager of Investment Strategy Department, Financial Research Center at Nomura Securities Co., Ltd.) | ||
| Nomura Bank (Luxembourg) S.A. |
Yoshikazu Chono* | |
| President & Managing Director | ||
| (currently transferred to Nomura Bank (Luxembourg) S.A.) | ||
| Nomura Bank (Switzerland) Ltd. |
Minoru Hatada* | |
| (Zurich) |
President & CEO | |
| (currently Deputy General Manager of Personnel Department at Nomura Securities Co., Ltd.) | ||
| Nomura Singapore Limited |
Koki Miura* | |
| President | ||
| (currently Manager of Secretariat at Nomura Securities Co., Ltd.) | ||
| Nomura Australia Limited (Sydney) |
Koji Ito* | |
| Managing Director | ||
| (currently General Manager of Debt Capital Market Department at Nomura Securities Co., Ltd.) |
* To be transferred from Nomura Securities Co., Ltd.
| G) | Changes in Directors |
| 1. | Nomura Securities Co., Ltd. |
Changes in Position (effective from April 1, 2003)
Nobuyuki Koga
President & Chief Executive Officer
(currently Executive Vice President & Chief Operating Officer)
Hiroshi Toda
Executive Vice President and Chief Operating Officer
(currently Executive Managing Director)
Takumi Shibata
Executive Managing Director
(currently Managing Director)
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Yoshimitsu Oura
Managing Director
(currently Director)
Yusuke Yamada
Managing Director
(currently Director)
Hitoshi Tada
Managing Director
(currently Director)
Retiring Directors (effective from March 31, 2003)
Junichi Ujiie
President & Chief Executive Officer
Kamezo Nakai
Managing Director
(appointed Director and Principal Executive Officer, Nomura Asset Management Co., Ltd. effective from April 1, 2003)
Satoru Ito
Director
(appointed Advisor effective from April 1, 2003)
Makoto Sonobe
Director
(appointed Managing Director, The Nomura Trust & Banking Co., Ltd. effective from April 1, 2003)
Yasuaki Fukui
Director
(appointed Statutory Auditor effective from April 1, 2003)
New Directors (effective from April 1, 2003)
Noriyuki Ushiyama
(currently General Manager of the Public Sector Institutions Department)
Noriyasu Yoshizawa
(currently Deputy Head of the Asia & Oceania Division and assigned to Nomura International (Hong Kong) Limited and Nomura Securities Philippines, Inc.)
Masanori Nishimatsu
(currently General Manager of the Retail Strategy Department)
Yasuo Yoshihara
(currently Branch Office Manager of Fukuoka Branch Office)
Toshio Hirota
(currently General Manager of Investment Banking Departments I & III)
Koji Nagai
(currently Branch Office Manager of Kyoto Branch Office)
Akira Maruyama
(currently General Manager of Nomura Group Headquarters Finance Department and Controller’s Department and assigned to Nomura Holdings, Inc.)
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| 2. | Nomura Asset Management Co., Ltd. |
Retiring Directors (effective from March 31, 2003)
Hisaaki Hino
Director and Principal Executive Officer
(appointed Advisor, Nomura Securities Co., Ltd. effective from April 1, 2003)
Takanori Shimizu
Director and Senior Executive Officer
(appointed Advisor, Nomura Securities Co., Ltd. effective from April 1, 2003)
Masato Tanaka
Director and Senior Executive Officer
(appointed Advisor effective from April 1, 2003)
Toshio Miura
Senior Executive Officer
(appointed Advisor effective from April 1, 2003)
Nobuyuki Koga
Director
New Directors
Kamezo Nakai
(Managing Director, Nomura Securities Co., Ltd.)
Takahide Mizuno
(Senior Executive Officer)
Hiroshi Toda
(Executive Vice President and Chief Operating Officer, Nomura Holdings, Inc.)
| 3. | The Nomura Trust & Banking Co., Ltd. |
Retiring Directors (effective from March 31, 2003)
Takamichi Arata
Executive Managing Director
(appointed Statutory Auditor, Nomura Asset Management Co., Ltd. effective from April 1, 2003)
Tomozo Uemura
Managing Director
(appointed Statutory Auditor effective from April 1, 2003)
New Directors (effective from April 1, 2003)
Makoto Sonobe
Managing Director
(currently Director, Nomura Securities Co., Ltd.)
| 4. | Nomura Capital Investment Co., Ltd. |
Retiring Director (effective from March 31, 2003)
Takumi Shibata
President
New Director (effective from April 1, 2003)
Noriyuki Ushiyama
(also appointed Director, Nomura Securities Co., Ltd.)
| Ends |
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For further information please contact:
| Name |
Company |
Telephone | ||
| Toshiyasu Iiyama |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 | ||
| Ryugo Matsuo |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 | ||
| Tsukasa Noda |
Corporate Communications Dept., Nomura Group Headquarters |
+81-3-3278-0591 |
Notes to editors:
The Nomura Group
Nomura Group, with its core businesses of the securities and related businesses, is dedicated to providing a broad range of financial services for individual, institutional, corporate and government customers. We offer a diverse line of competitive products and value-added financial and advisory services through the 128 domestic branch offices of Nomura Securities Co., Ltd. and our overseas network that combines offices in 28 countries. Our business activities include investment consultation services for domestic retail investors, securities brokerage services, securities underwriting for domestic and foreign governments and corporations, mergers and acquisition and financial advisory services, merchant banking, and asset management for investment trusts and pension funds.
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