UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rudolf Steiner Foundation 1002 O'REILLY AVE SAN FRANCISCO, CA 94129 |
 |  X |  |  |
/s/ Rudolf Steiner Foundation, Inc. by Gary Schick, its CFO | 03/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Number of shares held as of the filing date of this amendment. The number of shares held at the time of the original Form 3 filing was 736,364. |
(2) | On 06/28/2011, a Form 3 (Accession No. 0001010549-11-000680) was filed designating Gary Marvin Schick as a Reporting Person with indirect beneficial ownership through Rudolf Steiner Foundation, Inc. The original filing was incorrect. Rudolf Steiner Foundation, Inc. is the holder of the securities and is a reporting person due to its over 10% direct ownership interest in the issuer. Mr. Schick does not have any indirect beneficial ownership interest in the securities. This Form 3 is being filed to correct the Reporting Person and the Ownership Form designated on the original filing. |