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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (rt to buy) | $ 44.18 | (2) | 01/03/2015 | Common Stock | 6,500 | 6,500 | D | ||||||||
Options (rt to buy) | $ 50.61 | (1) | 01/03/2013 | Common Stock | 6,500 | 13,000 | D | ||||||||
6 Month Call Options | $ 45 | (3) | 02/16/2007 | Common Stock | 1,000 | 10 | D | ||||||||
Options (rt to buy) | $ 48.78 | 01/03/2007 | A | 6,500 | (4) | 01/02/2012 | Common Stock | 6,500 | $ 48.78 | 19,500 | D | ||||
6 month call options | $ 40 | 08/01/2005 | P | 135 | 08/01/2005 | 02/18/2006 | common stock | 13,500 | $ 7.448 | 135 | D | ||||
6 month call options | $ 40 | 08/03/2005 | P | 65 | 08/03/2005 | 02/18/2006 | common stock | 6,500 | $ 7.385 | 200 | D | ||||
6 month call options | $ 40 | 02/20/2006 | 02/21/2006 | X | 200 | 02/17/2006 | 02/18/2006 | common stock | 20,000 | $ 0 | 0 | D | |||
6 month call options | $ 40 | 02/16/2007 | X | 10 | 02/16/2007 | 02/16/2007 | common stock | 1,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MILLER JOHN A |
X |
John A. Miller | 04/20/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Currently 4,875 vested and exercisable. |
(2) | All options are currently exercisable. |
(3) | N/A |
(4) | 541.67 shares vested on 2/3/2007 and will vest monthly thereafter until fully vested on 1/3/2008. |
(5) | Includes ownership from acquisitions prior to this transaction which have already been reported on previous Forms 4. |
(6) | Represents shares held directly by Mr. Miller prior to October 22, 2001, the date Mr. Miller was elected as a director of the Company and became subject to the reporting requirements of Section 16(a) of the Exchange Act. Disclosure of the ownership of these shares was inadvertantly omitted from Mr. Miller's Form 3 and from his reported holdings on subsequent Section 16(a) reports. |
(7) | Represents shares held indirectly by Mr. Miller prior to October 22, 2001, the date Mr. Miller was elected as a director of the Company and became subject to the reporting requirements of Section 16(a) of the Exchange Act. Disclosure of the ownership of these shares by 2J Partnership, a general partnership in which Mr. Miller owns a 50% interest, was inadvertantly omitted from Mr. Miller's Form 3 and from his reported indirect holdings on subsequent Section 16(a) reports. |