1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Shamrock Logistics, L.P.
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(Name of Issuer)
Common Units
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(Title of Class of Securities)
819357 10 4
----------------------------------------------
(CUSIP Number)
Curtis V. Anastasio
President and Chief Executive Officer
6000 North Loop 1604 West
San Antonio, Texas 78249
(210) 592-2000
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
April 16, 2001
----------------------------------------------
(Date of Event which Requires Filing of this
Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
2
SCHEDULE 13D
---------------------- ------------------
CUSIP NO. 819357 10 4 PAGE 2 OF 24 PAGES
---------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Ultramar Diamond Shamrock Corporation
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY -0-
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH 4,424,322 Common Units of Shamrock Logistics, L.P.
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
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14 TYPE OF REPORTING PERSON
HC, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
3
SCHEDULE 13D
---------------------- ------------------
CUSIP NO. 819357 10 4 PAGE 3 OF 24 PAGES
---------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TPI Petroleum, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
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7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
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14 TYPE OF REPORTING PERSON
HC, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
4
SCHEDULE 13D
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CUSIP NO. 819357 10 4 PAGE 4 OF 24 PAGES
---------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Diamond Shamrock Refining and Marketing Company
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
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14 TYPE OF REPORTING PERSON
HC, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
5
SCHEDULE 13D
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CUSIP NO. 819357 10 4 PAGE 5 OF 24 PAGES
---------------------- ------------------
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sigmor Corporation
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
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14 TYPE OF REPORTING PERSON
HC, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
6
SCHEDULE 13D
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CUSIP NO. 819357 10 4 PAGE 6 OF 24 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Shamrock Pipe Line Corporation
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
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14 TYPE OF REPORTING PERSON
HC, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
7
SCHEDULE 13D
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CUSIP NO. 819357 10 4 PAGE 7 OF 24 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Diamond Shamrock Refining Company, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
HC, PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
8
SCHEDULE 13D
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CUSIP NO. 819357 10 4 PAGE 8 OF 24 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
TPI Pipeline Corporation
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
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7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
HC, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
9
SCHEDULE 13D
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CUSIP NO. 819357 10 4 PAGE 9 OF 24 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
UDS Logistics, LLC 85-0470977
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
OO; see Item 3
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
-0-
NUMBER OF -------------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 4,424,322 Common Units of Shamrock Logistics, L.P.
EACH -------------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON
WITH -0-
-------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,424,322 Common Units of Shamrock Logistics, L.P.
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
46.1%
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14 TYPE OF REPORTING PERSON
HC, limited liability company
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
10
PAGE 10 OF 24 PAGES
ORIGINAL REPORT ON SCHEDULE 13D
Item 1. Security and Issuer
This statement on Schedule 13D is being filed by Ultramar Diamond
Shamrock Corporation, TPI Petroleum, Inc., TPI Pipeline Corporation, Diamond
Shamrock Refining and Marketing Company, Sigmor Corporation, The Shamrock Pipe
Line Corporation, Diamond Shamrock Refining Company, L.P. and UDS Logistics, LLC
(collectively, the "Reporting Persons"). This statement relates to the common
units representing limited partner interests (the "Common Units") of Shamrock
Logistics, L.P., a Delaware limited partnership (the "Partnership"), which has
its principal executive offices at 6000 North Loop 1604 West, San Antonio, Texas
78249-1112.
Item 2. Identity and Background
(a) - (b) The information required to be filed in response to
paragraphs (a) and (b) of Item 2 with respect to the Reporting Persons is set
forth on Schedule I.
(c) The information required to be filed in response to paragraph (c)
of Item 2 with respect to the Reporting Persons is as follows:
1. Ultramar Diamond Shamrock Corporation ("UDS") is principally
engaged in the refining and retailing of high-quality refined
products and convenience store merchandise. The executive
officers and directors of Ultramar Diamond Shamrock
Corporation are listed on Appendix A hereto.
UDS holds the 4,424,322 Common Units, representing a 46.1%
ownership interest in the Partnership, through UDS Logistics,
LLC, its indirect wholly owned subsidiary. UDS is the direct
owner of 100% of each of Diamond Shamrock Refining and
Marketing Company ("DSRMC") and TPI Petroleum Inc. DSRMC holds
a 45.023544% member interest in UDS Logistics, LLC. DSRMC also
is the owner of 100% of each of Diamond Shamrock Refining
Company, L.P. (through DSRMC's subsidiaries Sigmor Corporation
and D-S Venture Company, LLC), Sigmor Corporation and The
Shamrock Pipe Line Corporation, each of which holds a
5.414771%, 29.498522% and 13.544178% member interest in UDS
Logistics, LLC, respectively. The remaining 6.518985% member
interests in UDS Logistics, LLC is held by TPI Pipeline
Corporation, a direct wholly owned subsidiary of TPI Petroleum
Inc.
As a result, UDS and each of the following direct and
indirect subsidiaries of UDS, DSRMC, TPI Petroleum, Inc., TPI
Pipeline Corporation, Sigmor Corporation, The Shamrock Pipe
Line Corporation, and Diamond Shamrock Refining Company,
L.P., may be deemed to beneficially own the Common Units
acquired by UDS Logistics.
2. TPI Petroleum, Inc. is the direct owner of 100% of TPI
Pipeline Corporation and is principally engaged in the
refining and marketing of petroleum products. The executive
officers and directors of TPI Petroleum, Inc. are listed on
Appendix B hereto.
3. DSRMC is the direct owner of 45.023544% of the member
interests of UDS Logistics, LLC, 100% of each of Sigmor
Corporation, The Shamrock Pipe Line Corporation and Diamond
Shamrock Refining Company, L.P. and is principally engaged in
the refining and marketing of petroleum products. The
executive officers and directors of DSRMC are listed on
Appendix C hereto.
11
PAGE 11 OF 24 PAGES
4. Sigmor Corporation owns 29.498522% of the member interests of
UDS Logistics, LLC and is principally engaged in the ownership
and leasing of real estate. The executive officers and
directors of Sigmor Corporation are listed on Appendix D
hereto.
5. The Shamrock Pipe Line Corporation owns 13.544178% of the
member interests of UDS Logistics, LLC and is primarily
engaged in the ownership and operation of pipelines. The
executive officers and directors of The Shamrock Pipe Line
Corporation are listed on Appendix E hereto.
6. Diamond Shamrock Refining Company, L.P. owns 5.414771% of the
member interests of UDS Logistics, LLC and is primarily
engaged in the ownership and operation of refineries and
pipelines.
7. TPI Pipeline Corporation owns 6.518985% of the member
interests of UDS Logistics, LLC and is primarily engaged in
the ownership and operation of pipelines. The executive
officers and directors of TPI Pipeline Corporation are listed
on Appendix F hereto.
8. UDS Logistics, LLC is the limited partner of Riverwalk
Logistics, L.P., the general partner of the Partnership, and
its sole purpose is to hold (i) the limited partner interest
in Riverwalk Logistics and (ii) Common Units and the
subordinated units of the Partnership.
(d) During the last five years, none of the Reporting Persons have been
convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors).
(e) During the last five years, none of the Reporting Persons have been
a party to a civil proceeding of a judicial or administrative body of competent
jurisdiction as a result of which any of such persons was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
(f) The information required to be filed in response to paragraph (f)
of Item 2 with respect to the Reporting Persons is set forth on Schedule I.
Item 3. Source and Amount of Funds or Other Consideration
The Reporting Persons acquired beneficial ownership of 4,424,322 Common
Units on April 16, 2001 in exchange for the contribution of an equity interest
in an affiliated entity of the Partnership in connection with the Partnership's
initial public offering.
Item 4. Purpose of Transaction
The Reporting Persons acquired the Common Units reported herein solely
for the purpose of investment. The Reporting Persons may make additional
purchases of Common Units either in the open market or in private transactions
depending on the Partnership's business, prospects and financial condition, the
market for the Common Units, general economic conditions, money and stock market
conditions and other future developments.
12
PAGE 12 OF 24 PAGES
Item 5. Interest in Securities of the Company
(a) There were 9,599,322 Common Units outstanding as of April 16, 2001,
the date of the initial public offering. The Reporting Persons are deemed to be
the beneficial owners of 4,424,322 Common Units, which constitute approximately
46.1% of the total issued and outstanding Common Units as of April 24, 2001. The
Reporting Persons also hold, through UDS Logistics, LLC, 9,599,322 subordinated
limited partner interests in the Partnership, which may be converted, generally
not before March 31, 2006, into an equal number of Common Units upon
satisfaction of the conditions described in the Registration Statement on Form
S-1 (No. 333-43668 and No. 333-58588), incorporated herein by reference.
(b) The number of Common Units as to which there is sole power to vote
or to direct the vote, sole power to dispose or to direct the disposition, or
shared power to dispose or direct the disposition for the Reporting Persons is
set forth on the cover page of this Statement on Schedule 13D, and such
information is incorporated herein by reference.
(c) There have been no reportable transactions with respect to the
Common Units within the last 60 days by the Reporting Persons except for the
acquisition of beneficial ownership of units being reported on this Schedule
13D.
(d) The Reporting Persons have the right to receive distributions from,
and the proceeds from the sale of, the respective Common Units reported by such
persons on the cover pages of this Statement on Schedule 13D.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with respect to
Securities of the Company
The 4,424,322 Common Units acquired by the Reporting Persons were
acquired in a private placement and are restricted securities. Certain transfer
restrictions, voting rights of the Reporting Persons and registration rights
granted by the Partnership and to which the Partnership is entitled are set
forth in the Second Amended and Restated Agreement of Limited Partnership of the
Partnership, a copy of the form of which is included as Appendix A to the
Registration Statement on Form S-1 which has been incorporated by reference to
this Schedule 13D.
Item 7. Material to be filed as Exhibits
Exhibit A: Registration Statement on Form S-1 for Shamrock Logistics,
L.P. (333-43668) incorporated herein by reference.
Exhibit B: Registration Statement on Form S-1 for Shamrock Logistics,
L.P. (333-58588) incorporated herein by reference.
Exhibit C: Joint Filing Agreement, dated April 26, 2001.
13
PAGE 13 OF 24 PAGES
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Date: April 26, 2001 ULTRAMAR DIAMOND SHAMROCK CORPORATION
/s/ William R. Klesse
-----------------------------------------------
Name: William R. Klesse
Title: Executive Vice President, Operations
TPI PETROLEUM, INC.
/s/ C. V. Anastasio
-----------------------------------------------
Name: C. V. Anastasio
Title: Vice President
DIAMOND SHAMROCK REFINING AND MARKETING COMPANY
/s/ C. V. Anastasio
-----------------------------------------------
Name: C. V. Anastasio
Title: Vice President
SIGMOR CORPORATION
/s/ Steve Blank
-----------------------------------------------
Name: Steve Blank
Title: Vice President and Treasurer
THE SHAMROCK PIPE LINE CORPORATION
/s/ C. V. Anastasio
-----------------------------------------------
Name: C. V. Anastasio
Title: President
14
PAGE 14 OF 24 PAGES
DIAMOND SHAMROCK REFINING COMPANY, L.P.
/s/ Steve Blank
-----------------------------------------------
Name: Steve Blank
Title: Vice President and Treasurer
TPI PIPELINE CORPORATION
/s/ C. V. Anastasio
-----------------------------------------------
Name: C. V. Anastasio
Title: President
UDS LOGISTICS, LLC
/s/ Raymond Gaddy
-----------------------------------------------
Name: Raymond Gaddy
Title: President
15
PAGE 15 OF 24 PAGES
SCHEDULE I
STATE OF
NAME INCORPORATION BUSINESS ADDRESS
---- ------------- ----------------
Ultramar Diamond Shamrock Delaware 6000 North Loop 1604 West
Corporation San Antonio, Texas 78249-1112
TPI Petroleum, Inc. Michigan P.O. Box 696000
San Antonio, Texas 78269-6000
Diamond Shamrock Refining and Delaware P.O. Box 696000
Marketing Company San Antonio, Texas 78269-6000
Sigmor Corporation Delaware P.O. Box 696000
San Antonio, Texas 78269-6000
The Shamrock Pipe Line Corporation Delaware P.O. Box 696000
San Antonio, Texas 78269-6000
Diamond Shamrock Refining Delaware P.O. Box 696000
Company, L.P. San Antonio, Texas 78269-6000
TPI Pipeline Corporation Michigan P.O. Box 696000
San Antonio, Texas 78269-6000
UDS Logistics, LLC Delaware 5801 Osuna Road, NE
Suite A-102
Albuquerque, NM 87109-2587
16
PAGE 16 OF 24 PAGES
APPENDIX A
Executive Officers and Directors of Ultramar Diamond Shamrock Corporation
Jean R. Gaulin President, Chief Executive Officer and Director
(Chairman)
W. Paul Eisman Executive Vice President - Corporate Development
Timothy J. Fretthold Executive Vice President and Chief Administrative
and Legal Officer
Christopher L. Havens Executive Vice President - Marketing and Retail
Operations
William R. Klesse Executive Vice President - Operations
Robert S. Shapard Executive Vice President and Chief Financial Officer
Byron Allumbaugh Director
E. Glenn Biggs Director
W. E. Bradford Director
H. Frederick Christie Director
W. H. Clark Director
Russel H. Herman Director
Bob Marbut Director
Katherine D. Ortega Director
Madeleine Saint-Jacques Director
C. Barry Schaefer Director
Each of the foregoing persons is a United States citizen with the
exception of Ms. Saint-Jacques, who is a Canadian citizen. The principal
business address of Messrs. Gaulin, Eisman, Fretthold, Havens, Klesse and
Shapard is 6000 North Loop 1604 West, San Antonio, Texas 78249-1112, and the
present principal occupation or employment of each such person is serving as an
employee of Ultramar Diamond Shamrock Corporation.
The business address of Messrs. Bradford, Christie, Allumbaugh and
Herman and Ms. Ortega is 6000 North Loop 1604 West, San Antonio, Texas
78249-1112. Each such person is retired.
The principal business address of E. Glenn Biggs is 1250 N.E. Loop 410,
Suite 333, San Antonio, TX 78209, and his present principal occupation or
employment is serving as President of Biggs & Co., a corporation engaged in
developmental projects and financial planning.
The principal business address of W. H. Clark is 20 South Clark Street,
Suite 2222, Two First National Plaza, Chicago, IL 60603, and his present
principal occupation or employment is serving as President of W. "H" Clark
Associates, Ltd., a business engaged in investment activities.
17
PAGE 17 OF 24 PAGES
The principal business address of Bob Marbut is 888 Seventh Avenue,
27th Floor, New York, NY 10106, and his present principal occupation or
employment is serving as Chairman and Chief Executive Officer of Argyle
Communications, Inc. and Chairman of Hearst-Argyle Television, Inc.,
corporations engaged in broadcasting and publishing.
The principal business address of Madeleine Saint-Jacques is 1600
Rene-Levesque West, Suite 1200, Montreal, Quebec H3H 1P9 Canada, and her present
principal occupation or employment is serving as Chairman of the Board of
Saint-Jacques Vallee Young and Rubicam Inc., a corporation engaged in
advertising.
The principal business address of C. Barry Schaefer is 399 Park Avenue,
18th Floor, New York, NY 10022, and his present principal occupation or
employment is serving as Managing Director of The Bridgeford Group, an
investment banking concern and President of C.B. Schaefer and Company, Inc., a
financial advisory firm.
18
PAGE 18 OF 24 PAGES
APPENDIX B
Executive Officers and Directors of TPI Petroleum, Inc.
NAME OFFICE
---- ------
Jean R. Gaulin Chief Executive Officer and President
Timothy J. Fretthold Executive Vice President, Chief Administrative and
Legal Officer and Director
William R. Klesse Executive Vice President and Director
Robert S. Shapard Executive Vice President, Chief Financial Officer
and Director
Christopher L. Havens Executive Vice President
W. Paul Eisman Executive Vice President
Robert S. Beadle Senior Vice President
Stephan Motz Senior Vice President
Doris Beaulieu Vice President and Chief Information Officer
Curtis V. Anastasio Vice President
Anthony P. Bartys Vice President
Steven A. Blank Vice President and Treasurer
K.K. Eaton Vice President
John Emley Vice President
Robert E. Kerns Vice President
W. Rudd Marlowe Vice President
Jerry D. McVicker Vice President
Thomas M. O'Brien Vice President and Controller
Charles Patry Vice President
Michael D. Thompson Vice President
L. Don Thurmond Vice President
Penelope R. Viteo Vice President
Harold D. Mallory Secretary
Patrick D. Furlong Assistant Controller
Ron Mechler Assistant Controller
Warren Andrew Peters Assistant Controller
Cheryl K. Trevor Assistant Secretary and Assistant Controller
Claudine Ton Nu Assistant Secretary
Daniel F. Frye, III Assistant Treasurer
Margaret J. Gowans Assistant Treasurer
Patti K. Meisetschleager Assistant Treasurer
Each of the foregoing persons is a United States citizen with the
exception of Messrs. Beaulieu, Motz, Patry and Thompson, who are Canadian
citizens. The principal business address of each such persons is P.O. Box
696000, San Antonio, Texas 78269-6000, and the present principal occupation or
employment of each such person is their position or positions as an executive
officer and/or director of TPI Petroleum, Inc. and, if applicable, other
affiliates of Ultramar Diamond Shamrock Corporation.
19
PAGE 19 OF 24 PAGES
APPENDIX C
Executive Officers and Directors of Diamond Shamrock Refining and Marketing
Company
NAME OFFICE
---- ------
Jean R. Gaulin Chief Executive Officer and President
Timothy J. Fretthold Executive Vice President, Chief Administrative and
Legal Officer and Director
William R. Klesse Executive Vice President and Director
Robert S. Shapard Executive Vice President, Chief Financial Officer
and Director
Christopher L. Havens Executive Vice President
W. Paul Eisman Executive Vice President
Robert S. Beadle Senior Vice President
Stephan Motz Senior Vice President
Curtis V. Anastasio Vice President
Anthony P. Bartys Vice President
Steven A. Blank Vice President and Treasurer
Richard Boucher Vice President
K.K. Eaton Vice President
Robert E. Kerns Vice President
W. Rudd Marlowe Vice President
Jerry D. McVicker Vice President
Thomas M. O'Brien Vice President and Controller
Michael D. Thompson Vice President
L. Don Thurmond Vice President
Penelope R. Viteo Vice President
Harold D. Mallory Secretary
Rene Noel Controller
Marcel Dupuis Controller
Ron Mechler Assistant Controller
Warren Andrew Peters Assistant Controller
Cheryl K. Trevor Assistant Secretary and Assistant Controller
Claudine Ton Nu Assistant Secretary
Daniel F. Frye, III Assistant Treasurer
Margaret J. Gowans Assistant Treasurer
Patti K. Meisetschleager Assistant Treasurer
Each of the foregoing persons is a United States citizen with the
exception of Messrs. Motz, Boucher, Thompson, Noel and Dupuis, who are Canadian
citizens. The principal business address of each such persons is P.O. Box
696000, San Antonio, Texas 78269-6000, and the present principal occupation or
employment of each such person is their position or positions as an executive
officer and/or director of Diamond Shamrock Refining and Marketing Company and,
if applicable, other affiliates of Ultramar Diamond Shamrock Corporation.
20
PAGE 20 OF 24 PAGES
APPENDIX D
Executive Officers and Directors of Sigmor Corporation
NAME OFFICE
---- ------
Jean R. Gaulin Chief Executive Officer and President
Timothy J. Fretthold Executive Vice President, Chief Administrative and
Legal Officer and Director
William R. Klesse Executive Vice President and Director
Christopher L. Havens Executive Vice President
W. Paul Eisman Executive Vice President
Robert S. Shapard Executive Vice President, Chief Financial Officer
and Director
Robert S. Beadle Senior Vice President
Stephan Motz Senior Vice President
Steven Blank Vice President and Treasurer
Anthony P. Bartys Vice President
K.K. Eaton Vice President
Michael D. Thompson Vice President
Penelope R. Viteo Vice President
Thomas M. O'Brien Vice President and Controller
Todd Walker Secretary
Cheryl K. Trevor Assistant Controller and Assistant Secretary
Claudine Ton Nu Assistant Secretary
Each of the foregoing persons is a United States citizen with the
exception of Messrs. Motz and Thompson, who are Canadian citizens. The principal
business address of each such persons is P.O. Box 696000, San Antonio, Texas
78269-6000, and the present principal occupation or employment of each such
person is their position or positions as an executive officer and/or director of
Sigmor Corporation and, if applicable, other affiliates of Ultramar Diamond
Shamrock Corporation.
21
PAGE 21 OF 24 PAGES
APPENDIX E
Executive Officers and Directors of The Shamrock Pipe Line Corporation
NAME OFFICE
---- ------
Curtis V. Anastasio President
Steven A. Blank Vice President and Treasurer
William R. Klesse Executive Vice President and Director
Rodney L. Reese Vice President
Ronald C. McInturff Vice President
Thomas M. O'Brien Vice President and Controller
Todd Walker Secretary
Daniel F. Frye, III Assistant Treasurer and Assistant Secretary
Patti K. Meisetschleager Assistant Treasurer
Robert L. Blaylock Assistant Controller and Assistant Secretary
Cheryl K. Trevor Assistant Controller and Assistant Secretary
Margaret J. Gowans Assistant Secretary and Assistant Treasurer
Dane Williams Assistant Secretary
Claudine Ton Nu Assistant Secretary
Timothy J. Fretthold Director
Robert S. Shapard Director
Each of the foregoing persons is a United States citizen. The principal
business address of each such persons is P.O. Box 696000, San Antonio, Texas
78269-6000, and the present principal occupation or employment of each such
person is their position or positions as an executive officer and/or director of
The Shamrock Pipe Line Corporation and, if applicable, other affiliates of
Ultramar Diamond Shamrock Corporation.
22
PAGE 22 OF 24 PAGES
APPENDIX F
Executive Officers and Directors of TPI Pipeline Corporation
NAME OFFICE
---- ------
Curtis V. Anastasio President
Steven A. Blank Vice President and Treasurer
William R. Klesse Executive Vice President and Director
R.S. Beadle Senior Vice President
Rodney L. Reese Vice President
Ronald C. McInturff Vice President
Thomas M. O'Brien Vice President and Controller
Todd Walker Secretary
Daniel F. Frye, III Assistant Treasurer and Assistant Secretary
Patti K. Meisetschleager Assistant Treasurer
Cheryl K. Trevor Assistant Controller and Assistant Secretary
Margaret J. Gowans Assistant Secretary and Assistant Treasurer
Dane Williams Assistant Secretary
Claudine Ton Nu Assistant Secretary
Timothy J. Fretthold Director
Robert S. Shapard Director
Each of the foregoing persons is a United States citizen. The principal
business address of each such persons is P.O. Box 696000, San Antonio, Texas
78269-6000, and the present principal occupation or employment of each such
person is their position or positions as an executive officer and/or director of
TPI Pipeline Corporation and, if applicable, other affiliates of Ultramar
Diamond Shamrock Corporation.
23
EXHIBIT INDEX
Ex. No. Description of Exhibit
------- ----------------------
99.c Joint Filing Agreement