Bermuda (State or other jurisdiction of incorporation or organization) |
Not applicable (I.R.S. Employer Identification Number) |
Michael Groll, Esq. Dewey & LeBoeuf LLP 125 West 55th Street New York, NY 10019-5389 Telephone: (212) 424-8000 Facsimile: (212) 424-8500 |
Joseph D. Ferraro, Esq. Dewey & LeBoeuf LLP No. 1 Minster Court, Mincing Lane London, EC3R 7AA Telephone:(011-44-20) 7459 5000 Facsimile: (011-44-20) 7459 5099 |
Large accelerated filer þ | Accelerated filer o | Non-accelerated filer o (Do not check if a smaller reporting company) | Smaller reporting company o |
Proposed maximum | Proposed maximum | |||||||||||||||||||||
Title of securities | Amount to be | offering price per | aggregate offering | Amount of | ||||||||||||||||||
to be registered | registered (1) | share (2) | price (2) | registration fee | ||||||||||||||||||
Ordinary shares,
par value
$0.0015144558 per
share, to be issued
under the Employee
Share Purchase Plan |
333,000 shares | $ | 20.17 | $ | 6,716,610 | $ | 263.96 | |||||||||||||||
Ordinary shares,
par value
$0.0015144558 per
share, to be issued
under the 2008
Sharesave Scheme |
537,000 shares | $ | 20.17 | $ | 10,831,290 | $ | 425.67 | |||||||||||||||
(1) | Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the Securities Act), there are also registered hereunder such indeterminate number of additional shares as may become issuable under the Aspen Insurance Holdings Limited (Aspen) Employee Share Purchase Plan and the 2008 Sharesave Schemes (the Plans) as a result of stock splits, stock dividends or similar transactions which result in an increase in the number of Aspens outstanding ordinary shares. | |
(2) | The registration fee with respect to these shares has been computed in accordance with paragraphs (c) and (h) of Rule 457, based upon the average of the reported high and low sale prices of Aspens ordinary shares on the New York Stock Exchange on October 28, 2008. |
(a) | Aspens Annual Report on Form 10-K for the year ended December 31, 2007; | ||
(b) | Aspens Quarterly Report on Form 10-Q for the quarter ended March 31, 2008; | ||
(c) | Aspens Quarterly Report on Form 10-Q for the quarter ended June 30, 2008; | ||
(d) | Aspens Current Report on Form 8-K filed February 11, 2008; | ||
(e) | Aspens Current Report on Form 8-K filed March 6, 2008; | ||
(f) | Aspens Current Report on Form 8-K filed March 17, 2008 (Item 5.02); | ||
(g) | Aspens Current Report on Form 8-K filed March 28, 2008; | ||
(h) | Aspens Current Report on Form 8-K filed May 5, 2008; | ||
(i) | Aspens Current Report on Form 8-K filed May 14, 2008 (Item 1.01 and Item 8.01); | ||
(j) | Aspens Current Report on Form 8-K filed November 3, 2008; | ||
(k) | Aspens Current Report on Form 8-K filed November 4, 2008; and | ||
(l) | The description of Aspens ordinary shares contained in Item 1 of Aspens Registration Statement on Form 8-A filed with the Commission under Section 12 of the Securities Exchange Act of 1934, as amended (the Exchange Act) on November 25, 2003, in which reference is made to the information set forth under the headings Description of Share Capital and Shares Eligible for Future Sale in the Registrants Registration Statement on Form F-1 (File No. 333-110435), filed with the Commission on November 12, 2003, and thereafter amended and supplemented, including any amendment, report or prospectus filed for the purpose of updating such description. |
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Exhibit | ||
Number | Description of Document | |
3.1
|
Certificate of Incorporation and Memorandum of Association of Aspen (incorporated herein by reference to Exhibit 3.1 to Aspens 2003 Registration Statement on Form F-1 (Registration No. 333-110435)) | |
3.2
|
Amended and Restated Bye-Laws of Aspen (incorporated herein by reference to Exhibit 3.1 to Aspens Current Report on Form 8-K filed on May 5, 2008) | |
4.1
|
Specimen Ordinary Share Certificate (incorporated herein by reference to Exhibit 4.1 to Aspens 2003 Registration Statement on Form F-1 (Registration No. 333-110435)) | |
5.1
|
Opinion of Appleby | |
23.1
|
Consent of KPMG Audit Plc | |
23.2
|
Consent of Appleby (included as part of Exhibit 5.1) | |
24.1
|
Powers of attorney of officers and directors (included on the signature page of this Registration Statement) | |
99.1
|
Aspens Employee Share Purchase Plan (incorporated herein by reference to Exhibit 10.1 to Aspens Current Report on Form 8-K, filed with the Commission on May 5, 2008) | |
99.2
|
Aspens 2008 Sharesave Scheme | |
99.3
|
Form F-N |
(a) | The undersigned Registrant hereby undertakes: |
(1) | to file, during any period in which offers or sales are being made, a post-effective amendment to this Registration Statement: |
(i) | to include any prospectus required by Section 10(a)(3) of the Securities Act; | ||
(ii) | to reflect in the prospectus any facts or events arising after the effective date of the Registration Statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in the Registration Statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than a 20% change in the maximum aggregate offering price set forth in the Calculation of Registration Fee table in the effective Registration Statement; and | ||
(iii) | to include any material information with respect to the plan of distribution not previously disclosed in this Registration Statement or any material change to such information in this Registration Statement; |
provided, however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the information required to be included in a post-effective amendment by those paragraphs is contained in reports filed with or furnished to the Commission by the Registrant pursuant to Section 13 or Section 15(d) of the Exchange Act that are incorporated by reference in this Registration Statement; |
(2) | that, for the purpose of determining any liability under the Securities Act, each such post-effective amendment shall be deemed to be a new registration statement relating to the |
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securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof; and | |||
(3) | to remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
(b) | The undersigned Registrant hereby undertakes that, for purposes of determining any liability under the Securities Act, each filing of the undersigned Registrants annual report pursuant to Section 13(a) or Section 15(d) of the Exchange Act that is incorporated by reference into this Registration Statement shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. | ||
(c) | Insofar as indemnification for liabilities arising under the Securities Act may be permitted to directors, officers and controlling persons of the Registrant pursuant to the foregoing provisions, or otherwise, the Registrant has been advised that in the opinion of the Commission such indemnification is against public policy as expressed in the Securities Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by a director, officer or controlling person of the Registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act and will be governed by the final adjudication of such issue. |
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ASPEN INSURANCE HOLDINGS LIMITED |
||||
By: | /s/ Christopher OKane | |||
Christopher OKane | ||||
Chief Executive Officer | ||||
Signature | Title | |
/s/ Glyn Jones
|
Chairman and Director | |
/s/ Christopher OKane
|
Chief Executive Officer and Director (Principal Executive Officer) | |
/s/ Richard Houghton
|
Chief Financial Officer and Director (Principal Financial Officer) | |
/s/ Liaquat Ahamed
|
Director | |
/s/ Matthew Botein
|
Director | |
/s/ Richard Bucknall
|
Director | |
/s/ John Cavoores
|
Director | |
/s/ Ian Cormack
|
Director | |
/s/ Julian Cusack
|
Director | |
/s/ Heidi Hutter
|
Director | |
/s/ David Kelso
|
Director | |
/s/ Norman Rosenthal
|
Director | |
/s/ Denise Tessier
(Authorized Representative in the United States) |