SC 13D/A
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 13 )*
(Name of Issuer)
Class A Common Stock, par value $.20 per share
(Title of Class of Securities)
(CUSIP Number)
STEIN AUKNER
A.L. INDUSTRIER ASA
HARBITZALEEN 3 0275 OSLO
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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CUSIP No. |
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001629 10 4 |
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Page |
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2 |
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of |
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5 |
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1 |
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NAMES OF REPORTING PERSONS:
A.L. Industrier ASA |
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
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(a) o |
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(b) o |
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3 |
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SEC USE ONLY: |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS): |
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Not Applicable |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e): |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION: |
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Norway
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7 |
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SOLE VOTING POWER: |
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NUMBER OF |
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11,872,897 |
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SHARES |
8 |
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SHARED VOTING POWER: |
BENEFICIALLY |
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OWNED BY |
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-0- |
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EACH |
9 |
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SOLE DISPOSITIVE POWER: |
REPORTING |
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PERSON |
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11,872,897 |
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WITH |
10 |
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SHARED DISPOSITIVE POWER: |
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-0- |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: |
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11,872,897 |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS): |
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o
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): |
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21.7% |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS): |
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CO |
AMENDMENT NO. 13 TO STATEMENT ON SCHEDULE 13D
Pursuant to Rule 13d-2(a) of Regulation 13D of the General Rules and Regulations under the
Securities Exchange Act of 1934, as amended (the Act), the undersigned (Industrier) hereby
files this Amendment No. 13 to its Schedule 13D Statement dated February 10, 1997 (as amended from
time to time, the Schedule 13D) relating to the Class A Common Stock, par value $.20 per share,
of Alpharma Inc. (the Issuer) to amend the items and schedules set forth herein. No amendment is
made to the items or schedules not set forth below. Capitalized terms used but not otherwise
defined herein have the meanings set forth in the Schedule 13D.
ITEM 4. PURPOSE OF TRANSACTION
Subject to such actions as may be taken pursuant to the Issuers Board of Directors carrying
out its responsibilities in the normal course, and except as disclosed below, Industrier has no
current intention to execute transactions that would result in:
(a) The acquisition by any person of additional securities of the Issuer, or the disposition
of securities of the Issuer;
(b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation,
involving the Issuer or any of its subsidiaries;
(c) A sale or transfer of a material amount of assets of the Issuer or any of its
subsidiaries;
(d) Any change in the present board of directors (except as may occur at the next annual
meeting of the Issuer) or management of the Issuer, including any plans or proposals to change the
number or term of directors or to fill any existing vacancies on the board;
(e) Any material change in the present capitalization or dividend policy of the Issuer;
(f) Any other material change in the Issuers business or corporate structure;
(g) Changes in the Issuers charter, bylaws or instruments corresponding thereto or other
actions which may impede the acquisition of control of the Issuer by any person;
(h) Causing a class of securities of the Issuer to be delisted from a national securities
exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a
registered national securities association;
(i) A class of equity securities of the Issuer becoming eligible for termination of
registration pursuant to Section 12(g)(4) of the Act; or
(j) Any action similar to any of those enumerated above.
(Page 3 of 5)
Nothing herein is intended to limit Industriers right and ability to suggest to the Issuer a
plan or proposal for any such action in the future and to exercise its voting rights in its
discretion as holder of the Class B Common Stock, par value $0.20 per share (the Class B Common
Stock), of the Issuer to elect a majority of the Issuers directors. Notwithstanding anything to
the contrary contained herein, Industrier may consider proposals in the future that would result in
the disposition of securities of the Issuer. Industrier has been engaged in discussions with the
Issuer and other parties regarding the possible sale of its Class B Common Stock. No agreement has
been reached and Industrier cannot conclude at this time whether any agreement will be reached. It
is possible that certain of the other parties which have been in discussions with Industrier could
attempt to engage in transactions that could result in one or more of the actions enumerated in
(a)-(j) above.
Industrier issued a press release on November 24, 2006, an English translation of which is
filed as Exhibit 1.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit 1 English translation of press release issued by Industrier on November 24, 2006.
(Page 4 of 5)
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this Statement is true, complete and correct.
Dated: November 28, 2006
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A. L. Industrier ASA |
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By:
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/s/ Stein Aukner |
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Name: Stein Aukner |
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Title: Managing Director |
(Page 5 of 5)