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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Valenti Douglas 950 TOWER LANE, 6TH FLOOR FOSTER CITY, CA 94404 |
 X |  |  Chief Executive Officer |  |
By: Gregory Wong For: Douglas Valenti | 08/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction represents a transfer of shares that were beneficially owned by the reporting person for the purposes of estate planning and not a sale of securities. |
(2) | Reflects 613,810 shares transferred to The Valenti Living Trust from DJ & TL Valenti Investments, LP, which was reflected in holdings appearing in previous Form 4 filings beginning as of February 21, 2018. The 613,810 transfer has no impact on the aggregate number of shares beneficially owned by the reporting person. |
(3) | Also reflects 1,432,224 shares transferred to trusts of which the reporting person's now adult children are the beneficiaries. |
(4) | This 613,810 share transfer was reflected in holdings appearing in previous Form 4 filings beginning as of February 21, 2018. This 613,810 transfer has no impact on the aggregate number of shares beneficially owned by the reporting person. |
(5) | Reflects 119,927 shares transferred to The Valenti Living Trust from the reporting person's direct holdings. |
(6) | Shares held by Mr. Valenti's children. |