UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Information to be Included in Statements Filed Pursuant
to Rules 13d-1(b)(c) and (d) and Amendments thereto Filed
Pursuant to Rule 13d-2(b)
(Amendment No. 1)*
OAKHURST COMPANY, INC.
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(Name of issuer)
Common Stock, par value $0.01 per share
------------------------------------------------------------
(Title of class of securities)
672202108
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(CUSIP number)
July 18, 2001
--------------------------------------------------------------
(Dates of Events which Require Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which the Schedule
is filed
[_] Rule 13d-1(b)
[X] Rule 13d-1(c)
[_] Rule 13d-1(d)
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CUSIP No. 672202108 SCHEDULE 13G Page 2 of 11 Pages
----------------------------- --------------------------
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NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
J O Hambro Capital Management Limited
No IRS Identification Number
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
England
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SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 605,520
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
605,520
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
605,520
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
10
[_]
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
12.3%
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TYPE OF REPORTING PERSON*
12
IA, CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 672202108 SCHEDULE 13G Page 3 of 11 Pages
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NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
J O Hambro Capital Management Group Limited
No IRS Identification Number
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
England
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 605,520
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
605,520
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
605,520
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
10
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
12.3%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IA, CO
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------- --------------------------
CUSIP No. 672202108 SCHEDULE 13G Page 4 of 11 Pages
----------------------------- --------------------------
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NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Growth Financial Services Limited
No IRS Identification Number
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
------------------------------------------------------------------------------
SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
England
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 605,520
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
605,520
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
605,520
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
10
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
12.3%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 672202108 SCHEDULE 13G Page 5 of 11 Pages
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NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
North Atlantic Smaller Companies Investment Trust plc
No IRS Identification Number
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
England
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 605,520
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
605,520
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
605,520
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
10
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
12.3%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IV, CO
------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
----------------------------- --------------------------
CUSIP No. 672202108 SCHEDULE 13G Page 6 of 11 Pages
----------------------------- --------------------------
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NAME OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Christopher Harwood Bernard Mills
No IRS Identification Number
------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [X]
------------------------------------------------------------------------------
SEC USE ONLY
3
------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
England
------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
OWNED BY 605,520
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
605,520
------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
605,520
------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
10
[_]
------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
12.3%
------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
AMENDMENT NO. 1 TO
STATEMENT ON SCHEDULE 13G
-------------------------
This Amendment No. 1 to Statement on Schedule 13G (the "Amendment") amends
Item 4 of the Statement on Schedule 13G (the "Schedule 13G") filed on October
10, 2001 with the Securities and Exchange Commission (the "SEC") by certain of
the Filing Parties (defined below).
Item 1(a). Name of Issuer:
--------------
Oakhurst Company, Inc. (the "Company")
Item 1(b). Address of Issuer's Principal Executive Offices:
-----------------------------------------------
3365 Spruce Lane
Grapevine, Texas 76051
Item 2(a). Name of Person Filing.
---------------------
This Amendment is filed on behalf of the following five parties, who are
collectively referred to as the "Filing Parties":
1. J O Hambro Capital Management Group Limited ("J O Hambro Group"), formerly
named J O Hambro Capital Management (Holdings) Limited, is a corporation
organized under the laws of England with its principal office and business
at Ryder Court, 14 Ryder Street, London SW1Y 6QB England. Holdings
functions as the ultimate holding company for J O Hambro Capital Management
Limited.
2. J O Hambro Capital Management Limited ("J O Hambro Capital Management"),
formerly named J O Hambro & Partners Limited, is a corporation organized
under the laws of England with its principal office and business at Ryder
Court, 14 Ryder Street, London SW1Y 6QB England. J O Hambro Capital
Management is principally engaged in the business of investment management
and advising. It serves as co-investment adviser to NASCIT and as
investment adviser to Oryx as well as private clients.
3. Christopher Harwood Bernard Mills is a British citizen whose business
address is Ryder Court, 14 Ryder Street, London SW1Y 6QB England. His
principal employment includes service as executive director of NASCIT, as a
director of J O Hambro Capital Management and Oryx, and as co-investment
adviser to NASCIT.
4. Growth Financial Services Limited ("GFS"), formerly named Growth Investment
Management Limited, is a corporation organized under the laws of England
with its principal office at 77 Middle Street, Brockham, Surrey RH3 7HL
England and with its
Pages 7 of 11 Pages
principal business at Ryder Court, 14 Ryder Street, London SW1Y 6QB
England. GFS has undertaken to provide the services of Christopher Mills to
NASCIT.
5. North Atlantic Smaller Companies Investment Trust plc ("NASCIT"), formerly
named Consolidated Venture Trust plc, is a corporation organized under the
laws of England with its principal office and business at Ryder Court, 14
Ryder Street, London SW1Y 6QB England. NASCIT is a publicly-held investment
trust company. Christopher Harwood Bernard Mills and J O Hambro Capital
Management serve as co-investment advisers to NASCIT.
Item 2(b). Address of Principal Business Office or, if None, Residence:
-----------------------------------------------------------
The principal business address of the Filing Parties is c/o J O Hambro
Capital Management Limited, Ryder Court, 14 Ryder Street, London SW1Y 6QB
England.
Item 2(c). Citizenship:
-----------
England
Item 2(d). Title of Class of Securities:
----------------------------
Common Stock, par value $0.01 per share.
Item 2(e). CUSIP Number:
------------
672202108
Item 3. If the statement is filed pursuant to Rules 13d-1(b) or 13d-2(b),
-----------------------------------------------------------------
check whether the person filing is a:
-------------------------------------
Not Applicable.
Item 4. Ownership.
----------
The aggregate number and percentage of the outstanding Common Stock of the
Company beneficially owned by each of the Filing Parties are as follows:
Number of Number of
Number of Shares: Shares: Sole
Filing Aggregate Shares: Sole Shared or Shared
Party Number of Power to Power to Power to Approximate
Shares: Vote Vote Dispose Percentage*
------------------ ------------ ------------ ---------- ------------ ------------
J O Hambro Group 605,520 0 605,520 605,520 12.3%
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Page 8 of 11 Pages
Number of Number of Number of
Shares: Shares: Shares: Sole
Aggregate Sole Shared or Shared
Filing Number of Power to Power to Power to Approximate
Party Shares: Vote Vote Dispose Percentage
---------------------- --------- --------- --------- ------------ -----------
J O Hambro 605,520 0 605,520 605,520 12.3%
Capital Management
Christopher H.B. Mills 605,520 0 605,520 605,520 12.3%
NASCIT 605,520 0 605,520 605,520 12.3%
GFS 605,520 0 605,520 605,520 12.3%
--------------------------------------------------------------------------------
* Based on 4,943,018 shares of Common Stock, par value $0.01 per share,
outstanding as of July 16, 2001, which is based on information reported in the
Company's Quarterly Report on Form 10-Q for the quarterly period ended May 31,
2001.
Item 5. Ownership of Five Percent or Less of a Class:
---------------------------------------------
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ].
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
---------------------------------------------------------------
As co-investment advisers to NASCIT, Christopher Harwood Bernard Mills and
J O Hambro Capital Management share the right to transfer and vote the shares of
Common Stock of the Company pursuant to an agreement entered into among NASCIT,
GFS and Christopher Mills and an agreement entered into between NASCIT and J O
Hambro Capital Management, each dated as of January 7, 1993, respectively.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
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Security Being Reported on by the Parent Holding Company:
--------------------------------------------------------
Not Applicable.
Item 8. Identification and Classification of Members of the Group:
---------------------------------------------------------
See Item 2(a).
Item 9. Notice of Dissolution of Group:
------------------------------
Not Applicable.
Page 9 of 11 Pages
Item 10. Certification:
-------------
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
Page 10 of 11 Pages
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 14, 2002
J O HAMBRO CAPITAL MANAGEMENT LIMITED
By: /s/ Graham Warner
----------------------------------------
Name: Graham Warner
Title: Finance Director
Executed on behalf of the parties hereto
pursuant to the Joint Filing Agreement,
as previously filed.
Page 11 of 11 Pages