sc13ga-jshaw_12312013.htm
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
SCHEDULE 13G/A
 
 
 
Under the Securities Exchange Act of 1934
(Amendment No. 28)*
 
 
Volt Information Sciences, Inc.
(Name of Issuer)

Common Stock, par value $0.10 per share
(Title of Class of Securities)

928703107
(CUSIP Number)

December 31, 2013
(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
o  
Rule 13d-1(b)
   
o   Rule 13d-1(c)
   
x   Rule 13d-1(d)
 
 
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 

CUSIP No. 928703107
13G/A
Page 2 of 4 Pages
 

 


1.Names of Reporting Persons
 
Jerome Shaw
 
2.Check the Appropriate Box if a Member of a Group (See Instructions)
 
(a) o
(b) þ
 
3.           SEC Use Only
 
 
4.           Citizenship or Place of Organization
 
  United States of America
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
5.      Sole Voting Power
 
       36,928.002
6.      Shared Voting Power
 
       2,463,651
7.      Sole Dispositive Power
 
       36,928.002
8.      Shared Dispositive Power
 
       2,463,651
9.           Aggregate Amount Beneficially Owned by Each Reporting Person
 
  2,500,579.002
10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) x
 
11.           Percent of Class Represented by Amount in Row (9)
 
    12.0%
 
12.           Type of Reporting Person (See Instructions)
 
    IN

 

 
 
 
 
CUSIP No. 928703107
13G/A
Page 3 of 4 Pages

 
Item 4.            Ownership.

 
(a)  
Amount Beneficially Owned:
 
     
2,500,579.002 shares.  Pursuant to the rules of the Securities and Exchange Commission respecting beneficial ownership, included are:

(i)           3,229 shares held directly by the undersigned;

(ii)           2,578.274 shares held for the undersigned's benefit under the Company's Employee Stock Ownership Plan which is part of the Company's 401(k) Savings Plan (the "Plan");

(iii)           24,720.728 shares held for the undersigned’s benefit under the "Savings Plan" feature of the Plan;

(iv)           6,400 shares underlying stock options to the extent currently exercisable or that becomes exercisable within 60 days after the date hereof;

(vii)           1,398,318 shares owned by the undersigned and his wife as trustees of a revocable trust for their benefit, as to which they have shared voting and investment power (pursuant to the terms of which the undersigned may demand that these shares be transferred back to him at any time)

(viii)           1,052,583 shares owned by the undersigned and his wife as trustees for the undersigned’s daughter as to which the undersigned and his wife may be deemed to have shared voting and investment power (the reporting of which shares is not an admission by the undersigned of beneficial ownership of such 800,392 shares); and

(viii)           12,750 shares held by a family foundation of which the undersigned is a director (the reporting of which shares is not an admission by the undersigned of beneficial ownership of such 12,750 shares).

In addition, 9,825 shares of Common Stock are beneficially owned by the undersigned's wife as to which shares the undersigned disclaims beneficial ownership.

 
 
(b)  
Percent of Class:
 
12.0%
 
 
(c)  
Number of shares as to which such person has:
 
(i)           Sole power to vote or to direct the vote: 36,928.002
(ii)           Shared power to vote or to direct the vote:  2,463,651
(iii)           Sole power to dispose or to direct the disposition of: 36,928.002
(iv)           Shared power to dispose or to direct the disposition:  2,463,651
 
 
 
 
 
 
CUSIP No. 928703107
13G/A
Page 4 of 4 Pages
 

 
Signature
 
After reasonable inquiry and to the best of the undersigned’s knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
 
 
Date:  February 14, 2014
 


 
By:   
 /s/ Jerome Shaw  
 
Jerome Shaw