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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option for Common Stock, $.10 par value per share | $ 25.4167 | 08/24/2006 | M | 22,500 | (6) | 08/25/2006 | Common Stock, $.10 par value | 22,500 | $ 0 | 0 | D | ||||
Option for Common Stock, $.10 par value per share | $ 25.4167 | 08/24/2006 | M | 22,500 | (6) | 08/25/2006 | Common Stock, $.10 par value | 22,500 | $ 0 | 0 | I | As Co-Executrix of the Estate of William Shaw (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shaw Deborah 2908 MAPLE AVENUE MANHATTAN BEACH, CA 90266 |
X | X |
/s/ Deborah Shaw | 08/25/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 924,827 shares owned by the Estate of William Shaw. As co-executrix, the undersigned may be deemed to directly beneficially own those shares of which she is the beneficiary and indirectly beneficially own the balance of the shares in the Estate. |
(2) | The filing of this statement shall not be construed as an admission that the undersigned is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of these securities. |
(3) | Distributed to the undersigned as co-trustee of a trust for the benefit of her sister pursuant to the termination of a trust for the benefit of her sister. The undersigned and her sister are both daughters of William Shaw. |
(4) | Held by the undersigned as custodian under the California Uniform Transfers to Minors Act for the benefit of her children. |
(5) | Held by the undersigned as co-trustee of a family foundation. |
(6) | Not applicable. |