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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GLG Partners LP 1 CURZON STREET LONDON, X0 W1J 5HB |
X |
GLG PARTNERS LP, By: GLG Partners Limited, its General Partner, By: /s/ Noam Gottesman, Managing Director | 12/23/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | GLG Partners LP, an English limited partnership, acts as the investment manager to various investment funds (collectively, the "Funds") that directly hold the common stock of Bookham, Inc., and may be deemed, to be the beneficial owner of the Common Stock held by such Funds. GLG Partners Limited, an English limited company, is the general partner of GLG Partners LP. Noam Gottesman, Pierre Lagrange, Philippe Jabre and Emmanuel Roman are each a managing director of GLG Partners Limited. None of GLG Partners LP, GLG Partners Limited, Noam Gottesman, Pierre Lagrange, Philippe Jabre and Emmanuel Roman directly hold any shares of Common Stock of Bookham, Inc. |
(2) | The shares in this transaction are directly held by GLG Technology Fund. |
(3) | GLG Partners LP, GLG Partners Limited, Noam Gottesman, Pierre Lagrange, Philippe Jabre and Emmanuel Roman disclaim beneficial ownership of the shares of Common Stock held by the Funds except for their pecuniary interest therein. |
(4) | The shares in this transaction are directly held by GLG Equities Long-Short CI |
(5) | The shares in this transaction are directly held by Citi GLG European Hedge Fund Ltd. |
(6) | The shares in this transaction are directly held by Lyxor/GLG Pan European Equity Fund Ltd. |
(7) | The shares in this transaction are directly held by Citi GLG North American Fund Ltd. |
(8) | The shares in this transaction are directly held by Lyxor/GLG North American Alternative Equity Fund Ltd. |
(9) | The shares in this transaction are directly held by GLG North American Opportunity Fund. |