SECURITIES AND EXCHANGE COMMISSION
Amendment No. 1 to
SCHEDULE TO
LSI Logic Corporation
CALCULATION OF FILING FEE
Transaction Valuation(1) | Amount of Filing Fee(2) | |
$37,717,485.00 |
$3,470.01 | |
(1) | Calculated solely for purposes of determining the filing fee. This amount assumes that options to purchase 48,448,408 shares of common stock of LSI Logic Corporation having an aggregate value of $37,717,485.00 as of August 16, 2002 will be exchanged or cancelled pursuant to this offer. The aggregate value of such options was calculated based on the Black-Scholes option pricing model. The amount of the filing fee, calculated in accordance with the Securities Exchange Act of 1934, as amended, equals $92 for each $1,000,000 of the value of the transaction. | |
(2) | Previously paid. |
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
Amount Previously Paid: | Not applicable. | |
Form or Registration No.: | Not applicable. | |
Filing party: | Not applicable. | |
Date filed: | Not applicable. |
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
third party tender offer subject to Rule 14d-1. | ||
issuer tender offer subject to Rule 13e-4. | ||
going-private transaction subject to Rule 13e-3. | ||
amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer:
Item 12. Exhibits. | ||||||||
SIGNATURE | ||||||||
INDEX TO EXHIBITS | ||||||||
EXHIBIT (A)(1)(K) | ||||||||
EXHIBIT (A)(1)(L) |
This Amendment No. 1 to a Tender Offer Statement on Schedule TO (the Statement) amends and supplements the Statement originally filed by LSI Logic Corporation, a Delaware corporation (LSI Logic or the Company), in connection with its offer to exchange (the Exchange Offer) options to purchase an aggregate of 48,448,408 shares of the Companys common stock, whether vested or unvested, that have been granted under its 1991 Equity Incentive Plan and 1999 Nonstatutory Stock Option Plan (the Eligible Options) and that are held by eligible employees. These Eligible Options may be exchanged for new options that will be granted under the Companys 1999 Nonstatutory Stock Option Plan (the New Options), upon the terms and subject to the conditions set forth in (i) the Offer to Exchange, dated August 20, 2002, as amended and supplemented by the Supplement to Offering Circular, dated August 23, 2002 (as amended and supplemented the Offer to Exchange), (ii) the related letter from Wilfred J. Corrigan dated August 20, 2002, (iii) the list of Frequently Asked Questions, as amended and supplemented by the supplement to the list of Frequently Asked Questions dated August 23, 2002, (iv) the Election Form, and (v) the Withdrawal Form. These documents, as they may be amended or supplemented from time to time, together constitute the Disclosure Documents. An eligible employee refers to all persons who are employees hired on or before 5:00 p.m., Pacific Time, on August 15, 2002, and who receive pay as regular employees of LSI Logic or one of its subsidiaries in the United States, Germany, Hong Kong, Japan, The Peoples Republic of China or the United Kingdom and remain employees through the date on which the New Options are granted, except members of the Companys Board of Directors and the Companys executive officers.
The information in the Disclosure Documents, including all schedules and annexes to the Disclosure Documents, is incorporated by reference in answer to the items required in this Schedule TO. Except as amended hereby, all of the terms of the Exchange Offer and all disclosure set forth in the statement remain unchanged.
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Item 12. Exhibits.
Item 12 hereby is amended and supplemented to add the following exhibits:
(a) | (1) | (k) | Supplement to Offer to Exchange dated August 23, 2002. | |||||||
(l) | Supplement to List of Frequently Asked Questions dated August 23, 2002. |
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SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Amendment No. 1 to Schedule TO is true, complete and correct.
LSI Logic Corporation | ||
/s/ Wilfred J. Corrigan
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Wilfred J. Corrigan Chairman and Chief Executive Officer |
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Date: August 23, 2002 |
INDEX TO EXHIBITS
Exhibit | ||
Number | Description | |
(a)(1)(k) | Supplement to Offer to Exchange dated August 23, 2002. | |
(a)(1)(l) | Supplement to List of Frequently Asked Questions dated August 23, 2002. |