UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Riverstone Energy GP V, LLC C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK, NY 10019 |
 X |  X |  |  |
Riverstone Energy Partners V, L.P. C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK, NY 10019 |
 X |  X |  |  |
Riverstone V Everest Holdings, L.P. C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK, NY 10019 |
 X |  X |  |  |
Riverstone V FT Corp Holdings, L.P. C/O RIVERSTONE HOLDINGS LLC 712 FIFTH AVENUE, 36TH FLOOR NEW YORK, NY 10019 |
 X |  X |  |  |
/s/ Thomas J. Walker, as managing director of Riverstone Energy GP V, LLC | 01/16/2014 | |
**Signature of Reporting Person | Date | |
/s/ Thomas J. Walker, as managing director of Riverstone Energy GP V, LLC, the general partner of Riverstone Energy Partners V, L.P. | 01/16/2014 | |
**Signature of Reporting Person | Date | |
/s/ Thomas J. Walker, as managing director of Riverstone Energy GP V, LLC, the general partner of Riverstone Energy Partners V, L.P., the general partner of Riverstone V Everest Holdings, L.P. | 01/16/2014 | |
**Signature of Reporting Person | Date | |
/s/ Thomas J. Walker, as managing director of Riverstone Energy GP V, LLC, the general partner of Riverstone Energy Partners V, L.P., the general partner of Riverstone V FT Corp Holdings, L.P. | 01/16/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is filed jointly by Riverstone Energy GP V, LLC, Riverstone Energy Partners V, L.P., Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. |
(2) | Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. are the record holders of 19,942,040 shares and 11,334,686 shares of Class A common stock, respectively. Riverstone Energy Partners V, L.P. is the general partner of each of Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. Riverstone Energy GP V, LLC is the general partner of Riverstone Energy Partners V, L.P. Riverstone Energy GP V, LLC is managed by a seven person managing committee. Pierre F. Lapeyre, Jr., David M. Leuschen, John Browne, James T. Hackett, Michael B. Hoffman, N. John Lancaster and Andrew W. Ward, as the members of the managing committee of Riverstone Energy GP V, LLC, may be deemed to share beneficial ownership of the shares of common stock owned of record by Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. These individuals expressly disclaim any such beneficial ownership except to the extent of its pecuniary interest therein. |
 Remarks: Each of the reporting persons may be deemed a "director by deputization" of the issuer by virtue of the fact that Robert M. Tichio and Ralph Alexander serve as directors of the issuer as designees of Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. On August 30, 2013, Riverstone V Everest Holdings, L.P. and Riverstone V FT Corp Holdings, L.P. (collectively, "Riverstone") entered into a Stockholder Agreement with the issuer and certain other stockholders. Under the Stockholder Agreement, Riverstone designated two of the directors of the issuer and has the right to designate an independent director within 90 days of the effective date of the issuer's registration statement in connection with its initial public offering. |