dais_144.htm


  UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
OMB APPROVAL
  OMB Number:                3235-0101
Expires:     April 30, 2014 Estimated  average  burden
hours per response     ........... 2.00
 
SEC USE ONLY
DOCUMENT SEQUENCE NO.
 
 
ATTENTION:  Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale 
or executing a sale directly with a market maker.
CUSIP NUMBER
 
 
1 (a) NAME OF ISSUER (Please type or print)
          Dais Analytic Corporation
(b) IRS IDENT. NO.
      14-1760865
(c) S.E.C. FILE NO.
       000-53554
WORK LOCATION
 
 
1 (d) ADDRESS OF ISSUER
STREET CITY STATE ZIP CODE
(e) TELEPHONE NO.
  11552 Prosperous Drive
  Odessa Florida 33556
AREA CODE
NUMBER
         
727
 
375-8484
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE
          SECURITIES ARE TO BE SOLD
 
(b) RELATIONSHIP TO
       ISSUER
(c) ADDRESS STREET  CITY STATE ZIP CODE
          Leonard Samuels
         10% holder 1011 Centennial Road Penn Valley PA 19072
             
 
INSTRUCTION:  The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
 
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
Class of
Securities
To Be Sold
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
Aggregate
Market
Value
(See instr. 3(d))
Number of Shares
or Other Units Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(See instr. 3(f))
(MO. DAY YR.)
Name of Each
Securities
Exchange
(See instr. 3(g))
Common
Eric Duncan
518 17th Street #1215, Denver CO 80202
 
950,000
237,500
101,109,034
4/10/2014
 
 
 
 
             
 
 
 
             
INSTRUCTIONS:
 
1
(a)
Name of issuer
 
3 .
(a)
Title of the class of securities to be sold
 
(b)
Issuer’s I.R.S. Identification Number
   
(b)
Name and address of each broker through whom the securities are intended to be sold
 
(c)
Issuer’s S.E.C. file number, if any
   
(c)
Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
 
(d)
Issuer’s address, including zip code
   
(d)
Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
 
(e)
Issuer’s telephone number, including area code
   
(e)
Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
2 .
(a)
Name of person for whose account the securities are to be sold
   
(f)
Approximate date on which the securities are to be sold
 
(b)
Such person’s relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the foregoing)
   
(g)
Name of each securities exchange, if any, on which the securities are intended to be sold
 
(c)
Such person’s address, including zip code
       
 
 
Potential persons who are to respond to the collection of information contained in this form are
not required to respond unless the form displays a currently valid OMB control number.
   
 


 
 

 
TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of
the Class
Date you
Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
Common
 
 
 
 
5/12/2011
Direct Purchase from company via conversion of promissory note and interest (note not a convertible note, price negotiated at time of conversion)
Purchase from Dais Analytic (all)
2,667,503
May 12, 2011
693,550.78 includes principal and interest of promissory note (principal originally 620,000 dollars)
 
INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

 
TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
Leonard Samuels, 1011 Centennial Road Penn Valley
 
 
None
None
 
 
 
None None
REMARKS:
 
INSTRUCTIONS:
 
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
 
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
     
   April 11, 2014      
/s/ Leonard Samuels 
 
  DATE OF NOTICE      
(SIGNATURE)
 
             
             
  DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
         
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one
copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
 
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
 
 
 
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