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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock options to Buy | $ 46.93 | 04/01/2019 | A(1) | 43,998 | (7) | 04/01/2029 | Ordinary Shares, par value EUR 0.01 per share | 43,998 | $ 0 | 43,998 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
COTE JEFFREY J C/O SENSATA TECHNOLOGIES, INC. 529 PLEASANT STREET ATTLEBORO, MA 02703 |
President and COO |
/s/ Michael Richards by power of attorney | 04/03/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Granted pursuant to Sensata Technologies Holding plc First Amended and Restated 2010 Equity Incentive Plan. |
(2) | Consists of unvested restricted securities granted to the reporting person on April 1, 2019. The restricted securities include 6,521 restricted securities that will vest on April 1, 2022 based on the reporting person's continued employment, and 23,909 restricted securities that will vest on April 1, 2022 based on the issuer's satisfaction of certain performance criteria. |
(3) | Includes 102,340 unvested restricted securities, of which 80,548 securities are subject to performance conditions. |
(4) | The performance-based restricted securities granted in 2016 vested at 126% of the original grant due to the extent that the related performance criteria were above target. The ordinary shares presented represent the additional beneficial ownership attributable to the reporting person for such excess vesting. |
(5) | Includes 77,313 unvested restricted securities, of which 61,297 securities are subject to performance conditions. |
(6) | Represents shares withheld to cover taxes due by the reporting person upon vesting of certain restricted security awards. |
(7) | These options are exercisable over four years at 25% per year, beginning on the first anniversary date of April 1, 2020. |