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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Option (right to buy) | $ 1.8 | 01/03/2012 | A | 5,000 | 01/02/2013(3) | 01/03/2017 | Common stock, par value $.01 per share | 5,000 | $ 0 | 5,000 | D (4) | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Marshall Christopher P C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
X | X | May be part of a 13(d) group | |
| HOAG JAY C C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
X | May be part of a 13(d) group | ||
| KIMBALL RICK C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
X | May be part of a 13(d) group | ||
| DREW JOHN C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
X | May be part of a 13(d) group | ||
| REYNOLDS JON Q JR C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
X | May be part of a 13(d) group | ||
| Trudeau Robert C/O TECHNOLOGY CROSSOVER VENTURES 528 RAMONA STREET PALO ALTO, CA 94301 |
X | May be part of a 13(d) group | ||
| Frederic D. Fenton, Authorized signatory for Christopher P. Marshall | 01/05/2012 | |
| **Signature of Reporting Person | Date | |
| Frederic D. Fenton, Authorized signatory for Jay C. Hoag | 01/05/2012 | |
| **Signature of Reporting Person | Date | |
| Frederic D. Fenton, Authorized signatory for Richard H. Kimball | 01/05/2012 | |
| **Signature of Reporting Person | Date | |
| Frederic D. Fenton, Authorized signatory for John L. Drew | 01/05/2012 | |
| **Signature of Reporting Person | Date | |
| Frederic D. Fenton, Authorized signatory for Jon Q. Reynolds Jr. | 01/05/2012 | |
| **Signature of Reporting Person | Date | |
| Frederic D. Fenton, Authorized signatory for Robert W. Trudeau | 01/05/2012 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents Restricted Stock Units ("RSUs") that were granted on January 3, 2012 under TheStreet.com, Inc.'s (the "Company") 2007 Performance Incentive Plan as part of Christopher P. Marshall's compensation as a non-employee member of the Company's Board of Directors. Each RSU represents the right to receive one share of the Company's Common Stock. These RSUs will vest on January 3, 2013. Mr. Marshall has no voting or dispositive power, or beneficial or pecuniary interest in the RSUs, nor in the underlying shares of the Company's Common Stock. |
| (2) | These RSUs are held directly by TCV VI Management, L.L.C. ("Management VI"). Jay C. Hoag, Richard H. Kimball , John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau are members of Management VI, but each disclaims beneficial ownership of such RSUs and the underlying shares of the Company's Common Stock except to the extent of their respective pecuniary interests therein. Mr. Marshall has no beneficial ownership or pecuniary interest in such RSUs and the underlying shares of the Company's Common Stock. |
| (3) | Subject to acceleration or forfeiture under certain circumstances. |
| (4) | Christopher P. Marshall has the sole voting and dispositive power over the options he holds directly; however, Management VI has a right to 100% of the pecuniary interest in such options. Jay C. Hoag, Richard H. Kimball , John L. Drew, Jon Q. Reynolds, Jr., and Robert W. Trudeau are members of Management VI, but each disclaims beneficial ownership of such options or the shares to be received upon the exercise of such options except to the extent of their respective pecuniary interest therein. Mr. Marshall has no beneficial ownership or pecuniary interest in such options or the shares to be received upon the exercise of such options. |