UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-05749
|
The China Fund, Inc. |
(Exact name of registrant as specified in charter)
|
c/o State Street Bank and Trust Company One Lincoln Street P.O. Box 5049 Boston, MA 02111-5049 |
(Address of principal executive offices)
|
Brian F. Link, Esq. Secretary 100 Summer Street, SUM0703 Boston, Massachusetts 02110 (Name and address of agent for service) |
Copies to:
Leonard B. Mackey, Jr., Esq. Clifford Chance U.S. LLP 31 West 52nd Street New York, New York 10019 |
Registrant’s telephone number, including area code: 888-246-2255
Date of fiscal year end: October 31
Date of reporting period: July 1, 2017 - June 30, 2018
Item 1. Proxy Voting Record
AAC TECHNOLOGIES HOLDINGS INC.
Ticker: 2018 Security ID: G2953R114
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Koh Boon Hwee as Director For Against Management
3b Elect Mok Joe Kuen Richard as Director For For Management
3c Elect Au Siu Cheung Albert as Director For For Management
3d Elect Kwok Lam Kwong Larry as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
AIA GROUP LTD.
Ticker: 1299 Security ID: Y002A1105
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Ng Keng Hooi as Director For For Management
4 Elect Cesar Velasquez Purisima as For For Management
Director
5 Elect Lawrence Juen-Yee Lau as Director For For Management
6 Elect Chung-Kong Chow as Director For For Management
7 Elect John Barrie Harrison as Director For For Management
8 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
9A Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
9B Authorize Repurchase of Issued Share For For Management
Capital
9C Approve Allotment and Issuance of For Against Management
Additional Shares Under the Restricted
Share Unit Scheme
--------------------------------------------------------------------------------
AIRTAC INTERNATIONAL GROUP
Ticker: 1590 Security ID: G01408106
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: APR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Consolidated Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED
Ticker: BABA Security ID: 01609W102
Meeting Date: OCT 18, 2017 Meeting Type: Annual
Record Date: AUG 18, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Jack Yun Ma as Director For For Management
1.2 Elect Masayoshi Son as Director For For Management
1.3 Elect Walter Teh Ming Kwauk as Director For For Management
2 Ratify PricewaterhouseCoopers as For For Management
Auditors
--------------------------------------------------------------------------------
ASM PACIFIC TECHNOLOGY LTD.
Ticker: 522 Security ID: G0535Q133
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Repurchase of Issued Share For For Management
Capital
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Reissuance of Repurchased For For Management
Shares
7 Elect Lok Kam Chong, John as Director For For Management
8 Authorize Board to Fix the For For Management
Remuneration of the Directors
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 3988 Security ID: Y0698A107
Meeting Date: JUN 28, 2018 Meeting Type: Annual
Record Date: MAY 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of Board of For For Management
Directors
2 Approve 2017 Work Report of Board of For For Management
Supervisors
3 Approve 2017 Annual Financial Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve 2018 Annual Budget for Fixed For For Management
Assets Investment
6 Approve Ernst & Young Hua Ming as For For Management
External Auditor
7 Elect Zhang Qingsong as Director For For Management
8 Elect Li Jucai as Director For Against Management
9 Elect Chen Yuhua as Supervisor For For Management
10 Approve 2016 Remuneration Distribution For For Management
Plan of Directors
11 Approve 2016 Remuneration Distribution For For Management
Plan of Supervisors
12 Approve Capital Management Plan for For For Management
the Years 2017-2020
13 Approve Adjusting the Authorization of For For Management
Outbound Donations
14 Approve Issuance of Bonds For For Management
15 Approve Issuance of Qualified For For Management
Write-down Tier 2 Capital Instruments
16 Approve Issuance of Write-down Undated For For Management
Capital Bonds
17 Elect Liao Qiang as Director None For Shareholder
--------------------------------------------------------------------------------
BEIJING ENTERPRISES HOLDINGS LTD.
Ticker: 392 Security ID: Y07702122
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: JUN 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Hou Zibo as Director For Against Management
3.2 Elect Zhao Xiaodong as Director For For Management
3.3 Elect Tam Chun Fai as Director For For Management
3.4 Elect Wu Jiesi as Director For Against Management
3.5 Elect Sze Chi Ching as Director For For Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
BRILLIANCE CHINA AUTOMOTIVE HOLDINGS LTD.
Ticker: 1114 Security ID: G1368B102
Meeting Date: JUN 22, 2018 Meeting Type: Annual
Record Date: JUN 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2A Elect Wu Xiao An, Ng Siu On as Director For Against Management
2B Elect Qi Yumin as Director For Against Management
2C Elect Xu Bingjin as Director For Against Management
2D Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Grant Thornton Hong Kong For For Management
Limited as Auditors and Authorize
Board to Fix Their Remuneration
4A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4B Authorize Repurchase of Issued Share For For Management
Capital
4C Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CATHAY FINANCIAL HOLDING CO., LTD.
Ticker: 2882 Security ID: Y11654103
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Articles of Association For For Management
4 Approve Raising of Long-term Capital For For Management
5 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: OCT 09, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tian Guoli and Authorize the For For Management
Remuneration Committee to Fix His
Remuneration
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 939 Security ID: Y1397N101
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Board of For For Management
Supervisors
3 Approve 2017 Final Financial Accounts For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve Budget of 2018 Fixed Assets For For Management
Investment
6 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors in 2016
7 Approve Remuneration Distribution and For For Management
Settlement Plan for Supervisors in 2016
8 Elect Wang Zuji as Director For For Management
9 Elect Pang Xiusheng as Director For For Management
10 Elect Zhang Gengsheng as Director For For Management
11 Elect Li Jun as Director For Against Management
12 Elect Anita Fung Yuen Mei as Director For For Management
13 Elect Carl Walter as Director For For Management
14 Elect Kenneth Patrick Chung as Director For For Management
15 Elect Wu Jianhang as Supervisor For For Management
16 Elect Fang Qiuyue as Supervisor For For Management
17 Approve Capital Plan for 2018 to 2020 For For Management
18 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as
International Auditors and Fix Their
Remuneration
1 Approve Amendments to the For For Management
Authorization to the Board of
Directors by the Shareholders' General
Meeting on External Donations
--------------------------------------------------------------------------------
CHINA EVERBRIGHT INTERNATIONAL LTD.
Ticker: 257 Security ID: Y14226107
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Wong Kam Chung, Raymond as For For Management
Director
3b Elect Hu Yanguo as Director For For Management
3c Elect Qian Xiaodong as Director For For Management
3d Elect Fan Yan Hok, Philip as Director For Against Management
3e Elect Mar Selwyn as Director For Against Management
3f Authorize Board to Fix the For For Management
Remuneration of the Directors
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5.2 Authorize Repurchase of Issued Share For For Management
Capital
5.3 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: APR 12, 2018 Meeting Type: Special
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2018 Investment Plan For Against Management
2 Approve 2018 Budget Draft For Against Management
3 Approve 2018 Guarantee Plan For Against Management
4 Amend Articles of Association For For Management
5 Amend Rules and Procedures Regarding For Against Management
General Meetings of Shareholders
--------------------------------------------------------------------------------
CHINA INTERNATIONAL TRAVEL SERVICE CORP. LTD.
Ticker: 601888 Security ID: Y149A3100
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Report of the Independent For For Management
Directors
4 Approve Financial Statements For For Management
5 Approve Annual Report and Summary For For Management
6 Approve Profit Distribution For For Management
7 Approve Signing of Financial Services For Against Management
Supplementary Agreement
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 2319 Security ID: G21096105
Meeting Date: AUG 28, 2017 Meeting Type: Special
Record Date: AUG 24, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale and Purchase Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
CHINA MENGNIU DAIRY CO., LTD.
Ticker: 2319 Security ID: G21096105
Meeting Date: MAY 04, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Ma Jianping as Director and For Against Management
Authorize Board to Fix His Remuneration
3b Elect Niu Gensheng as Director and For Against Management
Authorize Board to Fix His Remuneration
3c Elect Julian Juul Wolhardt as Director For For Management
and Authorize Board to Fix His
Remuneration
3d Elect Pascal De Petrini as Director For Against Management
and Authorize Board to Fix His
Remuneration
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA MERCHANTS BANK CO LTD
Ticker: 600036 Security ID: Y14896115
Meeting Date: JUN 27, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
of Directors
2 Approve 2017 Work Report of the Board For For Management
of Supervisors
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Audited Financial For For Management
Statements
5 Approve 2017 Profit Appropriation Plan For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditor and Deloitte Touche
Tohmatsu Certified Public Accountants
as International Auditor and Authorize
Board to Fix Their Remuneration
7 Approve Assessment Report on the Duty For For Management
Performance of Directors
8 Approve Assessment Report on the Duty For For Management
Performance of Supervisors
9 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
Independent Directors
10 Approve Assessment Report on the Duty For For Management
Performance and Cross-Evaluation of
External Supervisors
11 Approve Assessment Report on Duty For For Management
Performance of the Senior Management
12 Approve Related Party Transaction For For Management
Report
13 Elect Zhou Song as Director For For Management
14 Amend Articles of Association For Against Management
Regarding Party Committee
15 Approve Issuance of Capital Bonds For For Management
16 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
17 Elect Li Menggang as Director For For Shareholder
18 Elect Liu Qiao as Director For For Shareholder
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 941 Security ID: Y14965100
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Shang Bing as Director For For Management
3.2 Elect Li Yue as Director For For Management
3.3 Elect Sha Yuejia as Director For For Management
4 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors of the Group for Hong Kong
Financial Reporting and U.S. Financial
Reporting Purposes, Respectively and
Authorize Board to Fix Their
Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: DEC 13, 2017 Meeting Type: Special
Record Date: NOV 22, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Liu Yifeng as Director For For Management
2 Elect Meng Jun as Director For For Management
3 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2017 Financial Statements and For For Management
Statutory Reports
2 Approve 2017 Profit Distribution Plan For For Management
and Annual Dividend
3 Approve 2017 Report of the Directors For For Management
4 Approve 2017 Report of the Supervisory For For Management
Committee
5 Approve Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP as
Domestic Auditors and Deloitte Touche
Tohmatsu as International Auditors and
Authorize Board to Fix Their
Remuneration
6 Amend Rules of the Procedure of the For For Management
Board of Directors
7 Approve Provision of Guarantees for For For Management
Other Parties
8.01 Elect Cao Shujie as Director For For Management
8.02 Elect Zhang Wukui as Director For For Management
9.01 Elect Fong Chung, Mark as Director For For Management
10.01 Elect Cheng Xinsheng as Supervisor For For Management
10.02 Elect Wu Hanming as Supervisor For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
12 Authorize Repurchase of Issued A and H For For Management
Share Capital
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA OILFIELD SERVICES LTD.
Ticker: 2883 Security ID: Y15002101
Meeting Date: MAY 30, 2018 Meeting Type: Special
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Issued A and H For For Management
Share Capital
--------------------------------------------------------------------------------
CHINA OVERSEAS LAND & INVESTMENT LTD.
Ticker: 688 Security ID: Y15004107
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: JUN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Luo Liang as Director For For Management
3b Elect Fan Hsu Lai Tai, Rita as Director For For Management
3c Elect Li Man Bun, Brian David as For Against Management
Director
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
9 Adopt Share Option Scheme For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 386 Security ID: Y15010104
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve 2017 Financial Reports For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve Interim Profit Distribution For For Management
Plan
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
External Auditors and Authorize Board
to Fix Their Remuneration
7 Approve Service Contracts Between the For For Management
Company and Directors and Supervisors
8 Amend Articles of Association For For Management
9 Amend Rules of Procedure Regarding For For Management
Meetings of Board of Directors
10 Approve the Establishment of the Board For For Management
Committee
11 Authorize Board to Determine the For Against Management
Proposed Plan for the Issuance of Debt
Financing Instruments
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
13.01 Elect Dai Houliang as Director For Against Management
13.02 Elect Li Yunpeng as Director For For Management
13.03 Elect Jiao Fangzheng as Director For For Management
13.04 Elect Ma Yongsheng as Director For For Management
13.05 Elect Ling Yiqun as Director For For Management
13.06 Elect Liu Zhongyun as Director For For Management
13.07 Elect Li Yong as Director For For Management
14.01 Elect Tang Min as Director For For Management
14.02 Elect Fan Gang as Director For For Management
14.03 Elect Cai Hongbin as Director For For Management
14.04 Elect Ng, Kar Ling Johnny as Director For For Management
15.01 Elect Zhao Dong as Supervisor For For Management
15.02 Elect Jiang Zhenying as Supervisor For For Management
15.03 Elect Yang Changjiang as Supervisor For For Management
15.04 Elect Zhang Baolong as Supervisor For For Management
15.05 Elect Zou Huiping as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO., LTD.
Ticker: 836 Security ID: Y1503A100
Meeting Date: MAY 28, 2018 Meeting Type: Annual
Record Date: MAY 21, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1 Elect Ge Chang Xin as Director For For Management
3.2 Elect Hu Min as Director For For Management
3.3 Elect Wang Xiao Bin as Director For For Management
3.4 Elect So Chak Kwong, Jack as Director For For Management
3.5 Elect Li Ru Ge as Director For For Management
3.6 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: NOV 27, 2017 Meeting Type: Special
Record Date: NOV 21, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Agreement, For For Management
Revised 2017 CSCECL Cap, Revised 2017
CSC Cap and Related Transactions
2 Approve New CSCECL Sub-construction For For Management
Engagement Agreement, CSCECL
Sub-construction Engagement Cap, CSC
Sub-construction Engagement Cap and
Related Transactions
3 Approve New Master CSC Group For For Management
Engagement Agreement, COLI Works
Annual Cap and Related Transactions
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 3311 Security ID: G21677136
Meeting Date: JUN 01, 2018 Meeting Type: Annual
Record Date: MAY 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A Elect Hung Cheung Shew as Director For For Management
3B Elect Wu Mingqing as Director For For Management
3C Elect Zhang Haipeng as Director For For Management
3D Elect Raymond Leung Hai Ming as For Against Management
Director
3E Elect Lee Shing See as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6A Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6B Authorize Repurchase of Issued Share For For Management
Capital
6C Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: Y1519S111
Meeting Date: SEP 15, 2017 Meeting Type: Special
Record Date: SEP 08, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Subscription Agreement For For Management
and Related Transactions
--------------------------------------------------------------------------------
CHINA UNICOM (HONG KONG) LTD
Ticker: 762 Security ID: Y1519S111
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Li Fushen as Director For For Management
3.1b Elect Chung Shui Ming Timpson as For Against Management
Director
3.1c Elect Law Fan Chiu Fun Fanny as For For Management
Director
3.2 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG and KPMG Huazhen LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
CHUNGHWA PRECISION TEST TECH CO., LTD.
Ticker: 6510 Security ID: Y1612W100
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N117
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAY 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Work Report of the Board For For Management
2 Approve 2017 Work Report of the For For Management
Supervisory Committee
3 Approve 2017 Annual Report For For Management
4 Approve 2017 Profit Distribution Plan For For Management
5 Approve PricewaterhouseCoopers Zhong For Against Management
Tian LLP and PricewaterhouseCoopers as
PRC and International Auditors
Respectively, PricewaterhouseCoopers
Zhong Tian LLP as Internal Control
Auditor and Fix Their Remuneration
6 Approve 2018 Estimated Investment For For Management
Amount for Proprietary Business
8 Approve Potential Related Party For Against Management
Transactions Involved in the Issuances
of the Onshore and Offshore Corporate
Debt Financing Instruments
10 Approve Remuneration of Directors and For For Management
Supervisors
11.01 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
the CITIC Group and Its Subsidiaries
and Associates
11.02 Approve Contemplated Related For For Management
Party/Connected Transactions Between
the Company and Its Subsidiaries and
Other Related/Connected Parties
12 Elect Kuang Tao as Director For For Shareholder
14 Elect Liu Hao as Supervisor For For Shareholder
7.01 Approve Issuing Entity, Size of For Against Management
Issuance and Method of Issuance in
Relation to the Re-authorization of
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.02 Approve Type of the Debt Financing For Against Management
Instruments in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.03 Approve Term of the Debt Financing For Against Management
Instruments in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.04 Approve Interest Rate of the Debt For Against Management
Financing Instruments in Relation to
the Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.05 Approve Security and Other For Against Management
Arrangements in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.06 Approve Use of Proceeds in Relation to For Against Management
the Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.07 Approve Issuing Price in Relation to For Against Management
the Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.08 Approve Targets of Issue and the For Against Management
Placement Arrangements of the RMB Debt
Financing Instruments to the
Shareholders in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.09 Approve Listing of the Debt Financing For Against Management
Instruments in Relation to the
Re-authorization of Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
7.10 Approve Resolutions Validity Period in For Against Management
Relation to the Re-authorization of
Issuances of Onshore and Offshore
Corporate Debt Financing Instruments
7.11 Approve Authorization for the For Against Management
Issuances of the Onshore and Offshore
Corporate Debt Financing Instruments
in Relation to the Issuances of
Onshore and Offshore Corporate Debt
Financing Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for A Shares and H
Shares
13 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LTD.
Ticker: 2007 Security ID: G24524103
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Yeung Kwok Yeung as Director For Against Management
3a2 Elect Yang Ziying as Director For For Management
3a3 Elect Yang Zhicheng as Director For For Management
3a4 Elect Tong Wui Tung as Director For For Management
3a5 Elect Huang Hongyan as Director For For Management
3b Authorize Board to Fix the For For Management
Remuneration of Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Adopt New Articles of Association For For Management
--------------------------------------------------------------------------------
COUNTRY GARDEN HOLDINGS COMPANY LTD.
Ticker: 2007 Security ID: G24524103
Meeting Date: MAY 17, 2018 Meeting Type: Special
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve CGS Share Option Scheme For Against Management
2 Approve Grant of Options to Mo Bin For Against Management
Under the CGS Share Option Scheme
--------------------------------------------------------------------------------
CSPC PHARMACEUTICAL GROUP LTD.
Ticker: 1093 Security ID: Y1837N109
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Wang Huaiyu as Director For For Management
3a2 Elect Wang Zhenguo as Director For For Management
3a3 Elect Lu Hua as Director For For Management
3a4 Elect Li Chunlei as Director For For Management
3a5 Elect Lo Yuk Lam as Director For For Management
3a6 Elect Yu Jinming as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
8 Approve Grant of Options Under the For Against Management
Share Option Scheme
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: DEC 27, 2017 Meeting Type: Special
Record Date: DEC 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Share For Against Management
Capital
2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
3 Authorize Reissuance of Repurchased For For Management
Shares
4 Approve Refreshment of Scheme Mandate For Against Management
Limit Under the Share Option Scheme
5 Elect Yu Ziping as Director For For Shareholder
6 Elect Peng Jing as Director For For Shareholder
--------------------------------------------------------------------------------
DIGITAL CHINA HOLDINGS LIMITED
Ticker: 861 Security ID: G2759B107
Meeting Date: JUN 11, 2018 Meeting Type: Annual
Record Date: JUN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Against Management
Statutory Reports
2.1 Elect Lin Yang as Director For For Management
2.2 Elect Yu Ziping as Director For For Management
2.3 Elect Peng Jing as Director For For Management
2.4 Elect Liu Yun, John as Director For For Management
2.5 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4.1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.2 Authorize Repurchase of Issued Share For For Management
Capital
4.3 Authorize Reissuance of Repurchased For For Management
Shares
5A Amend Bye-Laws For For Management
5B Adopt Amended and Restated Bye-Laws For For Management
--------------------------------------------------------------------------------
FOCUS MEDIA INFORMATION TECHNOLOGY CO., LTD.
Ticker: 002027 Security ID: Y29327106
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Annual Report and Summary For For Management
4 Approve Financial Statements For For Management
5 Approve Profit Distribution For For Management
6 Approve 2018 Appointment of Financial For Against Management
Report Auditor
7.1 Approve Manner of Share Repurchase For For Management
7.2 Approve Price Range of the Share For For Management
Repurchase
7.3 Approve Total Capital and Capital For For Management
Source Used for the Share Repurchase
7.4 Approve Type, Scale and Proportion to For For Management
Share Capital
7.5 Approve Implementation Period of the For For Management
Share Repurchase
7.6 Approve Resolution Validity Period For For Management
7.7 Approve Specific Authorization to For For Management
Share Repurchase
8 Approve Use of Idle Own Funds to For Against Management
Purchase Bank Financial Products
9 Approve Adjustment in the Guaranteed For Against Management
Amount
10 Approve Use of Idle Own Funds to For Against Management
Conduct Risk Investment
11 Amend Articles of Association For For Management
12 Approve Shareholder Dividend Return For For Management
Plan in the Next Three Years
--------------------------------------------------------------------------------
FUBON FINANCIAL HOLDING CO. LTD.
Ticker: 2881 Security ID: Y26528102
Meeting Date: JUN 08, 2018 Meeting Type: Annual
Record Date: APR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Long-term Fundraising For Against Management
4 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD.
Ticker: 27 Security ID: Y2679D118
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: APR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Elect Francis Lui Yiu Tung as Director For Against Management
2.2 Elect Patrick Wong Lung Tak as Director For Against Management
2.3 Authorize Board to Fix Remuneration of For For Management
Directors
3 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4.1 Authorize Repurchase of Issued Share For For Management
Capital
4.2 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
4.3 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
GLOBALWAFERS CO., LTD.
Ticker: 6488 Security ID: Y2722U109
Meeting Date: JUN 25, 2018 Meeting Type: Annual
Record Date: APR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Plan on Profit Distribution For For Management
3 Approve Amendments to Articles of For Against Management
Association
4 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
5.1 Elect Cheng-Yuan Cheng with ID No. For For Management
R122108XXX as Independent Director
5.2 Elect Chi-Hsiung Cheng with For For Management
Shareholder No. 1154 as Independent
Director
5.3 Elect Chun-Yen Cheng with ID No. For For Management
D100028XXX as Independent Director
5.4 Elect Non-Independent Director No. 1 None Against Shareholder
5.5 Elect Non-Independent Director No. 2 None Against Shareholder
5.6 Elect Non-Independent Director No. 3 None Against Shareholder
5.7 Elect Non-Independent Director No. 4 None Against Shareholder
6 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
GOLDPAC GROUP LIMITED
Ticker: 3315 Security ID: Y27592107
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Final Dividend For For Management
2.2 Approve Special Dividend For For Management
3.1 Elect Hou Ping as Director For For Management
3.2 Elect Lu Xiaozhong as Director For For Management
3.3 Elect Ling Wai Lim as Director For For Management
3.4 Elect Mak Wing Sum Alvin as Director For For Management
4 Authorize Board to Fix Remuneration of For For Management
Directors
5 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Issued Share For For Management
Capital
8 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
HONG KONG EXCHANGES AND CLEARING LTD
Ticker: 388 Security ID: Y3506N139
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: APR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Chan Tze Ching, Ignatius as For For Management
Director
3b Elect Hu Zuliu, Fred as Director For For Management
3c Elect John Mackay McCulloch Williamson For For Management
as Director
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Approve Remuneration Payable to the For For Management
Chairman and Non-executive Directors
--------------------------------------------------------------------------------
KING SLIDE WORKS CO., LTD.
Ticker: 2059 Security ID: Y4771C105
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3.1 Elect LIN TSUNG CHI, with SHAREHOLDER For For Management
NO.1 as Non-independent Director
3.2 Elect LIN TSUNG LUNG, a Representative For For Management
of LONG SHEN INVESTMENT INC., with
SHAREHOLDER NO.22, as Non-independent
Director
3.3 Elect WANG CHON CHIANG, with For For Management
SHAREHOLDER NO.49 as Non-independent
Director
3.4 Elect CHIU YEN CHIH, with ID NO. For For Management
E120919XXX as Non-independent Director
3.5 Elect LEE WEN CHANG, with SHAREHOLDER For For Management
NO.429 as Independent Director
3.6 Elect HSU FANG YIH, wit ID NO. For For Management
Q120993XXX as Independent Director
3.7 Elect CAI WEN ZHI, with ID NO. For For Management
E120388XXX as Independent Director
3.8 Elect LIN JHANG A JH, a Representative For For Management
of YIN LI INVESTMENT INC., with
SHAREHOLDER NO.27, as Supervisor
3.9 Elect WU MIN ZHEN, with ID NO. For For Management
M101114XXX as Supervisor
--------------------------------------------------------------------------------
LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 12, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
4 Approve Amendments to Articles of For For Management
Association
--------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 494 Security ID: G5485F169
Meeting Date: JAN 31, 2018 Meeting Type: Special
Record Date: JAN 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Strategic Divestment and For For Management
Related Transactions
--------------------------------------------------------------------------------
LI & FUNG LIMITED
Ticker: 494 Security ID: G5485F169
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Spencer Theodore Fung as For For Management
Director
3b Elect Allan Wong Chi Yun as Director For Against Management
3c Elect Margaret Leung Ko May Yee as For Against Management
Director
3d Elect Chih Tin Cheung as Director For For Management
3e Elect John G. Rice as Director For For Management
3f Elect Joseph C. Phi as Director For For Management
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
MEDIATEK INC.
Ticker: 2454 Security ID: Y5945U103
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Plan on Profit Distribution For For Management
3 Approve Cash Distribution from Capital For For Management
Reserve
4 Amend Procedures for Endorsement and For Against Management
Guarantees
5 Approve Issuance of Restricted Stocks For Against Management
6.1 Elect MING-KAI TSAI, with SHAREHOLDER For For Management
NO.1 as Non-independent Director
6.2 Elect RICK TSAI, with SHAREHOLDER NO. For For Management
374487 as Non-independent Director
6.3 Elect CHING-JIANG HSIEH, with For For Management
SHAREHOLDER NO.11 as Non-independent
Director
6.4 Elect CHENG-YAW SUN, with SHAREHOLDER For For Management
NO.109274 as Non-independent Director
6.5 Elect KENNETH KIN, with SHAREHOLDER NO. For For Management
F102831XXX as Non-independent Director
6.6 Elect WAYNE LIANG, with SHAREHOLDER NO. For For Management
295186 as Non-independent Director
6.7 Elect CHUNG-YU WU, with SHAREHOLDER NO. For For Management
1512 as Independent Director
6.8 Elect PENG-HENG CHANG, with For For Management
SHAREHOLDER NO.A102501XXX as
Independent Director
6.9 Elect MING-JE TANG, with SHAREHOLDER For For Management
NO.A100065XXX as Independent Director
7 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
MGM CHINA HOLDINGS LIMITED
Ticker: 2282 Security ID: G60744102
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3A1 Elect Chen Yau Wong as Director For For Management
3A2 Elect William Joseph Hornbuckle as For Against Management
Director
3A3 Elect Daniel J. D'Arrigo as Director For Against Management
3A4 Elect Russell Francis Banham as For For Management
Director
3B Elect Kenneth Xiaofeng Feng as Director For For Management
3C Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
NANYA TECHNOLOGY CORP.
Ticker: 2408 Security ID: Y62066108
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Amend Trading Procedures Governing For For Management
Derivatives Products
--------------------------------------------------------------------------------
PCCW LIMITED
Ticker: 8 Security ID: Y6802P120
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Tse Sze Wing, Edmund as Director For Against Management
3b Elect Lu Yimin as Director For Against Management
3c Elect Shao Guanglu as Director For Against Management
3d Elect Aman Mehta as Director For Against Management
3e Elect Bryce Wayne Lee as Director For For Management
3f Elect David Lawrence Herzog as Director For For Management
3g Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement to the H Shareholders Only
for the Overseas Listing of Ping An
Healthcare And Technology Company
Limited
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAR 19, 2018 Meeting Type: Special
Record Date: FEB 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Assured For For Management
Entitlement to the H Shareholders Only
for the Overseas Listing of Ping An
Healthcare And Technology Company
Limited
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 2318 Security ID: Y69790106
Meeting Date: MAY 23, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Annual Report and its For For Management
Summary
4 Approve 2017 Financial Statements and For For Management
Statutory Reports
5 Approve 2017 Profit Distribution Plan For For Management
and Distribution of Final Dividends
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as PRC Auditor and
PricewaterhouseCoopers as
International Auditor and Authorize
Board to Fix Their Remuneration
7.01 Elect Ma Mingzhe as Director For Against Management
7.02 Elect Sun Jianyi as Director For For Management
7.03 Elect Ren Huichuan as Director For For Management
7.04 Elect Yao Jason Bo as Director For For Management
7.05 Elect Lee Yuansiong as Director For For Management
7.06 Elect Cai Fangfang as Director For For Management
7.07 Elect Soopakij Chearavanont as Director For Against Management
7.08 Elect Yang Xiaoping as Director For Against Management
7.09 Elect Wang Yongjian as Director For For Management
7.10 Elect Liu Chong as Director For For Management
7.11 Elect Yip Dicky Peter as Director For For Management
7.12 Elect Wong Oscar Sai Hung as Director For For Management
7.13 Elect Sun Dongdong as Director For For Management
7.14 Elect Ge Ming as Director For For Management
7.15 Elect Ouyang Hui as Director For For Management
8.01 Elect Gu Liji as Supervisor For For Management
8.02 Elect Huang Baokui as Supervisor For For Management
8.03 Elect Zhang Wangjin as Supervisor For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights for H Shares
10 Approve 30th Anniversary Special For For Shareholder
Dividend
11 Approve Shanghai Jahwa Equity For For Shareholder
Incentive Scheme
--------------------------------------------------------------------------------
QINGDAO PORT INTERNATIONAL CO., LTD.
Ticker: 6198 Security ID: Y7S64R101
Meeting Date: JUN 06, 2018 Meeting Type: Annual
Record Date: MAY 04, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Profit Distribution Plan For For Management
3 Approve Extension of the Valid Period For For Management
of the Plan of the A Share Offering
4 Approve Extension of the Valid Period For For Management
of the Authorizations to Deal with All
Matters Relating to the A Share
Offering
5 Amend Articles of Association For For Management
6 Amend Articles of Association which For For Management
Shall Apply After the Proposed A Share
Offering
7 Amend Rules of Procedures of the Board For For Management
of Directors
8 Approve 2017 Annual Report For For Management
9 Approve 2017 Work Report of the Board For For Management
10 Approve 2017 Report of the Supervisory For For Management
Committee
11 Approve 2017 Audited Financial For For Management
Statements
12 Approve Remuneration of Directors For For Management
13 Approve Remuneration of Supervisors For For Management
14a Elect Zhang Qingcai as Supervisor, For For Shareholder
Authorize Chairman to Enter Into a
Service Contract with Him and Fix His
Remuneration
14b Elect Li Wucheng as Supervisor, For For Shareholder
Authorize Chairman to Enter Into a
Service Contract with Him and Fix His
Remuneration
15 Elect Zhang Jiangnan as Director, For For Shareholder
Authorize Chairman to Enter Into a
Service Contract with Him and Fix His
Remuneration
16 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor and Authorize
Board to Fix Their Remuneration
17 Approve Conforming to the Conditions For For Management
for Initial Public Offering and
Listing of A Shares
18 Approve Status Report and Verification For For Management
Report on the Use of Previously Raised
Funds
19 Approve Comprehensive Financing For For Management
Services Framework Agreement, Proposed
Annual Caps and Related Transactions
20 Approve Proposed Annual Caps of the For For Management
Deposit Service for the Year 2018 and
2019 under the Financial Services
Framework Agreement II
--------------------------------------------------------------------------------
QINGLING MOTORS CO LTD
Ticker: 1122 Security ID: Y71713104
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2017 Report of the Board of For For Management
Directors
2 Approve 2017 Report of the Supervisory For For Management
Committee
3 Approve 2017 Audited Financial For For Management
Statements and Independent Auditor's
Report
4 Approve 2017 Profit Appropriation For For Management
Proposal
5.1 Elect Luo Yuguang as Director For For Management
5.2 Elect Shuichi Hayashi as Director For For Management
5.3 Elect Keiichiro Maegaki as Director For For Management
5.4 Elect Masanori Ota as Director For For Management
5.5 Elect Li Juxing as Director For For Management
5.6 Elect Xu Song as Director For For Management
5.7 Elect Long Tao as Director For Against Management
5.8 Elect Song Xiaojiang as Director For Against Management
5.9 Elect Liu Tianni as Director For For Management
5.10 Elect Liu Erh Fei as Director For For Management
6 Authorize Board to Determine For For Management
Remuneration of Directors
7 Authorize Board to Approve Their For For Management
Service Contract of the Newly Elected
Executive Directors and Independent
Non-Executive Directors Respectively
and Handle All Related Matters
8 Approve Min Qing as supervisor For For Management
9 Authorize Board to Determine For For Management
Remuneration of Supervisors
10 Authorize Board to Approve Appointment For For Management
Letter of the Newly Elected
Supervisors Representing the
Shareholders and the Supervisors
Representing Staff and Workers of the
Company and Handle All Related Matters
11 Appoint Deloitte Touche Tohmatsu For For Management
Certified Public Accountants LLP
Chongqing Branch and Deloitte Touche
Tohmatsu as as PRC and International
Auditors, Respectively, and Authorize
Board to Determine Their Remuneration
--------------------------------------------------------------------------------
SAIC MOTOR CORP., LTD.
Ticker: 600104 Security ID: Y7443N102
Meeting Date: NOV 21, 2017 Meeting Type: Special
Record Date: NOV 14, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amendments to Articles of For Against Management
Association
2 Amend Rules and Procedures Regarding For For Management
General Meetings of Shareholders
3 Amend Rules and Procedures Regarding For For Management
Meetings of Board of Supervisors
4 Elect Ding Ning as Supervisor For For Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 1928 Security ID: G7800X107
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAY 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Robert Glen Goldstein as Director For For Management
3b Elect Charles Daniel Forman as Director For For Management
3c Elect Steven Zygmunt Strasser as For For Management
Director
3d Elect Wang Sing as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION
Ticker: 981 Security ID: G8020E119
Meeting Date: SEP 29, 2017 Meeting Type: Special
Record Date: SEP 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Amended Joint Venture For For Management
Agreement, Capital Increase Agreement
and Related Transactions
2 Approve Proposed Grant of Restricted For Against Management
Share Units to Tzu-Yin Chiu, Former
CEO of the Company
3 Approve Proposed Grant of Restricted For Against Management
Share Units to Haijun Zhao, CEO of the
Company
4 Approve Proposed Grant of Restricted For Against Management
Share Units to Tzu-Yin Chiu,
Non-Independent Non-Executive Director
of the Company
--------------------------------------------------------------------------------
SUN HUNG KAI PROPERTIES LTD.
Ticker: 16 Security ID: Y82594121
Meeting Date: NOV 09, 2017 Meeting Type: Annual
Record Date: NOV 03, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3.1a Elect Lui Ting, Victor as Director For For Management
3.1b Elect Li Ka-cheung, Eric as Director For Against Management
3.1c Elect Leung Ko May-yee, Margaret as For Against Management
Director
3.1d Elect Po-shing Woo as Director For Against Management
3.1e Elect Tung Chi-ho, Eric as Director For For Management
3.1f Elect Fung Yuk-lun, Allen as Director For For Management
3.2 Approve Directors' Fees For For Management
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Issued Share For For Management
Capital
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Amendments to Articles of For For Management
Association
4.1 Elect F.C. Tseng with Shareholder No. For For Management
104 as Non-Independent Director
4.2 Elect Mei-ling Chen , a Representative For For Management
of National Development Fund,
Executive Yuan with Shareholder No. 1,
as Non-Independent Director
4.3 Elect Mark Liu with Shareholder No. For For Management
10758 as Non-Independent Director
4.4 Elect C.C. Wei with Shareholder No. For For Management
370885 as Non-Independent Director
4.5 Elect Sir Peter L. Bonfield with ID No. For Against Management
504512XXX as Independent Director
4.6 Elect Stan Shih with Shareholder No. For Against Management
534770 as Independent Director
4.7 Elect Thomas J. Engibous with ID No. For For Management
515274XXX as Independent Director
4.8 Elect Kok-Choo Chen with ID No. For For Management
A210358XXX as Independent Director
4.9 Elect Michael R. Splinter with ID No. For For Management
488601XXX as Independent Director
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 700 Security ID: G87572163
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Li Dong Sheng as Director For Against Management
3b Elect Iain Ferguson Bruce as Director For Against Management
3c Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
TIANGONG INTERNATIONAL CO., LTD.
Ticker: 826 Security ID: G88831113
Meeting Date: MAY 14, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a1 Elect Yan Ronghua as Director For For Management
3a2 Elect Jiang Guangqing as Director For For Management
3a3 Elect Gao Xiang as Director For For Management
3b Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve KPMG as Auditors and Authorize For For Management
Board to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
VINDA INTERNATIONAL HOLDINGS LTD.
Ticker: 3331 Security ID: G9361V108
Meeting Date: APR 19, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Lee Hsiao-yun Ann as Director For For Management
3b Elect Li Chao Wang as Director For For Management
3c Elect Li Jielin as Director For Against Management
3d Elect Jan Christer Johansson as For For Management
Director
3e Elect Carl Magnus Groth as Director For For Management
3f Authorize Board to Fix Remuneration of For Against Management
Directors
4 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
WH GROUP LTD.
Ticker: 288 Security ID: G96007102
Meeting Date: JUN 04, 2018 Meeting Type: Annual
Record Date: MAY 29, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Elect Wan Long as Director For Against Management
2b Elect Jiao Shuge as Director For For Management
3 Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Ernst & Young as Auditor and For For Management
Authorize Board to Fix Their
Remuneration
5 Approve Final Dividend For For Management
6 Authorize Repurchase of Issued Share For For Management
Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
WIN SEMICONDUCTORS CORP
Ticker: 3105 Security ID: Y9588T100
Meeting Date: JUN 15, 2018 Meeting Type: Annual
Record Date: APR 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Approve Profit Distribution For For Management
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
4 Approve Issuance of Restricted Stocks For For Management
--------------------------------------------------------------------------------
ZHUZHOU CRRC TIMES ELECTRIC CO., LTD.
Ticker: 3898 Security ID: Y9892N104
Meeting Date: OCT 20, 2017 Meeting Type: Special
Record Date: SEP 19, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Xinning as Director and For For Management
Authorize Board to Fix His Remuneration
2 Elect Ouyang Minggao as Director and For For Management
Authorize Board to Fix His Remuneration
3 Approve Absorption and Merger of Times For For Management
Equipment by the Company and Authorize
Board to Handle All Matters in
Relation to the Absorption and Merger
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
THE CHINA FUND, INC.
| By: | /s/Joseph S. Quirk | |
| Joseph S. Quirk | ||
| President | ||
| August 8, 2018 |