UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-05150

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
  
48 Wall Street     New York, NY
10005
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005

(Name and address of agent for service)
 
Registrant's telephone number, including area code: (866)  668-6558

Date of fiscal year end: December 31
 
Date of reporting period: July 1, 2015 - June 30, 2016 

ITEM 1. PROXY VOTING RECORD.
 
Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Management Recommendation
Vote Cast
For / Against Management
3M Company
MMM
88579Y101
5/10/2016
1
Elect Sondra L. Barbour
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
2
Elect Thomas K. Brown
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
3
Elect Vance D. Coffman
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
4
Elect David B. Dillon
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
5
Elect Michael L. Eskew
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
6
Elect Herbert L. Henkel
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
7
Elect Muhtar Kent
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
8
Elect Edward M. Liddy
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
9
Elect Gregory R. Page
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
10
Elect Inge G. Thulin
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
11
Elect Robert J. Ulrich
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
12
Elect Patricia A. Woertz
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
13
Ratification of Auditor
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
15
Approval of the 2016 Long-Term Incentive Plan
Mgmt
For
For
For
3M Company
MMM
88579Y101
5/10/2016
16
Shareholder Proposal Regarding Special Meetings
ShrHoldr
Against
For
Against
3M Company
MMM
88579Y101
5/10/2016
17
Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation
ShrHoldr
Against
Against
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.1
Elect Robert J. Alpern
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.2
Elect Roxanne S. Austin
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.3
Elect Sally E. Blount
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.4
Elect W. James Farrell
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.5
Elect Edward M. Liddy
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.6
Elect Nancy McKinstry
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.7
Elect Phebe N. Novakovic
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.8
Elect William A. Osborn
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.9
Elect Samuel C. Scott III
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.10
Elect Glenn F. Tilton
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
1.11
Elect Miles D. White
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
2
Ratification of Auditor
Mgmt
For
For
For
Abbott Laboratories
ABT
002824100
4/29/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
1.1
Elect William H.L. Burnside
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
1.2
Elect Brett J. Hart
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
1.3
Elect Edward J. Rapp
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
2
Ratification of Auditor
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
4
Repeal of Classified Board
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
5
Approval of Performance Goals Under the Performance Incentive Plan
Mgmt
For
For
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
6
Shareholder Proposal Regarding Take-Back Programs for Unused Medicines
ShrHoldr
Against
Against
For
AbbVie Inc.
ABBV
00287Y109
5/6/2016
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/24/2016
1
Elect Neville J. Miles
Mgmt
For
For 79% Against 18% Abstain 3%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/24/2016
2
Elect Moritz Sell
Mgmt
For
For 80% Against 18% Abstain 2%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/24/2016
1
Elect Lawrence J. Fox
Mgmt
For
For 95% Against 4% Abstain 1%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/22/2016
1
Election of Directors
Mgmt
For
21% For and 79% Against.
For
Aberdeen Israel Fund Inc
ISL
00305P106
3/24/2016
1
Elect James J. Cattano
Mgmt
For
For 98% Against 1% Abstain 1%
For
Aberdeen Israel Fund Inc
ISL
00301L109
3/24/2016
1
Elect Lawrence J. Fox
Mgmt
For
For 95% Against 4% Abstain 1%
For
Aberdeen Singapore Fund Inc
SGF
003244100
6/22/2016
1
Elect David G. Harmer
Mgmt
For
71% For and 29% Against
For
Aberdeen Singapore Fund Inc
SGF
003244100
6/22/2016
2
Elect Rahn K. Porter
Mgmt
For
71% For and 29% Against
For
ACE Limited
ACE
H0023R105
10/22/2015
1
Increase in Authorized Share Capital
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
2
Company Name Change
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
3
Merger/Acquisition
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
4
Elect Sheila P. Burke
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
5
Elect James I. Cash, Jr.
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
6
Elect Lawrence W. Kellner
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
7
Elect James M. Zimmerman
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
8
Board Compensation
Mgmt
For
For
For
ACE Limited
ACE
H0023R105
10/22/2015
9
Additional or Miscellanious Proposals
ShrHoldr
For
Abstain
Against
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.1
Elect Enrique R. Arzac
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.2
Elect Phyllis O. Bonanno
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.3
Elect Kenneth J. Dale
Mgmt
For
For 89% Withhold 11%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.4
Elect Frederic A. Escherich
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.5
Elect Roger W. Gale
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.6
Elect Kathleen T. McGahran
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.7
Elect Craig R. Smith
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
1.8
Elect Mark E. Stoeckle
Mgmt
For
For 87% Withhold 13%
For
Adams Diversified Equity Fund
ADX
006212104
4/14/2016
2
Ratification of Auditor
Mgmt
For
For 97% Abstain 3%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2015
1
Elect Tracy V. Maitland
Mgmt
For
For 76% Against 2% Abstain 22%
For
Advent-Claymore Enhanced Growth & Income Fund
LCM
00765E104
9/30/2015
2
Elect Ronald A. Nyberg
Mgmt
For
For 76% Against 2% Abstain 22%
For
Aetna Inc.
AET
00817Y108
5/20/2016
1
Elect Fernando Aguirre
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
3
Elect Frank M. Clark, Jr.
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
4
Elect Betsy Z. Cohen
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
5
Elect Molly J. Coye
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
6
Elect Roger N. Farah
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
7
Elect Jeffrey E. Garten
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
8
Elect Ellen M. Hancock
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
9
Elect Richard J. Harrington
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
10
Elect Edward J. Ludwig
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
11
Elect Joseph P. Newhouse
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
12
Elect Olympia J. Snowe
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
13
Ratification of Auditor
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
14
Approval of the 2016 Employee Stock Purchase Plan
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
5/20/2016
16
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Aetna Inc.
AET
00817Y108
10/19/2015
1
Merger
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
10/19/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
10/19/2015
1
Merger
Mgmt
For
For
For
Aetna Inc.
AET
00817Y108
10/19/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
1
Elect Susan K. Carter
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
2
Elect Charles I. Cogut
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
3
Elect Seifi Ghasemi
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
4
Elect David H. Y. Ho
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
5
Elect Margaret G. McGlynn
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
7
Ratification of Auditor
Mgmt
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/28/2016
8
Approval of Annual Incentive Plan Terms
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.1
Elect Nesli Basgoz
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.2
Elect Paul M. Bisaro
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.3
Elect James H. Bloem
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.4
Elect Christopher W. Bodine
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.5
Elect Christopher J. Coughlin
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.6
Elect Michael R. Gallagher
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.7
Elect Catherine M. Klema
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.8
Elect Peter J. McDonnell
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.9
Elect Patrick J. O'Sullivan
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.10
Elect Brenton L. Saunders
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.11
Elect Ronald R. Taylor
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
1.12
Elect Fred G. Weiss
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
2
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Allergan plc
AGN
G0177J108
5/5/2016
3
Ratification of Auditor and Authority to Set Fees
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
4
Amendment to the Memorandum of Association to Make Certain Administrative Amendments
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
5
Amendment to the Articles of Association to make Certain Administrative Amendments
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
6
Provide for a Plurality Voting Standard in the Event of a Contested Election
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
7
Sole Authority of Board to Determine Board Size
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
8
Reduction of Company Capital
Mgmt
For
For
For
Allergan plc
AGN
G0177J108
5/5/2016
9
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Allergan plc
AGN
G0177J108
5/5/2016
10
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.1
Elect Deborah A. DeCotis
Mgmt
For
For 91% Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.2
Elect Bradford K. Gallagher
Mgmt
For
For 91% Withhold 9%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.3
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.4
Elect Barbara R. Claussen
Mgmt
For
For 95% Withhold 5%
For
AllianzGI Convertible & Income Fund II
NCZ
01883A107
6/30/2016
1.5
Elect A. Douglas Eu
Mgmt
For
For 94% Withhold 6%
For
AllianzGI Convertible & Income Fund II
NCZ
018825109
6/30/2016
1.1
Elect William B. Ogden IV
Mgmt
For
For 94% Withhold 6%
For
AllianzGI Convertible & Income Fund II
NCZ
018825109
6/30/2016
1.2
Elect Barbara R. Claussen
Mgmt
For
For 95% Withhold 5%
For
AllianzGI Convertible & Income Fund II
NCZ
018825109
6/30/2016
1.3
Elect A. Douglas Eu
Mgmt
For
For 94% Withhold 6%
For
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.1
Elect Hans W. Kertess
Mgmt
N/A
For 94% Withhold 6%
N/A
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.2
Elect William B. Ogden IV
Mgmt
N/A
For 94% Withhold 6%
N/A
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.3
Elect Barbara R. Claussen
Mgmt
N/A
For 95% Withhold 5%
N/A
AllianzGI Convertible & Income Fund II
NCZ
018828103
6/30/2016
1.4
Elect A. Douglas Eu
Mgmt
N/A
For 94% Withhold 6%
N/A
Allstate Corporation
ALL
020002101
5/24/2016
1
Elect Kermit R. Crawford
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
2
Elect Michael L. Eskew
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
3
Elect Herbert L. Henkel
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
4
Elect Siddharth N. Mehta
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
5
Elect Jacques P. Perold
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
6
Elect Andrea Redmond
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
7
Elect John W. Rowe
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
8
Elect Judith A. Sprieser
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
9
Elect Mary Alice Taylor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
10
Elect Thomas J. Wilson
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
12
Ratification of Auditor
Mgmt
For
For
For
Allstate Corporation
ALL
020002101
5/24/2016
13
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Allstate Corporation
ALL
020002101
5/24/2016
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.1
Elect Larry Page
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.2
Elect Sergey Brin
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.3
Elect Eric E. Schmidt
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.4
Elect L. John Doerr
Mgmt
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.5
Elect Diane B. Greene
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.6
Elect John L. Hennessy
Mgmt
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.7
Elect Ann Mather
Mgmt
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.8
Elect Alan R. Mulally
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.9
Elect Paul S. Otellini
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.10
Elect K. Ram Shriram
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
1.11
Elect Shirley M. Tilghman
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
2
Ratification of Auditor
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
3
Amendment to the 2012 Stock Plan
Mgmt
For
Against
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
4
Amendment to Google Inc.'s Certificate of Incorporation
Mgmt
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
5
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
6
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
7
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
8
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/8/2016
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/8/2016
10
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
For
Against
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/17/2016
1.1
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/17/2016
1.2
Elect H. Guy Leibler
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/17/2016
2
Transaction of Other Business
Mgmt
For
For 55% Against 39% Abstain 6%
Against
Alpine Global Premier Properties Fund
AWP
02083A103
5/17/2016
1.1
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/17/2016
1.2
Elect H. Guy Leibler
Mgmt
For
For 85% Withhold 15%
For
Alpine Global Premier Properties Fund
AWP
02083A103
5/17/2016
2
Transaction of Other Business
Mgmt
For
For 55% Against 39% Abstain 6%
Against
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/17/2016
1.1
Elect James A. Jacobson
Mgmt
For
For 85% Withhold 15%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/17/2016
1.2
Elect H. Guy Leibler
Mgmt
For
For 85% Withhold 15%
For
Alpine Total Dynamic Dividend Fund
AOD
021060207
5/17/2016
2
Transaction of Other Business
Mgmt
For
For 55% Against 39% Abstain 6%
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
1
Elect Jeffrey P. Bezos
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
2
Elect Tom A. Alberg
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
3
Elect John Seely Brown
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
4
Elect William B. Gordon
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
5
Elect Jamie S. Gorelick
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
6
Elect Judith A McGrath
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
7
Elect Jonathan J. Rubinstein
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
8
Elect Thomas O. Ryder
Mgmt
For
Against
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
9
Elect Patricia Q. Stonesifer
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
10
Elect Wendell P. Weeks
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
11
Ratification of Auditor
Mgmt
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/17/2016
12
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
13
Shareholder Proposal Regarding Human Rights Report
ShrHoldr
Against
For
Against
Amazon.com, Inc.
AMZN
023135106
5/17/2016
14
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
1
Elect Charlene Barshefsky
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
2
Elect Ursula M. Burns
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
3
Elect Kenneth I. Chenault
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
4
Elect Peter Chernin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
5
Elect Ralph de la Vega
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
6
Elect Anne L. Lauvergeon
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
7
Elect Micheal O. Leavitt
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
8
Elect Theodore J. Leonsis
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
9
Elect Richard C. Levin
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
10
Elect Samuel J. Palmisano
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
11
Elect Daniel L. Vasella
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
12
Elect Robert D. Walter
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
13
Elect Ronald A. Williams
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
14
Ratification of Auditor
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
American Express Company
AXP
025816109
5/2/2016
16
Approval of the 2016 Incentive Compensation Plan
Mgmt
For
For
For
American Express Company
AXP
025816109
5/2/2016
17
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
18
Shareholder Proposal Regarding Privacy and Data Security
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
19
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
American Express Company
AXP
025816109
5/2/2016
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
American Express Company
AXP
025816109
5/2/2016
21
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
American International Group, Inc.
AIG
026874784
5/11/2016
1
Elect W. Don Cornwell
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
2
Elect Peter R. Fisher
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
3
Elect John Fitzpatrick
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
4
Elect Peter D. Hancock
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
5
Elect William G. Jurgensen
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
6
Elect Christopher S. Lynch
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
7
Elect Samuel J. Merksamer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
8
Elect George L. Miles, Jr.
Mgmt
For
Against
Against
American International Group, Inc.
AIG
026874784
5/11/2016
9
Elect Henry S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
10
Elect Robert S. Miller
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
11
Elect Linda A. Mills
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
12
Elect Suzanne Nora Johnson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
13
Elect John A. Paulson
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
14
Elect Ronald A. Rittenmeyer
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
15
Elect Douglas M. Steenland
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
16
Elect Theresa M. Stone
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American International Group, Inc.
AIG
026874784
5/11/2016
18
Ratification of Auditor
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
1
Elect Raymond P. Dolan
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
2
Elect Robert D. Hormats
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
3
Elect Carolyn Katz
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
4
Elect Gustavo Lara Cantu
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
5
Elect Craig Macnab
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
6
Elect JoAnn A. Reed
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
7
Elect Pamela D.A. Reeve
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
8
Elect David E. Sharbutt
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
9
Elect James D. Taiclet, Jr.
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
10
Elect Samme L. Thompson
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
11
Ratification of Auditor
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
American Tower Corporation
AMT
03027X100
6/1/2016
13
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
AMGEN Inc.
AMGN
031162100
5/19/2016
1
Elect David Baltimore
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
2
Elect Frank J. Biondi, Jr.
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
3
Elect Robert A. Bradway
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
4
Elect Francois de Carbonnel
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
5
Elect Robert A. Eckert
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
6
Elect Greg C. Garland
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
7
Elect Fred Hassan
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
8
Elect Rebecca M. Henderson
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
9
Elect Frank C. Herringer
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
10
Elect Tyler Jacks
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
11
Elect Judith C. Pelham
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
12
Elect Ronald D. Sugar
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
13
Elect R. Sanders Williams
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
14
Ratification of Auditor
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2016
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Anthem, Inc.
ANTM
036752103
5/19/2016
1
Elect Lewis Hay, III
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
2
Elect George A. Schaefer, Jr.
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
3
Elect Joseph R. Swedish
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
4
Elect Elizabeth E. Tallett
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
5
Ratification of Auditor
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
5/19/2016
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Anthem, Inc.
ANTM
036752103
12/3/2015
1
Merger/Acquisition
Mgmt
For
For
For
Anthem, Inc.
ANTM
036752103
12/3/2015
2
Right to Adjourn Meeting
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
1
Elect Lester B. Knight
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
2
Elect Gregory C. Case
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
3
Elect Fulvio Conti
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
4
Elect Cheryl Francis
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
5
Elect James W. Leng
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
6
Elect J. Michael Losh
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
7
Elect Robert S. Morrison
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
8
Elect Richard B. Myers
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
9
Elect Richard C. Notebaert
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
10
Elect Gloria Santona
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
11
Elect Carolyn Y. Woo
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Aon plc
AON
G0408V102
6/24/2016
13
Remuneration Report (Advisory)
Mgmt
For
Against
Against
Aon plc
AON
G0408V102
6/24/2016
14
Accounts and Reports
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
15
Ratification of Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
16
Ratification of  Statutory Auditor
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
17
Authority to Set Auditor's Fees
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
18
Approval of Share Repurchase Contracts and

Repurchase Counterparties
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
19
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
20
Authority to Issue Shares w/o Preemptive Rights
Mgmt
For
For
For
Aon plc
AON
G0408V102
6/24/2016
21
Authorization of Political Donations and Expenditures
Mgmt
For
For
For
Apollo Senior Floating Rate Fund Inc.
AFT
037638103
5/19/2016
1.1
Elect Glenn N. Marchak
Mgmt
For
For 89% Withhold 11%
For
Apollo Senior Floating Rate Fund Inc.
AFT
037638103
5/19/2016
1.2
Elect Todd J. Slotkin
Mgmt
For
For 89% Withhold 11%
For
Apple Inc.
AAPL
037833100
2/26/2016
1
Elect James A. Bell
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
2
Elect Timothy D. Cook
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
3
Elect Albert A. Gore
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
4
Elect Robert A. Iger
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
5
Elect Andrea Jung
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
6
Elect Arthur D. Levinson
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
7
Elect Ronald D. Sugar
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
8
Elect Susan L. Wagner
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
9
Ratification of Auditor
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
11
Approval of Amended and Restated 2014 Employee Stock Plan
Mgmt
For
For
For
Apple Inc.
AAPL
037833100
2/26/2016
12
Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/26/2016
13
Shareholder Proposal Regarding Racial Diversity of Board and Management
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/26/2016
14
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
Apple Inc.
AAPL
037833100
2/26/2016
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
AT and T Inc.
T
00206R102
4/29/2016
1
Elect Randall L. Stephenson
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
2
Elect Samuel A. Di Piazza, Jr.
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
3
Elect Richard W. Fisher
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
4
Elect Scott T. Ford
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
5
Elect Glenn H. Hutchins
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
6
Elect William E. Kennard
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
7
Elect Michael McCallister
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
8
Elect Beth E. Mooney
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
9
Elect Joyce M. Roche
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
10
Elect Matthew K. Rose
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
11
Elect Cynthia B. Taylor
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
12
Elect Laura D'Andrea Tyson
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
13
Ratification of Auditor
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
15
Approval of the 2016 Incentive Plan
Mgmt
For
For
For
AT and T Inc.
T
00206R102
4/29/2016
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
AT and T Inc.
T
00206R102
4/29/2016
17
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
AT and T Inc.
T
00206R102
4/29/2016
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.1
Elect Ellen R. Alemany
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.2
Elect Peter Bisson
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.3
Elect Richard T. Clark
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.4
Elect Eric C. Fast
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.5
Elect Linda R. Gooden
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.6
Elect Michael P. Gregoire
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.7
Elect R. Glenn Hubbard
Mgmt
For
For 97% Withhold 3%
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.8
Elect John P. Jones
Mgmt
For
Withhold
Against
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
1.9
Elect Carlos A. Rodriguez
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/10/2015
3
Ratification of Auditor
Mgmt
For
For
For
Avenue Income Credit Strategies Fund
ACP
05358E106
5/12/2016
1.1
Elect Julie  Dien Ledoux
Mgmt
For
For 94% Withhold 6%

Insufficient number of directors on board
Against
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.1
Elect Warren E. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.2
Elect Charles T. Munger
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.3
Elect Howard G. Buffett
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.4
Elect Stephen B. Burke
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.5
Elect Susan L. Decker
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.6
Elect William H. Gates III
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.7
Elect David S. Gottesman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.8
Elect Charlotte Guyman
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.9
Elect Thomas S. Murphy
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.10
Elect Ronald L. Olson
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.11
Elect Walter Scott, Jr.
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
1.12
Elect Meryl B. Witmer
Mgmt
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
4/30/2016
2
Shareholder Proposal Regarding Reporting Of Climate Change Risks
ShrHoldr
Against
For
Against
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.1
Elect Michael J. Castellano
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.2
Elect Richard E. Cavanagh
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.3
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.5
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.6
Elect Jerrold B. Harris
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.7
Elect R. Glenn Hubbard
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.8
Elect W. Carl Kester
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.9
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.10
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.11
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.1
Elect Michael J. Castellano
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.2
Elect Richard E. Cavanagh
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.3
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.5
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.6
Elect Jerrold B. Harris
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.7
Elect R. Glenn Hubbard
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.8
Elect W. Carl Kester
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.9
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.10
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Corporation High Yield Fund III Inc
HYT
09255P107
7/29/2015
1.11
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.1
Elect Michael J. Castellano
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.2
Elect Richard E. Cavanagh
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.3
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.5
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.6
Elect Jerrold B. Harris
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.7
Elect R. Glenn Hubbard
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.8
Elect W. Carl Kester
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.9
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.10
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.11
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.1
Elect Michael J. Castellano
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.2
Elect Richard E. Cavanagh
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.3
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.4
Elect Kathleen F. Feldstein
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.5
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.6
Elect Jerrold B. Harris
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.7
Elect R. Glenn Hubbard
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.8
Elect W. Carl Kester
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.9
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.10
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Debt Strategies Fund, Inc.
DSU
09255R103
7/29/2015
1.11
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.1
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.2
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.3
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.4
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.5
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.1
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.2
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.3
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.4
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Global Opportunities Equity Trust
BOE
092501105
7/29/2015
1.5
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.1
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.2
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.3
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.4
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.5
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.1
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.2
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.3
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.4
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/29/2015
1.5
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/29/2015
1.1
Elect Frank J. Fabozzi
Mgmt
For
For 97% Withhold 3%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/29/2015
1.2
Elect James T. Flynn
Mgmt
For
For 97% Withhold 3%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/29/2015
1.3
Elect Babara G. Novick
Mgmt
For
For 97% Withhold 3%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/29/2015
1.4
Elect John M. Perlowski
Mgmt
For
For 97% Withhold 3%
For
BlackRock Utility and Infrastructure Trust
BUI
09248D104
7/29/2015
1.5
Elect Karen P. Robards
Mgmt
For
For 97% Withhold 3%
For
Boeing Company
BA
097023105
5/2/2016
1
Elect David L. Calhoun
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
2
Elect Arthur D. Collins, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
3
Elect Kenneth M. Duberstein
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
4
Elect Edmund P. Giambastiani, Jr.
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
5
Elect Lynn J. Good
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
6
Elect Lawrence W. Kellner
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
7
Elect Edward M. Liddy
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
8
Elect Dennis A. Muilenburg
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
9
Elect Susan C. Schwab
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
10
Elect Randall L. Stephenson
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
11
Elect Ronald A. Williams
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
12
Elect Mike S. Zafirovski
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
14
Ratification of Auditor
Mgmt
For
For
For
Boeing Company
BA
097023105
5/2/2016
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Boeing Company
BA
097023105
5/2/2016
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Boeing Company
BA
097023105
5/2/2016
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Boeing Company
BA
097023105
5/2/2016
18
Shareholder Proposal Regarding Report on Arms Sales to Israel
ShrHoldr
Against
Against
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
1
Elect Nelda J. Connors
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
2
Elect Charles J. Dockendorff
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
3
Elect Donna A. James
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
4
Elect Kristina M. Johnson
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
5
Elect Edward J. Ludwig
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
6
Elect Stephen P. MacMillan
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
7
Elect Michael F. Mahoney
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
8
Elect David J. Roux
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
9
Elect John E. Sununu
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
10
Elect Ellen M. Zane
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
12
Amendment to the 2011 Long-Term Incentive Plan
Mgmt
For
For
For
Boston Scientific Corporation
BSX
101137107
5/3/2016
13
Ratification of Auditor
Mgmt
For
For
For
Calamos Funds
CHW
12811L107
6/30/2016
1.1
Elect Virginia G. Breen
Mgmt
For
For 96% Withhold 4%
For
Calamos Funds
CHW
12811L107
6/30/2016
1.2
Elect Theresa A. Hamacher
Mgmt
For
For 96% Withhold 4%
For
Calamos Funds
CHW
12811L107
6/30/2016
1.3
Elect Stephen B. Timbers
Mgmt
For
For 96% Withhold 4%
For
Calamos Global Total Return Fund
CGO
128118106
6/30/2016
1.1
Elect Virginia G. Breen
Mgmt
For
For 96% Withhold 4%
For
Calamos Global Total Return Fund
CGO
128118106
6/30/2016
1.2
Elect Theresa A. Hamacher
Mgmt
For
For 96% Withhold 4%
For
Calamos Global Total Return Fund
CGO
128118106
6/30/2016
1.3
Elect Stephen B. Timbers
Mgmt
For
For 96% Withhold 4%
For
Calamos Strategic Total Return Fund
CSQ
128125101
6/30/2016
1.1
Elect Virginia G. Breen
Mgmt
For
For 96% Withhold 4%
For
Calamos Strategic Total Return Fund
CSQ
128125101
6/30/2016
1.2
Elect Theresa A. Hamacher
Mgmt
For
For 96% Withhold 4%
For
Calamos Strategic Total Return Fund
CSQ
128125101
6/30/2016
1.3
Elect Stephen B. Timbers
Mgmt
For
For 96% Withhold 4%
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
1
Elect David J. Anderson
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
2
Elect Colleen F. Arnold
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
3
Elect George S. Barrett
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
4
Elect Carrie S. Cox
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
5
Elect Calvin Darden
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
6
Elect Bruce L. Downey
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
7
Elect Patricia A. Hemingway Hall
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
8
Elect Clayton M. Jones
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
9
Elect Gregory B. Kenny
Mgmt
For
Against
Against
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
10
Elect Nancy Killefer
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
11
Elect David P. King
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
12
Ratification of Auditor
Mgmt
For
For
For
Cardinal Health, Inc.
CAH
14149Y108
11/4/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CBRE Clarion Global Real Estate Income Fund
IGR
12504G100
10/7/2015
1
Elect Asuka Nakahara
Mgmt
For
For 98% Withhold 2%
For
Celgene Corporation
CELG
151020104
6/15/2016
1.1
Elect Robert J. Hugin
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.2
Elect Mark J. Alles
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.3
Elect Richard W. Barker
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.4
Elect Michael W. Bonney
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.5
Elect Michael D. Casey
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.6
Elect Carrie S. Cox
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.7
Elect Jacqualyn A. Fouse
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.8
Elect Michael A. Friedman
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.9
Elect Julia A. Haller
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.10
Elect Gilla Kaplan
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.11
Elect James J. Loughlin
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
1.12
Elect Ernest Mario
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
2
Ratification of Auditor
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
3
Amendment to the 2008 Stock Incentive Plan
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Celgene Corporation
CELG
151020104
6/15/2016
5
Exclusive Forum Provision
Mgmt
For
Against
Against
Celgene Corporation
CELG
151020104
6/15/2016
6
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Celgene Corporation
CELG
151020104
6/15/2016
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Chevron Corporation
CVX
166764100
5/25/2016
1
Elect Alexander B. Cummings, Jr.
Mgmt
For
Abstain
Against
Chevron Corporation
CVX
166764100
5/25/2016
2
Elect Linnet F. Deily
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
3
Elect Robert E. Denham
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
4
Elect Alice P. Gast
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
5
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
6
Elect Jon M. Huntsman, Jr.
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
7
Elect Charles W. Moorman, IV
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
8
Elect John G. Stumpf
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
9
Elect Ronald D. Sugar
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
10
Elect Inge G. Thulin
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
11
Elect John S. Watson
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
12
Ratification of Auditor
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Chevron Corporation
CVX
166764100
5/25/2016
14
Amendment to Non-Employee Directors' Equity Compensation and Deferral Plan
Mgmt
For
For
For
Chevron Corporation
CVX
166764100
5/25/2016
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Chevron Corporation
CVX
166764100
5/25/2016
16
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/25/2016
17
Shareholder Proposal Regarding Climate Change Policy Risk
ShrHoldr
Against
For
Against
Chevron Corporation
CVX
166764100
5/25/2016
18
Shareholder Proposal Regarding Report on Reserve Replacements
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/25/2016
19
Shareholder Proposal Regarding Dividend Policy
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/25/2016
20
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/25/2016
21
Shareholder Proposal Regarding Environmental Expertise on Board
ShrHoldr
Against
Against
For
Chevron Corporation
CVX
166764100
5/25/2016
22
Shareholder Proposal Regarding Right to Call a Special meeting
ShrHoldr
Against
Against
For
Chubb Limited
CB
H1467J104
5/19/2016
1
Accounts and Reports
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
2
Allocation of Profits/Dividends
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
3
Dividends from Reserves
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
4
Ratification of Board Acts
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
5
Election of Statutory Auditors
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
6
Appointment of Auditor
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
7
Appointment of Special Auditor
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
8
Elect Evan G. Greenberg
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
9
Elect Robert M. Hernandez
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
10
Elect Michael G. Atieh
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
11
Elect Sheila P. Burke
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
12
Elect James I. Cash, Jr.
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
13
Elect Mary A. Cirillo
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
14
Elect Michael P. Connors
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
15
Elect John A. Edwardson
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
16
Elect Lawrence W. Kellner
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
17
Elect Leo F. Mullin
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
18
Elect Kimberly Ross
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
19
Elect Robert W. Scully
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
20
Elect Eugene B. Shanks, Jr.
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
21
Elect Theodore Shasta
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
22
Elect David H. Sidwell
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
23
Elect Olivier Steimer
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
24
Elect James M. Zimmerman
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
25
Elect Evan G. Greenberg as Chairman of the Board
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
26
Elect Michael P. Connors
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
27
Elect Mary A. Cirillo
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
28
Elect Robert M. Hernandez
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
29
Elect Robert W. Scully
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
30
Elect James M. Zimmerman
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
31
ELECTION OF HOMBURGER AG AS INDEPENDENT PROXY
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
32
Increase in Authorized Share Capital for General Purposes
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
33
Approval of the 2016 Long-Term Incentive Plan
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
34
Compensation of the Board until the Next AGM
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
35
Executive Compensation
Mgmt
For
For
For
Chubb Limited
CB
H1467J104
5/19/2016
36
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Chubb Limited
CB
H1467J104
5/19/2016
37
Additional or Miscellaneous Proposals
Mgmt
For
Abstain
Against
CIGNA Corporation
CI
125509109
4/27/2016
1
Elect David M. Cordani
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/27/2016
2
Elect Isaiah Harris, Jr.
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/27/2016
3
Elect Jane E. Henney
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/27/2016
4
Elect Donna F. Zarcone
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/27/2016
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
4/27/2016
6
Ratification of Auditor
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
12/3/2015
1
Merger/Acquisition
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
12/3/2015
2
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
CIGNA Corporation
CI
125509109
12/3/2015
3
Right to Adjourn Meeting
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
1
Elect Carol A. Bartz
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
2
Elect M. Michele Burns
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
3
Elect Michael D. Capellas
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
4
Elect John T. Chambers
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
5
Elect Brian L. Halla
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
6
Elect John L. Hennessy
Mgmt
For
Against
Against
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
7
Elect Kristina M. Johnson
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
8
Elect Roderick C. McGeary
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
9
Elect Charles  H. Robbins
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
10
Elect Arun Sarin
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
11
Elect Steven M. West
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
13
Ratification of Auditor
Mgmt
For
For
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
14
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
Cisco Systems, Inc.
CSCO
17275R102
11/19/2015
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Clough Global Allocation Fund
GLV
18913Y103
7/28/2015
1.1
Elect Robert L. Butler
Mgmt
For
For 96% Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/28/2015
1.2
Elect James E. Canty
Mgmt
For
For 96% Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/28/2015
1.3
Elect Richard C. Rantzow
Mgmt
For
For 96% Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/28/2015
1.1
Elect Robert L. Butler
Mgmt
For
For 96% Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/28/2015
1.2
Elect James E. Canty
Mgmt
For
For 96% Withhold 4%
For
Clough Global Allocation Fund
GLV
18913Y103
7/28/2015
1.3
Elect Richard C. Rantzow
Mgmt
For
For 96% Withhold 4%
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
1
Elect Zein Abdalla
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
2
Elect Maureen Breakiron-Evans
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
3
Elect Jonathan  Chadwick
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
4
Elect Francisco D'Souza
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
5
Elect John N. Fox, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
6
Elect John E. Klein
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
7
Elect Leo S. Mackay, Jr.
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
8
Elect Lakshmi Narayanan
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
9
Elect Michael Patsalos-Fox
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
10
Elect Robert E. Weissman
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
11
Elect Thomas M. Wendel
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
13
Ratification of Auditor
Mgmt
For
For
For
Cognizant Technology Solutions Corporation
CTSH
192446102
6/15/2016
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/28/2016
1.1
Elect Joseph M. Harvey
Mgmt
For
For 95% Withhold 5%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/28/2016
1.2
Elect Gerald J. Maginnis
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/28/2016
1.3
Elect Richard J. Norman
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers Infrastructure Fund Inc
UTF
19248A109
4/28/2016
1.4
Elect Frank K. Ross
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/28/2016
1.1
Elect Joseph M. Harvey
Mgmt
For
For 95% Withhold 5%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/28/2016
1.2
Elect Gerald J. Maginnis
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/28/2016
1.3
Elect Richard J. Norman
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers Quality Income Realty Fund, Inc.
RQI
19247L106
4/28/2016
1.4
Elect Frank K. Ross
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/28/2016
1.1
Elect Joseph M. Harvey
Mgmt
For
For 95% Withhold 5%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/28/2016
1.2
Elect Gerald J. Maginnis
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/28/2016
1.3
Elect Richard J. Norman
Mgmt
For
For 94% Withhold 6%
For
Cohen & Steers REIT & Preferred Income Fund, Inc.
RNP
19247X100
4/28/2016
1.4
Elect Frank K. Ross
Mgmt
For
For 94% Withhold 6%
For
Cohen and Steers Funds
INB
19248M103
4/28/2016
1.1
Elect Joseph M. Harvey
Mgmt
For
For 95% Withhold 5%
For
Cohen and Steers Funds
INB
19248M103
4/28/2016
1.2
Elect Gerald J. Maginnis
Mgmt
For
For 94% Withhold 6%
For
Cohen and Steers Funds
INB
19248M103
4/28/2016
1.3
Elect Richard J. Norman
Mgmt
For
For 94% Withhold 6%
For
Cohen and Steers Funds
INB
19248M103
4/28/2016
1.4
Elect Frank K. Ross
Mgmt
For
For 94% Withhold 6%
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.1
Elect Kenneth J. Bacon
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.2
Elect Madeline S. Bell
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.3
Elect Sheldon M. Bonovitz
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.4
Elect Edward D. Breen
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.5
Elect Joseph J. Collins
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.6
Elect Gerald L. Hassell
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.7
Elect Jeffrey A. Honickman
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.8
Elect Eduardo G. Mestre
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.9
Elect Brian L. Roberts
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.10
Elect Johnathan A. Rodgers
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
1.11
Elect Judith Rodin
Mgmt
For
Withhold
Against
Comcast Corporation
CMCSA
20030N101
5/19/2016
2
Ratification of Auditor
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
3
Amend 2002 Restricted Stock Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
4
Amend 2003 Stock Option Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
5
Amend 2002 Employee Stock Purchase Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
6
Amend 2011 Employee Stock Purchase Plan
Mgmt
For
For
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Comcast Corporation
CMCSA
20030N101
5/19/2016
8
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
5/19/2016
9
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
5/19/2016
10
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Comcast Corporation
CMCSA
20030N101
12/10/2015
1
Conversion of Class A Special Common Stock Into Class A Common Stock
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/29/2016
1.1
Elect Hamilton E. James
Mgmt
For
Withhold
Against
Costco Wholesale Corporation
COST
22160K105
1/29/2016
1.2
Elect W. Craig Jelinek
Mgmt
For
Withhold
Against
Costco Wholesale Corporation
COST
22160K105
1/29/2016
1.3
Elect John W. Stanton
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/29/2016
1.4
Elect Maggie Wilderotter
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/29/2016
2
Ratification of Auditor
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/29/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Costco Wholesale Corporation
COST
22160K105
1/29/2016
4
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Cutwater Select Income Fund
CSI
232229104
6/15/2016
1.1
Elect W. Thacher Brown
Mgmt
For
For 100%
For
Cutwater Select Income Fund
CSI
232229104
6/15/2016
1.2
Elect Ellen D. Harvey
Mgmt
For
For 100%
For
Cutwater Select Income Fund
CSI
232229104
6/15/2016
1.3
Elect Thomas E. Spock
Mgmt
For
For 100%
For
Cutwater Select Income Fund
CSI
232229104
6/15/2016
1.4
Elect Suzanne P. Welsh
Mgmt
For
For 100%
For
CVS Health Corporation
CVS
126650100
5/19/2016
1
Elect Richard M. Bracken
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
2
Elect C. David Brown II
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
3
Elect Alecia A. DeCoudreaux
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
4
Elect Nancy-Ann M. DeParle
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
5
Elect David W. Dorman
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
6
Elect Anne M. Finucane
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
7
Elect Larry J. Merlo
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
8
Elect Jean-Pierre Millon
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
9
Elect Richard J. Swift
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
10
Elect William C. Weldon
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
11
Elect Tony L. White
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
12
Ratification of Auditor
Mgmt
For
For
For
CVS Health Corporation
CVS
126650100
5/19/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
CVS Health Corporation
CVS
126650100
5/19/2016
14
Shareholder Proposal Regarding Incorporating Values in Political Spending
ShrHoldr
Against
Against
For
CVS Health Corporation
CVS
126650100
5/19/2016
15
Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay
ShrHoldr
Against
Against
For
Danaher Corporation
DHR
235851102
5/10/2016
1
Elect Donald J. Ehrlich
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
2
Elect Linda P. Hefner Filler
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
3
Elect Thomas P. Joyce, Jr.
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
4
Elect Teri  List-Stoll
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
5
Elect Walter G. Lohr, Jr.
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
6
Elect Mitchell P. Rales
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
7
Elect Steven M. Rales
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
8
Elect John T. Schwieters
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
9
Elect Alan G. Spoon
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
10
Elect Elias A. Zerhouni
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
11
Ratification of Auditor
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Danaher Corporation
DHR
235851102
5/10/2016
13
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Danaher Corporation
DHR
235851102
5/10/2016
14
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
A 10% threshold for calling a special meeting is appropriate
Against
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.1
Elect Thomas L. Bennett
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.2
Elect Ann Borowiec
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.3
Elect Joseph W. Chow
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.4
Elect John A. Fry
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.5
Elect Frances A. Sevilla-Sacasa
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.6
Elect Thomas K. Whitford
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.7
Elect Lucinda S. Landreth
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.8
Elect Janet L. Yeomans
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.1
Elect Thomas L. Bennett
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.2
Elect Ann Borowiec
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.3
Elect Joseph W. Chow
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.4
Elect John A. Fry
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.5
Elect Frances A. Sevilla-Sacasa
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.6
Elect Thomas K. Whitford
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.7
Elect Lucinda S. Landreth
Mgmt
For
For 97% Withhold 3%
For
Delaware Enhanced Global Dividend & Income Fund
DEX
246060107
8/19/2015
1.8
Elect Janet L. Yeomans
Mgmt
For
For 97% Withhold 3%
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
1
Elect Richard H. Anderson
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
2
Elect Edward H. Bastian
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
3
Elect Francis S. Blake
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
4
Elect Daniel A. Carp
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
5
Elect David G. DeWalt
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
6
Elect Thomas E. Donilon
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
7
Elect William H. Easter III
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
8
Elect Mickey P. Foret
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
9
Elect Shirley C. Franklin
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
10
Elect George N. Mattson
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
11
Elect Douglas R Ralph
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
12
Elect Sergio A. L. Rial
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
13
Elect Kathy N. Waller
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
14
Elect Kenneth B. Woodrow
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
16
Amendment to the 2007 Performance Compensation Plan
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
17
Ratification of Auditor
Mgmt
For
For
For
Delta Air Lines, Inc.
DAL
247361702
6/10/2016
18
Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age
ShrHoldr
Against
Against
For
Deutsche High Income Opportunities Fund Inc
DHG
25158Y102
9/30/2015
1.1
Elect Keith R. Fox
Mgmt
For
For 63% Withhold 37%
For
Deutsche High Income Opportunities Fund Inc
DHG
25158Y102
9/30/2015
1.2
Elect Richard J. Herring
Mgmt
For
For 63% Withhold 37%
For
Deutsche High Income Opportunities Fund Inc
DHG
25158Y102
9/30/2015
1.3
Elect William N. Searcy, Jr.
Mgmt
For
For 63% Withhold 37%
For
Deutsche High Income Opportunities Fund Inc
DHG
25158Y102
9/30/2015
2
For Deutsche Global High Income Fund, Inc. and Deutsche High Income Opportunities Fund, Inc., Amend Charter to Limit the Existence of the Funds
Mgmt
For
For 97.5% Against 1.5% Abstain 1%
For
Deutsche Multi-Market Income Trust
KMM
25160E102
9/30/2015
1.1
Elect Keith R. Fox
Mgmt
For
For 63% Withhold 37%
For
Deutsche Multi-Market Income Trust
KMM
25160E102
9/30/2015
1.2
Elect Richard J. Herring
Mgmt
For
For 63% Withhold 37%
For
Deutsche Multi-Market Income Trust
KMM
25160E102
9/30/2015
1.3
Elect William N. Searcy, Jr.
Mgmt
For
For 63% Withhold 37%
For
Deutsche Strategic Income Trust
KST
25160F109
9/30/2015
1.1
Elect Keith R. Fox
Mgmt
For
For 63% Withhold 37%
For
Deutsche Strategic Income Trust
KST
25160F109
9/30/2015
1.2
Elect Richard J. Herring
Mgmt
For
For 63% Withhold 37%
For
Deutsche Strategic Income Trust
KST
25160F109
9/30/2015
1.3
Elect William N. Searcy, Jr.
Mgmt
For
For 63% Withhold 37%
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
1
Elect William P. Barr
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
2
Elect Helen E. Dragas
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
3
Elect James O. Ellis, Jr.
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
4
Elect Thomas F. Farrell II
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
5
Elect John W. Harris
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
6
Elect Mark J. Kington
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
7
Elect Pamela L. Royal
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
8
Elect Robert H. Spilman, Jr.
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
9
Elect Michael E. Szymanczyk
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
10
Elect David A. Wollard
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
11
Ratification of Auditor
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
13
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
14
Shareholder Proposal Regarding Financial Analysis of North Ana 3 Construction
ShrHoldr
Against
Against
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
15
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Dominion Resources, Inc.
D
25746U109
5/11/2016
16
Shareholder Proposal Regarding Climate Change Expertise on Board
ShrHoldr
Against
Against
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
17
Shareholder Proposal Regarding Financial Risks of Climate Change
ShrHoldr
Against
Against
For
Dominion Resources, Inc.
D
25746U109
5/11/2016
18
Shareholder Proposal Regarding Reporting on Company Climate Change Policies and Technological Advances
ShrHoldr
Against
Against
For
Dow Chemical Company
DOW
260543103
5/12/2016
1
Elect Ajay Banga
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
2
Elect Jacqueline K. Barton
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
3
Elect James A. Bell
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
4
Elect Richard K. Davis
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
5
Elect Jeff M. Fettig
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
6
Elect Andrew N. Liveris
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
7
Elect Mark Loughridge
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
8
Elect Raymond J. Milchovich
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
9
Elect Robert S. Miller
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
10
Elect Paul Polman
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
11
Elect Dennis H. Reilley
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
12
Elect James M. Ringler
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
13
Elect Ruth G. Shaw
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
14
Ratification of Auditor
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Dow Chemical Company
DOW
260543103
5/12/2016
16
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
3/15/2016
1.1
Elect Phillip R. McLoughlin
Mgmt
For
For 97% Withhold 3%
For
Duff & Phelps Global Utility Income Fund Inc
DPG
26433C105
3/15/2016
1.2
Elect Nathan I. Partain
Mgmt
For
For 97% Withhold 3%
For
Ecolab Inc.
ECL
278865100
5/5/2016
1
Elect Douglas M. Baker, Jr.
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
2
Elect Barbara J. Beck
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
3
Elect Leslie S. Biller
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
4
Elect Carl M. Casale
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
5
Elect Stephen I. Chazen
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
6
Elect Jeffrey M. Ettinger
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
7
Elect Jerry A. Grundhofer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
8
Elect Arthur J. Higgins
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
9
Elect Michael Larson
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
10
Elect Jerry W. Levin
Mgmt
For
Against
Against
Ecolab Inc.
ECL
278865100
5/5/2016
11
Elect David W. MacLennan
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
12
Elect Tracy B. McKibben
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
13
Elect Victoria J. Reich
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
14
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
15
Elect John J. Zillmer
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
16
Ratification of Auditor
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
17
Amendment to the 2001 Non-Employee Director Stock Option and Deferred Compensation Plan
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
18
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Ecolab Inc.
ECL
278865100
5/5/2016
19
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Eli Lilly and Company
LLY
532457108
5/2/2016
1
Elect Ralph Alvarez
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
2
Elect R. David Hoover
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
3
Elect Juan R. Luciano
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
4
Elect Franklyn G. Prendergast
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
5
Elect Kathi P. Seifert
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
6
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
7
Ratification of Auditor
Mgmt
For
For
For
Eli Lilly and Company
LLY
532457108
5/2/2016
8
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
1
Elect Janet F. Clark
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
2
Elect Charles R. Crisp
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
3
Elect James C. Day
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
4
Elect H. Leighton Steward
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
5
Elect Donald F. Textor
Mgmt
For
Against
Against
EOG Resources, Inc.
EOG
26875P101
4/26/2016
6
Elect William R. Thomas
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
7
Elect Frank G. Wisner
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
8
Ratification of Auditor
Mgmt
For
For
For
EOG Resources, Inc.
EOG
26875P101
4/26/2016
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
1
Elect Maura C. Breen
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
2
Elect William J. DeLaney
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
3
Elect Elder Granger
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
4
Elect Nicholas J. LaHowchic
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
5
Elect Thomas P. Mac Mahon
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
6
Elect Frank Mergenthaler
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
7
Elect Woodrow A. Myers, Jr.
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
8
Elect Roderick A. Palmore
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
9
Elect George Paz
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
10
Elect William L. Roper
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
11
Elect Seymour Sternberg
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
12
Elect Timothy Wentworth
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
13
Ratification of Auditor
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
15
Approval of the 2016 Long-Term Incentive Plan
Mgmt
For
For
For
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Express Scripts Holding Company
ESRX
30219G108
5/4/2016
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.1
Elect Michael J. Boskin
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.2
Elect Peter Brabeck-Letmathe
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.3
Elect Angela F. Braly
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.4
Elect Ursula M. Burns
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.5
Elect Larry R. Faulkner
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.6
Elect Jay S. Fishman
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.7
Elect Henrietta H. Fore
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.8
Elect Kenneth C. Frazier
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.9
Elect Douglas R. Oberhelman
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.10
Elect Samuel J. Palmisano
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.11
Elect Steven S Reinemund
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.12
Elect Rex W. Tillerson
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.13
Elect William C. Weldon
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
1.14
Elect Darren W. Woods
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
2
Ratification of Auditor
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
4
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
5
Shareholder Proposal Regarding Climate Change Expertise on Board
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
6
Shareholder Proposal Regarding Sale of Company
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
7
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
8
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
9
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
10
Shareholder Proposal Regarding Dividend Policy
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
11
Shareholder Proposal Regarding Climate Change Policy and Commitment
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
12
Shareholder Proposal Regarding Climate Change Policy Risk
ShrHoldr
Against
For
Against
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
13
Shareholder Proposal Regarding Report on Reserve Replacements
ShrHoldr
Against
Against
For
Exxon Mobil Corporation
XOM
30231G102
5/25/2016
14
Shareholder Proposal Regarding Hydraulic Fracturing
ShrHoldr
Against
Against
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.1
Elect Marc L. Andreessen
Mgmt
For
Withhold
Against
Facebook, Inc.
FB
30303M102
6/20/2016
1.2
Elect Erskine B. Bowles
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.3
Elect Susan D. Desmond-Hellmann
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.4
Elect Reed Hastings
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.5
Elect Jan Koum
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.6
Elect Sheryl K. Sandberg
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.7
Elect Peter A. Thiel
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
1.8
Elect Mark Zuckerberg
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
2
Ratification of Auditor
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
4
Ratification of 2013 Grants to Non-Employee Directors
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
5
Ratification of 2014 and 2015 Grants to Non-Employee Directors
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
6
Annual Compensation Program for Non-Employee Directors
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
7
Approve Establishment of Class C Stock and Associated Rights
Mgmt
For
Against
Against
Facebook, Inc.
FB
30303M102
6/20/2016
8
Increase the Number of Class A Stock from 5,000,000,000 to 20,000,000,000
Mgmt
For
Against
Against
Facebook, Inc.
FB
30303M102
6/20/2016
9
Provide Equal Treatment of Stock Classes in Transactions and Dividends
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
10
Provide for Conversion Events of Class B Stock
Mgmt
For
For
For
Facebook, Inc.
FB
30303M102
6/20/2016
11
Amendment to the 2012 Equity Incentive Plan
Mgmt
For
Against
Against
Facebook, Inc.
FB
30303M102
6/20/2016
12
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
Facebook, Inc.
FB
30303M102
6/20/2016
13
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
For
Against
Facebook, Inc.
FB
30303M102
6/20/2016
14
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Facebook, Inc.
FB
30303M102
6/20/2016
15
Shareholder Proposal Regarding Formation of International Public Policy Committee
ShrHoldr
Against
Against
For
Facebook, Inc.
FB
30303M102
6/20/2016
16
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Against
Against
For
FedEx Corporation
FDX
31428X106
9/28/2015
1
Elect James L. Barksdale
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
2
Elect John A. Edwardson
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
3
Elect Marvin Ellison
Mgmt
For
Against
Against
FedEx Corporation
FDX
31428X106
9/28/2015
4
Elect Kimberly A. Jabal
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
5
Elect Shirley Ann Jackson
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
6
Elect Gary W. Loveman
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
7
Elect R. Brad Martin
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
8
Elect Joshua C. Ramo
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
9
Elect Susan C. Schwab
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
10
Elect Frederick W. Smith
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
11
Elect David P. Steiner
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
12
Elect Paul S. Walsh
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
14
Ratification of Auditor
Mgmt
For
For
For
FedEx Corporation
FDX
31428X106
9/28/2015
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
FedEx Corporation
FDX
31428X106
9/28/2015
16
Shareholder Proposal Regarding Tax Payments on Restricted Stock Awards
ShrHoldr
Against
Against
For
FedEx Corporation
FDX
31428X106
9/28/2015
17
Shareholder Proposal Regarding Recoupment of Unearned Bonuses
ShrHoldr
Against
Against
For
FedEx Corporation
FDX
31428X106
9/28/2015
18
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
FedEx Corporation
FDX
31428X106
9/28/2015
19
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
FedEx Corporation
FDX
31428X106
9/28/2015
20
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
FedEx Corporation
FDX
31428X106
9/28/2015
21
Shareholder Proposal Regarding Report of Values in Political Spending
ShrHoldr
Against
Against
For
Fiduciary-Claymore MLP Opportunity Fund
FMO
31647Q106
4/6/2016
1
Elect Robert B. Karn III
Mgmt
For
For 97% Against 2% Abstain 1%
For
Fiduciary-Claymore MLP Opportunity Fund
FMO
31647Q106
4/6/2016
2
Elect Maynard F. Oliverius
Mgmt
For
For 97% Against 2% Abstain 1%
For
Fiduciary-Claymore MLP Opportunity Fund
FMO
31647Q106
4/6/2016
3
Elect Ronald E. Toupin Jr.
Mgmt
For
For 97% Against 2% Abstain 1%
For
First Trust Energy Income and Growth Fund
FEO
33731K102
4/22/2016
1.1
Elect James A. Bowen
Mgmt
For
For 98% Withhold 2%
For
First Trust Energy Income and Growth Fund
FEO
33731K102
4/22/2016
1.2
Elect Niel B. Nielson
Mgmt
For
For 97% Withhold 3%
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/22/2016
1.1
Elect James A. Bowen
Mgmt
For
For 98% Withhold 2%
For
First Trust Energy Income and Growth Fund
FIF
33738C103
4/22/2016
1.2
Elect Niel B. Nielson
Mgmt
For
For 97% Withhold 3%
For
First Trust Enhanced Equity Income Fund
FFA
337318109
4/22/2016
1.1
Elect James A. Bowen
Mgmt
For
For 98% Withhold 2%
For
First Trust Enhanced Equity Income Fund
FFA
337318109
4/22/2016
1.2
Elect Niel B. Nielson
Mgmt
For
For 97% Withhold 3%
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.1
Elect Alison Davis
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.2
Elect Christopher M. Flink
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.3
Elect Daniel P. Kearney
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.4
Elect Dennis F. Lynch
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.5
Elect Denis J. O'Leary
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.6
Elect Glenn M. Renwick
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.7
Elect Kim M. Robak
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.8
Elect J.D. Sherman
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.9
Elect Doyle R. Simons
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.10
Elect Thomas C. Wertheimer
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
1.11
Elect Jeffery W. Yabuki
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
2
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
3
Ratification of Auditor
Mgmt
For
For
For
Fiserv, Inc.
FISV
337738108
5/18/2016
4
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.1
Elect Harris J. Ashton
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.2
Elect Mary C. Choksi
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.3
Elect Edith E. Holiday
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.4
Elect Gregory E. Johnson
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.5
Elect Rupert H. Johnson, Jr.
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.6
Elect J. Michael Luttig
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.7
Elect Frank A. Olson
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.8
Elect Larry D. Thompson
Mgmt
For
For 92% Withhold 8%
For
Franklin Universal Trust
FT
355145103
3/18/2016
1.9
Elect John B. Wilson
Mgmt
For
For 92% Withhold 8%
For
Gabelli Convertible and Income Securities Fund Inc
GCV
36240B109
5/9/2016
1.1
Elect Mario J. Gabelli
Mgmt
For
For 78% Withhold 22%
For
Gabelli Convertible and Income Securities Fund Inc
GCV
36240B109
5/9/2016
1.2
Elect Thomas H. Dinsmore
Mgmt
For
For 97% Withhold 3%
For
Gabelli Convertible and Income Securities Fund Inc
GCV
36240B109
5/9/2016
1.3
Elect Daniel D. Harding
Mgmt
For
For 97% Withhold 3%
For
Gabelli Global Utility & Income Trust.
GLU
36242L105
5/9/2016
1.1
Elect Vincent D. Enright
Mgmt
For
For 94% Withhold 6%
For
Gabelli Global Utility & Income Trust.
GLU
36242L105
5/9/2016
1.2
Elect Michael J. Melarkey
Mgmt
For
For 94% Withhold 6%
For
Gabelli Multimedia Trust Inc
GGT
36239Q109
5/9/2016
1.1
Elect Mario J. Gabelli
Mgmt
For
For 78% Withhold 22%
For
Gabelli Multimedia Trust Inc
GGT
36239Q109
5/9/2016
1.2
Elect Christopher J. Marangi
Mgmt
For
For 93% Withhold 7%
For
GAMCO Natural Resources, Gold & Income Trust
GGN
36465A109
5/9/2016
1.1
Elect Vincent D. Enright
Mgmt
For
For 94% Withhold 6%
For
GAMCO Natural Resources, Gold & Income Trust
GGN
36465A109
5/9/2016
1.2
Elect Michael J. Melarkey
Mgmt
For
For 94% Withhold 6%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/9/2016
1.1
Elect James P. Conn
Mgmt
For
For 85% Withhold 15%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/9/2016
1.2
Elect Vincent D. Enright
Mgmt
For
For 94% Withhold 6%
For
GAMCO Natural Resources, Gold & Income Trust
GNT
36465E101
5/9/2016
1.3
Elect Kuni Nakamura
Mgmt
For
For 86% Withhold 14%
For
GDL Fund
GDL
361570104
5/9/2016
1.1
Elect Edward T. Tokar
Mgmt
For
For 97% Withhold 3%
For
GDL Fund
GDL
361570104
5/9/2016
1.2
Elect Salvatore J. Zizza
Mgmt
For
For 52% Withhold 48%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.1
Elect Rodney B. Berens
Mgmt
For
For 78% Withhold 22%

No financial expert
Against
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.2
Elect Lewis B. Cullman
Mgmt
For
For 78% Withhold 22%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.3
Elect Spencer Davidson
Mgmt
For
For 76% Withhold 24%

Affiliate/ Insider on nominating/ governance committee
Against
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.4
Elect John D. Gordan, III
Mgmt
For
For 79% Withhold 21%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.5
Elect Betsy F. Gotbaum
Mgmt
For
For 78% Withhold 22%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.6
Elect Sidney R. Knafel
Mgmt
For
For 79% Withhold 21%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.7
Elect Daniel M. Neidich
Mgmt
For
For 79% Withhold 21%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.8
Elect Jeffrey W. Priest
Mgmt
For
For 82% Withhold 18%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
1.9
Elect Henry R. Schirmer
Mgmt
For
For 83% Withhold 17%
For
General American Investors Company, Inc.
GAM
368802104
4/13/2016
2
Ratification of Auditor
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
1
Elect Mary T. Barra
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
2
Elect Nicholas D. Chabraja
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
3
Elect James S. Crown
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
4
Elect Rudy F. deLeon
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
5
Elect William P. Fricks
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
6
Elect John M. Keane
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
7
Elect Lester L. Lyles
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
8
Elect Mark M. Malcolm
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
9
Elect James N. Mattis
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
10
Elect Phebe N. Novakovic
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
11
Elect William A. Osborn
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
12
Elect Laura J. Schumacher
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
13
Ratification of Auditor
Mgmt
For
For
For
General Dynamics Corporation
GD
369550108
5/4/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
General Dynamics Corporation
GD
369550108
5/4/2016
15
Executive Annual Incentive Plan
Mgmt
For
Against
Against
General Dynamics Corporation
GD
369550108
5/4/2016
16
Shareholder Proposal Regarding Giving Preference to Share Repurchases
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/27/2016
1
Elect Sebastien Bazin
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
2
Elect W. Geoffrey Beattie
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
3
Elect John J. Brennan
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
4
Elect Francisco D'Souza
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
5
Elect Marijn E. Dekkers
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
6
Elect Peter B. Henry
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
7
Elect Susan Hockfield
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
8
Elect Jeffrey R. Immelt
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
9
Elect Andrea Jung
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
10
Elect Robert W. Lane
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
11
Elect Rochelle B. Lazarus
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
12
Elect Lowell C. McAdam
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
13
Elect James J. Mulva
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
14
Elect James E. Rohr
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
15
Elect Mary L. Schapiro
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
16
Elect James S. Tisch
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
17
Advisory Vote on Executive Compensation
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
18
Ratification of Auditor
Mgmt
For
For
For
General Electric Company
GE
369604103
4/27/2016
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/27/2016
20
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
General Electric Company
GE
369604103
4/27/2016
21
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/27/2016
22
Shareholder Proposal Regarding Cumulative Voting
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/27/2016
23
Shareholder Proposal Regarding Performance-Based Equity Compensation
ShrHoldr
Against
Against
For
General Electric Company
GE
369604103
4/27/2016
24
Shareholder Proposal Regarding Human Rights Review
ShrHoldr
Against
Against
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
1
Elect John F. Cogan
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
2
Elect Kevin E. Lofton
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
3
Elect John W. Madigan
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
4
Elect John C. Martin
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
5
Elect John F. Milligan
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
6
Elect Nicholas G. Moore
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
7
Elect Richard J. Whitley
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
8
Elect Gayle E. Wilson
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
9
Elect Per Wold-Olsen
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
10
Ratification of Auditor
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
11
Amendment to the Code Section 162(m) Bonus Plan
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Gilead Sciences, Inc.
GILD
375558103
5/11/2016
13
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Global High Income Fund Inc
GHI
37933G108
2/18/2016
1
Liquidation of the Fund
Mgmt
For
For 100% Against 0% Abstain 0%
For
Global High Income Fund Inc
GHI
37933G108
2/18/2016
2.1
Elect Richard R. Burt
Mgmt
For
For 80% Withhold 20%
For
Global High Income Fund Inc
GHI
37933G108
2/18/2016
2.2
Elect Meyer Feldberg
Mgmt
For
For 80% Withhold 20%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/6/2016
1
Elect Robert B. Karn III
Mgmt
For
For 97% Against 2% Abstain 1%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/6/2016
2
Elect Maynard F. Oliverius
Mgmt
For
For 97% Against 2% Abstain 1%
For
Guggenheim Enhanced Equity Strategy Fund
GGE
40167K100
4/6/2016
3
Elect Ronald E. Toupin Jr.
Mgmt
For
For 97% Against 2% Abstain 1%
For
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167F101
4/6/2016
1
Elect Randall C. Barnes
Mgmt
N/A
For 96% Against 2% Abstain 2%
N/A
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167F101
4/6/2016
2
Elect Donald C. Cacciapaglia
Mgmt
N/A
For 96% Against 2% Abstain 2%
N/A
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167F101
4/6/2016
3
Elect Donald A. Chubb Jr.
Mgmt
N/A
For 96% Against 3% Abstain 1%
N/A
Guggenheim Equal Weight Enhanced Equity Income Fund
GOF
40167F101
4/6/2016
4
Elect Roman Friedrich III
Mgmt
N/A
For 95% Against 3% Abstain 2%
N/A
Guggenheim Funds Investment Advisors LLC
GPM
40167B100
4/6/2016
1.1
Elect Robert B. Karn III
Mgmt
For
For 97% Against 2% Abstain 1%
For
Guggenheim Funds Investment Advisors LLC
GPM
40167B100
4/6/2016
1.2
Elect Maynard F. Oliverius
Mgmt
For
For 97% Against 2% Abstain 1%
For
Guggenheim Funds Investment Advisors LLC
GPM
40167B100
4/6/2016
1.3
Elect Ronald E. Toupin Jr.
Mgmt
For
For 97% Against 2% Abstain 1%
For
Honeywell International Inc.
HON
438516106
4/25/2016
1
Elect William S. Ayer
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
2
Elect Kevin Burke
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
3
Elect Jaime Chico Pardo
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
4
Elect David M. Cote
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
5
Elect D. Scott Davis
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
6
Elect Linnet F. Deily
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
7
Elect Judd Gregg
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
8
Elect Clive Hollick
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
9
Elect Grace D. Lieblein
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
10
Elect George Paz
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
11
Elect Bradley T. Sheares
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
12
Elect Robin L. Washington
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
13
Ratification of Auditor
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
15
2016 Stock Incentive Plan
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
16
Approval of 2016 Stock Plan for Non-Employee Directors
Mgmt
For
For
For
Honeywell International Inc.
HON
438516106
4/25/2016
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/25/2016
18
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Honeywell International Inc.
HON
438516106
4/25/2016
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
1
Elect Daniel J. Brutto
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
2
Elect Susan Crown
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
3
Elect James W. Griffith
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
4
Elect Richard H. Lenny
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
5
Elect Robert S. Morrison
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
6
Elect E. Scott Santi
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
7
Elect James A. Skinner
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
8
Elect David B. Smith, Jr.
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
9
Elect Pamela B. Strobel
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
10
Elect Kevin M. Warren
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
11
Elect Anre D. Williams
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
12
Ratification of Auditor
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
14
Right to Call a Special Meeting
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
15
Re-approval of the 2011 Cash Incentive Plan
Mgmt
For
For
For
Illinois Tool Works Inc.
ITW
452308109
5/6/2016
16
Shareholder Proposal Regarding Excluding Share Repurchases in Executive Compensation
ShrHoldr
Against
Against
For
Intel Corporation
INTC
458140100
5/19/2016
1
Elect Charlene Barshefsky
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
2
Elect Aneel Bhusri
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
3
Elect Andy D. Bryant
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
4
Elect John J. Donahoe
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
5
Elect Reed E. Hundt
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
6
Elect Brian M. Krzanich
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
7
Elect James D. Plummer
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
8
Elect David S. Pottruck
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
9
Elect Frank D. Yeary
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
10
Elect David B. Yoffie
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
11
Ratification of Auditor
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Intel Corporation
INTC
458140100
5/19/2016
13
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Against
Against
For
Intel Corporation
INTC
458140100
5/19/2016
14
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Intel Corporation
INTC
458140100
5/19/2016
15
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
1
Elect Charles R. Crisp
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
2
Elect Jean-Marc Forneri
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
3
Elect Lord Hague of Richmond
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
4
Elect Fred W. Hatfield
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
5
Elect Frederic V. Salerno
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
6
Elect Jeffrey C. Sprecher
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
7
Elect Judith A. Sprieser
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
8
Elect Vincent Tese
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
9
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
10
Ratification of Auditor
Mgmt
For
For
For
Intercontinental Exchange, Inc.
ICE
45866F104
5/13/2016
11
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
Invesco Funds
VLT
46131F101
8/26/2015
1.1
Elect James T. Bunch
Mgmt
For
For 95% Withhold 5%
For
Invesco Funds
VLT
46131F101
8/26/2015
1.2
Elect Bruce L. Crockett
Mgmt
For
For 95% Withhold 5%
For
Invesco Funds
VLT
46131F101
8/26/2015
1.3
Elect Rodney F. Dammeyer
Mgmt
For
For 95% Withhold 5%
For
Invesco Funds
VLT
46131F101
8/26/2015
1.4
Elect Jack M. Fields, Jr.
Mgmt
For
For 95% Withhold 5%
For
Invesco Funds
VLT
46131F101
8/26/2015
1.5
Elect Martin L. Flanagan
Mgmt
For
For 95.5% Withhold 4.5%
For
John Hancock Financial Opportunities Fund
BTO
409735206
2/3/2016
1.1
Elect James R. Boyle
Mgmt
For
For 97% Withhold 3%
For
John Hancock Financial Opportunities Fund
BTO
409735206
2/3/2016
1.2
Elect Craig Bromley
Mgmt
For
For 97% Withhold 3%
For
John Hancock Financial Opportunities Fund
BTO
409735206
2/3/2016
1.3
Elect Deborah C. Jackson
Mgmt
For
For 97% Withhold 3%
For
John Hancock Financial Opportunities Fund
BTO
409735206
2/3/2016
1.4
Elect James M. Oates
Mgmt
For
For 97% Withhold 3%
For
John Hancock Financial Opportunities Fund
BTO
409735206
2/3/2016
1.5
Elect Steven R. Pruchansky
Mgmt
For
For 97% Withhold 3%
For
John Hancock Hedged equity & Income Fund
HEQ
47804L102
2/3/2016
1.1
Elect James R. Boyle
Mgmt
For
For 97% Withhold 3%
For
John Hancock Hedged equity & Income Fund
HEQ
47804L102
2/3/2016
1.2
Elect Craig Bromley
Mgmt
For
For 97% Withhold 3%
For
John Hancock Hedged equity & Income Fund
HEQ
47804L102
2/3/2016
1.3
Elect Deborah C. Jackson
Mgmt
For
For 97% Withhold 3%
For
John Hancock Hedged equity & Income Fund
HEQ
47804L102
2/3/2016
1.4
Elect James M. Oates
Mgmt
For
For 97% Withhold 3%
For
John Hancock Hedged equity & Income Fund
HEQ
47804L102
2/3/2016
1.5
Elect Steven R. Pruchansky
Mgmt
For
For 97% Withhold 3%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.1
Elect Charles L. Bardelis
Mgmt
For
For 93% Withhold 7%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.2
Elect James R. Boyle
Mgmt
For
For 97% Withhold 3%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.3
Elect Craig Bromley
Mgmt
For
For 97% Withhold 3%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.4
Elect Peter S. Burgess
Mgmt
For
For 94% Withhold 6%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.5
Elect William H. Cunningham
Mgmt
For
For 94% Withhold 6%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.6
Elect Grace K. Fey
Mgmt
For
For 94% Withhold 6%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.7
Elect Theron S. Hoffman
Mgmt
For
For 94% Withhold 6%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.8
Elect Deborah C. Jackson
Mgmt
For
For 97% Withhold 3%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.9
Elect Hassell H. McClellan
Mgmt
For
For 94% Withhold 6%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.10
Elect James M. Oates
Mgmt
For
For 97% Withhold 3%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.11
Elect Steven R. Pruchansky
Mgmt
For
For 97% Withhold 3%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.12
Elect Gregory A. Russo
Mgmt
For
For 94% Withhold 6%
For
John Hancock Investors Trust
JHI
410142103
2/3/2016
1.13
Elect Warren A. Thomson
Mgmt
For
For 94% Withhold 6%
For
Johnson & Johnson
JNJ
478160104
4/28/2016
1
Elect Mary C. Beckerle
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
2
Elect D. Scott Davis
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
3
Elect Ian E.L. Davis
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
4
Elect Alex Gorsky
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
5
Elect Susan L. Lindquist
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
6
Elect Mark B. McClellan
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
7
Elect Anne M. Mulcahy
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
8
Elect William D. Perez
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
9
Elect Charles Prince
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
10
Elect A. Eugene Washington
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
11
Elect Ronald A. Williams
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
13
Ratification of Auditor
Mgmt
For
For
For
Johnson & Johnson
JNJ
478160104
4/28/2016
14
Shareholder Proposal Regarding Giving Preference to Share Repurchases
ShrHoldr
Against
Against
For
Johnson & Johnson
JNJ
478160104
4/28/2016
15
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Johnson & Johnson
JNJ
478160104
4/28/2016
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Johnson & Johnson
JNJ
478160104
4/28/2016
17
Shareholder Proposal Regarding Take-Back Programs for Unused Medicines
ShrHoldr
Against
Against
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.1
Elect David P. Abney
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.2
Elect Natalie A. Black
Mgmt
For
Withhold
Against
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.3
Elect Julie L. Bushman
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.4
Elect Raymond L. Conner
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.5
Elect Richard Goodman
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.6
Elect Jeffrey A. Joerres
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.7
Elect William H. Lacy
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.8
Elect Alex A. Molinaroli
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.9
Elect Juan Pablo del Valle Perochena
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
1.10
Elect Mark P. Vergnano
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
2
Ratification of Auditor
Mgmt
For
For
For
Johnson Controls, Inc.
JCI
478366107
1/27/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Johnson Controls, Inc.
JCI
478366107
1/27/2016
4
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
1
Elect Linda B. Bammann
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
2
Elect James A. Bell
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
3
Elect Crandall C. Bowles
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
4
Elect Stephen B. Burke
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
5
Elect James S. Crown
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
6
Elect James Dimon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
7
Elect Timothy P. Flynn
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
8
Elect Laban P. Jackson, Jr.
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
9
Elect Michael A. Neal
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
10
Elect Lee R. Raymond
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
11
Elect William C. Weldon
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
13
Ratification of Auditor
Mgmt
For
For
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
15
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
16
Shareholder Proposal Regarding Government Service Vesting
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
17
Shareholder Proposal Regarding Formation of Shareholder Value Committee
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
18
Shareholder Proposal Regarding Amendment to Clawback Policy
ShrHoldr
Against
Against
For
JPMorgan Chase & Co.
JPM
46625H100
5/17/2016
19
Shareholder Proposal Regarding Linking Executive Pay to Social Factors
ShrHoldr
Against
Against
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
1
Elect John F. Bergstrom
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
2
Elect Abelardo E. Bru
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
3
Elect Robert W. Decherd
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
4
Elect Thomas J. Falk
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
5
Elect Fabian T. Garcia
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
6
Elect Mae C. Jemison
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
7
Elect James M. Jenness
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
8
Elect Nancy J. Karch
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
9
Elect Ian C. Read
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
10
Elect Marc J. Shapiro
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
11
Elect Michael D. White
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
12
Ratification of Auditor
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
14
REAPPROVAL OF PERFORMANCE GOALS UNDER THE 2011 EQUITY PARTICIPATION PLAN
Mgmt
For
For
For
Kimberly-Clark Corporation
KMB
494368103
5/4/2016
15
Amendment to the 2011 Outside Directors' Compensation Plan
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
7/1/2015
1
Merger/Acquisition
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
7/1/2015
2
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
Kraft Foods Group Inc.
KRFT
50076Q106
7/1/2015
3
Right to Adjourn Meeting
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
1
Elect Gregory E. Abel
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
2
Elect Alexandre Behring
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
3
Elect Warren E. Buffett
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
4
Elect John T. Cahill
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
5
Elect Tracy Britt Cool
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
6
Elect Jeanne P. Jackson
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
7
Elect Jorge Paulo Lemann
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
8
Elect Mackey J. McDonald
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
9
Elect John C. Pope
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
10
Elect Marcel Herrmann Telles
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
1 Year
1 Year
For
Kraft Heinz Company
KHC
500754106
4/21/2016
13
Approval of 2016 Omnibus Incentive Plan
Mgmt
For
For
For
Kraft Heinz Company
KHC
500754106
4/21/2016
14
Ratification of Auditor
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
1
Elect Nora. A. Aufreiter
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
2
Elect Robert D. Beyer
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
3
Elect Anne Gates
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
4
Elect Susan J. Kropf
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
5
Elect W. Rodney McMullen
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
6
Elect Jorge P. Montoya
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
7
Elect Clyde R. Moore
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
8
Elect Susan M. Phillips
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
9
Elect James A. Runde
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
10
Elect Ronald L. Sargent
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
11
Elect Bobby S. Shackouls
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
13
Ratification of Auditor
Mgmt
For
For
For
Kroger Co.
KR
501044101
6/23/2016
14
Shareholder Proposal Regarding Human Rights Report
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/23/2016
15
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/23/2016
16
Shareholder Proposal Regarding Report on Renewable Energy Sourcing
ShrHoldr
Against
Against
For
Kroger Co.
KR
501044101
6/23/2016
17
Shareholder Proposal Regarding Giving Preference to Share Repurchases
ShrHoldr
Against
Against
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/22/2016
1
Elect Kenneth S. Davidson
Mgmt
For
For 88% Abstain 12%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/22/2016
2
Elect Nancy A. Eckl
Mgmt
For
For 88% Abstain 12%
For
Lazard Global Total Return and Income Fund Inc
LGI
52106W103
4/22/2016
3
Elect Trevor W. Morrison
Mgmt
For
For 88% Abstain 12%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/22/2016
1
Elect Robert M. Solmson
Mgmt
For
For 74% Abstain 26%
For
Lazard World Dividend & Income Fund Inc
LOR
521076109
4/22/2016
2
Elect Charles L. Carroll
Mgmt
For
For 74% Abstain 26%
For
Liberty All-Star Equity Fund
USA
530158104
2/25/2016
1
Approval of a new Portfolio Management Agreement for Liberty All-Star Equity Fund
Mgmt
For
For 87% Against 11% Abstain 2%
For
Liberty All-Star Equity Fund
USA
530158104
8/27/2015
1.1
Elect John A. Benning
Mgmt
For
For 88% Withhold 12%
For
Liberty All-Star Equity Fund
USA
530158104
8/27/2015
1.2
Elect Edmund J. Burke
Mgmt
For
For 67% Withhold 33%
For
Liberty All-Star Equity Fund
USA
530158104
8/27/2015
2
Shareholder Proposal to Authorize Self-Tender Offer for Shares of The Equity Fund
ShrHoldr
Against
For 21.5% Against 75.5% Abstain 3%
For
Liberty All-Star Equity Fund
USA
530158104
8/27/2015
1.1
Elect John A. Benning
Mgmt
For
For 88% Withhold 12%
For
Liberty All-Star Equity Fund
USA
530158104
8/27/2015
1.2
Elect Edmund J. Burke
Mgmt
For
For 67% Withhold 33%
For
Liberty All-Star Equity Fund
USA
530158104
8/27/2015
2
Shareholder Proposal to Authorize Self-Tender Offer for Shares of The Equity Fund
ShrHoldr
Against
For 21.5% Against 75.5% Abstain 3%
For
Liberty All-Star Equity Fund
USA
530158104
11/19/2015
1
Approval of a New Investment Advisory Agreement
Mgmt
For
For 86% Against 12% Abstain 2%
For
Liberty All-Star Growth Fund Inc
ASG
529900102
8/27/2015
1.1
Elect Thomas W. Brock
Mgmt
For
For 91% Withhold 9%
For
Liberty All-Star Growth Fund Inc
ASG
529900102
8/27/2015
1.2
Elect John J. Neuhauser
Mgmt
For
For 90% Withhold 10%
For
Liberty All-Star Growth Fund Inc
ASG
529900102
8/27/2015
1.3
Elect Edmund J. Burke
Mgmt
For
For 67% Withhold 33%
For
Liberty All-Star Growth Fund Inc
ASG
529900102
8/27/2015
1.1
Elect Thomas W. Brock
Mgmt
For
For 91% Withhold 9%
For
Liberty All-Star Growth Fund Inc
ASG
529900102
8/27/2015
1.2
Elect John J. Neuhauser
Mgmt
For
For 90% Withhold 10%
For
Liberty All-Star Growth Fund Inc
ASG
529900102
8/27/2015
1.3
Elect Edmund J. Burke
Mgmt
For
For 67% Withhold 33%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/24/2016
1.1
Elect Leslie H. Gelb
Mgmt
For
For 94% Withhold 6%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/24/2016
1.2
Elect William R. Hutchinson
Mgmt
For
For 94% Withhold 6%
For
LMP Capital and Income Fund Inc
SCD
50208A102
3/24/2016
1.3
Elect Jane E. Trust
Mgmt
For
For 92% Withhold 8%
For
LMP Real Estate Income Fund Inc.
RIT
50208C108
5/18/2016
1
Reorganization
Mgmt
For
For 95% Against 3% Abstain 2%
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
1
Elect Daniel F. Akerson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
2
Elect Nolan D. Archibald
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
3
Elect Rosalind G. Brewer
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
4
Elect David B. Burritt
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
5
Elect Bruce A. Carlson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
6
Elect James O. Ellis, Jr.
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
7
Elect Thomas J. Falk
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
8
Elect Marillyn A. Hewson
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
9
Elect James M. Loy
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
10
Elect Joseph W. Ralston
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
11
Elect Anne L. Stevens
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
12
Ratification of Auditor
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
14
Re-approval of the 2011 Incentive Performance Award Plan for the Purposes of Section 162(m)
Mgmt
For
For
For
Lockheed Martin Corporation
LMT
539830109
4/28/2016
15
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.1
Elect Raul Alvarez
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.2
Elect Angela F. Braly
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.3
Elect Sandra B. Cochran
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.4
Elect Laurie Z. Douglas
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.5
Elect Richard W. Dreiling
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.6
Elect Robert L. Johnson
Mgmt
For
Withhold
Against
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.7
Elect Marshall O. Larsen
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.8
Elect James H Morgan
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.9
Elect Robert A. Niblock
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.10
Elect Bertram L. Scott
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
1.11
Elect Eric C. Wiseman
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
2
Approval of the 2016 Annual Incentive Plan
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
4
Ratification of Auditor
Mgmt
For
For
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
5
Shareholder Proposal Regarding Sustainability Report
ShrHoldr
Against
Against
For
Lowe's Companies, Inc.
LOW
548661107
5/27/2016
6
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
1
Elect Jacques Aigrain
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
2
Elect Lincoln  Benet
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
3
Elect Nance K. Dicciani
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
4
Elect Bruce A. Smith
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
5
Elect Thomas Aebischer
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
6
Elect Dan Coombs
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
7
Elect James D. Guilfoyle
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
8
Adoption of Dutch Statutory Annual Accounts for 2015
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
9
Discharge From Liability of Members of the Management
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
10
DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
11
Appointment of Auditor
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
12
Appointment of PriceWaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
13
Allocation of Dividends
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
14
Advisory Vote Approving Executive Compensation
Mgmt
For
For
For
LyondellBasell Industries N.V.
LYB
N53745100
5/11/2016
15
Authority of Management Board to Repurchase Shares
Mgmt
For
For
For
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
55608D101
6/15/2016
1.1
Elect Thomas W. Hunersen
Mgmt
For
For 94% Withhold 6%
For
Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund
MFD
55607W100
4/22/2016
1.1
Elect James A. Bowen
Mgmt
For
For 98% Withhold 2%
For
Macquarie-First Tr. Global Inf. Utilities Div. & Income Fund
MFD
55607W100
4/22/2016
1.2
Elect Niel B. Nielson
Mgmt
For
For 97% Withhold 3%
For
Madison Covered Call & Equity Strategy Fund
MCN
557437100
7/31/2015
1.1
Elect James R. Imhoff, Jr.
Mgmt
For
For 96% Withhold 4%
For
Madison Covered Call & Equity Strategy Fund
MCN
557437100
7/31/2015
1.2
Elect Steven P. Riege
Mgmt
For
For 96% Withhold 4%
For
Madison Strategic Sector Premium Fund
MSP
558268108
7/31/2015
1.1
Elect Philip E. Blake
Mgmt
For
For 86% Withhold 14%
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
1
Elect Oscar Fanjul Martin
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
2
Elect Daniel S. Glaser
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
3
Elect H. Edward Hanway
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
4
Elect Elaine La Roche
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
5
Elect Maria Silvia Bastos Marques
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
6
Elect Steven A. Mills
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
7
Elect Bruce P. Nolop
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
8
Elect Marc D. Oken
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
9
Elect Morton O. Schapiro
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
10
Elect Lloyd M. Yates
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
11
Elect R. David Yost
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Marsh & McLennan Companies, Inc.
MMC
571748102
5/19/2016
13
Ratification of Auditor
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
1
Elect Richard Haythornthwaite
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
2
Elect Ajay Banga
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
3
Elect Silvio Barzi
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
4
Elect David R. Carlucci
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
5
Elect Steven J. Freiberg
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
6
Elect Julius Genachowski
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
7
Elect Merit E. Janow
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
8
Elect Nancy J. Karch
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
9
Elect Oki Matsumoto
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
10
Elect Rima Qureshi
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
11
Elect Jose Octavio Reyes Lagunes
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
12
Elect Jackson P. Tai
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
MasterCard Incorporated
MA
57636Q104
6/28/2016
14
Ratification of Auditor
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
1
Elect Sir Winfried Bischoff
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
2
Elect William D. Green
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
3
Elect Charles E. Haldeman, Jr.
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
4
Elect Rebecca Jacoby
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
5
Elect Hilda Ochoa-Brillembourg
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
6
Elect Douglas L. Peterson
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
7
Elect Sir Michael Rake
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
8
Elect Edward B. Rust, Jr.
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
9
Elect Kurt L. Schmoke
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
10
Elect Richard E. Thornburgh
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
11
Company Name Change
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
12
Reduce the Required Minimum Number of Directors from 12 Members to 8 Members.
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
McGraw Hill Financial, Inc.
MHFI
580645109
4/27/2016
14
Ratification of Auditor
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
1
Elect Andy D. Bryant
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
2
Elect Wayne A. Budd
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
3
Elect N. Anthony Coles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
4
Elect John H. Hammergren
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
5
Elect Alton F. Irby III
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
6
Elect M. Christine Jacobs
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
7
Elect Donald R. Knauss
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
8
Elect Marie L. Knowles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
9
Elect David M. Lawrence
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
10
Elect Edward A. Mueller
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
11
Elect Susan R. Salka
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
12
Ratification of Auditor
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
14
Reapproval of the Management Cash Incentive Plan
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
15
Adoption of Proxy Access Bylaw
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/29/2015
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
1
Elect Andy D. Bryant
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
2
Elect Wayne A. Budd
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
3
Elect N. Anthony Coles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
4
Elect John H. Hammergren
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
5
Elect Alton F. Irby III
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
6
Elect M. Christine Jacobs
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
7
Elect Donald R. Knauss
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
8
Elect Marie L. Knowles
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
9
Elect David M. Lawrence
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
10
Elect Edward A. Mueller
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
11
Elect Susan R. Salka
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
12
Ratification of Auditor
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
14
Reapproval of the Management Cash Incentive Plan
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
15
Adoption of Proxy Access Bylaw
Mgmt
For
For
For
Mckesson Corporation
MCK
58155Q103
7/29/2015
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
Mckesson Corporation
MCK
58155Q103
7/29/2015
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
1
Elect Leslie A. Brun
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
2
Elect Thomas R. Cech
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
3
Elect Pamela J. Craig
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
4
Elect Kenneth C. Frazier
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
5
Elect Thomas H. Glocer
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
6
Elect C. Robert Kidder
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
7
Elect Rochelle B. Lazarus
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
8
Elect Carlos E. Represas
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
9
Elect Paul B. Rothman
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
10
Elect Patricia F. Russo
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
11
Elect Craig B. Thompson
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
12
Elect Wendell P. Weeks
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
13
Elect Peter C. Wendell
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
15
Ratification of Auditor
Mgmt
For
For
For
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
16
Shareholder Proposal Regarding Right to Act by Written Consent
ShrHoldr
Against
For
Against
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
17
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Merck & Co., Inc.
MRK
58933Y105
5/24/2016
18
Shareholder Proposal Regarding Take-Back Programs for Unused Medicines
ShrHoldr
Against
Against
For
Mexico Fund Inc
MXF
592835102
3/16/2016
1.1
Elect Edward P. Djerejian
Mgmt
For
For 94% Withhold 6%
For
Mexico Fund Inc
MXF
592835102
3/16/2016
1.2
Elect Claudio Gonzalez Laporte
Mgmt
For
For 75% Withhold 25%
For
Mexico Fund Inc
MXF
592835102
3/16/2016
1.3
Elect Alberto Osorio Morales
Mgmt
For
For 77% Withhold 23%
For
MFS High Income Municipal Trust
CXE
59318D104
10/1/2015
1.1
Elect Robert E. Butler
Mgmt
For
For 94% Withhold 6%
For
MFS High Income Municipal Trust
CXE
59318D104
10/1/2015
1.2
Elect David H. Gunning
Mgmt
For
For 94% Withhold 6%
For
MFS High Income Municipal Trust
CXE
59318D104
10/1/2015
1.3
Elect Robin A. Stelmach
Mgmt
For
For 95% Withhold 5%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/1/2015
1.1
Elect Robert E. Butler
Mgmt
For
For 94% Withhold 6%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/1/2015
1.2
Elect David H. Gunning
Mgmt
For
For 94% Withhold 6%
For
MFS Intermediate High Income Fund
CIF
59318T109
10/1/2015
1.3
Elect Robin A. Stelmach
Mgmt
For
For 95% Withhold 5%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/1/2015
1.1
Elect Robert E. Butler
Mgmt
For
For 94% Withhold 6%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/1/2015
1.2
Elect David H. Gunning
Mgmt
For
For 94% Withhold 6%
For
MFS Investment Grade Municipal Trust
CXH
59318B108
10/1/2015
1.3
Elect Robin A. Stelmach
Mgmt
For
For 95% Withhold 5%
For
Microsoft Corporation
MSFT
594918104
12/2/2015
1
Elect William H. Gates III
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
2
Elect Teri L. List-Stoll
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
3
Elect G. Mason Morfit
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
4
Elect Satya Nadella
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
5
Elect Charles H. Noski
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
6
Elect Helmut G. W. Panke
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
7
Elect Sandra E. Peterson
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
8
Elect Charles W. Scharf
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
9
Elect John W. Stanton
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
10
Elect John W. Thompson
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
11
Elect Padmasree Warrior
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
12
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
For
For
Microsoft Corporation
MSFT
594918104
12/2/2015
13
Ratification of Auditor
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
1
Elect Stephen F. Bollenbach
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
2
Elect Lewis W.K. Booth
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
3
Elect Lois D. Juliber
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
4
Elect Mark D. Ketchum
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
5
Elect Jorge S. Mesquita
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
6
Elect Joseph Neubauer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
7
Elect Nelson Peltz
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
8
Elect Fredric G. Reynolds
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
9
Elect Irene B. Rosenfeld
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
10
Elect Christiana Shi
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
11
Elect Patrick T. Siewert
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
12
Elect Ruth J. Simmons
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
13
Elect Jean-Francois M. L. van Boxmeer
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
15
Ratification of Auditor
Mgmt
For
For
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
16
Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging
ShrHoldr
Against
Against
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
17
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Mondelez International Inc.
MDLZ
609207105
5/18/2016
18
Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations
ShrHoldr
Against
Against
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.1
Elect Rodney C. Sacks
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.2
Elect Hilton H. Schlosberg
Mgmt
For
Withhold
Against
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.3
Elect Mark J. Hall
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.4
Elect Norman C. Epstein
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.5
Elect Gary P. Fayard
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.6
Elect Benjamin M. Polk
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.7
Elect Sydney Selati
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.8
Elect Harold C. Taber, Jr.
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.9
Elect Kathy N. Waller
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
1.10
Elect Mark S. Vidergauz
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
2
Ratification of Auditor
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Monster Beverage Corporation
MNST
61174X109
6/14/2016
4
Re-approval of the Material Terms under the 2011 Omnibus Incentive Plan
Mgmt
For
For
For
Monster Beverage Corporation
MNST
61174X109
6/14/2016
5
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Monster Beverage Corporation
MNST
61174X109
6/14/2016
6
Shareholder Proposal Regarding Majority Vote for Election of Directors
ShrHoldr
Against
For
Against
Moody's Corporation
MCO
615369105
4/12/2016
1
Elect Basil L. Anderson
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
2
Elect Jorge A. Bermudez
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
3
Elect Darrell Duffie
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
4
Elect Kathryn M. Hill
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
5
Elect Ewald Kist
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
6
Elect Raymond W. McDaniel, Jr.
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
7
Elect Henry A. McKinnell, Jr.
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
8
Elect Leslie F. Seidman
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
9
Elect Bruce Van Saun
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
10
Ratification of Auditor
Mgmt
For
For
For
Moody's Corporation
MCO
615369105
4/12/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
8/24/2015
1.1
Elect Robert Conti
Mgmt
For
For 88% Withhold 12%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
8/24/2015
1.2
Elect Michael M. Knetter
Mgmt
For
For 88% Withhold 12%
For
Neuberger Berman High Yield Strategies Fund
NHS
64128C106
8/24/2015
1.3
Elect Peter P. Trapp
Mgmt
For
For 88% Withhold 12%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
8/24/2015
1.1
Elect Robert Conti
Mgmt
For
For 88% Withhold 12%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
8/24/2015
1.2
Elect Michael M. Knetter
Mgmt
For
For 88% Withhold 12%
For
Neuberger Berman Real Estate Securities Income Fund Inc
NRO
64190A103
8/24/2015
1.3
Elect Peter P. Trapp
Mgmt
For
For 88% Withhold 12%
For
News Corp.
NWS
65249B208
10/14/2015
1
Elect K. Rupert Murdoch
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
2
Elect Lachlan K. Murdoch
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
3
Elect Robert J. Thomson
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
4
Elect Jose Maria Aznar
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
5
Elect Natalie Bancroft
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
6
Elect Peter L. Barnes
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
7
Elect Elaine L. Chao
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
8
Elect John Elkann
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
9
Elect Joel I. Klein
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
10
Elect James Murdoch
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
11
Elect Ana Paula Pessoa
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
12
Elect Masroor T. Siddiqui
Mgmt
For
Against
Against
News Corp.
NWS
65249B208
10/14/2015
13
Ratification of Auditor
Mgmt
For
For
For
News Corp.
NWS
65249B208
10/14/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
News Corp.
NWS
65249B208
10/14/2015
15
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Against
For
Against
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
1
Elect Sherry S. Barrat
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
2
Elect James L. Camaren
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
3
Elect Kenneth B. Dunn
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
4
Elect Naren K. Gursahaney
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
5
Elect Kirk S. Hachigian
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
6
Elect Toni Jennings
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
7
Elect Amy B. Lane
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
8
Elect James L. Robo
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
9
Elect Rudy E. Schupp
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
10
Elect John L. Skolds
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
11
Elect William H. Swanson
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
12
Elect Hansel E. Tookes II
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
13
Ratification of Auditor
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
15
Reapproval of material terms of the 2011 Long Term Incentive Plan
Mgmt
For
For
For
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
16
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
For
Against
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
17
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
NextEra Energy, Inc.
NEE
65339F101
5/19/2016
18
Shareholder Proposal on Sea Level Rise Risks Report
ShrHoldr
Against
Against
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
1
Elect Wesley G. Bush
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
2
Elect Marianne C. Brown
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
3
Elect Victor H. Fazio
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
4
Elect Donald E. Felsinger
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
5
Elect Ann M. Fudge
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
6
Elect Bruce S. Gordon
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
7
Elect William H. Hernandez
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
8
Elect Madeleine A. Kleiner
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
9
Elect Karl J. Krapek
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
10
Elect Richard B. Myers
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
11
Elect Gary Roughead
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
12
Elect Thomas M. Schoewe
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
13
Elect James S. Turley
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Northrop Grumman Corporation
NOC
666807102
5/18/2016
15
Ratification of Auditor
Mgmt
For
For
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
4/22/2016
1.1
Elect William Curt Hunter
Mgmt
For
For 96% Withhold 4%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
4/22/2016
1.2
Elect Judith M. Stockdale
Mgmt
For
For 90% Withhold 10%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
4/22/2016
1.3
Elect Carole E. Stone
Mgmt
For
For 90% Withhold 10%
For
Nuveen Credit Strategies Income Fund
JQC
67073D102
4/22/2016
1.4
Elect Margaret L. Wolff
Mgmt
For
For 96% Withhold 4%
For
Nuveen Dividend Advantage Municipal Fund
NXZ
67070X101
2/10/2016
1
Issuance of Common Stock in Connection with the Reorganizations (NZF)
Mgmt
For
For 86% Against 11% Abstain 3%

Reorganization not in best interests of shareholders
Against
Nuveen Dividend Advantage Municipal Fund
NXZ
67070X101
2/10/2016
2
Approval of a New Investment Management Agreement (NZF)
Mgmt
For
For 86% Against 11% Abstain 3%

Excessive Fees
Against
Nuveen Dividend Advantage Municipal Fund
NXZ
67070X101
2/10/2016
3
Approval of a New Sub-Advisory Agreement (NZF)
Mgmt
For
For 86% Against 11% Abstain 3%

Excessive Fees
Against
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 77% Withhold 23%
For
Nuveen Dividend Advantage Municipal Fund
NZF
67070X101
8/5/2015
1.2
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 77.5% Withhold 22.5%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 77% Withhold 23%
For
Nuveen Dividend Advantage Municipal Income Fund
NVG
67071L106
8/5/2015
1.2
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 77.5% Withhold 22.5%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
4/22/2016
1.1
Elect William Curt Hunter
Mgmt
For
For 96% Withhold 4%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
4/22/2016
1.2
Elect Judith M. Stockdale
Mgmt
For
For 90% Withhold 10%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
4/22/2016
1.3
Elect Carole E. Stone
Mgmt
For
For 90% Withhold 10%
For
Nuveen Global Equity Income Fund
JRI
67074Y105
4/22/2016
1.4
Elect Margaret L. Wolff
Mgmt
For
For 96% Withhold 4%
For
Nuveen Premium Income Municpal Fund 4 Inc
NPT
670699107
8/5/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 77% Withhold 23%
For
Nuveen Premium Income Municpal Fund 4 Inc
NPT
670699107
8/5/2015
1.2
Elect William J. Schneider
Mgmt
For
For 94% Withhold 6%
For
Nuveen Premium Income Municpal Fund 4 Inc
NPT
670699107
8/5/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 77.5% Withhold 22.5%
For
Nuveen Premium Income Municpal Fund 4 Inc
NPT
670699107
8/5/2015
1.1
Elect Jack B. Evans
Mgmt
For
For 77% Withhold 23%
For
Nuveen Premium Income Municpal Fund 4 Inc
NPT
670699107
8/5/2015
1.2
Elect William J. Schneider
Mgmt
For
For 94% Withhold 6%
For
Nuveen Premium Income Municpal Fund 4 Inc
NPT
670699107
8/5/2015
1.3
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 77.5% Withhold 22.5%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.1
Elect William Adams, IV
Mgmt
For
For 90% Withhold 10%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.2
Elect Jack B. Evans
Mgmt
For
For 77% Withhold 23%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.3
Elect David J. Kundert
Mgmt
For
For 90% Withhold 10%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.4
Elect John K. Nelson
Mgmt
For
For 90% Withhold 10%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.5
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 77.5% Withhold 22.5%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.6
Elect Judith M. Stockdale
Mgmt
For
For 90% Withhold 10%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.7
Elect Carole E. Stone
Mgmt
For
For 90% Withhold 10%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.8
Elect Virginia L. Stringer
Mgmt
For
For 90% Withhold 10%
For
Nuveen Quality Municipal Fund Inc
NQI
67062N103
8/5/2015
1.9
Elect Terence J. Toth
Mgmt
For
For 90% Withhold 10%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
4/22/2016
1.1
Elect William Curt Hunter
Mgmt
For
For 96% Withhold 4%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
4/22/2016
1.2
Elect Judith M. Stockdale
Mgmt
For
For 90% Withhold 10%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
4/22/2016
1.3
Elect Carole E. Stone
Mgmt
For
For 90% Withhold 10%
For
Nuveen Real Estate Income Fund.
JRS
67071B108
4/22/2016
1.4
Elect Margaret L. Wolff
Mgmt
For
For 96% Withhold 4%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.1
Elect William Adams, IV
Mgmt
For
For 90% Withhold 10%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.2
Elect Jack B. Evans
Mgmt
For
For 77% Withhold 23%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.3
Elect David J. Kundert
Mgmt
For
For 90% Withhold 10%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.4
Elect John K. Nelson
Mgmt
For
For 90% Withhold 10%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.5
Elect Thomas S. Schreier, Jr.
Mgmt
For
For 77.5% Withhold 22.5%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.6
Elect Judith M. Stockdale
Mgmt
For
For 90% Withhold 10%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.7
Elect Carole E. Stone
Mgmt
For
For 90% Withhold 10%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.8
Elect Virginia L. Stringer
Mgmt
For
For 90% Withhold 10%
For
Nuveen Select Quality Municipal Fund
NQS
670973106
8/5/2015
1.9
Elect Terence J. Toth
Mgmt
For
For 90% Withhold 10%
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.1
Elect Jeffrey S. Berg
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.2
Elect H. Raymond Bingham
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
1.3
Elect Michael J. Boskin
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
1.4
Elect Safra A. Catz
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.5
Elect Bruce R. Chizen
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
1.6
Elect George H. Conrades
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
1.7
Elect Lawrence J. Ellison
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.8
Elect Hector Garcia-Molina
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.9
Elect Jeffrey O. Henley
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.10
Elect Mark V. Hurd
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.11
Elect Leon  E.  Panetta
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
1.12
Elect Naomi O. Seligman
Mgmt
For
Withhold
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
2
Re-approval of the Material Terms of the Executive Bonus Plan
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
3
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
4
Ratification of Auditor
Mgmt
For
For
For
Oracle Corporation
ORCL
68389X105
11/18/2015
5
Shareholder Proposal Regarding Renewable Energy Sourcing
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/18/2015
6
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
7
Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/18/2015
8
Shareholder Proposal Regarding Shareholder Engagement
ShrHoldr
Against
For
Against
Oracle Corporation
ORCL
68389X105
11/18/2015
9
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Against
Against
For
Oracle Corporation
ORCL
68389X105
11/18/2015
10
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Phillips 66
PSX
718546104
5/4/2016
1
Elect Greg C. Garland
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/4/2016
2
Elect John E. Lowe
Mgmt
For
Against
Against
Phillips 66
PSX
718546104
5/4/2016
3
Ratification of Auditor
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/4/2016
4
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Phillips 66
PSX
718546104
5/4/2016
5
Repeal of Classified Board
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
1
Elect James G. Berges
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
2
Elect John V. Faraci
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
3
Elect Victoria F. Haynes
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
4
Elect Michael H. McGarry
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
5
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
6
Approval of Performance Goals Under Omnibus Incentive Plan
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
7
Approval of the Omnibus Incentive Plan
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
8
Ratification of Auditor
Mgmt
For
For
For
PPG Industries, Inc.
PPG
693506107
4/21/2016
9
Shareholder Proposal Regarding Giving Preference to Share Repurchases
ShrHoldr
Against
Against
For
PPL Corporation
PPL
69351T106
5/25/2016
1
Elect Rodney C. Adkins
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
2
Elect John W. Conway
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
3
Elect Steven G. Elliott
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
4
Elect Raja Rajamannar
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
5
Elect Craig A. Rogerson
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
6
Elect William H. Spence
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
7
Elect Natica von Althann
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
8
Elect Keith H. Williamson
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
9
Elect Armando Zagalo De Lima
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
10
Advisory Vote on Executive Compensation
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
11
2016 Short-Term Incentive Plan
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
12
Increase of Authorized Common Stock
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
13
Ratification of Auditor
Mgmt
For
For
For
PPL Corporation
PPL
69351T106
5/25/2016
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
PPL Corporation
PPL
69351T106
5/25/2016
15
Shareholder Proposal Regarding Distributed Generation
ShrHoldr
Against
Against
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
1
Elect Peter B. Delaney
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
2
Elect Mark Donegan
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
3
Elect Don R. Graber
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
4
Elect Lester L. Lyles
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
5
Elect Vernon E. Oechsle
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
6
Elect James F. Palmer
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
7
Elect Rick Schmidt
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
8
Elect Richard L. Wambold
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
9
Elect Timothy A. Wicks
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
10
Elect Janet C. Wolfenbarger
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
11
Ratification of Auditor
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
8/17/2015
12
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Precision Castparts Corp.
PCP
740189105
8/17/2015
13
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Precision Castparts Corp.
PCP
740189105
11/19/2015
1
Acquisition
Mgmt
For
For
For
Precision Castparts Corp.
PCP
740189105
11/19/2015
2
Advisory Vote on Golden Parachutes
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
1
Elect Willie A. Deese
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
2
Elect Albert R. Gamper, Jr.
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
3
Elect William V. Hickey
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
4
Elect Ralph Izzo
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
5
Elect Shirley Ann Jackson
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
6
Elect David Lilley
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
7
Elect Thomas A. Renyi
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
8
Elect Hak Cheol Shin
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
9
Elect Richard J. Swift
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
10
Elect Susan Tomasky
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
11
Elect Alfred W. Zollar
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Public Service Enterprise Group Incorporated
PEG
744573106
4/19/2016
13
Ratification of Auditor
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
1
Elect Tracy A Atkinson
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
2
Elect Robert E. Beauchamp
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
3
Elect James E. Cartwright
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
4
Elect Vernon E. Clark
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
5
Elect Stephen J. Hadley
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
6
Elect Thomas A. Kennedy
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
7
Elect Letitia A Long
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
8
Elect George R. Oliver
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
9
Elect Michael C. Ruettgers
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
10
Elect William R. Spivey
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
12
Ratification of Auditor
Mgmt
For
For
For
Raytheon Company
RTN
755111507
5/26/2016
13
Adoption of an Exclusive Forum Provision
Mgmt
For
Against
Against
Raytheon Company
RTN
755111507
5/26/2016
14
Shareholder Proposal Regarding Giving Preference to Share Repurchases
ShrHoldr
Against
Against
For
Raytheon Company
RTN
755111507
5/26/2016
15
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
Against
For
Reynolds American Inc.
RAI
761713106
5/5/2016
1
Elect Susan M. Cameron
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
2
Elect Martin D. Feinstein
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
3
Elect Murray S. Kessler
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
4
Elect Lionel L. Nowell III
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
5
Elect Ricardo Oberlander
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
6
Elect Jerome Abelman
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
7
Elect Robert E. Lerwill
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
8
AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
9
Increase of Authorized Shares of Common Stock
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
10
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Reynolds American Inc.
RAI
761713106
5/5/2016
11
Ratification of Auditor
Mgmt
For
For
For
Reynolds American Inc.
RAI
761713106
5/5/2016
12
Shareholder Proposal Regarding Giving Preference to Share Repurchases
ShrHoldr
Against
Against
For
Reynolds American Inc.
RAI
761713106
5/5/2016
13
Shareholder Proposal Regarding Mediation of Alleged Human Rights Violations
ShrHoldr
Against
Against
For
RMR Real Estate Income Fund.
RIF
76970B101
4/14/2016
1
Elect Arthur G. Koumantzelis
Mgmt
For
For 88% Against 11% Abstain 1%
For
Royce Micro-Cap Trust Inc
RMT
780915104
9/24/2015
1.1
Elect Charles M. Royce
Mgmt
For
For 98% Withhold 2%
For
Royce Micro-Cap Trust Inc
RMT
780915104
9/24/2015
1.2
Elect G. Peter O'Brien
Mgmt
For
For 97% Withhold 3%
For
Royce Micro-Cap Trust Inc
RMT
780915104
9/24/2015
1.3
Elect David L. Meister
Mgmt
For
For 97% Withhold 3%
For
Royce Value Trust Inc
RVT
780910105
9/24/2015
1.1
Elect Charles M. Royce
Mgmt
For
For 98% Withhold 2%
For
Royce Value Trust Inc
RVT
780910105
9/24/2015
1.2
Elect G. Peter O'Brien
Mgmt
For
For 97% Withhold 3%
For
Royce Value Trust Inc
RVT
780910105
9/24/2015
1.3
Elect David L. Meister
Mgmt
For
For 97% Withhold 3%
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
1
Elect Peter L.S. Currie
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
2
Elect V. Maureen Kempston Darkes
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
3
Elect Paal Kibsgaard
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
4
Elect Nikolay Kudryavtsev
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
5
Elect Michael E. Marks
Mgmt
For
Against
Against
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
6
Elect Indra K. Nooyi
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
7
Elect Lubna S. Olayan
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
8
Elect Leo Rafael Reif
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
9
Elect Tore I. Sandvold
Mgmt
For
Against
Against
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
10
Elect Henri Seydoux
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
12
Approval of Financials Statements/Dividends
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
13
Ratification of Auditor
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
14
Amendments to Articles of Incorporation
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
15
Ratification of Board Size
Mgmt
For
For
For
Schlumberger N.V. (Schlumberger Limited)
SLB
806857108
4/6/2016
16
Amendment to the French Sub Plan Under the 2010 Omnibus Stock Incentive Plan
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
1
Elect Arthur F. Anton
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
2
Elect Christopher M. Connor
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
3
Elect David F. Hodnik
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
4
Elect Thomas G. Kadien
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
5
Elect Richard J. Kramer
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
6
Elect Susan J. Kropf
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
7
Elect John G. Morikis
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
8
Elect Christine A. Poon
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
9
Elect John M. Stropki, Jr.
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
10
Elect Matthew Thornton
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
11
Elect Steven H. Wunning
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
13
Amendment to the 2006 Stock Plan for Nonemployee Directors
Mgmt
For
For
For
Sherwin-Williams Company
SHW
824348106
4/20/2016
14
Ratification of Auditor
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
1
Elect David W. Biegler
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
2
Elect J. Veronica Biggins
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
3
Elect Douglas H. Brooks
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
4
Elect William H. Cunningham
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
5
Elect John G. Denison
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
6
Elect Thomas W. Gilligan
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
7
Elect Gary C. Kelly
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
8
Elect Grace D. Lieblein
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
9
Elect Nancy B. Loeffler
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
10
Elect John T. Montford
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
11
Elect Ron Ricks
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
13
Ratification of Auditor
Mgmt
For
For
For
Southwest Airlines Co.
LUV
844741108
5/18/2016
14
Shareholder Proposal Regarding Proxy Access
ShrHoldr
Against
For
Against
Sprott Focus Trust, Inc.
FUND
85208J109
9/24/2015
1.1
Elect W. Whitney George
Mgmt
For
For 99% Withhold 1%
For
Sprott Focus Trust, Inc.
FUND
85208J109
9/24/2015
1.2
Elect James R. Pierce, Jr.
Mgmt
For
For 99% Withhold 1%
For
Starbucks Corporation
SBUX
855244109
3/23/2016
1
Elect Howard Schultz
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
2
Elect William W. Bradley
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
3
Elect Mary N. Dillon
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
4
Elect Robert M. Gates
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
5
Elect Mellody Hobson
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
6
Elect Kevin R. Johnson
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
7
Elect Joshua C. Ramo
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
8
Elect James G. Shennan, Jr.
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
9
Elect Clara Shih
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
10
Elect Javier G. Teruel
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
11
Elect Myron E. Ullman III
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
12
Elect Craig E. Weatherup
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
14
Amendment to the Executive Management Bonus Plan
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
15
Ratification of Auditor
Mgmt
For
For
For
Starbucks Corporation
SBUX
855244109
3/23/2016
16
Shareholder Proposal Regarding Proxy Acess
ShrHoldr
Against
For
Against
Starbucks Corporation
SBUX
855244109
3/23/2016
17
Shareholder Proposal Regarding Human Rights Review
ShrHoldr
Against
Against
For
Stryker Corporation
SYK
863667101
4/27/2016
1
Elect Howard E. Cox, Jr.
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
2
Elect Srikant Datar
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
3
Elect Roch Doliveux
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
4
Elect Louise L. Francesconi
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
5
Elect Allan C. Golston
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
6
Elect Kevin A. Lobo
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
7
Elect William U. Parfet
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
8
Elect Andrew K Silvernail
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
9
Elect Ronda E. Stryker
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
10
Ratification of Auditor
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
11
Amendment to the 2011 Long-Term Incentive Plan
Mgmt
For
For
For
Stryker Corporation
SYK
863667101
4/27/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/26/2016
1.1
Elect Edith E. Holiday
Mgmt
For
For 55% Withhold 45%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/26/2016
1.2
Elect Larry D. Thompson
Mgmt
For
For 55% Withhold 45%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/26/2016
1.3
Elect Rupert H. Johnson, Jr.
Mgmt
For
For 55% Withhold 45%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/26/2016
1.4
Elect Gregory E. Johnson
Mgmt
For
For 55% Withhold 45%
For
Templeton Dragon Fund, Inc.
TDF
88018T101
5/26/2016
2
Ratification of Auditor
Mgmt
For
For 99% Against .5% Abstain .5%
For
The Asia Pacific Fund, Inc.
APB
044901106
8/19/2015
1.1
Elect Jessica M. Bibliowicz
Mgmt
For
For 82.5% Withhold 17.5%
For
The Asia Pacific Fund, Inc.
APB
044901106
8/19/2015
1.2
Elect David G.P. Scholfield
Mgmt
For
For 82.5% Withhold 17.5%
For
The Asia Pacific Fund, Inc.
APB
044901106
8/19/2015
1.3
Elect William G. Tung
Mgmt
For
For 82.5% Withhold 17.5%
For
The Asia Pacific Fund, Inc.
APB
044901106
8/19/2015
1.4
Elect Christopher Sykes
Mgmt
For
For 83% Withhold 17%
For
The Asia Pacific Fund, Inc.
APB
044901106
8/19/2015
2
Amendment to Investment Objective
Mgmt
For
For 80% Against 19.5% Abstain .5%
Against
The Home Depot, Inc.
HD
437076102
5/19/2016
1
Elect Gerard J. Arpey
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
2
Elect Ari Bousbib
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
3
Elect Gregory D. Brenneman
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
4
Elect J. Frank Brown
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
5
Elect Albert P. Carey
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
6
Elect Armando Codina
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
7
Elect Helena B. Foulkes
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
8
Elect Linda R. Gooden
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
9
Elect Wayne M. Hewett
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
10
Elect Karen Katen
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
11
Elect Craig A. Menear
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
12
Elect Mark Vadon
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
13
Ratification of Auditor
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
14
Advisory Vote on Executive Compensation
Mgmt
For
For
For
The Home Depot, Inc.
HD
437076102
5/19/2016
15
Shareholder Proposal Regarding Employment Diversity Report
ShrHoldr
Against
Against
For
The Home Depot, Inc.
HD
437076102
5/19/2016
16
Shareholder Proposal Regarding Right to Call a Special Meeting
ShrHoldr
Against
For
Against
The India Fund, Inc.
IFN
454089103
6/22/2016
1
Elect Nisha Kumar
Mgmt
For
94% For and 6% Against
For
The India Fund, Inc.
IFN
454089103
6/22/2016
2
Elect J. Marc Hardy
Mgmt
For
75% For and 25% Against
For
The India Fund, Inc.
IFN
454089103
6/22/2016
3
Elect Hugh Young
Mgmt
For
76% For and 24% Against
For
The India Fund, Inc.
IFN
454089103
6/22/2016
4
Elect Nancy Yao Maasbach
Mgmt
For
94% For and 6% Against
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
1
Elect Charles E. Bunch
Mgmt
For
Against
Against
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
2
Elect Marjorie Rodgers Cheshire
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
3
Elect William S. Demchak
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
4
Elect Andrew T. Feldstein
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
5
Elect Daniel R. Hesse
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
6
Elect Kay Coles James
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
7
Elect Richard B. Kelson
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
8
Elect Jane G. Pepper
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
9
Elect Donald J. Shepard
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
10
Elect Lorene K. Steffes
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
11
Elect Dennis F. Strigl
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
12
Elect Michael J. Ward
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
13
Elect Gregory D. Wasson
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
14
Ratification of Auditor
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
15
2016 Incentive Award Plan
Mgmt
For
For
For
The PNC Financial Services Group Inc.
PNC
693475105
4/26/2016
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
The Swiss Helvetia Fund, Inc.
SWZ
870875101
6/23/2016
1.1
Elect Jean-Marc Boillat
Mgmt
For
62% For 38% Withhold
For
The Swiss Helvetia Fund, Inc.
SWZ
870875101
6/23/2016
2
Ratification of Auditor
Mgmt
For
For 99% Against .5% Abstain .5%
For
The Swiss Helvetia Fund, Inc.
SWZ
870875101
6/23/2016
3
Shareholder Proposal Regarding Declassification of the Board
ShrHoldr
Against
83% For 15% Against 2% Abstain
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
1
Elect Marc N. Casper
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
2
Elect Nelson J. Chai
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
3
Elect C. Martin Harris
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
4
Elect Tyler Jacks
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
5
Elect Judy C. Lewent
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
6
Elect Thomas J. Lynch
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
7
Elect Jim P. Manzi
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
8
Elect William G. Parrett
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
9
Elect Scott M. Sperling
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
10
Elect Elaine S. Ullian
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Thermo Fisher Scientific Inc.
TMO
883556102
5/18/2016
12
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
1
Elect Carole Black
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
2
Elect Thomas H. Castro
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
3
Elect David C. Chang
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
4
Elect James E. Copeland, Jr.
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
5
Elect Peter R. Haje
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
6
Elect Donna A. James
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
7
Elect Don Logan
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
8
Elect Robert D. Marcus
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
9
Elect N.J. Nicholas, Jr.
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
10
Elect Wayne H. Pace
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
11
Elect Edward D. Shirley
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
12
Elect John E. Sununu
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
16
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
1
Elect Carole Black
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
2
Elect Thomas H. Castro
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
3
Elect David C. Chang
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
4
Elect James E. Copeland, Jr.
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
5
Elect Peter R. Haje
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
6
Elect Donna A. James
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
7
Elect Don Logan
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
8
Elect Robert D. Marcus
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
9
Elect N.J. Nicholas, Jr.
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
10
Elect Wayne H. Pace
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
11
Elect Edward D. Shirley
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
12
Elect John E. Sununu
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
13
Ratification of Auditor
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
14
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
15
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Time Warner Cable, Inc.
TWC
88732J207
7/1/2015
16
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
ShrHoldr
Against
Against
For
Time Warner Cable, Inc.
TWC
88732J207
9/21/2015
1
Merger/Acquisition
Mgmt
For
For
For
Time Warner Cable, Inc.
TWC
88732J207
9/21/2015
2
Advisory Vote on Golden Parachutes
Mgmt
For
Against
Against
Tortoise Energy Independence Fund Inc
NDP
89148K101
5/19/2016
1.1
Elect H. Kevin Birzer
Mgmt
For
For 96% Withhold 4%
For
Tortoise Energy Independence Fund Inc
NDP
89148K101
5/19/2016
1.2
Elect Alexandra Herger
Mgmt
For
For 96% Withhold 4%
For
Tortoise Energy Independence Fund Inc
NDP
89148K101
5/19/2016
2
Ratification of Auditor
Mgmt
For
For 97% Against 2% Abstain 1%
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
1
Elect Alan L. Beller
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
2
Elect John H. Dasburg
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
3
Elect Janet M. Dolan
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
4
Elect Kenneth M. Duberstein
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
5
Elect Jay S. Fishman
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
6
Elect Patricia L. Higgins
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
7
Elect Thomas R. Hodgson
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
8
Elect William J. Kane
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
9
Elect Cleve L. Killingsworth, Jr.
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
10
Elect Philip T. Ruegger III
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
11
Elect Todd C. Schermerhorn
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
12
Elect Alan D. Schnitzer
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
13
Elect Donald J. Shepard
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
14
Elect Laurie J. Thomsen
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
15
Ratification of Auditor
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
16
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
17
Amendment to the Stock Incentive Plan
Mgmt
For
For
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
18
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Against
Against
For
Travelers Companies, Inc.
TRV
89417E109
5/19/2016
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
1
Elect K. Rupert Murdoch
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
2
Elect Lachlan K. Murdoch
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
3
Elect Delphine Arnault
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
4
Elect James W. Breyer
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
5
Elect Chase Carey
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
6
Elect David F. DeVoe
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
7
Elect Viet D. Dinh
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
8
Elect Roderick Ian Eddington
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
9
Elect James Murdoch
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
10
Elect Jacques Nasser
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
11
Elect Robert S. Silberman
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
12
Elect Tidjane Thiam
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
13
Elect Jeffrey W. Ubben
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
14
Ratification of Auditor
Mgmt
For
For
For
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
15
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Mgmt
For
Against
Against
Twenty-First Century Fox, Inc.
FOX
90130A200
11/12/2015
16
Declaration of Domicile
Mgmt
N/A
For
N/A
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
1
Elect William C. Ballard, Jr.
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
2
Elect Edson Bueno
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
3
Elect Richard T. Burke
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
4
Elect Robert J. Darretta
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
5
Elect Stephen J. Hemsley
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
6
Elect Michele J. Hooper
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
7
Elect Rodger A. Lawson
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
8
Elect Glenn M. Renwick
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
9
Elect Kenneth I. Shine
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
10
Elect Gail R. Wilensky
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
UnitedHealth Group Incorporated
UNH
91324P102
6/6/2016
12
Ratification of Auditor
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
1
Elect Joseph W Gorder
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
2
Elect Deborah P. Majoras
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
3
Elect Donald L. Nickles
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
4
Elect Philip J. Pfeiffer
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
5
Elect Robert A. Profusek
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
6
Elect Susan Kaufman Purcell
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
7
Elect Stephen M. Waters
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
8
Elect Randall J. Weisenburger
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
9
Elect Rayford Wilkins Jr.
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
10
Ratification of Auditor
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
11
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
12
Amendment to Articles Regarding Removal of Directors
Mgmt
For
For
For
Valero Energy Corporation
VLO
91913Y100
5/12/2016
13
Re-approval of the 2011 Omnibus Stock Incentive Plan for the Purposes of Section 162(m)
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
1
Elect Shellye L. Archambeau
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
2
Elect Mark T. Bertolini
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
3
Elect Richard L. Carrion
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
4
Elect Melanie L. Healey
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
5
Elect M. Frances Keeth
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
6
Elect Karl-Ludwig Kley
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
7
Elect Lowell C. McAdam
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
8
Elect Donald T. Nicolaisen
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
9
Elect Clarence Otis, Jr.
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
10
Elect Rodney E. Slater
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
11
Elect Kathryn A. Tesija
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
12
Elect Gregory D. Wasson
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
13
Elect Gregory G. Weaver
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
14
Ratification of Auditor
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
15
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
16
Shareholder Proposal Regarding Renewable Energy targets
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
17
Shareholder Proposal Regarding Report on Indirect Political Spending
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/5/2016
19
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Verizon Communications Inc.
VZ
92343V104
5/5/2016
20
Shareholder Proposal Regarding Severance Approval Policy
ShrHoldr
Against
Against
For
Verizon Communications Inc.
VZ
92343V104
5/5/2016
21
Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age
ShrHoldr
Against
Against
For
Visa Inc.
V
92826C839
2/3/2016
1
Elect Lloyd A. Carney
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
2
Elect Mary B. Cranston
Mgmt
For
Against
Against
Visa Inc.
V
92826C839
2/3/2016
3
Elect Francisco Javier Fernandez-Carbajal
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
4
Elect Alfred F. Kelly, Jr.
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
5
Elect Robert W. Matschullat
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
6
Elect Cathy E. Minehan
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
7
Elect Suzanne Nora Johnson
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
8
Elect David J. Pang
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
9
Elect Charles W. Scharf
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
10
Elect John A.C. Swainson
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
11
Elect Maynard G. Webb, Jr.
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
13
Approval of the 2007 Equity Incentive Compensation Plan as Amended and Restated
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
14
Amendment to the Visa Inc. Incentive Plan
Mgmt
For
For
For
Visa Inc.
V
92826C839
2/3/2016
15
Ratification of Auditor
Mgmt
For
For
For
Voya Funds
IAE
92912P108
7/1/2015
1.1
Elect Colleen D. Baldwin
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912P108
7/1/2015
1.2
Elect Peter S. Drotch
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912P108
7/1/2015
1.3
Elect Russell H. Jones
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912P108
7/1/2015
1.4
Elect Joseph E. Obermeyer
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912T100
7/1/2015
1.1
Elect Colleen D. Baldwin
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912T100
7/1/2015
1.2
Elect Peter S. Drotch
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912T100
7/1/2015
1.3
Elect Russell H. Jones
Mgmt
For
For: 92% Withhold 8%
For
Voya Funds
IAE
92912T100
7/1/2015
1.4
Elect Joseph E. Obermeyer
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.1
Elect Colleen D. Baldwin
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.2
Elect Peter S. Drotch
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.3
Elect Russell H. Jones
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.4
Elect Joseph E. Obermeyer
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.1
Elect Colleen D. Baldwin
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.2
Elect Peter S. Drotch
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.3
Elect Russell H. Jones
Mgmt
For
For: 92% Withhold 8%
For
Voya Infrastructure, Industrials and Materials Fund
IDE
92912X101
7/1/2015
1.4
Elect Joseph E. Obermeyer
Mgmt
For
For: 92% Withhold 8%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.1
Elect Colleen D. Baldwin
Mgmt
For
For: 92% Withhold 8%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.2
Elect John V. Boyer
Mgmt
For
For: 97% Withhold: 3%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.3
Elect Patricia W. Chadwick
Mgmt
For
For: 97% Withhold: 3%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.4
Elect Albert E. DePrince, Jr.
Mgmt
For
For: 97% Withhold: 3%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.5
Elect Peter S. Drotch
Mgmt
For
For: 92% Withhold 8%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.6
Elect Russell H. Jones
Mgmt
For
For: 92% Withhold 8%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.7
Elect Patricia W. Kenny
Mgmt
For
For: 97% Withhold: 3%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.8
Elect Joseph E. Obermeyer
Mgmt
For
For: 92% Withhold 8%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.9
Elect Sheryl K. Pressler
Mgmt
For
For: 97% Withhold: 3%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.10
Elect Roger B. Vincent
Mgmt
For
For: 97% Withhold: 3%
For
Voya Prime Rate Trust
PPR
92913A100
7/1/2015
1.11
Elect Shaun P. Mathews
Mgmt
For
For: 97% Withhold: 3%
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
1
Elect James I. Cash, Jr.
Mgmt
For
Against
Against
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
2
Elect Pamela J. Craig
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
3
Elect Timothy P. Flynn
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
4
Elect Thomas W. Horton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
5
Elect Marissa A. Mayer
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
6
Elect C. Douglas McMillon
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
7
Elect Gregory B. Penner
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
8
Elect Steven S. Reinemund
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
9
Elect Kevin Y. Systrom
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
10
Elect S. Robson Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
11
Elect Steuart Walton
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
12
Elect Linda S. Wolf
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
14
2016 Associate Stock Purchase Plan
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
15
Ratification of Auditor
Mgmt
For
For
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
16
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
17
Shareholder Proposal Regarding Incentive Compensation Report
ShrHoldr
Against
Against
For
Wal-Mart Stores Inc.
WMT
931142103
6/3/2016
18
Shareholder Proposal Regarding Country Selection Guidelines
ShrHoldr
Against
Against
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
1
Elect Janice M. Babiak
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
2
Elect David J. Brailer
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
3
Elect William C. Foote
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
4
Elect Ginger L. Graham
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
5
Elect John A. Lederer
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
6
Elect Dominic P. Murphy
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
7
Elect Stefano Pessina
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
8
Elect Barry Rosenstein
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
9
Elect Leonard D. Schaeffer
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
10
Elect Nancy M. Schlichting
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
11
Elect James A. Skinner
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Walgreens Boots Alliance, Inc.
WBA
931427108
1/27/2016
13
Ratification of Auditor
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
1
Elect Susan E. Arnold
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
2
Elect John S. Chen
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
3
Elect Jack Dorsey
Mgmt
For
Against
Against
Walt Disney Co.
DIS
254687106
3/3/2016
4
Elect Robert A. Iger
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
5
Elect Maria Elena Langomasino
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
6
Elect Fred H. Langhammer
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
7
Elect Aylwin B. Lewis
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
8
Elect Robert W. Matschullat
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
9
Elect Mark G. Parker
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
10
Elect Sheryl Sandberg
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
11
Elect Orin C. Smith
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
12
Ratification of Auditor
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
13
Advisory Vote on Executive Compensation
Mgmt
For
Against
Against
Walt Disney Co.
DIS
254687106
3/3/2016
14
Elimination of Supermajority Voting Requirement
Mgmt
For
For
For
Walt Disney Co.
DIS
254687106
3/3/2016
15
Shareholder Proposal Regarding Simple Majority Vote
ShrHoldr
Against
Against
For
Walt Disney Co.
DIS
254687106
3/3/2016
16
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
For
Against
Wells Fargo Advantage Income Opportunities Fund
ERH
94987E109
12/7/2015
1.1
Elect William R. Ebsworth
Mgmt
For
For 93% Withhold 7%
For
Wells Fargo Advantage Income Opportunities Fund
ERH
94987E109
12/7/2015
1.2
Elect Jane A. Freeman
Mgmt
For
For 92% Withhold 8%
For
Wells Fargo Advantage Income Opportunities Fund
ERH
94987E109
12/7/2015
1.3
Elect Judith M. Johnson
Mgmt
For
For 93% Withhold 7%
For
Wells Fargo Advantage Income Opportunities Fund
ERH
94987E109
12/7/2015
1.4
Elect Donald C. Willeke
Mgmt
For
For 93% Withhold 7%
For
Wells Fargo and Company
WFC
949746101
4/26/2016
1
Elect John D. Baker II
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
2
Elect Elaine L. Chao
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
3
Elect John S. Chen
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
4
Elect Lloyd H. Dean
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
5
Elect Elizabeth A. Duke
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
6
Elect Susan E. Engel
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
7
Elect Enrique Hernandez, Jr.
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
8
Elect Donald M. James
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
9
Elect Cynthia H. Milligan
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
10
Elect Federico F. Pena
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
11
Elect James H. Quigley
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
12
Elect Stephen W. Sanger
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
13
Elect John G. Stumpf
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
14
Elect Susan G. Swenson
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
15
Elect Suzanne M. Vautrinot
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
16
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
17
Ratification of Auditor
Mgmt
For
For
For
Wells Fargo and Company
WFC
949746101
4/26/2016
18
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against
Wells Fargo and Company
WFC
949746101
4/26/2016
19
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Against
Against
For
Wells Fargo Income Opportunities Fund
EOD
94987C103
2/8/2016
1.1
Elect Peter G. Gordon
Mgmt
For
For 83% Withhold 17%
For
Wells Fargo Income Opportunities Fund
EOD
94987C103
2/8/2016
1.2
Elect Timothy J. Penny
Mgmt
For
For 83% Withhold 17%
For
Wells Fargo Income Opportunities Fund
EOD
94987C103
2/8/2016
1.3
Elect Michael S. Scofield
Mgmt
For
For 83% Withhold 17%
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/25/2015
1.1
Elect Paolo M. Cucchi
Mgmt
For
For 78% Withhold 22%
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/25/2015
1.2
Elect Leslie H. Gelb
Mgmt
For
For 94% Withhold 6%
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/25/2015
1.3
Elect Riordan Roett
Mgmt
For
For 79% Withhold 21%
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/25/2015
1.4
Elect Robert D. Agdern
Mgmt
For
For 92% Withhold 8%
For
Western Asset Emerging Markets Income Fund Inc.
EMD
95766E103
9/25/2015
1.5
Elect Jane E. Trust
Mgmt
For
For 92% Withhold 8%
For
Western Asset Global Partners Income Fund Inc
GDF
95766G108
12/14/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 92% Withhold 8%
For
Western Asset Global Partners Income Fund Inc
GDF
95766G108
12/14/2015
1.2
Elect William R. Hutchinson
Mgmt
For
For 94% Withhold 6%
For
Western Asset Global Partners Income Fund Inc
GDF
95766G108
12/14/2015
1.3
Elect Jane E. Trust
Mgmt
For
For 92% Withhold 8%
For
Western Asset Managed High Income Fund Inc.
MHY
95766L107
8/21/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 92% Withhold 8%
For
Western Asset Managed High Income Fund Inc.
MHY
95766L107
8/21/2015
1.2
Elect Daniel P. Cronin
Mgmt
For
For 93% Withhold 7%
For
Western Asset Managed High Income Fund Inc.
MHY
95766L107
8/21/2015
1.3
Elect Jane E. Trust
Mgmt
For
For 92% Withhold 8%
For
Western Asset Managed High Income Fund Inc.
MHY
95766L107
8/21/2015
1.1
Elect Robert D. Agdern
Mgmt
For
For 92% Withhold 8%
For
Western Asset Managed High Income Fund Inc.
MHY
95766L107
8/21/2015
1.2
Elect Daniel P. Cronin
Mgmt
For
For 93% Withhold 7%
For
Western Asset Managed High Income Fund Inc.
MHY
95766L107
8/21/2015
1.3
Elect Jane E. Trust
Mgmt
For
For 92% Withhold 8%
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
1
Elect Gail K. Boudreaux
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
2
Elect Richard K. Davis
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
3
Elect Benjamin G.S. Fowke III
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
4
Elect Richard T. O'Brien
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
5
Elect Christopher J. Policinski
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
6
Elect James T. Prokopanko
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
7
Elect A. Patricia Sampson
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
8
Elect James J. Sheppard
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
9
Elect David A. Westerlund
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
10
Elect Kim Williams
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
11
Elect Timothy V. Wolf
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
12
Advisory Vote on Executive Compensation
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
13
Ratification of Auditor
Mgmt
For
For
For
Xcel Energy Inc.
XEL
98389B100
5/18/2016
14
Shareholder Proposal Regarding Independent Board Chairman
ShrHoldr
Against
For
Against



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
(Registrant) Cornerstone Strategic Value Fund, Inc.
  
By (Signature and Title)
/s/ Ralph W. Bradshaw
 
 
 
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
 
Date
August 19, 2016