|
200A Executive Drive Edgewood, NY
|
11717
|
|
(Address of principal executive offices)
|
(Zip code)
|
|
Company Name
|
Ticker
|
CUSIP
|
Meeting Date
|
Proposal Number
|
Proposal Description
|
Proponent
|
Mgmt Recommendation
|
Vote Cast
|
For / Against Mgmt
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
1
|
Elect Linda G. Alvarado
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
2
|
Elect Vance D. Coffman
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
3
|
Elect Michael L. Eskew
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
4
|
Elect W. James Farrell
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
5
|
Elect Herbert L. Henkel
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
6
|
Elect Muhtar Kent
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
7
|
Elect Edward M. Liddy
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
8
|
Elect Robert S. Morrison
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
9
|
Elect Aulana L. Peters
|
Management
|
For
|
Against
|
Against
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
10
|
Elect Inge G. Thulin
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
11
|
Elect Robert J. Ulrich
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
14
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
3M Co.
|
MMM
|
88579Y101
|
5/14/2013
|
15
|
Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.1
|
Elect Robert J. Alpern
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.2
|
Elect Roxanne S. Austin
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.3
|
Elect Sally E. Blount
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.4
|
Elect W. James Farrell
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.5
|
Elect Edward M. Liddy
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.6
|
Elect Nancy McKinstry
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.7
|
Elect Phebe N. Novakovic
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.8
|
Elect William A. Osborn
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.9
|
Elect Samuel C. Scott III
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.10
|
Elect Glenn F. Tilton
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
1.11
|
Elect Miles D. White
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
4
|
Shareholder Proposal Regarding Genetically Modified Organisms
|
Shareholder
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
5
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
6
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
7
|
Shareholder Proposal Regarding Retention of Shares
|
Shareholder
|
Against
|
Against
|
For
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
8
|
Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation
|
Shareholder
|
Against
|
For
|
Against
|
|
Abbott Laboratories
|
ABT
|
002824100
|
4/26/2013
|
9
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
Against
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
1.1
|
Elect William Burnside
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
1.2
|
Elect Edward Rapp
|
Management
|
For
|
For 99%
Withhold 1%
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
1.3
|
Elect Roy Roberts
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 99%
Against 1%
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
4
|
Frequency of Advisory Vote on Executive Compensation
|
Management
|
1 Year
|
1YR 80%
2YR 0%
3YR 19%
Abstain
1%
|
For
|
|
Abbvie Inc.
|
ABBV
|
00287Y109
|
5/6/2013
|
5
|
2013 Stock Incentive Plan
|
Management
|
For
|
For 94%
Against 5%
Abstain 1%
|
For
|
|
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
|
ETF
|
00301T102
|
3/14/2013
|
1
|
Amendments to Investment Objective/Investment Restriction
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
|
ETF
|
00301TA00
|
3/14/2013
|
1.1
|
Elect Enrique R. Arzac
|
Management
|
For
|
For 96%
Withhold 4%
|
Against
|
|
Aberdeen Emerging Markets Smaller Company Opportunities Fund, Inc.
|
ETF
|
00301TA00
|
3/14/2013
|
1.2
|
Elect James J. Cattano
|
Management
|
For
|
For 40%
Withhold 60%
|
For
|
|
Aberdeen Israel Fund Inc.
|
ISL
|
00301L109
|
3/14/2013
|
1.1
|
Elect Lawrence J. Fox
|
Management
|
For
|
For 94%
Withold 6%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.1
|
Elect Enrique R. Arzac
|
Management
|
For
|
For 84%
Abstain 16%
|
Against
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.2
|
Elect Phyllis O. Bonanno
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.3
|
Elect Kenneth J. Dale
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.4
|
Elect Frederic A. Escherich
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.5
|
Elect Roger W. Gale
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.6
|
Elect Kathleen T. McGahran
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.7
|
Elect Craig R. Smith
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
1.8
|
Elect Mark E. Stoeckle
|
Management
|
For
|
For 84%
Abstain 16%
|
For
|
|
Adams Express Co.
|
ADX
|
006212104
|
3/19/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 68%
Against 1%
Abstain 31%
|
For
|
|
Advent Claymore Convertible Securities and Income Fund
|
AGC
|
007639107
|
10/24/2012
|
1
|
Elect Tracy Maitland
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
Advent/Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/24/2012
|
1
|
Elect Tracy Maitland
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
Advent/Claymore Enhanced Growth & Income Fund
|
LCM
|
00765E104
|
10/24/2012
|
2
|
Elect Ronald Nyberg
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
1
|
Elect Daniel P. Amos
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
2
|
Elect John Shelby Amos II
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
3
|
Elect Paul S. Amos II
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
4
|
Elect W. Paul Bowers
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
5
|
Elect Kriss Cloninger III
|
Management
|
For
|
Against
|
Against
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
6
|
Elect Elizabeth J. Hudson
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
7
|
Elect Douglas W. Johnson
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
8
|
Elect Robert B. Johnson
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
9
|
Elect Charles B. Knapp
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
10
|
Elect E. Stephen Purdom
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
11
|
Elect Barbara K. Rimer
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
12
|
Elect Melvin T. Stith
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
13
|
Elect David Gary Thompson
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
14
|
Elect Takuro Yoshida
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Aflac Incorporated
|
AFL
|
001055102
|
5/6/2013
|
16
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
1
|
Elect William Davis, III
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
2
|
Elect W. Douglas Ford
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
3
|
Elect Evert Henkes
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
4
|
Elect Margaret McGlynn
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
5
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
6
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
7
|
Amendment to the Long-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Air Products & Chemicals Inc.
|
APD
|
009158106
|
1/24/2013
|
8
|
Shareholder Proposal Regarding Declassification of the Board
|
Shareholder
|
Against
|
For
|
Against
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
1
|
Elect David E.I. Pyott
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
2
|
Elect Michael R. Gallagher
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
3
|
Elect Deborah Dunsire
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
4
|
Elect Dawn E. Hudson
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
5
|
Elect Trevor M. Jones
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
6
|
Elect Louis J. Lavigne, Jr.
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
7
|
Elect Peter J. McDonnell
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
8
|
Elect Timothy D. Proctor
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
9
|
Elect Russell T. Ray
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
10
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
11
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
12
|
Right to Call a Special Meeting
|
Management
|
For
|
For
|
For
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
13
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Allergan Inc.
|
AGN
|
018490102
|
4/30/2013
|
14
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
AllianzGI Equity and Convertible Income Fund
|
NIE
|
00119P102
|
7/19/2012
|
1.1
|
Elect James Jacobson
|
Management
|
For
|
For 99%
Withhold 1%
|
For
|
|
AllianzGI Equity and Convertible Income Fund
|
NIE
|
00119P102
|
7/19/2012
|
1.2
|
Elect John Maney
|
Management
|
For
|
For 99%
Withhold 1%
|
For
|
|
AllianzGI Global Equity & Convertible Income Fund
|
NGZ
|
00119R108
|
12/19/2012
|
1.1
|
Elect Deborah DeCotis
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
AllianzGI Global Equity & Convertible Income Fund
|
NGZ
|
00119R108
|
12/19/2012
|
1.2
|
Elect John Maney
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
2
|
Elect Robert D. Beyer
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
3
|
Elect Kermit R. Crawford
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
4
|
Elect Jack M. Greenberg
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
5
|
Elect Herbert L. Henkel
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
6
|
Elect Ronald T. LeMay
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
7
|
Elect Andrea Redmond
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
8
|
Elect H. John Riley, Jr.
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
9
|
Elect John W. Rowe
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
10
|
Elect Judith A. Sprieser
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
11
|
Elect Mary Alice Taylor
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
12
|
Elect Thomas J. Wilson
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
14
|
2013 Equity Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
15
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
16
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
17
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Allstate Corp.
|
ALL
|
020002101
|
5/21/2013
|
1
|
Elect F. Duane Ackerman
|
Management
|
For
|
For
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060108
|
5/21/2013
|
1.1
|
Elect James A. Jacobson
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060108
|
5/21/2013
|
1.2
|
Elect H. Guy Leibler
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
Alpine Total Dynamic Dividend Fund
|
AOD
|
021060108
|
5/21/2013
|
2
|
Transaction of Other Business
|
Management
|
For
|
For 86%
Against 12%
Abstain 2%
|
Against
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
1
|
Elect Gerald L. Baliles
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
2
|
Elect Martin J. Barrington
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
3
|
Elect John T. Casteen III
|
Management
|
For
|
Against
|
Against
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
4
|
Elect Dinyar S. Devitre
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
5
|
Elect Thomas F. Farrell II
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
6
|
Elect Thomas W. Jones
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
7
|
Elect Debra J. Kelly-Ennis
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
8
|
Elect W. Leo Kiely III
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
9
|
Elect Kathryn B. McQuade
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
10
|
Elect George Muñoz
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
11
|
Elect Nabil Y. Sakkab
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Altria Group Inc.
|
MO
|
02209S103
|
5/16/2013
|
14
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.1
|
Elect Charlene Barshefsky
|
Management
|
For
|
Withhold
|
Against
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.2
|
Elect Ursula M. Burns
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.3
|
Elect Kenneth I. Chenault
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.4
|
Elect Peter Chernin
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.5
|
Elect Anne Lauvergeon
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.6
|
Elect Theodore J. Leonsis
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.7
|
Elect Richard C. Levin
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.8
|
Elect Richard A. McGinn
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.9
|
Elect Samuel J. Palmisano
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.10
|
Elect Steven S. Reinemund
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.11
|
Elect Daniel L. Vasella
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.12
|
Elect Robert D. Walter
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
1.13
|
Elect Ronald A. Williams
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
American Express Co.
|
AXP
|
025816109
|
4/29/2013
|
4
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
1
|
Elect James M. Cracchiolo
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
2
|
Elect Lon R. Greenberg
|
Management
|
For
|
For 93%
Against 7%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
3
|
Elect Warren D. Knowlton
|
Management
|
For
|
For 94%
Against 6%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
4
|
Elect W. Walker Lewis
|
Management
|
For
|
For 95%
Against 5%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
5
|
Elect Siri S. Marshall
|
Management
|
For
|
For 94%
Against 6%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
6
|
Elect Jeffrey Noddle
|
Management
|
For
|
For 95%
Against 5%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
7
|
Elect H. Jay Sarles
|
Management
|
For
|
For 86%
Against 14%
|
Against
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
8
|
Elect Robert F. Sharpe, Jr.
|
Management
|
For
|
For 94%
Against 6%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
9
|
Elect William H. Turner
|
Management
|
For
|
For 99%
Against 1%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For 87%
Against 13%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
Ameriprise Financial Inc.
|
AMP
|
03076C106
|
4/24/2013
|
12
|
Shareholder Proposal Regarding Simple Majority Vote
|
Shareholder
|
Against
|
For 86%
Against 14%
|
Against
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
1
|
Elect David Baltimore
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
2
|
Elect Frank J. Biondi, Jr.
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
3
|
Elect Robert A. Bradway
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
4
|
Elect François de Carbonnel
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
5
|
Elect Vance D. Coffman
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
6
|
Elect Robert A. Eckert
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
7
|
Elect Rebecca M. Henderson
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
8
|
Elect Frank C. Herringer
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
9
|
Elect Tyler Jacks
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
10
|
Elect Gilbert S. Omenn
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
11
|
Elect Judith C. Pelham
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
12
|
Elect Leonard D. Schaeffer
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
13
|
Elect Ronald D. Sugar
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Amgen Inc.
|
AMGN
|
031162100
|
5/22/2013
|
16
|
Amendment to the 2009 Equity Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
1
|
Elect Lester B. Knight
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
2
|
Elect Gregory C. Case
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
3
|
Elect Fulvio Conti
|
Management
|
For
|
Against
|
Against
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
4
|
Elect Cheryl A. Francis
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
5
|
Elect Edgar D. Jannotta
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
6
|
Elect J. Michael Losh
|
Management
|
For
|
Against
|
Against
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
7
|
Elect Robert S. Morrison
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
8
|
Elect Richard B. Myers
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
9
|
Elect Richard C. Notebaert
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
10
|
Elect Gloria Santona
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
11
|
Elect Carolyn Y. Woo
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
12
|
Accounts and Reports
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
15
|
Authority to Set Auditor's Fees
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
16
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
17
|
U.K. Remuneration Report
|
Management
|
For
|
For
|
For
|
|
Aon plc
|
AON
|
G0408V102
|
5/17/2013
|
18
|
Global Share Purchase Plan
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.1
|
Elect William V. Campbell
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.2
|
Elect Timothy D. Cook
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.3
|
Elect Millard S. Drexler
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.4
|
Elect Albert A. Gore, Jr.
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.5
|
Elect Robert A. Iger
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.6
|
Elect Andrea Jung
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.7
|
Elect Arthur D. Levinson
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
1.8
|
Elect Ronald D. Sugar
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
2
|
Amendments to Articles of Incorporation
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
3
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
4
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
5
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Apple Inc.
|
AAPL
|
037833100
|
2/27/2013
|
6
|
Shareholder Proposal Regarding Formation of Human Rights Committee
|
Shareholder
|
Against
|
Against
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
1
|
Elect Randall L. Stephenson
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
2
|
Elect Gilbert F. Amelio
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
3
|
Elect Reuben V. Anderson
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
4
|
Elect James H. Blanchard
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
5
|
Elect Jaime Chico Pardo
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
6
|
Elect Scott T. Ford
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
7
|
Elect James P. Kelly
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
8
|
Elect Jon C. Madonna
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
9
|
Elect Michael B. McCallister
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
10
|
Elect John B. McCoy
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
11
|
Elect Joyce M. Roché
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
12
|
Elect Matthew K. Rose
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
13
|
Elect Laura D'Andrea Tyson
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
16
|
Amendment to the Stock Purchase and Deferral Plan
|
Management
|
For
|
For
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
17
|
Shareholder Proposal Regarding Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
18
|
Shareholder Proposal Regarding Lead Batteries
|
Shareholder
|
Against
|
Against
|
For
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
19
|
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
|
Shareholder
|
Against
|
For
|
Against
|
|
AT&T, Inc.
|
T
|
00206R102
|
4/26/2013
|
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1
|
Amendment to Terms of Preferred Stock
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
2
|
Right to Adjourn Meeting
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.1
|
Elect John A. Allison IV
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.2
|
Elect Jennifer S. Banner
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.3
|
Elect K. David Boyer, Jr.
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.4
|
Elect Anna R. Cablik
|
Management
|
For
|
Withhold
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.5
|
Elect Ronald E. Deal
|
Management
|
For
|
Withhold
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.6
|
Elect James A. Faulkner
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.7
|
Elect I. Patricia Henry
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.8
|
Elect John P. Howe III
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.9
|
Elect Eric C. Kendrick
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.10
|
Elect Kelly S. King
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.11
|
Elect Louis B. Lynn
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.12
|
Elect Edward C. Milligan
|
Management
|
For
|
Withhold
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.13
|
Elect Charles A. Patton
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.14
|
Elect Nido R. Qubein
|
Management
|
For
|
Withhold
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.15
|
Elect Tollie W. Rich, Jr.
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.16
|
Elect Thomas E. Skains
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.17
|
Elect Thomas N. Thompson
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.18
|
Elect Edwin H. Welch Ph.D.
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
1.19
|
Elect Stephen T. Williams
|
Management
|
For
|
Withhold
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
4
|
Shareholder Proposal Regarding Political Spending
|
Shareholder
|
Against
|
For
|
Against
|
|
BB&T Corp.
|
BBT
|
054937107
|
4/23/2013
|
5
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
Shareholder
|
Against
|
For
|
Against
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.1
|
Elect Warren Buffett
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.2
|
Elect Charles Munger
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.3
|
Elect Howard Buffett
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.4
|
Elect Stephen Burke
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.5
|
Elect Susan Decker
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.6
|
Elect William Gates III
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.7
|
Elect David Gottesman
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.8
|
Elect Charlotte Guyman
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.9
|
Elect Donald Keough
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.10
|
Elect Thomas Murphy
|
Management
|
For
|
Withhold
|
Against
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.11
|
Elect Ronald Olson
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.12
|
Elect Walter Scott, Jr.
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
1.13
|
Elect Meryl B. Witmer
|
Management
|
For
|
For
|
For
|
|
Berkshire Hathaway Inc.
|
BRKA
|
084670702
|
5/4/2013
|
2
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
Shareholder
|
Against
|
Against
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
1
|
Elect Caroline Dorsa
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
2
|
Elect Stelios Papadopoulos
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
3
|
Elect George A. Scangos
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
4
|
Elect Lynn Schenk
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
5
|
Elect Alexander J. Denner
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
6
|
Elect Nancy L. Leaming
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
7
|
Elect Richard C. Mulligan
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
8
|
Elect Robert W. Pangia
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
9
|
Elect Brian S. Posner
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
10
|
Elect Eric K. Rowinsky
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
11
|
Elect Stephen A. Sherwin
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
12
|
Elect William D. Young
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
15
|
Amendment to the 2008 Performance-Based Management Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
16
|
Amendment to the 2008 Omnibus Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Biogen Idec Inc.
|
BIIB
|
09062X103
|
6/12/2013
|
17
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.1
|
Elect Paul Audet
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.2
|
Elect Michael Castellano
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.3
|
Elect Richard Cavanagh
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.4
|
Elect Frank Fabozzi
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.5
|
Elect Kathleen Feldstein
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.6
|
Elect James Flynn
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.7
|
Elect Henry Gabbay
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.8
|
Elect Jerrold Harris
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.9
|
Elect R. Glenn Hubbard
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.10
|
Elect W. Carl Kester
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
7/27/2012
|
1.11
|
Elect Karen Robards
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock Diversified Income Strategies Portfolio Inc.
|
DVF
|
09255W102
|
9/13/2012
|
1
|
BlackRock Floating Rate Income Strategies Fund II, Inc.
|
Management
|
For
|
For 92.5%
Against 5.5%
Abstain 2%
|
For
|
|
BlackRock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/27/2012
|
1.2
|
Elect James Flynn
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Ecosolutions Investment Trust
|
BQR
|
092546100
|
7/27/2012
|
1.3
|
Elect Karen Robards
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock EcoSolutions Investment Trust
|
BQR
|
092546100
|
7/27/2012
|
1.1
|
Elect Frank Fabozzi
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.1
|
Elect Paul Audet
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.2
|
Elect Michael Castellano
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.3
|
Elect Richard Cavanagh
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.4
|
Elect Frank Fabozzi
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.5
|
Elect Kathleen Feldstein
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.6
|
Elect James Flynn
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.7
|
Elect Henry Gabbay
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.8
|
Elect Jerrold Harris
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.9
|
Elect R. Glenn Hubbard
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.10
|
Elect W. Carl Kester
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Capital and Income Fund Inc
|
CII
|
09256A109
|
7/27/2012
|
1.11
|
Elect Karen Robards
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
BlackRock Enhanced Dividend Achievers Trust
|
BDJ
|
09251A104
|
7/27/2012
|
1.1
|
Elect Frank Fabozzi
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Enhanced Dividend Achievers Trust
|
BDJ
|
09251A104
|
7/27/2012
|
1.2
|
Elect James Flynn
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Enhanced Dividend Achievers Trust
|
BDJ
|
09251A104
|
7/27/2012
|
1.3
|
Elect Karen Robards
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/27/2012
|
1.1
|
Elect Frank Fabozzi
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/27/2012
|
1.2
|
Elect James Flynn
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Global Opportunities Equity Trust
|
BOE
|
092501105
|
7/27/2012
|
1.3
|
Elect Karen Robards
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
1
|
Elect Abdlatif Yousef Al-Hamad
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
2
|
Elect Mathis Cabiallavetta
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
3
|
Elect Dennis D. Dammerman
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
4
|
Elect Jessica P. Einhorn
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
5
|
Elect Fabrizio Freda
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
6
|
Elect David H. Komansky
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
7
|
Elect James E. Rohr
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
8
|
Elect Susan L. Wagner
|
Management
|
For
|
For
|
For
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
9
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
BlackRock Inc.
|
BLK
|
09247X101
|
5/30/2013
|
10
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/27/2012
|
1.1
|
Elect Frank Fabozzi
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/27/2012
|
1.2
|
Elect James Flynn
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
BlackRock International Growth and Income Trust
|
BGY
|
092524107
|
7/27/2012
|
1.3
|
Elect Karen Robards
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
1
|
Elect Lamberto
Andreotti
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
2
|
Elect Lewis B. Campbell
|
Management
|
For
|
Against
|
Against
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
3
|
Elect James M. Cornelius
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
4
|
Elect Laurie H. Glimcher
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
5
|
Elect Michael Grobstein
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
6
|
Elect Alan J. Lacy
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
7
|
Elect Vicki L. Sato
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
8
|
Elect Elliott Sigal
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
9
|
Elect Gerald L. Storch
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
10
|
Elect Togo D. West, Jr.
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Bristol-Myers Squibb Co.
|
BMY
|
110122108
|
5/7/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
1
|
Elect Richard D. Fairbank
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
2
|
Elect W. Ronald Dietz
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
3
|
Elect Lewis Hay, III
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
4
|
Elect Benjamin P. Jenkins, III
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
5
|
Elect Peter E. Raskind
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
6
|
Elect Mayo A. Shattuck III
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
7
|
Elect Bradford H. Warner
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
8
|
Elect Catherine G. West
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
9
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
11
|
Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
12
|
Elimination of Supermajority Requirement for the Removal of Directors
|
Management
|
For
|
For
|
For
|
|
Capital One Financial Corp.
|
COF
|
14040H105
|
5/2/2013
|
13
|
Elimination of Supermajority Requirement for Certain Business Combinations
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
1
|
Elect Colleen Arnold
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
2
|
Elect George Barrett
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
3
|
Elect Glenn Britt
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
4
|
Elect Carrie Cox
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
5
|
Elect Calvin Darden
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
6
|
Elect Bruce Downey
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
7
|
Elect John Finn
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
8
|
Elect Clayton Jones
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
9
|
Elect Gregory Kenny
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
10
|
Elect David King
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
11
|
Elect Richard Notebaert
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
12
|
Elect Jean Spaulding
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Cardinal Health, Inc.
|
CAH
|
14149Y108
|
11/2/2012
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.1
|
Elect Robert J. Hugin
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.2
|
Elect Richard W. Barker D. Phil
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.3
|
Elect Michael D. Casey
|
Management
|
For
|
Withhold
|
Against
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.4
|
Elect Carrie S. Cox
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.5
|
Elect Rodman L. Drake
|
Management
|
For
|
Withhold
|
Against
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.6
|
Elect Michael Friedman
|
Management
|
For
|
Withhold
|
Against
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.7
|
Elect Gilla Kaplan
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.8
|
Elect James J. Loughlin
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
1.9
|
Elect Ernest Mario
|
Management
|
For
|
Withhold
|
Against
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
3
|
Amendment to the 2008 Stock Incentive Plan
|
Management
|
For
|
Against
|
Against
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
4
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Celgene Corp.
|
CELG
|
151020104
|
6/12/2013
|
5
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Central Europe, Russia and Turkey Fund Inc.
|
CEE
|
153436100
|
4/19/2013
|
1
|
Amendment to Investment Objective
|
Management
|
For
|
For 99.17%
Against 0.63%
Abstain 0.20%
|
For
|
|
Central Europe, Russia and Turkey Fund Inc.
|
CEE
|
153436100
|
6/26/2013
|
1.1
|
Elect Wilhelm Bender
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Central Europe, Russia and Turkey Fund Inc.
|
CEE
|
153436100
|
6/26/2013
|
1.2
|
Elect Detlef Bierbaum
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Central Europe, Russia and Turkey Fund Inc.
|
CEE
|
153436100
|
6/26/2013
|
1.3
|
Elect Richard Karl Goeltz
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Central Europe, Russia and Turkey Fund Inc.
|
CEE
|
153436100
|
6/26/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 99%
Abstain 1%
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
1
|
Elect Linnet F. Deily
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
2
|
Elect Robert E. Denham
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
3
|
Elect Alice P. Gast
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
4
|
Elect Enrique Hernandez, Jr.
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
5
|
Elect George L. Kirkland
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
6
|
Elect Charles W. Moorman, IV
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
7
|
Elect Kevin W. Sharer
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
8
|
Elect John G. Stumpf
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
9
|
Elect Ronald D. Sugar
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
10
|
Elect Carl Ware
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
11
|
Elect John S. Watson
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
14
|
Amendment to the Long-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
15
|
Shareholder Proposal Regarding Hydraulic Fracturing
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
16
|
Shareholder Proposal Regarding Offshore Drilling Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
17
|
Shareholder Proposal Regarding Report on Climate Change
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
19
|
Shareholder Proposal Regarding Prohibition on Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
20
|
Shareholder Proposal Regarding Cumulative Voting
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
21
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
22
|
Shareholder Proposal Regarding Environmental Expertise on Board
|
Shareholder
|
Against
|
Against
|
For
|
|
Chevron Corp.
|
CVX
|
166764100
|
5/29/2013
|
23
|
Shareholder Proposal Regarding Country Selection Guidelines
|
Shareholder
|
Against
|
Against
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
1
|
Elect David M. Cordani
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
2
|
Elect Isaiah Harris, Jr.
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
3
|
Elect Jane E. Henney
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
4
|
Elect Donna F. Zarcone
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
5
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
6
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
7
|
Amendment to the Long-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Cigna Corp.
|
CI
|
125509109
|
4/24/2013
|
8
|
Shareholder Proposal Regarding Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/16/2012
|
1.1
|
Elect James Canty
|
Management
|
For
|
For
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/16/2012
|
1.2
|
Elect Robert Butler
|
Management
|
For
|
For
|
For
|
|
Clough Global Allocation Fund
|
GLV
|
18913Y103
|
7/16/2012
|
1.3
|
Elect Richard Rantzow
|
Management
|
For
|
For
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/16/2012
|
1.1
|
Elect Andrew Boynton
|
Management
|
For
|
For
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/16/2012
|
1.2
|
Elect Adam Crescenzi
|
Management
|
For
|
For
|
For
|
|
Clough Global Equity Fund
|
GLQ
|
18914C100
|
7/16/2012
|
1.3
|
Elect Jerry Rutledge
|
Management
|
For
|
For
|
For
|
|
Clough Global Opportunities Fund
|
GLO
|
18914E106
|
7/16/2012
|
1.1
|
Elect Edmund Burke
|
Management
|
For
|
For
|
For
|
|
Clough Global Opportunities Fund
|
GLO
|
18914E106
|
7/16/2012
|
1.2
|
Elect John Mee
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
7/10/2012
|
1
|
Approval of Stock Split
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
1
|
Elect Herbert A. Allen
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
2
|
Elect Ronald W. Allen
|
Management
|
For
|
Against
|
Against
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
3
|
Elect Howard G. Buffett
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
4
|
Elect Richard M. Daley
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
5
|
Elect Barry Diller
|
Management
|
For
|
Against
|
Against
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
6
|
Elect Helene D. Gayle
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
7
|
Elect Evan G. Greenberg
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
8
|
Elect Alexis M. Herman
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
9
|
Elect Muhtar Kent
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
10
|
Elect Robert A. Kotick
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
11
|
Elect Maria Elena Lagomasino
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
12
|
Elect Donald F. McHenry
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
13
|
Elect Sam Nunn
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
14
|
Elect James D. Robinson III
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
15
|
Elect Peter V. Ueberroth
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
16
|
Elect Jacob Wallenberg
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
17
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
18
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
19
|
Amendment to By-Laws Regarding the Right to Call Special Meetings
|
Management
|
For
|
For
|
For
|
|
Coca-Cola Company
|
KO
|
191216100
|
4/24/2013
|
20
|
Shareholder Proposal Regarding Formation of a Human Rights Committee
|
Shareholder
|
Against
|
Against
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
1
|
Elect Maureen Breakiron-Evans
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
2
|
Elect John E. Klein
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
3
|
Elect Lakshmi Narayanan
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
4
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
5
|
Repeal of Classified Board
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
6
|
Amendment to the 2004 Employee Stock Purchase Plan
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
7
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Cognizant Technology Solutions Corp.
|
CTSH
|
192446102
|
6/4/2013
|
8
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
1
|
Elect Nikesh Arora
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
2
|
Elect John T. Cahill
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
3
|
Elect Ian M. Cook
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
4
|
Elect Helene D. Gayle
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
5
|
Elect Ellen M. Hancock
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
6
|
Elect Joseph Jimenez
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
7
|
Elect Richard J. Kogan
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
8
|
Elect Delano E. Lewis
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
9
|
Elect J. Pedro Reinhard
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
10
|
Elect Stephen I. Sadove
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
13
|
2013 Incentive Compensation Plan
|
Management
|
For
|
For
|
For
|
|
Colgate-Palmolive Company
|
CL
|
194162103
|
5/10/2013
|
14
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.1
|
Elect Kenneth J. Bacon
|
Management
|
For
|
Withhold
|
Against
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.2
|
Elect Sheldon M. Bonovitz
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.3
|
Elect Joseph J. Collins
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.4
|
Elect J. Michael Cook
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.5
|
Elect Gerald L. Hassell
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.6
|
Elect Jeffrey A. Honickman
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.7
|
Elect Eduardo G. Mestre
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.8
|
Elect Brian L. Roberts
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.9
|
Elect Ralph J. Roberts
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.10
|
Elect Johnathan A. Rodgers
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
1.11
|
Elect Judith Rodin
|
Management
|
For
|
Withhold
|
Against
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
3
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
For
|
Against
|
|
Comcast Corp.
|
CMCSA
|
20030N101
|
5/15/2013
|
4
|
Sharheolder Proposal Regarding Recapitalization
|
Shareholder
|
Against
|
For
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
8
|
Elect Robert A. Niblock
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
9
|
Elect Harald J. Norvik
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
10
|
Elect William E. Wade, Jr.
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
Against
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
13
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
14
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
Shareholder
|
Against
|
Against
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
15
|
Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy
|
Shareholder
|
Against
|
For
|
Against
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
1
|
Elect Richard L. Armitage
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
2
|
Elect Richard H. Auchinleck
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
3
|
Elect James E. Copeland, Jr.
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
4
|
Elect Jody L Freeman
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
5
|
Elect Gay Huey Evans
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
6
|
Elect Ryan M. Lance
|
Management
|
For
|
For
|
For
|
|
ConocoPhillips
|
COP
|
20825C104
|
5/14/2013
|
7
|
Elect Mohd H. Marican
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
1
|
Elect Kevin Burke
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
2
|
Elect Vincent A. Calarco
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
3
|
Elect George Campbell, Jr.
|
Management
|
For
|
Against
|
Against
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
4
|
Elect Gordon J. Davis
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
5
|
Elect Michael J. Del Giudice
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
6
|
Elect Ellen V. Futter
|
Management
|
For
|
Against
|
Against
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
7
|
Elect John F. Hennessy III
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
8
|
Elect John F. Killian
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
9
|
Elect Eugene R. McGrath
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
10
|
Elect Sally H. Piñero
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
11
|
Elect Michael W. Ranger
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
12
|
Elect L. Frederick Sutherland
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
14
|
Long Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Consolidated Edison, Inc.
|
ED
|
209115104
|
5/20/2013
|
16
|
Shareholder Proposal Regarding Compensation Benchmarking
|
Shareholder
|
Against
|
Against
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
1.1
|
Elect Benjamin Carson, Sr.
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
1.2
|
Elect William Gates
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
1.3
|
Elect Hamilton James
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
1.4
|
Elect W. Craig Jelinek
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
1.5
|
Elect Jill Ruckelshaus
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Costco Wholesale Corporation
|
COST
|
22160K105
|
1/24/2013
|
4
|
Shareholder Proposal Regarding Declassification of the Board
|
Shareholder
|
Against
|
For
|
Against
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
1
|
Elect Jose E. Almeida
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
2
|
Elect Joy A. Amundson
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
3
|
Elect Craig Arnold
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
4
|
Elect Robert H. Brust
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
5
|
Elect John M. Connors, Jr.
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
6
|
Elect Christopher J. Coughlin
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
7
|
Elect Randall J. Hogan, III
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
8
|
Elect Martin D. Madaus
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
9
|
Elect Dennis H. Reilley
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
10
|
Elect Joseph A. Zaccagnino
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
11
|
Appointment of Auditor and Authority to Set Remuneration
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
13
|
Amendment to the Stock and Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
14
|
Authority to Repurchase Shares
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
15
|
Authority to Reissue Treasury Shares
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
16
|
Amendments to Articles to Update Share Transfer Procedures
|
Management
|
For
|
For
|
For
|
|
Covidien plc
|
COV
|
G2554F113
|
3/20/2013
|
17
|
Advisory Vote on the Reduction of Share Premium Account in Connection with Spin Off
|
Management
|
For
|
For
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/26/2013
|
1.1
|
Elect W. Thacher Brown
|
Management
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/26/2013
|
1.2
|
Elect Ellen D. Harvey
|
Management
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/26/2013
|
1.3
|
Elect Thomas E. Spock
|
Management
|
For
|
For 97.5%
Withhold 2.5%
|
For
|
|
Cutwater Select Income Fund
|
CSI
|
232229104
|
6/26/2013
|
1.4
|
Elect Suzanne P. Welsh
|
Management
|
For
|
For 97.5%
Withhold 2.5%
|
Against
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
1
|
Elect C. David Brown II
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
2
|
Elect David W. Dorman
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
3
|
Elect Anne M. Finucane
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
4
|
Elect Kristen E. Gibney Williams
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
5
|
Elect Larry J. Merlo
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
6
|
Elect Jean-Pierre Millon
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
7
|
Elect Richard J. Swift
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
8
|
Elect William C. Weldon
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
9
|
Elect Tony L. White
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
10
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
11
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
12
|
Amendment to the 2007 Employee Stock Purchase Plan
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
13
|
Reduction of Voting Thresholds in the Fair Price Provision
|
Management
|
For
|
For
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
14
|
Shareholder Proposal Regarding
Report on Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
15
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
Against
|
For
|
|
CVS Caremark Corporation
|
CVS
|
126650100
|
5/9/2013
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
1
|
Elect Samuel R. Allen
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
2
|
Elect Crandall C. Bowles
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
3
|
Elect Vance D. Coffman
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
4
|
Elect Charles O. Holliday, Jr.
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
5
|
Elect Dipak C. Jain
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
6
|
Elect Clayton M. Jones
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
7
|
Elect Joachim Milberg
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
8
|
Elect Richard B. Myers
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
9
|
Elect Thomas H. Patrick
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
10
|
Elect Aulana L. Peters
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
11
|
Elect Sherry M. Smith
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
13
|
Re-approval of Mid-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Deere & Co.
|
DE
|
244199105
|
2/27/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
1
|
Elect Jeffrey S. Aronin
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
2
|
Elect Mary K. Bush
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
3
|
Elect Gregory C. Case
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
4
|
Elect Cynthia A. Glassman
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
5
|
Elect Richard H. Lenny
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
6
|
Elect Thomas G. Maheras
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
7
|
Elect Michael H. Moskow
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
8
|
Elect David W. Nelms
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
9
|
Elect E. Follin Smith
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
10
|
Elect Mark A. Thierer
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
11
|
Elect Lawrence A. Weinbach
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Discover Financial Services
|
DFS
|
254709108
|
4/17/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.1
|
Elect John Amboian
|
Management
|
For
|
For 98%
Against 2%
Abstain 0%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.2
|
Elect Robert Bremner
|
Management
|
For
|
For 98%
Against 2%
Abstain 0%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.3
|
Elect Jack Evans
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.4
|
Elect David Kundert
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.5
|
Elect Judith Stockdale
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.6
|
Elect Carole Stone
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.7
|
Elect Virginia Stringer
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.8
|
Elect Terence Toth
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.9
|
Elect William Hunter
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Dow 30 Premium & Dividend Income Fund Inc.
|
DPD
|
260582101
|
4/3/2013
|
1.10
|
Elect William Schneider
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.1
|
Elect William Barnet III
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.2
|
Elect G. Alex Bernhardt, Sr.
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.3
|
Elect Michael G. Browning
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.4
|
Elect Harris E. DeLoach, Jr.
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.5
|
Elect Daniel R. DiMicco
|
Management
|
For
|
Withhold
|
Against
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.6
|
Elect John H. Forsgren
|
Management
|
For
|
Withhold
|
Against
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.7
|
Elect Ann Maynard Gray
|
Management
|
For
|
Withhold
|
Against
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.8
|
Elect James H. Hance, Jr.
|
Management
|
For
|
Withhold
|
Against
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.9
|
Elect John T. Herron
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.10
|
Elect James B. Hyler, Jr.
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.11
|
Elect E. Marie McKee
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.12
|
Elect E. James Reinsch
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.13
|
Elect James T. Rhodes
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.14
|
Elect James E. Rogers
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.15
|
Elect Carlos A. Saladrigas
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
1.16
|
Elect Philip R. Sharp
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
4
|
Amended Short-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
5
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Duke Energy Corp.
|
DUK
|
26441C204
|
5/2/2013
|
6
|
Shareholder Proposal Regarding Majority Vote for Election of Directors
|
Shareholder
|
Against
|
For
|
Against
|
|
Eaton Vance Enhanced Equity Income Fund
|
EOI
|
278274105
|
7/20/2012
|
1.1
|
Elect Scott Eston
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Eaton Vance Enhanced Equity Income Fund
|
EOI
|
278274105
|
7/20/2012
|
1.2
|
Elect William Park
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Eaton Vance Enhanced Equity Income Fund
|
EOI
|
278274105
|
7/20/2012
|
1.3
|
Elect Ronald Pearlman
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Eaton Vance Enhanced Equity Income Fund
|
EOI
|
278274105
|
7/20/2012
|
1.4
|
Elect Harriett Taggart
|
Management
|
For
|
For 91.5%
Withhold 8.5%
|
For
|
|
Eaton Vance Enhanced Equity Income Fund II
|
EOS
|
278277108
|
4/19/2013
|
1.1
|
Elect Lynn A. Stout
|
Management
|
For
|
For 93%
Withhold 7%
|
For
|
|
Eaton Vance Enhanced Equity Income Fund II
|
EOS
|
278277108
|
4/19/2013
|
1.2
|
Elect Harriet T. Taggart
|
Management
|
For
|
For 93%
Withhold 7%
|
For
|
|
Eaton Vance Enhanced Equity Income Fund II
|
EOS
|
278277108
|
4/19/2013
|
1.3
|
Elect Ralph F. Verni
|
Management
|
For
|
For 93%
Withhold 7%
|
For
|
|
Eaton Vance Risk-Managed Diversified Equity Income Fund
|
ETJ
|
27829G106
|
4/19/2013
|
1.1
|
Elect Lynn A. Stout
|
Management
|
For
|
For 90%
Withhold 10%
|
For
|
|
Eaton Vance Risk-Managed Diversified Equity Income Fund
|
ETJ
|
27829G106
|
4/19/2013
|
1.2
|
Elect Harriet T. Taggart
|
Management
|
For
|
For 90%
Withhold 10%
|
For
|
|
Eaton Vance Risk-Managed Diversified Equity Income Fund
|
ETJ
|
27829G106
|
4/19/2013
|
1.3
|
Elect Ralph F. Verni
|
Management
|
For
|
Fpr 90%
Withhold 10%
|
For
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
ETO
|
27828U106
|
2/15/2013
|
1.1
|
Elect Ronald Pearlman
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
ETO
|
27828U106
|
2/15/2013
|
1.2
|
Elect Helen Peters
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
|
ETO
|
27828U106
|
2/15/2013
|
1.3
|
Elect Ralph Verni
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/24/2012
|
1.1
|
Elect Scott Eston
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/24/2012
|
1.2
|
Elect Harriett Taggart
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/24/2012
|
1.3
|
Elect Helen Peters
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/24/2012
|
1.4
|
Elect Lynn Stout
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Diversified Equity Income Fund
|
ETY
|
27828N102
|
8/24/2012
|
1.5
|
Elect Ralph Verni
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
|
ETW
|
27829C105
|
4/19/2013
|
1.1
|
Elect William H. Park
|
Management
|
For
|
For 92%
Withhold 8%
|
For
|
|
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
|
ETW
|
27829C105
|
4/19/2013
|
1.2
|
Elect Ronald A. Pearlman
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
|
ETW
|
27829C105
|
4/19/2013
|
1.3
|
Elect Harriet T. Taggart
|
Management
|
For
|
For 92%
Withhold 8%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXG
|
27829F108
|
8/24/2012
|
1.1
|
Elect Scott Eston
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXG
|
27829F108
|
8/24/2012
|
1.2
|
Elect Ronald Pearlman
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXG
|
27829F108
|
8/24/2012
|
1.3
|
Elect Helen Peters
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXG
|
27829F108
|
8/24/2012
|
1.4
|
Elect Lynn Stout
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
|
EXG
|
27829F108
|
8/24/2012
|
1.5
|
Elect Ralph Verni
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
1
|
Elect David M. Moffett
|
Management
|
For
|
For
|
For
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
2
|
Elect Richard T. Schlosberg, III
|
Management
|
For
|
For
|
For
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
3
|
Elect Thomas J. Tierney
|
Management
|
For
|
For
|
For
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
4
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
5
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
6
|
Shareholder Proposal Regarding Privacy and Data Security
|
Shareholder
|
Against
|
Against
|
For
|
|
eBay Inc.
|
EBAY
|
278642103
|
4/18/2013
|
7
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
1
|
Elect Douglas M. Baker, Jr.
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
2
|
Elect Barbara J. Beck
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
3
|
Elect Leslie S. Biller
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
4
|
Elect Stephen I. Chazen
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
5
|
Elect Jerry A. Grundhofer
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
6
|
Elect Arthur J. Higgins
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
7
|
Elect Joel W. Johnson
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
8
|
Elect Michael Larson
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
9
|
Elect Jerry W. Levin
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
10
|
Elect Robert L. Lumpkins
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
11
|
Elect Victoria J. Reich
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
12
|
Elect Mary M. VanDeWeghe
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
13
|
Elect John J. Zillmer
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
15
|
Amendment to the 2010 Stock Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
16
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
17
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Ecolab, Inc.
|
ECL
|
278865100
|
5/2/2013
|
18
|
Shareholder Proposal Regarding Incorporation of Values in Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
1
|
Elect Charles Crisp
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
2
|
Elect James Day
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
3
|
Elect Mark Papa
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
4
|
Elect H. Leighton Steward
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
5
|
Elect Donald Textor
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
6
|
Elect William Thomas
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
7
|
Elect Frank Wisner
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
8
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
9
|
Amendment to the 2008 Omnibus Equity Compensation Plan
|
Management
|
For
|
For
|
For
|
|
EOG Resources, Inc.
|
EOG
|
26875P101
|
5/2/2013
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.7
|
Elect Kenneth C. Frazier
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.8
|
Elect William W. George
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.9
|
Elect Samuel J. Palmisano
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.10
|
Elect Steven S. Reinemund
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.11
|
Elect Rex W. Tillerson
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.12
|
Elect William C. Weldon
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.13
|
Elect Edward E. Whitacre, Jr.
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
4
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
5
|
Shareholder Proposal Regarding Majority Vote in the Election of Directors
|
Shareholder
|
Against
|
For
|
Against
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
6
|
Shareholder Proposal Regarding Multiple Board Service
|
Shareholder
|
Against
|
Against
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
7
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
8
|
Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
9
|
Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy
|
Shareholder
|
Against
|
For
|
Against
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
10
|
Shareholder Proposal Regarding Hydraulic Fracturing
|
Shareholder
|
Against
|
Against
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
11
|
Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions
|
Shareholder
|
Against
|
Against
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.1
|
Elect Michael J. Boskin
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.2
|
Elect Peter Brabeck-Letmathe
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.3
|
Elect Ursula M. Burns
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.4
|
Elect Larry R. Faulkner
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.5
|
Elect Jay S. Fishman
|
Management
|
For
|
For
|
For
|
|
Exxon Mobil Corp.
|
XOM
|
30231G102
|
5/29/2013
|
1.6
|
Elect Henrietta H. Fore
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.1
|
Elect Mark Bernstein
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.2
|
Elect Pamela Davies
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.3
|
Elect Sharon Decker
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.4
|
Elect Edward Dolby
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.5
|
Elect Glenn Eisenberg
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.6
|
Elect Edward Garden
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.7
|
Elect Howard Levine
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.8
|
Elect George Mahoney, Jr.
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.9
|
Elect James Martin
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.10
|
Elect Harvey Morgan
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
1.11
|
Elect Dale Pond
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
2
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
3
|
Employee Stock Purchase Plan
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
4
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Family Dollar Stores, Inc.
|
FDO
|
307000109
|
1/17/2013
|
5
|
Shareholder Proposal Regarding Adoption of ILO Conventions in Business Partner Code of Conduct
|
Shareholder
|
Against
|
Against
|
For
|
|
Federated Enhanced Treasure Income Fund
|
FTT
|
314162108
|
9/14/2012
|
1.3
|
Elect Charles Mansfield, Jr.
|
Management
|
For
|
For 86%
Withhold 14%
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/14/2012
|
1.1
|
Elect J. Christopher Donahue
|
Management
|
For
|
For 86%
Withhold 14%
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/14/2012
|
1.2
|
Elect Peter Madden
|
Management
|
For
|
For 86%
Withhold 14%
|
For
|
|
Federated Enhanced Treasury Income Fund
|
FTT
|
314162108
|
9/14/2012
|
2
|
Amendment to Declaration of Trust Regarding Director Age
|
Management
|
For
|
For 77%
Against 14%
Abstain 9%
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
1
|
Elect James Barksdale
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
2
|
Elect John Edwardson
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
3
|
Elect Shirley Jackson
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
4
|
Elect Steven Loranger
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
5
|
Elect Gary Loveman
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
6
|
Elect R. Brad Martin
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
7
|
Elect Joshua Ramo
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
8
|
Elect Susan Schwab
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
9
|
Elect Frederick Smith
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
10
|
Elect Joshua Smith
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
11
|
Elect David Steiner
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
12
|
Elect Paul Walsh
|
Management
|
For
|
Against
|
Against
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
FedEx Corporation
|
FDX
|
31428X106
|
9/24/2012
|
16
|
Shareholder Proposals Regarding Political Contributions and Expenditures Report
|
Shareholder
|
Against
|
For
|
Against
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
1
|
Elect Darryl F. Allen
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
2
|
Elect Evan Bayh
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
3
|
Elect Ulysses L. Bridgeman, Jr.
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
4
|
Elect Emerson L. Brumback
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
5
|
Elect James P. Hackett
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
6
|
Elect Gary R. Heminger
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
7
|
Elect Jewell D. Hoover
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
8
|
Elect William M. Isaac
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
9
|
Elect Kevin T. Kabat
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
10
|
Elect Mitchel D. Livingston
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
11
|
Elect Michael B. McCallister
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
12
|
Elect Hendrick G. Meijer
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
13
|
Elect John J. Schiff, Jr.
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
14
|
Elect Marsha C. Williams
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
15
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
16
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Fifth Third Bancorp
|
FITB
|
316773100
|
4/16/2013
|
17
|
Frequency of Advisory Vote on Executive Compensation
|
Management
|
1 Year
|
1 Year
|
For
|
|
First Trust High Income Long/Short Fund
|
FSD
|
33738E109
|
4/17/2013
|
1.1
|
Elect James A. Bowen
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
First Trust High Income Long/Short Fund
|
FSD
|
33738E109
|
4/17/2013
|
1.2
|
Elect Niel B. Nielson
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
First Trust/Aberdeen Emerging Opportunity Fund
|
FEO
|
33731L100
|
4/17/2013
|
1.1
|
Elect James A. Bowen
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
First Trust/Aberdeen Emerging Opportunity Fund
|
FEO
|
33731L100
|
4/17/2013
|
1.2
|
Elect Niel B. Nielson
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
First Trust/Aberdeen Emerging Opportunity Fund
|
FEO
|
337353304
|
4/17/2013
|
1.1
|
Elect James A. Bowen
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
First Trust/Aberdeen Emerging Opportunity Fund
|
FEO
|
337353304
|
4/17/2013
|
1.2
|
Elect Niel B. Nielson
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
1
|
Elect Samuel H. Armacost
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
2
|
Elect Peter K. Barker
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
3
|
Elect Charles Crocker
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
4
|
Elect Charles B. Johnson
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
5
|
Elect Gregory E. Johnson
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
6
|
Elect Rupert H. Johnson, Jr.
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
7
|
Elect Mark C. Pigott
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
8
|
Elect Chutta Ratnathicam
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
9
|
Elect Laura Stein
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
10
|
Elect Anne M. Tatlock
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
11
|
Elect Geoffrey Y. Yang
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Franklin Resources, Inc.
|
BEN
|
354613101
|
3/13/2013
|
13
|
Shareholder Proposal Regarding Genocide-Free Investing
|
Shareholder
|
Against
|
Against
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
1
|
Elect Adrian D.P. Bellamy
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
2
|
Elect Domenico De Sole
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
3
|
Elect Robert J. Fisher
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
4
|
Elect William S. Fisher
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
5
|
Elect Isabella D. Goren
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
6
|
Elect Bob L. Martin
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
7
|
Elect Jorge P. Montoya
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
8
|
Elect Glenn K. Murphy
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
9
|
Elect Mayo A. Shattuck III
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
10
|
Elect Katherine Tsang
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Gap, Inc. (The)
|
GPS
|
364760108
|
5/21/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
GDL Fund (The)
|
GDL
|
361570104
|
5/13/2013
|
1.1
|
Elect Edward T. Tokar
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
GDL Fund (The)
|
GDL
|
361570104
|
5/13/2013
|
1.2
|
Elect Salvatore J. Zizza
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.1
|
Elect Rodney B. Berens
|
Management
|
For
|
For 83%
Withhold 17%
|
Against
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.2
|
Elect Lewis B. Cullman
|
Management
|
For
|
For 86%
Withhold 14%
|
Against
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.3
|
Elect Spencer Davidson
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.4
|
Elect Gerald M. Edelman
|
Management
|
For
|
For 90%
Withhold
10%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.5
|
Elect John D. Gordan, III
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.6
|
Elect Betsy F. Gotbaum
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.7
|
Elect Sidney R. Knafel
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.8
|
Elect Daniel M. Neidich
|
Management
|
For
|
For 82%
Withhold 18%
|
Against
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
1.9
|
Elect Jeffrey W. Priest
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
General American Investors Co., Inc.
|
GAM
|
368802104
|
4/10/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
1
|
Elect W. Geoffrey Beattie
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
2
|
Elect John J. Brennan
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
3
|
Elect James I. Cash, Jr.
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
4
|
Elect Francisco D'Souza
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
5
|
Elect Marijn E. Dekkers
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
6
|
Elect Ann M. Fudge
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
7
|
Elect Susan Hockfield
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
8
|
Elect Jeffrey R. Immelt
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
9
|
Elect Andrea Jung
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
10
|
Elect Robert W. Lane
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
11
|
Elect Ralph S. Larsen
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
12
|
Elect Rochelle B. Lazarus
|
Management
|
For
|
Against
|
Against
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
13
|
Elect James J. Mulva
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
14
|
Elect Mary L. Schapiro
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
15
|
Elect Robert J. Swieringa
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
16
|
Elect James S. Tisch
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
17
|
Elect Douglas A. Warner III
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
18
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
19
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
20
|
Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses
|
Shareholder
|
Against
|
Against
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
21
|
Shareholder Proposal Regarding Term Limits
|
Shareholder
|
Against
|
Against
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
22
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
23
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
24
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
General Electric Co.
|
GE
|
369604103
|
4/24/2013
|
25
|
Shareholder Proposal Regarding Double Board Nominees
|
Shareholder
|
Against
|
Against
|
For
|
|
Global Income & Currency Fund Inc.
|
GCF
|
378968101
|
11/16/2012
|
1
|
Reorganization
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.1
|
Elect Larry Page
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.2
|
Elect Sergey Brin
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.3
|
Elect Eric E. Schmidt
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.4
|
Elect L. John Doerr
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.5
|
Elect Diane B. Greene
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.6
|
Elect John L. Hennessy
|
Management
|
For
|
Withhold
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.7
|
Elect Ann Mather
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.8
|
Elect Paul S. Otellini
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.9
|
Elect K. Ram Shriram
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
1.10
|
Elect Shirley M. Tilghman
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
3
|
Shareholder Proposal Regarding Lead Batteries
|
Shareholder
|
Against
|
Against
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
4
|
Shareholder Proposal Regarding Recapitalization
|
Shareholder
|
Against
|
For
|
Against
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
5
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Google Inc.
|
GOOG
|
38259P508
|
6/6/2013
|
6
|
Shareholder Proposal Regarding CEO Succession Planning
|
Shareholder
|
Against
|
Against
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
1
|
Elect F. Duane Ackerman
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
2
|
Elect Francis S. Blake
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
3
|
Elect Ari Bousbib
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
4
|
Elect Gregory D. Brenneman
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
5
|
Elect J. Frank Brown
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
6
|
Elect Albert P. Carey
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
7
|
Elect Armando M. Codina
|
Management
|
For
|
Against
|
Against
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
8
|
Elect Bonnie G. Hill
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
9
|
Elect Karen Katen
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
10
|
Elect Mark Vadon
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
13
|
Approval of the Material Terms under the Management Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
14
|
Amendment to the 2005 Omnibus Stock Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
15
|
Shareholder Proposal Regarding
Employment Diversity Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Home Depot, Inc.
|
HD
|
437076102
|
5/23/2013
|
16
|
Shareholder Proposal Regarding
Stormwater Management Policy
|
Shareholder
|
Against
|
Against
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
1
|
Elect Gordon M. Bethune
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
2
|
Elect Kevin Burke
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
3
|
Elect Jaime Chico Pardo
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
4
|
Elect David M. Cote
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
5
|
Elect D. Scott Davis
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
6
|
Elect Linnet F. Deily
|
Management
|
For
|
Against
|
Against
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
7
|
Elect Judd Gregg
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
8
|
Elect Lord Clive Hollick
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
9
|
Elect Grace D. Lieblein
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
10
|
Elect George Paz
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
11
|
Elect Bradley T. Sheares
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
12
|
Elect Robin L. Washington
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
16
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Honeywell International, Inc.
|
HON
|
438516106
|
4/22/2013
|
17
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
For
|
Against
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
1
|
Elect Daniel J. Brutto
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
2
|
Elect Susan Crown
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
3
|
Elect Don H. Davis, Jr.
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
4
|
Elect James W. Griffith
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
5
|
Elect Robert C. McCormack
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
6
|
Elect Robert S. Morrison
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
7
|
Elect E. Scott Santi
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
8
|
Elect James A. Skinner
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
9
|
Elect David B. Smith, Jr.
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
10
|
Elect Pamela B. Strobel
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
11
|
Elect Kevin M. Warren
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
12
|
Elect Anré D. Williams
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Illinois Tool Works, Inc.
|
ITW
|
452308109
|
5/3/2013
|
15
|
Shareholder Proposal Regarding Simple Majority Vote
|
Shareholder
|
Against
|
For
|
Against
|
|
India Fund Inc.
|
IFN
|
454089103
|
5/17/2013
|
1.1
|
Elect J. Marc Hardy
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
India Fund Inc.
|
IFN
|
454089103
|
5/17/2013
|
1.2
|
Elect Hugh Young
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
7/5/2012
|
1.1
|
Elect Colleen Baldwin
|
Management
|
For
|
For
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
7/5/2012
|
1.2
|
Elect John Boyer
|
Management
|
For
|
For
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
7/5/2012
|
1.3
|
Elect Patricia Chadwick
|
Management
|
For
|
For
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
1
|
Approval of a New Investment Advisory Agreement
|
Management
|
For
|
For 36%
Against 2%
Abstain 1%
Broker Non-Vote 61%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
2
|
Approval of a New Sub-Advisory Agreement
|
Management
|
For
|
For 36%
Against 2%
Abstain 1%
Broker Non-Vote 61%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
3.1
|
Elect John V. Boyer
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
3.2
|
Elect Patricia W. Chadwick
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
3.3
|
Elect Albert E. DePrince, Jr.
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
3.4
|
Elect Martin J. Gavin
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
3.5
|
Elect Sheryl K. Pressler
|
Management
|
For
|
For 96%
Against 4%
|
For
|
|
ING Global Equity Dividend and Premium Opportunity Fund
|
IGD
|
45684E107
|
5/6/2013
|
4
|
Approval of a New Sub-Advisory Agreement
|
Management
|
For
|
For 36%
Against 2%
Abstain 1%
Broker Non-Vote 61%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
7/5/2012
|
1.1
|
Elect Colleen Baldwin
|
Management
|
For
|
For
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
7/5/2012
|
1.2
|
Elect John Boyer
|
Management
|
For
|
For
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
7/5/2012
|
1.3
|
Elect Patricia Chadwick
|
Management
|
For
|
For
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
1
|
Approval of a New Investment Advisory Agreement
|
Management
|
For
|
For 36%
Against 2%
Abstain 1%
Broker Non-Vote 61%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
2
|
Approval of a New Sub-Advisory Agreement
|
Management
|
For
|
For 36%
Against 2%
Abstain 1%
Broker Non-Vote 61%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
3.1
|
Elect John V. Boyer
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
3.2
|
Elect Patricia W. Chadwick
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
3.3
|
Elect Albert E. DePrince, Jr.
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
3.4
|
Elect Martin J. Gavin
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
ING Risk Managed Natural Resources Fund
|
IRR
|
449810100
|
6/6/2013
|
3.5
|
Elect Sheryl K. Pressler
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
1
|
Elect Alain J. P. Belda
|
Management
|
For
|
Against
|
Against
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
2
|
Elect William R. Brody
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
3
|
Elect Kenneth I. Chenault
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
4
|
Elect Michael L. Eskew
|
Management
|
For
|
Against
|
Against
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
5
|
Elect David N. Farr
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
6
|
Elect Shirley A. Jackson
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
7
|
Elect Andrew N. Liveris
|
Management
|
For
|
Against
|
Against
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
8
|
Elect W. James McNerney, Jr.
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
9
|
Elect James W. Owens
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
10
|
Elect Virginia M. Rometty
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
11
|
Elect Joan E. Spero
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
12
|
Elect Sidney Taurel
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
13
|
Elect Lorenzo H Zambrano
|
Management
|
For
|
Against
|
Against
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
16
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
17
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
18
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
International Business Machines Corp.
|
IBM
|
459200101
|
4/30/2013
|
19
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
1
|
Elect David J. Bronczek
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
2
|
Elect Ahmet C. Dördüncü
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
3
|
Elect John V. Faraci
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
4
|
Elect Ilene S. Gordon
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
5
|
Elect Stacey J. Mobley
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
6
|
Elect Joan E. Spero
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
7
|
Elect John L. Townsend, III
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
8
|
Elect John F. Turner
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
9
|
Elect William G. Walter
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
10
|
Elect J. Steven Whisler
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
12
|
Right to Act by Written Consent
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
International Paper Co.
|
IP
|
460146103
|
5/13/2013
|
14
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
Against
|
For
|
|
Intuitive Surgical Inc.
|
ISRG
|
46120E602
|
4/25/2013
|
1
|
Elect Amal M. Johnson
|
Management
|
For
|
For
|
For
|
|
Intuitive Surgical Inc.
|
ISRG
|
46120E602
|
4/25/2013
|
2
|
Elect Eric H. Halvorson
|
Management
|
For
|
For
|
For
|
|
Intuitive Surgical Inc.
|
ISRG
|
46120E602
|
4/25/2013
|
3
|
Elect Alan J. Levy
|
Management
|
For
|
Against
|
Against
|
|
Intuitive Surgical Inc.
|
ISRG
|
46120E602
|
4/25/2013
|
4
|
Amendment to the 2010 Incentive Award Plan
|
Management
|
For
|
Against
|
Against
|
|
Intuitive Surgical Inc.
|
ISRG
|
46120E602
|
4/25/2013
|
5
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Intuitive Surgical Inc.
|
ISRG
|
46120E602
|
4/25/2013
|
6
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Invesco Quality Municipal Income Trust
|
IQI
|
61745P874
|
6/24/2013
|
1.1
|
Elect Michael F. Klein
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Quality Municipal Income Trust
|
IQI
|
61745P874
|
6/24/2013
|
1.2
|
Elect Michael E. Nugent
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Quality Municipal Income Trust
|
IQI
|
61745P874
|
6/24/2013
|
1.3
|
Elect W. Allen Reed
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Invesco Senior Income Trust
|
VVR
|
46132R104
|
7/17/2012
|
1
|
Amendment and Restatement of the Agreement and Declaration of Trust
|
Management
|
For
|
For 95%
Against 3%
Abstain 2%
|
Against
|
|
Invesco Senior Income Trust
|
VVR
|
46132R104
|
7/17/2012
|
2.1
|
Elect Linda Hutton Heagy
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
Invesco Senior Income Trust
|
VVR
|
46132R104
|
7/17/2012
|
2.2
|
Elect Wayne Whalen
|
Management
|
For
|
For 97%
Withhold 3%
|
For
|
|
Japan Smaller Capitalization Fund Inc.
|
JOF
|
47109U104
|
12/4/2012
|
1.1
|
Elect Rodney Buck
|
Management
|
For
|
For 88%
Against 12%
|
For
|
|
Japan Smaller Capitalization Fund Inc.
|
JOF
|
47109U104
|
12/4/2012
|
1.2
|
Elect David Chemidlin
|
Management
|
For
|
For 87%
Against 13%
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
1
|
Elect Mary Sue Coleman
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
2
|
Elect James G. Cullen
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
3
|
Elect Ian E.L. Davis
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
4
|
Elect Alex Gorsky
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
5
|
Elect Michael M. E. Johns
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
6
|
Elect Susan L. Lindquist
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
7
|
Elect Anne M. Mulcahy
|
Management
|
For
|
Against
|
Against
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
8
|
Elect Leo F. Mullin
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
9
|
Elect William D. Perez
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
10
|
Elect Charles Prince
|
Management
|
For
|
Against
|
Against
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
11
|
Elect A. Eugene Washington
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
12
|
Elect Ronald A. Williams
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
15
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
16
|
Shareholder Proposal Regarding Political Contributions and Corporate Values Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Johnson & Johnson
|
JNJ
|
478160104
|
4/25/2013
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
1
|
Elect James A. Bell
|
Management
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
2
|
Elect Crandall C. Bowles
|
Management
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
3
|
Elect Stephen B. Burke
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
4
|
Elect David M. Cote
|
Management
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
5
|
Elect James S. Crown
|
Management
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
6
|
Elect James Dimon
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
7
|
Elect Timothy P. Flynn
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
8
|
Elect Ellen V. Futter
|
Management
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
9
|
Elect Laban P. Jackson, Jr.
|
Management
|
For
|
Against
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
10
|
Elect Lee R. Raymond
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
11
|
Elect William C. Weldon
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
14
|
Allow Shareholders to Act by Written Consent
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
15
|
Key Executive Performance Plan
|
Management
|
For
|
For
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
17
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
18
|
Shareholder Proposal Regarding Genocide-Free Investing
|
Shareholder
|
Against
|
Against
|
For
|
|
JPMorgan Chase & Co.
|
JPM
|
46625H100
|
5/21/2013
|
19
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Lazard World Dividend & Income Fund Inc.
|
LOR
|
521076109
|
4/26/2013
|
1.1
|
Elect Charles L. Carroll
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
Lazard World Dividend & Income Fund Inc.
|
LOR
|
521076109
|
4/26/2013
|
1.2
|
Elect Leon M. Pollack
|
Management
|
For
|
For 99%
Withhold 1%
|
For
|
|
Lazard World Dividend & Income Fund Inc.
|
LOR
|
521076109
|
4/26/2013
|
1.3
|
Elect Robert M. Solmson
|
Management
|
For
|
For 98%
Withhold 2%
|
For
|
|
Liberty All-Star Growth Fund Inc.
|
ASG
|
529900102
|
7/30/2012
|
1.1
|
Elect Thomas Brock
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
Liberty All-Star Growth Fund Inc.
|
ASG
|
529900102
|
7/30/2012
|
1.2
|
Elect John Neuhauser
|
Management
|
For
|
For 94%
Withhold 6%
|
For
|
|
Liberty All-Star Growth Fund Inc.
|
ASG
|
529900102
|
7/30/2012
|
1.3
|
Elect Edmund J. Burke
|
Management
|
For
|
For 91%
Withhold 9%
|
For
|
|
Liberty All-Star Growth Fund Inc.
|
ASG
|
529900102
|
7/30/2012
|
2
|
Shareholder Proposal Regarding Self-Tender Offer
|
Shareholder
|
Against
|
For 13%
Against 85%
Abstain 2%
|
For
|
|
Liberty All-Star Growth Fund Inc.
|
ASG
|
529900102
|
12/20/2012
|
1
|
Approval of New Portfolio Management Agreement
|
Management
|
For
|
For 93%
Against 4%
Abstain 3%
|
For
|
|
Liberty All-Star Growth Fund Inc.
|
ASG
|
529900102
|
12/20/2012
|
2
|
Approval of a Manager of Managers Arrangement
|
Management
|
For
|
For 93%
Against 5%
Abstain 2%
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
1
|
Elect Nolan D. Archibald
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
2
|
Elect Rosalind G. Brewer
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
3
|
Elect David B. Burritt
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
4
|
Elect James O. Ellis, Jr.
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
5
|
Elect Thomas J. Falk
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
6
|
Elect Marillyn A. Hewson
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
7
|
Elect Gwendolyn S. King
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
8
|
Elect James M. Loy
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
9
|
Elect Douglas H. McCorkindale
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
10
|
Elect Joseph W. Ralston
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
11
|
Elect Anne L. Stevens
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
12
|
Elect Robert J. Stevens
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
16
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Lockheed Martin Corp.
|
LMT
|
539830109
|
4/25/2013
|
17
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.1
|
Elect Raul Alvarez
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.2
|
Elect David W. Bernauer
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.3
|
Elect Leonard L. Berry
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.4
|
Elect Peter C. Browning
|
Management
|
For
|
Withhold
|
Against
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.5
|
Elect Richard W. Dreiling
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.6
|
Elect Dawn E. Hudson
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.7
|
Elect Robert L. Johnson
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.8
|
Elect Marshall O. Larsen
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.9
|
Elect Richard K. Lochridge
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.10
|
Elect Robert A. Niblock
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
1.11
|
Elect Eric C. Wiseman
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Lowe's Companies, Inc.
|
LOW
|
548661107
|
5/31/2013
|
4
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Madison Strategic Sector Premium Fund
|
MSP
|
558268108
|
7/27/2012
|
1.1
|
Elect Philip Blake
|
Management
|
For
|
For 92%
Withhold 8%
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
1
|
Elect Gregory H. Boyce
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
2
|
Elect Pierre R. Brondeau
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
3
|
Elect Clarence P. Cazalot, Jr.
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
4
|
Elect Linda Z. Cook
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
5
|
Elect Shirley A. Jackson
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
6
|
Elect Philip Lader
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
7
|
Elect Michael E.J. Phelps
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
8
|
Elect Dennis H. Reilley
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
9
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Marathon Oil Corporation
|
MRO
|
565849106
|
4/24/2013
|
11
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
For
|
Against
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
1
|
Elect Zachary W. Carter
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
2
|
Elect Óscar Fanjul Martín
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
3
|
Elect Daniel S. Glaser
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
4
|
Elect H. Edward Hanway
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
5
|
Elect Ian Lang
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
6
|
Elect Elaine La Roche
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
7
|
Elect Steven A. Mills
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
8
|
Elect Bruce P. Nolop
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
9
|
Elect Marc D. Oken
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
10
|
Elect Morton O. Schapiro
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
11
|
Elect Adele S. Simmons
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
12
|
Elect Lloyd M. Yates
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
13
|
Elect R. David Yost
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Marsh & McLennan Companies, Inc.
|
MMC
|
571748102
|
5/16/2013
|
15
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
1
|
Elect Richard Haythornthwaite
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
2
|
Elect Ajay S. Banga
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
3
|
Elect Silvio Barzi
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
4
|
Elect David R. Carlucci
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
5
|
Elect Steven J. Freiberg
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
6
|
Elect Nancy J. Karch
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
7
|
Elect Marc Olivié
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
8
|
Elect Rima Qureshi
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
9
|
Elect José Octavio Reyes Lagunes
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
10
|
Elect Mark Schwartz
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
11
|
Elect Jackson P. TAI
|
Management
|
For
|
For
|
For
|
|
MasterCard Inc.
|
MA
|
57636Q104
|
6/18/2013
|
12
|
Elect Edward Suning Tian
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
1
|
Elect Walter E. Massey
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
2
|
Elect John W. Rogers, Jr.
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
3
|
Elect Roger W. Stone
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
4
|
Elect Miles D. White
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
5
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
6
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
7
|
Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay
|
Shareholder
|
Against
|
Against
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
8
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
9
|
Shareholder Proposal Regarding Review of Human Rights Policies
|
Shareholder
|
Against
|
Against
|
For
|
|
McDonald`s Corp.
|
MCD
|
580135101
|
5/23/2013
|
10
|
Shareholder Proposal Regarding Report on Childhood Obesity
|
Shareholder
|
Against
|
Against
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
1
|
Elect Andy Bryant
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
2
|
Elect Wayne Budd
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
3
|
Elect John Hammergren
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
4
|
Elect Alton Irby III
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
5
|
Elect M. Christine Jacobs
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
6
|
Elect Marie Knowles
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
7
|
Elect David Lawrence
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
8
|
Elect Edward Mueller
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
9
|
Elect Jane Shaw
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
10
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
11
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
12
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
13
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
14
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
McKesson Corporation
|
MCK
|
58155Q103
|
7/25/2012
|
15
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
For
|
Against
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
1
|
Elect Leslie A. Brun
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
2
|
Elect Thomas R. Cech
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
3
|
Elect Kenneth C. Frazier
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
4
|
Elect Thomas H. Glocer
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
5
|
Elect William B. Harrison, Jr.
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
6
|
Elect C. Robert Kidder
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
7
|
Elect Rochelle B. Lazarus
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
8
|
Elect Carlos E. Represas
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
9
|
Elect Patricia F. Russo
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
10
|
Elect Craig B. Thompson
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
11
|
Elect Wendell P. Weeks
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
12
|
Elect Peter C. Wendell
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
15
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
16
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
Shareholder
|
Against
|
Against
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
17
|
Shareholder Proposal Regarding Political and Charitable Contributions Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Merck & Co., Inc.
|
MRK
|
58933Y105
|
5/28/2013
|
18
|
Shareholder Proposal Regarding Report on Public Policy Advocacy
|
Shareholder
|
Against
|
Against
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
1
|
Elect R. Glenn Hubbard
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
2
|
Elect Steven A. Kandarian
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
3
|
Elect John M. Keane
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
4
|
Elect Alfred F. Kelly, Jr.
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
5
|
Elect James M. Kilts
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
6
|
Elect Catherine R. Kinney
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
7
|
Elect Hugh B. Price
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
8
|
Elect Kenton J. Sicchitano
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
9
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
MetLife Inc.
|
MET
|
59156R108
|
4/23/2013
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
1
|
Elect Steven Ballmer
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
2
|
Elect Dina Dublon
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
3
|
Elect William Gates III
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
4
|
Elect Maria Klawe
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
5
|
Elect Stephen Luczo
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
6
|
Elect David Marquardt
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
7
|
Elect Charles Noski
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
8
|
Elect Helmut Panke
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
9
|
Elect John Thompson
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
10
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
11
|
Amendment to the Employee Stock Purchase Plan
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Microsoft Corporation
|
MSFT
|
594918104
|
11/28/2012
|
13
|
Shareholder Proposal Regarding Cumulative Voting
|
Shareholder
|
Against
|
Against
|
For
|
|
Morgan Stanley China A Share Fund Inc.
|
CAF
|
617468103
|
7/24/2012
|
1.1
|
Elect Michael Bozic
|
Management
|
For
|
For 88%
Withhold 12%
|
For
|
|
Morgan Stanley China A Share Fund Inc.
|
CAF
|
617468103
|
7/24/2012
|
1.2
|
Elect Michael Klein
|
Management
|
For
|
For 88%
Withhold 12%
|
For
|
|
Morgan Stanley China A Share Fund Inc.
|
CAF
|
617468103
|
7/24/2012
|
1.3
|
Elect W. Allen Reed
|
Management
|
For
|
For 88%
Withhold 12%
|
For
|
|
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
|
EDD
|
617477104
|
6/24/2013
|
1.1
|
Elect Frank L. Bowman
|
Management
|
For
|
For 98.5%
Abstain 1.5%
|
For
|
|
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
|
EDD
|
617477104
|
6/24/2013
|
1.2
|
Elect James F. Higgins
|
Management
|
For
|
For 98.5%
Abstain 1.5%
|
For
|
|
Morgan Stanley Emerging Markets Domestic Debt Fund Inc.
|
EDD
|
617477104
|
6/24/2013
|
1.3
|
Elect Manuel H. Johnson
|
Management
|
For
|
For 98.5%
Abstain 1.5%
|
For
|
|
Morgan Stanley India Investment Fund Inc.
|
IIF
|
61745C105
|
7/24/2012
|
1.1
|
Elect Joseph
Kearns
|
Management
|
For
|
For 66%
Withhold 34%
|
For
|
|
Morgan Stanley India Investment Fund Inc.
|
IIF
|
61745C105
|
7/24/2012
|
1.2
|
Elect M.J. Marcel Descroizilles
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Morgan Stanley India Investment Fund Inc.
|
IIF
|
61745C105
|
6/24/2013
|
1.1
|
Elect Arthur Lev
|
Management
|
For
|
For 57%
Withhold 43%
|
For
|
|
Morgan Stanley India Investment Fund Inc.
|
IIF
|
61745C105
|
6/24/2013
|
1.2
|
Elect Fergus Reid
|
Management
|
For
|
For 57%
Withhold 43%
|
Against
|
|
New Germany Fund Inc.
|
GF
|
644465106
|
6/26/2013
|
1.1
|
Elect Detlef Bierbaum
|
Management
|
For
|
For 88.5%
Withhold 11.5%
|
For
|
|
New Germany Fund Inc.
|
GF
|
644465106
|
6/26/2013
|
1.2
|
Elect Christian H. Strenger
|
Management
|
For
|
For 88.5%
Withhold 11.5%
|
For
|
|
New Germany Fund Inc.
|
GF
|
644465106
|
6/26/2013
|
1.3
|
Elect Robert H. Wadsworth
|
Management
|
For
|
For 88.5%
Withhold 11.5%
|
For
|
|
New Germany Fund Inc.
|
GF
|
644465106
|
6/26/2013
|
1.4
|
Elect Wilhelm Bender
|
Management
|
For
|
For 88.5%
Withhold 11.5%
|
For
|
|
New Germany Fund Inc.
|
GF
|
644465106
|
6/26/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 96%
Against 2%
Abstain 2%
|
For
|
|
News Corp.
|
NWSA
|
65248E203
|
6/11/2013
|
1
|
Certificate Amendment Regarding Separation Transactions
|
Management
|
For
|
For
|
For
|
|
News Corp.
|
NWSA
|
65248E203
|
6/11/2013
|
2
|
Certificate Amendment Regarding Non-Cash Distributions
|
Management
|
For
|
For
|
For
|
|
News Corp.
|
NWSA
|
65248E203
|
6/11/2013
|
3
|
Company Name Change
|
Management
|
For
|
For
|
For
|
|
News Corp.
|
NWSA
|
65248E203
|
6/11/2013
|
4
|
Resident Status
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
1
|
Elect Sherry S. Barrat
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
2
|
Elect Robert M. Beall II
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
3
|
Elect James L. Camaren
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
4
|
Elect Kenneth B. Dunn
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
5
|
Elect Lewis Hay, III
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
6
|
Elect Toni Jennings
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
7
|
Elect James L. Robo
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
8
|
Elect Rudy E. Schupp
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
9
|
Elect John L. Skolds
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
10
|
Elect William H. Swanson
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
11
|
Elect Michael H. Thaman
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
12
|
Elect Hansel E. Tookes II
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
14
|
Approval of the Material Terms under the 2013 Executive Annual Incentive Plan
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
NextEra Energy Inc.
|
NEE
|
65339F101
|
5/23/2013
|
16
|
Shareholder Regarding Nuclear Fuel Storage and Safety
|
Shareholder
|
Against
|
Against
|
For
|
|
Nuveen Diversified Currency Opportunities Fund
|
JGT
|
67090N109
|
4/3/2013
|
1.1
|
Elect William Hunter
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Diversified Currency Opportunities Fund
|
JGT
|
67090N109
|
4/3/2013
|
1.2
|
Elect Judith Stockdale
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Diversified Currency Opportunities Fund
|
JGT
|
67090N109
|
4/3/2013
|
1.3
|
Elect Carole Stone
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Diversified Currency Opportunities Fund
|
JGT
|
67090N109
|
4/3/2013
|
1.4
|
Elect Virginia Stringer
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Global Value Opportunities Fund
|
JGV
|
6706EH103
|
4/3/2013
|
1.1
|
Elect William Hunter
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Global Value Opportunities Fund
|
JGV
|
6706EH103
|
4/3/2013
|
1.2
|
Elect Judith Stockdale
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Global Value Opportunities Fund
|
JGV
|
6706EH103
|
4/3/2013
|
1.3
|
Elect Carole Stone
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Global Value Opportunities Fund
|
JGV
|
6706EH103
|
4/3/2013
|
1.4
|
Elect Virginia Stringer
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67071S101
|
4/3/2013
|
1.1
|
Elect William Hunter
|
Management
|
For
|
For 96.753%
Against 3.247%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67071S101
|
4/3/2013
|
1.2
|
Elect Judith Stockdale
|
Management
|
For
|
For 96.441%
Against 3.559%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67071S101
|
4/3/2013
|
1.3
|
Elect Carole Stone
|
Management
|
For
|
For 96.535%
Against 3.465%
|
For
|
|
Nuveen Quality Preferred Income Fund
|
JTP
|
67071S101
|
4/3/2013
|
1.4
|
Elect Virginia Stringer
|
Management
|
For
|
For 95.369%
Against 3.361%
|
For
|
|
Nuveen Quality Preferred Income Fund III
|
JHP
|
67072W101
|
4/3/2013
|
1.1
|
Elect William Hunter
|
Management
|
For
|
For 96.845%
Against 3.155%
|
For
|
|
Nuveen Quality Preferred Income Fund III
|
JHP
|
67072W101
|
4/3/2013
|
1.2
|
Elect Judith Stockdale
|
Management
|
For
|
For 96.652%
Against 3.348%
|
For
|
|
Nuveen Quality Preferred Income Fund III
|
JHP
|
67072W101
|
4/3/2013
|
1.3
|
Elect Carole Stone
|
Management
|
For
|
For 96.753%
Against 3.3247%
|
For
|
|
Nuveen Quality Preferred Income Fund III
|
JHP
|
67072W101
|
4/3/2013
|
1.4
|
Elect Virginia Stringer
|
Management
|
For
|
For 96.784%
Against 3.216%
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
1
|
Elect John D. Wren
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
2
|
Elect Bruce Crawford
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
3
|
Elect Alan R. Batkin
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
4
|
Elect Mary C. Choksi
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
5
|
Elect Robert C. Clark
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
6
|
Elect Leonard S. Coleman, Jr.
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
7
|
Elect Errol M. Cook
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
8
|
Elect Susan S. Denison
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
9
|
Elect Michael A. Henning
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
10
|
Elect John R. Murphy
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
11
|
Elect John R. Purcell
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
12
|
Elect Linda Johnson Rice
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
13
|
Elect Gary L. Roubos
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
15
|
2013 Incentive Award Plan
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
16
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
17
|
Shareholder Proposal Regarding Employment Diversity Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Omnicom Group, Inc.
|
OMC
|
681919106
|
5/21/2013
|
18
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.1
|
Elect Jeffrey Berg
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.2
|
Elect H. Raymond Bingham
|
Management
|
For
|
Withhold
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.3
|
Elect Michael Boskin
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.4
|
Elect Safra Catz
|
Management
|
For
|
Withhold
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.5
|
Elect Bruce Chizen
|
Management
|
For
|
Withhold
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.6
|
Elect George Conrades
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.7
|
Elect Lawrence Ellison
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.8
|
Elect Hector Garcia-Molina
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.9
|
Elect Jeffrey Henley
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.10
|
Elect Mark Hurd
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.11
|
Elect Donald Lucas
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
1.12
|
Elect Naomi Seligman
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
2
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
3
|
Amendment to the 1993 Directors' Stock Plan
|
Management
|
For
|
Against
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
4
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
5
|
Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures
|
Shareholder
|
Against
|
For
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
6
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
7
|
Shareholder Proposal Regarding Retention of Shares Until Retirement
|
Shareholder
|
Against
|
Against
|
For
|
|
Oracle Corp.
|
ORCL
|
68389X105
|
11/7/2012
|
8
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
For
|
Against
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.1
|
Elect Enrique R. Arzac
|
Management
|
For
|
For 90%
Abstain 10%
|
Against
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.2
|
Elect Phyllis O. Bonanno
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.3
|
Elect Kenneth J. Dale
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.4
|
Elect Frederic A. Escherich
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.5
|
Elect Roger W. Gale
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.6
|
Elect Kathleen T. McGahran
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.7
|
Elect Craig R. Smith
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
1.8
|
Elect Mark E. Stoeckle
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
Petroleum & Resources Corp.
|
PEO
|
716549100
|
3/19/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 90%
Against 1%
Abstain 9%
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
1
|
Elect Harold Brown
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
2
|
Elect Mathis Cabiallavetta
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
3
|
Elect Andre Calantzopoulos
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
4
|
Elect Louis Camilleri
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
5
|
Elect J. Dudley Fishburn
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
6
|
Elect Jennifer Li
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
7
|
Elect Graham Mackay
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
8
|
Elect Sergio Marchionne
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
9
|
Elect Kalpana Morparia
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
10
|
Elect Lucio Noto
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
11
|
Elect Robert Polet
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
12
|
Elect Carlos Slim Helú
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
13
|
Elect Stephen Wolf
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Philip Morris International Inc.
|
PM
|
718172109
|
5/8/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/8/2013
|
1
|
Elect Greg C. Garland
|
Management
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/8/2013
|
2
|
Elect John E. Lowe
|
Management
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/8/2013
|
3
|
Ratification of Auditor
|
Management
|
For
|
Against
|
Against
|
|
Phillips 66
|
PSX
|
718546104
|
5/8/2013
|
4
|
2013 Omnibus Stock and Performance Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Phillips 66
|
PSX
|
718546104
|
5/8/2013
|
5
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Phillips 66
|
PSX
|
718546104
|
5/8/2013
|
6
|
Frequency of Advisory Vote on Executive Compensation
|
Management
|
1 Year
|
1 Year
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
4
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
5
|
Shareholder Proposal Regarding Simple Majority Vote
|
Shareholder
|
Against
|
For
|
Against
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
1.1
|
Elect James G. Berges
|
Management
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
1.2
|
Elect John V. Faraci
|
Management
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
1.3
|
Elect Victoria F. Haynes
|
Management
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
1.4
|
Elect Martin H. Richenhagen
|
Management
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
2
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
PPG Industries, Inc.
|
PPG
|
693506107
|
4/18/2013
|
3
|
Repeal of Classified Board
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
1
|
Elect Stephen F. Angel
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
2
|
Elect Oscar Bernardes
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
3
|
Elect Bret K. Clayton
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
4
|
Elect Nance K. Dicciani
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
5
|
Elect Edward G. Galante
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
6
|
Elect Claire W. Gargalli
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
7
|
Elect Ira D. Hall
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
8
|
Elect Raymond W. LeBoeuf
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
9
|
Elect Larry D. McVay
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
10
|
Elect Wayne T. Smith
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
11
|
Elect Robert L. Wood
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
13
|
Shareholder Proposal Regarding Incorporation of Values in Political Spending
|
Shareholder
|
Against
|
Against
|
For
|
|
Praxair, Inc.
|
PX
|
74005P104
|
4/23/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
1
|
Elect Albert R. Gamper, Jr.
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
2
|
Elect William V. Hickey
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
3
|
Elect Ralph Izzo
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
4
|
Elect Shirley A. Jackson
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
5
|
Elect David Lilley
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
6
|
Elect Thomas A. Renyi
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
7
|
Elect Hak Cheol Shin
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
8
|
Elect Richard J. Swift
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
9
|
Elect Susan Tomasky
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
10
|
Elect Alfred W. Zollar
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
11
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
12
|
Amendment to the 2004 Long-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
13
|
Amendment to the Employee Stock Purchase Plan
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Public Service Enterprise Group Inc.
|
PEG
|
744573106
|
4/16/2013
|
15
|
Shareholder Proposal Regarding Simple Majority Vote
|
Shareholder
|
Against
|
For
|
Against
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.1
|
Elect Ronald L. Havner, Jr.
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.2
|
Elect Tamara Hughes Gustavson
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.3
|
Elect Uri P. Harkham
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.4
|
Elect B. Wayne Hughes, Jr.
|
Management
|
For
|
Withhold
|
Against
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.5
|
Elect Avedick B. Poladian
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.6
|
Elect Gary E. Pruitt
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.7
|
Elect Ronald P. Spogli
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
1.8
|
Elect Daniel C. Staton
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Public Storage
|
PSA
|
74460D109
|
5/9/2013
|
3
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
1
|
Change in Board Size
|
Management
|
For
|
For 95%
Against 3% Abstain 2%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.1
|
Elect Liaquat Ahamed
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.2
|
Elect Ravi Akhoury
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.3
|
Elect Jameson Baxter
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.4
|
Elect Barbara Baumann
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.5
|
Elect Charles Curtis
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.6
|
Elect Robert Darretta
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.7
|
Elect Katinka Domotorffy
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.8
|
Elect John Hill
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.9
|
Elect Paul Joskow
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.10
|
Elect Elizabeth Kennan
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.11
|
Elect Kenneth Leibler
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.12
|
Elect Robert Patterson
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.13
|
Elect George Putnam, III
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.14
|
Elect Robert Reynolds
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Putnam Premier Income Trust
|
PPT
|
746853100
|
1/31/2013
|
2.15
|
Elect W. Thomas Stephens
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
1
|
Elect Barbara T. Alexander
|
Management
|
For
|
Against
|
Against
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
2
|
Elect Donald G. Cruickshank
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
3
|
Elect Raymond V. Dittamore
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
4
|
Elect Susan Hockfield
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
5
|
Elect Thomas W. Horton
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
6
|
Elect Paul E. Jacobs
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
7
|
Elect Sherry Lansing
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
8
|
Elect Duane A. Nelles
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
9
|
Elect Francisco Ros
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
10
|
Elect Brent Scowcroft
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
11
|
Elect Marc I. Stern
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
12
|
Amendment to the 2006 Long-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
QUALCOMM, Inc.
|
QCOM
|
747525103
|
3/5/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/3/2013
|
1.1
|
Elect Jeremy W. Deems
|
Management
|
For
|
For 97%
Against 3%
|
For
|
|
Reaves Utility Income Fund
|
UTG
|
756158101
|
5/3/2013
|
1.2
|
Elect Jeremy O. May
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
Royce Focus Trust Inc.
|
FUND
|
78080N108
|
9/20/2012
|
1.1
|
Elect Charles Royce
|
Management
|
For
|
For 99%
Withhold 1%
|
For
|
|
Royce Focus Trust Inc.
|
FUND
|
78080N108
|
9/20/2012
|
1.2
|
Elect G. Peter O'Brien
|
Management
|
For
|
For 99%
Withhold 1%
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
1
|
Elect Peter L.S. Currie
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
2
|
Elect Anthony Isaac
|
Management
|
For
|
Against
|
Against
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
3
|
Elect K.V. Kamath
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
4
|
Elect Paal Kibsgaard
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
5
|
Elect Nikolay Kudryavtsev
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
6
|
Elect Adrian Lajous
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
7
|
Elect Michael E. Marks
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
8
|
Elect Lubna Olayan
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
9
|
Elect Leo Rafael Reif
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
10
|
Elect Tore I. Sandvold
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
11
|
Elect Henri Seydoux
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
13
|
Approval of Financial Statements/Dividends
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
15
|
2013 Omnibus Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Schlumberger Ltd.
|
SLB
|
806857108
|
4/10/2013
|
16
|
Amendment to the Discounted Stock Purchase Plan
|
Management
|
For
|
For
|
For
|
|
Singapore Fund Inc.
|
SGF
|
82929L109
|
6/10/2013
|
1
|
Elect David G. Harmert
|
Management
|
For
|
For 93%
Against 7%
|
For
|
|
Singapore Fund Inc.
|
SGF
|
82929L109
|
6/10/2013
|
2
|
Elect Rahn K. Portert
|
Management
|
For
|
For 93%
Against 7%
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
1
|
Elect Juanita Powell Baranco
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
2
|
Elect Jon A. Boscia
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
3
|
Elect Henry A. Clark III
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
4
|
Elect Thomas A. Fanning
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
5
|
Elect David J. Grain
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
6
|
Elect H. William Habermeyer, Jr.
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
7
|
Elect Veronica M. Hagen
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
8
|
Elect Warren A. Hood, Jr.
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
9
|
Elect Donald M. James
|
Management
|
For
|
Against
|
Against
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
10
|
Elect Dale E. Klein
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
11
|
Elect William G. Smith, Jr.
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
12
|
Elect Steven R. Specker
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
13
|
Elect E. Jenner Wood III
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
16
|
Amendment to Bylaws to Remove the Mandatory Retirement Age for Non-Employee Directors
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
17
|
Elimination of Certain Supermajority Vote Requirements
|
Management
|
For
|
For
|
For
|
|
Southern Company
|
SO
|
842587107
|
5/22/2013
|
18
|
Reduction of Voting Thresholds in the Fair Price Provision
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
1
|
Elect Robert M. Beall II
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
2
|
Elect Alston D. Correll
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
3
|
Elect Jeffrey C. Crowe
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
4
|
Elect David H. Hughes
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
5
|
Elect M. Douglas Ivester
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
6
|
Elect Kyle P. Legg
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
7
|
Elect William A. Linnenbringer
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
8
|
Elect Donna S. Morea
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
9
|
Elect David M. Ratcliffe
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
10
|
Elect William H. Rogers, Jr.
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
11
|
Elect Frank W. Scruggs
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
12
|
Elect Thomas R. Watjen
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
13
|
Elect Phail Wynn, Jr.
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
SunTrust Banks, Inc.
|
STI
|
867914103
|
4/23/2013
|
15
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Swiss Helvetia Fund Inc.
|
SWZ
|
870875101
|
6/19/2013
|
1.1
|
Elect Jean-Marc Boillat
|
Management
|
For
|
For 70%
Abstain 30%
|
For
|
|
Swiss Helvetia Fund Inc.
|
SWZ
|
870875101
|
6/19/2013
|
1.2
|
Elect R. Clark Hooper
|
Management
|
For
|
For 70%
Abstain 30%
|
For
|
|
Swiss Helvetia Fund Inc.
|
SWZ
|
870875101
|
6/19/2013
|
1.3
|
Elect Alexandre de Takacsy
|
Management
|
For
|
For 70%
Abstain 30%
|
For
|
|
Swiss Helvetia Fund Inc.
|
SWZ
|
870875101
|
6/19/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 95.5%
Against 4%
Abstain 0.5%
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
1
|
Elect Edward C. Bernard
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
2
|
Elect James T. Brady
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
3
|
Elect Mary K. Bush
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
4
|
Elect Donald B. Hebb, Jr.
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
5
|
Elect Freeman A. Hrabowski, III
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
6
|
Elect James A.C. Kennedy
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
7
|
Elect Robert F. MacLellan
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
8
|
Elect Brian C. Rogers
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
9
|
Elect Alfred Sommer
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
10
|
Elect Dwight S. Taylor
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
11
|
Elect Anne Marie Whittemore
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
12
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
T. Rowe Price Group, Inc.
|
TROW
|
74144T108
|
4/23/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Taiwan Fund Inc.
|
TWN
|
874036106
|
4/23/2013
|
1.1
|
Elect Michael F. Holland
|
Management
|
For
|
For 95%
Withhold 5%
|
Against
|
|
Taiwan Fund Inc.
|
TWN
|
874036106
|
4/23/2013
|
1.2
|
Elect Joe O. Rogers
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Taiwan Fund Inc.
|
TWN
|
874036106
|
4/23/2013
|
1.3
|
Elect Bing Shen
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Taiwan Fund Inc.
|
TWN
|
874036106
|
4/23/2013
|
1.4
|
Elect M. Christopher Canavan, Jr.
|
Management
|
For
|
For 53%
Withhold 47%
|
For
|
|
Taiwan Fund Inc.
|
TWN
|
874036106
|
4/23/2013
|
1.5
|
Elect Anthony Kai Yiu Lo
|
Management
|
For
|
For 49%
Withhold 51%
|
For
|
|
Taiwan Fund Inc.
|
TWN
|
874036106
|
4/23/2013
|
1.6
|
Elect William C. Kirby
|
Management
|
For
|
For 96%
Withhold 4%
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
1
|
Elect Roxanne S. Austin
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
2
|
Elect Douglas M. Baker, Jr.
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
3
|
Elect Henrique de Castro
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
4
|
Elect Calvin Darden
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
5
|
Elect Mary N. Dillon
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
6
|
Elect James A. Johnson
|
Management
|
For
|
Against
|
Against
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
7
|
Elect Mary E. Minnick
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
8
|
Elect Anne M. Mulcahy
|
Management
|
For
|
Against
|
Against
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
9
|
Elect Derica W. Rice
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
10
|
Elect Gregg W. Steinhafel
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
11
|
Elect John G. Stumpf
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
12
|
Elect Solomon D. Trujillo
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Target Corp.
|
TGT
|
87612E106
|
6/12/2013
|
16
|
Shareholder Proposal Regarding Report on Electronic Waste
|
Shareholder
|
Against
|
Against
|
For
|
|
Templeton Dragon Fund Inc.
|
TDF
|
88018T101
|
5/31/2013
|
1.1
|
Elect Edith E. Holiday
|
Management
|
For
|
For 70%
Withhold 30%
|
For
|
|
Templeton Dragon Fund Inc.
|
TDF
|
88018T101
|
5/31/2013
|
1.2
|
Elect Larry D. Thompson
|
Management
|
For
|
For 70%
Withhold 30%
|
For
|
|
Templeton Dragon Fund Inc.
|
TDF
|
88018T101
|
5/31/2013
|
1.3
|
Elect Rupert H. Johnson, Jr.
|
Management
|
For
|
For 70%
Withhold 30%
|
For
|
|
Templeton Dragon Fund Inc.
|
TDF
|
88018T101
|
5/31/2013
|
1.4
|
Elect Gregory E. Johnson
|
Management
|
For
|
For 70%
Withhold 30%
|
For
|
|
Templeton Dragon Fund Inc.
|
TDF
|
88018T101
|
5/31/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 98%
Against 1%
Abstain 1%
|
For
|
|
Templeton Emerging Markets Fund
|
EMF
|
880191101
|
3/1/2013
|
1.1
|
Elect Frank A. Olson
|
Management
|
For
|
For 25%
Withhold 75%
|
For
|
|
Templeton Emerging Markets Fund
|
EMF
|
880191101
|
3/1/2013
|
1.2
|
Elect Constantine D. Tseretopoulos
|
Management
|
For
|
For 25%
Withhold 75%
|
For
|
|
Templeton Emerging Markets Fund
|
EMF
|
880191101
|
3/1/2013
|
1.3
|
Elect Charles B. Johnson
|
Management
|
For
|
For 25%
Withhold 75%
|
For
|
|
Templeton Emerging Markets Fund
|
EMF
|
880191101
|
3/1/2013
|
1.4
|
Elect Gregory E. Johnson
|
Management
|
For
|
For 25%
Withhold 75%
|
For
|
|
Templeton Emerging Markets Fund
|
EMF
|
880191101
|
3/1/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 100%
|
For
|
|
Templeton Emerging Markets Fund
|
EMF
|
880191101
|
3/1/2013
|
3
|
Shareholder Proposal Regarding Genocide-Free Investing
|
Shareholder
|
Against
|
For 75%
Abstain 25%
|
For
|
|
Thai Fund Inc.
|
TTF
|
882904105
|
6/24/2013
|
1.1
|
Elect Frank L. Bowman
|
Management
|
For
|
For 49%
Abstain 51%
|
For
|
|
Thai Fund Inc.
|
TTF
|
882904105
|
6/24/2013
|
1.2
|
Elect James F. Higgins
|
Management
|
For
|
For 49%
Abstain 51%
|
For
|
|
Thai Fund Inc.
|
TTF
|
882904105
|
6/24/2013
|
1.3
|
Elect Manuel H. Johnson
|
Management
|
For
|
For 49%
Abstain 51%
|
For
|
|
Thai Fund Inc.
|
TTF
|
882904105
|
6/24/2013
|
2
|
Termination of Contractual Investment Plan
|
Management
|
For
|
For 99%
Against 1%
|
For
|
|
Thai Fund Inc.
|
TTF
|
882904105
|
6/24/2013
|
3
|
Shareholder Proposal Regarding Termination of Management Agreements
|
Shareholder
|
Against
|
For 5%
Against 94%
Abstain 1%
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
16
|
Shareholder Proposal Regarding Compensation in the Event of a Change in Control
|
Shareholder
|
Against
|
Against
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
1
|
Elect Carole Black
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
2
|
Elect Glenn A. Britt
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
3
|
Elect Thomas H. Castro
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
4
|
Elect David C. Chang
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
5
|
Elect James E. Copeland, Jr.
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
6
|
Elect Peter R. Haje
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
7
|
Elect Donna A. James
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
8
|
Elect Don Logan
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
9
|
Elect N.J. Nicholas, Jr.
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
10
|
Elect Wayne H. Pace
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
11
|
Elect Edward D. Shirley
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
12
|
Elect John E. Sununu
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Time Warner Cable Inc.
|
TWC
|
88732J207
|
5/16/2013
|
15
|
Shareholder Proposal Regarding Political Spending Report
|
Shareholder
|
Against
|
For
|
Against
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
1
|
Elect James L. Barksdale
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
2
|
Elect William P. Barr
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
3
|
Elect Jeffrey L. Bewkes
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
4
|
Elect Stephen F. Bollenbach
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
5
|
Elect Robert C. Clark
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
6
|
Elect Mathias Döpfner
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
7
|
Elect Jessica P. Einhorn
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
8
|
Elect Fred Hassan
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
9
|
Elect Kenneth J. Novack
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
10
|
Elect Paul D. Wachter
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
11
|
Elect Deborah C. Wright
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Time Warner Inc.
|
TWX
|
887317303
|
5/23/2013
|
14
|
2013 Stock Incentive Plan
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
1
|
Elect Zein Abdalla
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
2
|
Elect José B. Alvarez
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
3
|
Elect Alan M. Bennett
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
4
|
Elect Bernard Cammarata
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
5
|
Elect David T. Ching
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
6
|
Elect Michael F. Hines
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
7
|
Elect Amy B. Lane
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
8
|
Elect Dawn G. Lepore
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
9
|
Elect Carol Meyrowitz
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
10
|
Elect John F. O'Brien
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
11
|
Elect Willow B. Shire
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
13
|
Amendment to the Stock Incentive Plan
|
Management
|
For
|
For
|
For
|
|
TJX Companies, Inc.
|
TJX
|
872540109
|
6/11/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Tri-Continental Corp.
|
TY
|
895436103
|
4/17/2013
|
1.1
|
Elect Leroy C. Richie
|
Management
|
For
|
For 83% Withhold 17%
|
For
|
|
Tri-Continental Corp.
|
TY
|
895436103
|
4/17/2013
|
1.2
|
Elect William F. Truscott
|
Management
|
For
|
For 83%
Wthhold 17%
|
For
|
|
Tri-Continental Corp.
|
TY
|
895436103
|
4/17/2013
|
2
|
Ratification of Auditor
|
Management
|
For
|
For 92%
Against 18%
|
For
|
|
Turkish Investment Fund Inc.
|
TKF
|
900145103
|
6/24/2013
|
1.1
|
Elect Frank L. Bowman
|
Management
|
For
|
For 80%
Abstain 20%
|
For
|
|
Turkish Investment Fund Inc.
|
TKF
|
900145103
|
6/24/2013
|
1.2
|
Elect James F. Higgins
|
Management
|
For
|
For 80%
Abstain 20%
|
For
|
|
Turkish Investment Fund Inc.
|
TKF
|
900145103
|
6/24/2013
|
1.3
|
Elect Manuel H. Johnson
|
Management
|
For
|
For 80%
Abstain 20%
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
1
|
Elect Douglas M. Baker, Jr.
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
2
|
Elect Y. Marc Belton
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
3
|
Elect Victoria Buyniski Gluckman
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
4
|
Elect Arthur D. Collins, Jr.
|
Management
|
For
|
Against
|
Against
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
5
|
Elect Richard K. Davis
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
6
|
Elect Roland A. Hernandez
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
7
|
Elect Doreen
Woo Ho
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
8
|
Elect Joel W. Johnson
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
9
|
Elect Olivia F. Kirtley
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
10
|
Elect Jerry W. Levin
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
11
|
Elect David B. O'Maley
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
12
|
Elect O'Dell M. Owens
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
13
|
Elect Craig D. Schnuck
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
14
|
Elect Patrick T. Stokes
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
15
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
16
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
U. S. Bancorp
|
USB
|
902973304
|
4/16/2013
|
17
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
1
|
Elect Andrew H. Card, Jr.
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
2
|
Elect Erroll B. Davis, Jr.
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
3
|
Elect Thomas J. Donohue
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
4
|
Elect Archie W. Dunham
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
5
|
Elect Judith Richards Hope
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
6
|
Elect John J. Koraleski
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
7
|
Elect Charles C. Krulak
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
8
|
Elect Michael R. McCarthy
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
9
|
Elect Michael W. McConnell
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
10
|
Elect Thomas F. McLarty III
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
11
|
Elect Steven R. Rogel
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
12
|
Elect Jose H. Villarreal
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
13
|
Elect James R. Young
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
16
|
2013 Stock Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Union Pacific Corp.
|
UNP
|
907818108
|
5/16/2013
|
17
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
1
|
Elect Louis Chênevert
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
2
|
Elect John V. Faraci
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
3
|
Elect Jean-Pierre Garnier
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
4
|
Elect Jamie S. Gorelick
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
5
|
Elect Edward A. Kangas
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
6
|
Elect Ellen J. Kullman
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
7
|
Elect Marshall O. Larsen
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
8
|
Elect Harold W. McGraw III
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
9
|
Elect Richard B. Myers
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
10
|
Elect H. Patrick Swygert
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
11
|
Elect André Villeneuve
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
12
|
Elect Christine Todd Whitman
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
United Technologies Corp.
|
UTX
|
913017109
|
4/29/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
1
|
Elect Richard L. Carrión
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
2
|
Elect Melanie L. Healey
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
3
|
Elect M. Frances Keeth
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
4
|
Elect Robert W. Lane
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
5
|
Elect Lowell C. McAdam
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
6
|
Elect Sandra O. Moose
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
7
|
Elect Joseph Neubauer
|
Management
|
For
|
Against
|
Against
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
8
|
Elect Donald T. Nicolaisen
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
9
|
Elect Clarence Otis, Jr.
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
10
|
Elect Hugh B. Price
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
11
|
Elect Rodney E. Slater
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
12
|
Elect Kathryn A. Tesija
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
13
|
Elect Gregory D. Wasson
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
16
|
Amendment to the 2009 Long-Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
17
|
Shareholder Proposal Regarding Network Neutrality
|
Shareholder
|
Against
|
Against
|
For
|
|
Verizon Communications Inc
|
VZ
|
92343V104
|
5/2/2013
|
18
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
19
|
Shareholder Proposal Regarding Proxy Access
|
Shareholder
|
Against
|
For
|
Against
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
20
|
Shareholder Proposal Regarding Shareholder Approval of Severance Agreements
|
Shareholder
|
Against
|
Against
|
For
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
21
|
Shareholder Proposal Regarding Right to Call a Special Meeting
|
Shareholder
|
Against
|
For
|
Against
|
|
Verizon Communications Inc.
|
VZ
|
92343V104
|
5/2/2013
|
22
|
Shareholder Proposal Regarding Right to Act by Written Consent
|
Shareholder
|
Against
|
For
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
1
|
Elect Aida M. Alvarez
|
Management
|
For
|
Against
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
2
|
Elect James I. Cash, Jr.
|
Management
|
For
|
Against
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
3
|
Elect Roger C. Corbett
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
4
|
Elect Douglas N. Daft
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
5
|
Elect Michael T. Duke
|
Management
|
For
|
Against
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
6
|
Elect Timothy P. Flynn
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
7
|
Elect Marissa A. Mayer
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
8
|
Elect Gregory B. Penner
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
9
|
Elect Steven S. Reinemund
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
10
|
Elect H. Lee Scott, Jr.
|
Management
|
For
|
Against
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
11
|
Elect Jim C. Walton
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
12
|
Elect S. Robson Walton
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
13
|
Elect Christopher J. Williams
|
Management
|
For
|
Against
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
14
|
Elect Linda S. Wolf
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
15
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
16
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
17
|
Approval of the Management Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
18
|
Shareholder Proposal Regarding Right to Call Special Meeting
|
Shareholder
|
Against
|
For
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
19
|
Shareholder Proposal Regarding Retention of Shares
|
Shareholder
|
Against
|
Against
|
For
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
20
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Wal-Mart Stores, Inc.
|
WMT
|
931142103
|
6/7/2013
|
21
|
Shareholder Proposal Regarding Recoupment Report
|
Shareholder
|
Against
|
For
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
1
|
Elect Susan E. Arnold
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
2
|
Elect John S. Chen
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
3
|
Elect Judith L. Estrin
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
4
|
Elect Robert A. Iger
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
5
|
Elect Fred H. Langhammer
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
6
|
Elect Aylwin B. Lewis
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
7
|
Elect Monica C. Lozano
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
8
|
Elect Robert W. Matschullat
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
9
|
Elect Sheryl Sandberg
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
10
|
Elect Orin C. Smith
|
Management
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
11
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
12
|
Amendment to the 2002 Executive Performance Plan
|
Management
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
Against
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
14
|
Shareholder Proposal Regarding Proxy Access
|
Shareholder
|
Against
|
For
|
Against
|
|
Walt Disney Co.
|
DIS
|
254687106
|
3/6/2013
|
15
|
Shareholder Proposal Regarding Separation of Chairman and CEO
|
Shareholder
|
Against
|
For
|
Against
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
1
|
Elect John D. Baker II
|
Management
|
For
|
Against
|
Against
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
2
|
Elect Elaine L. Chao
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
3
|
Elect John S. Chen
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
4
|
Elect Lloyd H. Dean
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
5
|
Elect Susan E. Engel
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
6
|
Elect Enrique Hernandez, Jr.
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
7
|
Elect Donald M. James
|
Management
|
For
|
Against
|
Against
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
8
|
Elect Cynthia H. Milligan
|
Management
|
For
|
Against
|
Against
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
9
|
Elect Federico F. Peña
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
10
|
Elect Howard V. Richardson
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
11
|
Elect Judith M. Runstad
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
12
|
Elect Stephen W. Sanger
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
13
|
Elect John G. Stumpf
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
14
|
Elect Susan G. Swenson
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
15
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
16
|
Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
17
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
18
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
19
|
Shareholder Proposal Regarding Lobbying Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Wells Fargo & Co.
|
WFC
|
949746101
|
4/23/2013
|
20
|
Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices
|
Shareholder
|
Against
|
Against
|
For
|
|
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
|
WIW
|
95766R104
|
4/30/2013
|
1.1
|
Elect Kenneth D. Fuller
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Western Asset/Claymore Inflation-Linked Opportunities & Income Fund
|
WIW
|
95766R104
|
4/30/2013
|
1.2
|
Elect Ronald E. Toupin, Jr.
|
Management
|
For
|
For 95%
Withhold 5%
|
Against
|
|
Western Asset/Claymore Inflation-Linked Securities & Income Fund
|
WIA
|
95766Q106
|
4/30/2013
|
1.1
|
Elect Michael Larson
|
Management
|
For
|
For 95%
Withhold 5%
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
1
|
Elect Debra Cafaro
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
2
|
Elect Mark Emmert
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
3
|
Elect Daniel Fulton
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
4
|
Elect John Kieckhefer
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
5
|
Elect Wayne Murdy
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
6
|
Elect Nicole Piasecki
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
7
|
Elect Doyle Simons
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
8
|
Elect Richard Sinkfield
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
9
|
Elect D. Michael Steuert
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
10
|
Elect Kim Williams
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
11
|
Elect Charles Williamson
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
12
|
2013 Long Term Incentive Plan
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
13
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Weyerhaeuser Co.
|
WY
|
962166104
|
4/11/2013
|
14
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
1
|
Elect John A. Carrig
|
Management
|
For
|
For 93%
Abstain 7%
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
2
|
Elect Henry E. Lentz
|
Management
|
For
|
For 90%
Abstain 10%
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
3
|
Elect William G. Lowrie
|
Management
|
For
|
For 92%
Abstain 8%
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
4
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For 92%
Against 8%
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
5
|
Frequency of Advisory Vote on Executive Compensation
|
Management
|
1 Year
|
1Year 95%
2 Year 1%
3 Year 4%
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
6
|
2013 Incentive Plan
|
Management
|
For
|
For 98%
Against 2%
|
For
|
|
WPX Energy Inc.
|
WPX
|
98212B103
|
5/22/2013
|
7
|
Ratification of Auditor
|
Management
|
For
|
For 100%
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
1
|
Elect Gail K. Boudreaux
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
2
|
Elect Fredric W. Corrigan
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
3
|
Elect Richard K. Davis
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
4
|
Elect Benjamin G.S. Fowke III
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
5
|
Elect Albert F. Moreno
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
6
|
Elect Richard T. O'Brien
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
7
|
Elect Christopher J. Policinski
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
8
|
Elect A. Patricia Sampson
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
9
|
Elect James J. Sheppard
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
10
|
Elect David A. Westerlund
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
11
|
Elect Kim Williams
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
12
|
Elect Timothy V. Wolf
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
13
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
14
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Xcel Energy, Inc.
|
XEL
|
98389B100
|
5/22/2013
|
15
|
Shareholder Proposal Regarding Independent Board Chairman
|
Shareholder
|
Against
|
For
|
Against
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
1
|
Elect John D. Hayes
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
2
|
Elect Susan M. James
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
3
|
Elect Max R. Levchin
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
4
|
Elect Peter Liguori
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
5
|
Elect Daniel S. Loeb
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
6
|
Elect Marissa A. Mayer
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
7
|
Elect Thomas J. McInerney
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
8
|
Elect Maynard G. Webb, Jr.
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
9
|
Elect Harry J. Wilson
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
10
|
Elect Michael J. Wolf
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
11
|
Advisory Vote on Executive Compensation
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
12
|
Ratification of Auditor
|
Management
|
For
|
For
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
13
|
Shareholder Regarding Corporate Social Responsibility Report
|
Shareholder
|
Against
|
Against
|
For
|
|
Yahoo Inc.
|
YHOO
|
984332106
|
6/25/2013
|
14
|
Shareholder Proposal Regarding Report on Political Spending
|
Shareholder
|
Against
|
For
|
Against
|
|
Zweig Fund Inc.
|
ZF
|
989834205
|
5/14/2013
|
1.1
|
Elect George R. Aylward
|
Management
|
For
|
For 87.5%
Withhold 12.5%
|
For
|
|
Zweig Fund Inc.
|
ZF
|
989834205
|
5/14/2013
|
1.2
|
Elect William H. Wright II
|
Management
|
For
|
For 87.5%
Withhold 12.5%
|
For
|
|
Zweig Total Return Fund Inc.
|
ZTR
|
989837208
|
5/14/2013
|
1.1
|
Elect George R. Aylward
|
Management
|
For
|
For 90%
Withhold 10%
|
For
|
|
Zweig Total Return Fund Inc.
|
ZTR
|
989837208
|
5/14/2013
|
1.2
|
Elect William H. Wright II
|
Management
|
For
|
For 90%
Withhold 10%
|
For
|
|
By (Signature and Title)
|
/s/ Ralph W. Bradshaw
|
|||
|
Ralph W. Bradshaw, President and Chairman
(Principal Executive Officer)
|
||||
|
Date
|
August 13, 2013
|
|||