UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21400
NAME OF REGISTRANT: Eaton Vance Tax-Advantaged
Dividend Income Fund
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 255 State Street
Boston, MA 02109
NAME AND ADDRESS OF AGENT FOR SERVICE: Alan R. Dynner, Esq.
255 State Street
Boston, MA 02109
REGISTRANT'S TELEPHONE NUMBER: 617-482-8260
DATE OF FISCAL YEAR END: 08/31
DATE OF REPORTING PERIOD: 07/01/2006 - 06/30/2007
Eaton Vance Tax-Advantaged Dividend Income Fund
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ALCAN INC. Agenda Number: 932641144
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Security: 013716105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: AL
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
R. BERGER Mgmt For For
L.D. DESAUTELS Mgmt For For
R.B. EVANS Mgmt For For
L.Y. FORTIER Mgmt For For
J.E. GARTEN Mgmt For For
J.-P. JACAMON Mgmt For For
Y. MANSION Mgmt For For
C. MORIN-POSTEL Mgmt For For
H. MUNROE-BLUM Mgmt For For
H.O. RUDING Mgmt For For
G. SCHULMEYER Mgmt For For
P.M. TELLIER Mgmt For For
M.K. WONG Mgmt For For
02 APPOINTMENT OF AUDITORS: PRICEWATERHOUSECOOPERS Mgmt For For
LLP
03 AMENDMENTS TO ALCAN EXECUTIVE SHARE OPTION PLAN. Mgmt For For
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ALLIED IRISH BANKS PLC Agenda Number: 701200418
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Security: G02072117
Meeting Type: OGM
Meeting Date: 09-May-2007
Ticker:
ISIN: IE0000197834
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting No vote
1. Receive the report and accounts Mgmt For For
2. Declare a final dividend Mgmt For For
3.A Re-appoint Mr. Adrian Burke as a Director Mgmt For For
3.B Re-appoint Mr. Kieran Crowley as a Director Mgmt For For
3.C Re-appoint Mr. Colm Doherty as a Director Mgmt For For
3.D Re-appoint Mr. Donal Forde as a Director Mgmt For For
3.E Re-appoint Mr. Dermot Gleeson as a Director Mgmt For For
3.F Re-appoint Mr. Don Godson as a Director Mgmt For For
3.G Re-appoint Ms. Anne Maher as a Director Mgmt For For
3.H Re-appoint Mr. Daniel O Connor as a Director Mgmt For For
3.I Re-appoint Mr. John O Donnell as a Director Mgmt For For
3.J Re-appoint Mr. Sean O Driscoll as a Director Mgmt For For
3.K Re-appoint Mr. Jim O Leary as a Director Mgmt For For
3.L Re-appoint Mr. Eugene J. Sheehy as a Director Mgmt For For
3.M Re-appoint Mr. Bernard Somers as a Director Mgmt For For
3.N Re-appoint Mr. Michael J. Sullivan as a Director Mgmt For For
3.O Re-appoint Mr. Robert G. Wilmers as a Director Mgmt For For
3.P Re-appoint Ms. Jennifer Winter as a Director Mgmt For For
4. Authorize the Director to determine the remuneration Mgmt For For
of the Auditor
5. Approve to renew authority for the Company to Mgmt For For
make market purchases of the Company s shares
6. Approve to set the price range for the off market Mgmt For For
re-issue of treasury shares
7. Approve to renew the Directors authority to Mgmt For For
allot shares
8. Approve to renew the Directors authority to Mgmt For For
allot shares for cash on a non pre-emptive
basis
9. Amend the rules of the AIB Group Performance Mgmt For For
Share Plan 2005
10. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Approve to remove KPMG as the Auditor
11. PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER Shr Against For
PROPOSAL: Appoint Mr. Niall Murphy as a Director
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ALTRIA GROUP, INC. Agenda Number: 932652349
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: MO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ELIZABETH E. BAILEY Mgmt For For
HAROLD BROWN Mgmt For For
MATHIS CABIALLAVETTA Mgmt For For
LOUIS C. CAMILLERI Mgmt For For
J. DUDLEY FISHBURN Mgmt For For
ROBERT E.R. HUNTLEY Mgmt For For
THOMAS W. JONES Mgmt For For
GEORGE MUNOZ Mgmt For For
LUCIO A. NOTO Mgmt For For
JOHN S. REED Mgmt For For
STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
AUDITORS
03 STOCKHOLDER PROPOSAL 1 - CUMULATIVE VOTING Shr For Against
04 STOCKHOLDER PROPOSAL 2 - INFORMING CHILDREN Shr Against For
OF THEIR RIGHTS IF FORCED TO INCUR SECONDHAND
SMOKE
05 STOCKHOLDER PROPOSAL 3 - STOP ALL COMPANY-SPONSORED Shr Against For
CAMPAIGNS ALLEGEDLY ORIENTED TO PREVENT YOUTH
FROM SMOKING
06 STOCKHOLDER PROPOSAL 4 - GET OUT OF TRADITIONAL Shr Against For
TOBACCO BUSINESS BY 2010
07 STOCKHOLDER PROPOSAL 5 - ANIMAL WELFARE POLICY Shr Against For
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ANGLO-IRISH BANK CORP PLC Agenda Number: 701128375
--------------------------------------------------------------------------------------------------------------------------
Security: G03815118
Meeting Type: AGM
Meeting Date: 02-Feb-2007
Ticker:
ISIN: IE00B06H8J93
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and approve the statement of accounts Mgmt For For
for the YE 30 SEP 2006 and the Directors and
the Auditors reports thereon
2. Approve and declare a dividend Mgmt For For
3.A Re-elect Mr. Tom Browne as a Director, who retires Mgmt For For
by rotation in accordance with the Articles
of Association
3.B Re-elect Mr. David Drumm as a Director, who Mgmt For For
retires by rotation in accordance with the
Articles of Association
3.C Re-elect Mr. Gary McGann as a Director, who Mgmt For For
retires by rotation in accordance with the
Articles of Association
3.D Re-elect Mr. Anne Heraty as a Director, who Mgmt For For
retires in accordance with the Articles of
Association
3.E Re-elect Mr. Declan Quilligan as a Director, Mgmt For For
who retires in accordance with the Articles
of Association
3.F Re-elect Mr. Pat Whelan as a Director, who retires Mgmt For For
in accordance with the Articles of Association
4. Authorize the Directors to determine the remuneration Mgmt For For
of the Auditors
S.5 Approve to increase the authorized share capital Mgmt For For
of the Company by the creation of 440,000,000
ordinary shares of EUR 0.16 each so that the
authorized share capital of the Company shall
be EUR 242,000,000, Stg GBP 50,000,000 and
USD 50,000,000 and amend the Clause 4 of the
Memorandum of Association; and amend Article
2 of the Articles of Association of the Company
by deleting in its entirety and substituted
therefore with the specified new Article as
specified
S.6 Authorize the Company and/or any subsidiary Mgmt For For
being a body Corporate as referred to in the
European Communities Public Limited Company
Subsidiaries Regulations 1997 of the Company,
to make market purchases Section 212 of the
Companies Act 1990 the 1990 Act of shares
of any class of the Company on such terms and
conditions and in such manner as the Directors
may from time to time determine in accordance
with and subject to the provisions of the 1990
Act and Article 8(c) of the Articles of Association
of the Company; and the reissue price range
at which any treasury shares Section 209 of
the 1990 Act for the time being held by the
Company may be reissued off market shall be
the price range specified in Article 8 (d)
of the Articles of Association of the Company;
Authority expire the earlier of the date of
the next AGM of the Company or 01 MAY 2008
S.7 Authorize the Directors, for the purposes of Mgmt For For
Section 20 of the Companies Amendment Act
the 1983 Act , to allot and issue relevant
securities pursuant to and in accordance with
Article 8 (a) of the Articles of Association
of the Company; Authority expires the earlier
at the conclusion of the next AGM of the Company
or 01 May 2008 ; and Article 8 (a) and that
Article 8 (a) (ii) be amended by the deletion
of the words 27 APR 2007 and the substitution
therefore of the words 01 MAY 2008
S.8 Authorize the Directors, for the purposes of Mgmt For For
Section 24 of the Companies Amendment Act
1983 the 1983 Act , to allot equity securities
for cash pursuant to and in accordance with
Article 8 (b) of the Articles of Association
of the Company; Authority expires the earlier
at the conclusion of the next AGM of the Company
or 01 MAY 2008
S.9 Authorize the Directors, pursuant to Article Mgmt For For
126 of the Articles of Association of the Company,
to exercise the powers contained in the said
Article so that the Directors may offer to
the holders of ordinary shares in the Company
the right to elect and receive an allotment
of additional ordinary shares, credited as
fully paid, in lieu of cash in respect of all
or part of any dividend or dividends falling
to be declared during the period commencing
on the date of passing of this resolution and
expiring on 01 MAY 2012 or such part of such
dividend or dividends as the Directors may
determine, the authority hereby conferred shall
be in substitution for the previous such authority
passed as the AGM of the Company held on 24
JAN 2003, which is hereby revoked
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AT&T INC. Agenda Number: 932552551
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102
Meeting Type: Special
Meeting Date: 21-Jul-2006
Ticker: T
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE ISSUANCE OF AT&T COMMON SHARES REQUIRED Mgmt For For
TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT,
DATED AS OF MARCH 4, 2006, BY AND AMONG BELLSOUTH
CORPORATION, AT&T INC. AND ABC CONSOLIDATION
CORP., AS IT MAY BE AMENDED.
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AT&T INC. Agenda Number: 932646360
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Security: 00206R102
Meeting Type: Annual
Meeting Date: 27-Apr-2007
Ticker: T
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A01 ELECTION OF DIRECTOR: WILLIAM F. ALDINGER III Mgmt For For
A02 ELECTION OF DIRECTOR: GILBERT F. AMELIO Mgmt For For
A03 ELECTION OF DIRECTOR: REUBEN V. ANDERSON Mgmt For For
A04 ELECTION OF DIRECTOR: JAMES H. BLANCHARD Mgmt For For
A05 ELECTION OF DIRECTOR: AUGUST A. BUSCH III Mgmt For For
A06 ELECTION OF DIRECTOR: JAMES P. KELLY Mgmt For For
A07 ELECTION OF DIRECTOR: CHARLES F. KNIGHT Mgmt For For
A08 ELECTION OF DIRECTOR: JON C. MADONNA Mgmt For For
A09 ELECTION OF DIRECTOR: LYNN M. MARTIN Mgmt For For
A10 ELECTION OF DIRECTOR: JOHN B. MCCOY Mgmt For For
A11 ELECTION OF DIRECTOR: MARY S. METZ Mgmt For For
A12 ELECTION OF DIRECTOR: TONI REMBE Mgmt For For
A13 ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For
A14 ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
A15 ELECTION OF DIRECTOR: LAURA D ANDREA TYSON Mgmt For For
A16 ELECTION OF DIRECTOR: PATRICIA P. UPTON Mgmt For For
A17 ELECTION OF DIRECTOR: EDWARD E. WHITACRE, JR. Mgmt For For
B02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
B03 APPROVE THE AT&T SEVERANCE POLICY Mgmt For For
C04 STOCKHOLDER PROPOSAL A Shr Against For
C05 STOCKHOLDER PROPOSAL B Shr For Against
C06 STOCKHOLDER PROPOSAL C Shr For Against
C07 STOCKHOLDER PROPOSAL D Shr For Against
C08 STOCKHOLDER PROPOSAL E Shr For Against
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BANK OF AMERICA CORPORATION Agenda Number: 932644481
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Security: 060505104
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: BAC
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: WILLIAM BARNET, III Mgmt For For
1B ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1C ELECTION OF DIRECTOR: JOHN T. COLLINS Mgmt For For
1D ELECTION OF DIRECTOR: GARY L. COUNTRYMAN Mgmt For For
1E ELECTION OF DIRECTOR: TOMMY R. FRANKS Mgmt For For
1F ELECTION OF DIRECTOR: CHARLES K. GIFFORD Mgmt For For
1G ELECTION OF DIRECTOR: W. STEVEN JONES Mgmt For For
1H ELECTION OF DIRECTOR: KENNETH D. LEWIS Mgmt For For
1I ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1J ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For
1K ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1L ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Mgmt For For
1M ELECTION OF DIRECTOR: THOMAS M. RYAN Mgmt For For
1N ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. Mgmt For For
1O ELECTION OF DIRECTOR: MEREDITH R. SPANGLER Mgmt For For
1P ELECTION OF DIRECTOR: ROBERT L. TILLMAN Mgmt For For
1Q ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt For For
02 RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM FOR 2007
03 STOCKHOLDER PROPOSAL - STOCK OPTIONS Shr Against For
04 STOCKHOLDER PROPOSAL - NUMBER OF DIRECTORS Shr Against For
05 STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr Against For
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BANK OF IRELAND (THE GOVERNOR AND COMPANY OF THE BANK OF IRELAND) Agenda Number: 701026696
--------------------------------------------------------------------------------------------------------------------------
Security: G49374146
Meeting Type: AGM
Meeting Date: 21-Jul-2006
Ticker:
ISIN: IE0030606259
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the report of the Directors and the Mgmt For For
accounts for the year ended 31 MAR 2006
2. Declare a dividend Mgmt For For
3.a Re-elect Mr. David Dilger as a Director Mgmt For For
3.b Re-elect Mr. George Magan as a Director Member Mgmt For For
of Group Remuneration Committee
3.c Re-elect Mrs. Caroline Marland as a Director Mgmt For For
3.d Re-elect Mr. Thomas Moran as a Director Mgmt For For
3.e Re-elect Mr. Declan McCount as a Director Member Mgmt For For
of Group Remuneration Committee
4. Authorize the Directors to determine the remuneration Mgmt For For
of the Auditors
S.5 Authorize the Bank and/or any subsidiary as Mgmt For For
such expression defined by Section 155 of the
Companies Act, 1963 of the Bank generally
to make market purchases as defined in Section
212 of the Companies Act, 1990 the Act
of units of ordinary stock of the Bank having
a nominal value of EUR 0.64 each on such terms
and conditions and in such manner as the Directors
or, as the Directors of such subsidiary, may
from time to time determine but subject, however,
to the provisions of the 1990 Act and to the
following restrictions and provisions:; the
maximum number of units of ordinary stock authorized
to be acquired pursuant to the terms of this
Resolution shall, subject to the provisions
hereinafter set out, not exceed 96,328,779
units; the minimum and maximum price which
may be paid for any such units of ordinary
stock shall be determined in accordance with
Bye-Law 40 of the Bye-Laws of the Bank; and
units of Non-Cumulative Preference Stock of
the EUR 1 each of the Bank the Sterling Preference
Stock and units of units of Non-Cumulative
conditions and in such manner as the Directors
or, as the case may be, the Directors or, as
the case may be, the Directors of such subsidiary,
may from time to time determine but subject,
however, to the provisions of the 1990 Act
and to the following restrictions and provisions:
the maximum number of units of Sterling Preference
Stock authorized to be acquired pursuant to
the terms of this Resolution shall, subject
to the provisions hereinafter set out not exceed
1,876,090 units; the minimum and maximum prices
which may be paid for any such units of Sterling
Preference Stock shall be determined in accordance
with Bye-Law 40 of the Bye-Laws of the Bank;
the maximum number of units euro Preference
Stock authorized to be acquired pursuant to
the terms of this Resolution shall, subject
to the provisions hereinafter set out, not
exceed 3,026,598 units; the minimum and maximum
prices which may be paid for any such units
or euro preference stock shall be determined
in accordance with Bye-Law 40 of the Bye-Laws
of the Bank; provided that the nominal value
of the units of ordinary stock, Sterling Preference
Stock and euro Preference Stock acquired pursuant
to the terms of this resolution shall not exceed
10% of the nominal value of the issued capital
stock of the Bank at any time; Authority expires
at the earlier of conclusion of the Annual
General Court of the Bank or 20 JAN 2008
S.6 Approve, for the purposes of Section 209 of Mgmt For For
the Companies Act, 1990 the 1990 Act , the
re-issue price range at which any units of
treasury stock for the time being held by the
Bank in accordance with Section 209 of the
1990 Act may be re-issued off-market shall
be determined in accordance with Bye-Law 41
of the Bye-Laws of the Bank; authority expires
at the earlier of conclusion of the Annual
General Court of the Bank or 20 JAN 2008
S.7 Authorize the Directors to issue, allot grant Mgmt For For
options over or otherwise dispose of ordinary
stock of the Bank for cash on a non-pre-emptive
basis including the issue of securities convertible
into Ordinary Stock or to agree to do any
of the foregoing act; provided that the power
conferred by this resolution shall; i) be limited
to the issue, allotment, grant of options over
or other disposal of ordinary stock of a nominal
amount of EUR 31.1 Million, and expires at
the earlier of 20 OCT 2007 and the date of
the Annual General Court of the Bank in 2007
S.8 Authorize the Directors generally empowered Mgmt For For
to issue, allot, grant options over or otherwise
dispose of Ordinary Stock of the Bank otherwise
than for cash on a non-preemptive basis including
the issue of securities convertible into ordinary
stock or to agree to do any of the foregoing
act; provided that the power conferred by this
resolution shall be limited to the issue, allotment,
grant of options over or other disposal of
Ordinary Stock of a nominal amount, at the
date of passing of the Resolution, of the lesser
of 15% of the issued ordinary stock or the
authorized but unissued ordinary stock in the
capital of the Bank and expires at the earlier
of 20 OCT 2007 or on the date of the Annual
General Court of the Bank in 2007; provided
further that any ordinary stock which may be
issued pursuant to any employee stock issue
or stock option scheme approved by a General
Court shall be disregarded for the purpose
of both the maximum limit and the expiry date
set out above
S.9 Authorize the Directors, pursuant to Bye-Law Mgmt For For
119 of the Bye-Laws of the Bank, to exercise
the powers contained in the said Bye-Law so
that the Directors may offer to the holders
of Ordinary Stock in the capital of the Bank
the right to elect to receive an allotment
of additional ordinary stock, credited as fully
paid instead of cash in respect of all or part
of any dividend or dividends falling to be
declared or paid during the period commencing
at the conclusion of the Annual General Court
on 21 JUL 2006 and expiring on the commencement
of the Annual General Court to be held in 2011,
or such part of such dividend or dividends
as the Directors may determine
S.10 Approve the remuneration of the Non-Executive Mgmt For For
Directors for the purposes of Bye-Law 73 is
EUR 1,000,000 and that the Directors shall
determine how such remuneration shall be divided
among them
S.11 Approve that the Bank of Ireland Group Staff Mgmt For For
Stock Issue - 2006 Scheme the Scheme substantially
in the form described in Appendix 1 to the
Governor s letter to stockholders dated 22
JUN 2006, and produced to the Annual General
Court and signed by the Chairman of the Court
for identification purposes and authorize the
Directors to do all such acts and things necessary
to establish and carry the same into effect
including the making of any amendments thereto
necessary to obtain and maintain approval of
the Revenue Commissioners pursuant to the provisions
of the Taxes Consolidation Act, 1997, as amended
from time to time
S.12 Approve that the establishment of the Bank of Mgmt For For
Ireland Group Restricted Stock Plan - 2006
the RSP , and the establishment of a new
Bank of Ireland US Employee Trust the US Employee
Trust substantially in the form described
in Appendix 2 to the Governor s Letter to Stockholders
dated 22 JUN 2006 and produced at the Annual
General Court and signed by the Chairman of
the Court for identification purposes; and
authorize the Directors to do all such acts
and things necessary to establish and carry
the same into effect
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BANK OF MONTREAL Agenda Number: 932625354
--------------------------------------------------------------------------------------------------------------------------
Security: 063671101
Meeting Type: Annual
Meeting Date: 01-Mar-2007
Ticker: BMO
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT M. ASTLEY Mgmt For For
STEPHEN E. BACHAND Mgmt For For
DAVID R. BEATTY Mgmt For For
ROBERT CHEVRIER Mgmt For For
GEORGE A. COPE Mgmt For For
WILLIAM A. DOWNE Mgmt For For
RONALD H. FARMER Mgmt For For
DAVID A. GALLOWAY Mgmt For For
HAROLD N. KVISLE Mgmt For For
EVA LEE KWOK Mgmt For For
BRUCE H. MITCHELL Mgmt For For
PHILIP S. ORSINO Mgmt For For
MARTHA C. PIPER Mgmt For For
J. ROBERT S. PRICHARD Mgmt For For
JEREMY H. REITMAN Mgmt For For
GUYLAINE SAUCIER Mgmt For For
NANCY C. SOUTHERN Mgmt For For
02 APPOINTMENT OF AUDITOR Mgmt For For
03 APPROVE AMENDMENTS TO THE STOCK OPTION PLAN Mgmt For For
04 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
09 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
10 SHAREHOLDER PROPOSAL NO. 7 Shr Against For
11 SHAREHOLDER PROPOSAL NO. 8 Shr Against For
12 SHAREHOLDER PROPOSAL NO. 9 Shr Against For
13 SHAREHOLDER PROPOSAL NO. 10 Shr Against For
14 SHAREHOLDER PROPOSAL NO. 11 Shr Against For
15 SHAREHOLDER PROPOSAL NO. 12 Shr Against For
16 SHAREHOLDER PROPOSAL NO. 13. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BARCLAYS PLC Agenda Number: 701183434
--------------------------------------------------------------------------------------------------------------------------
Security: G08036124
Meeting Type: AGM
Meeting Date: 26-Apr-2007
Ticker:
ISIN: GB0031348658
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the Directors and the Auditors reports Mgmt For For
and the audited accounts for the YE 31 DEC
2006
2. Approve the Directors remuneration report for Mgmt For For
the YE 31 DEC 2006
3. Re-elect Mr. Marcus Agius as a Director of the Mgmt For For
Company
4. Re-elect Mr. Frederik Seegers as a Director Mgmt For For
of the Company
5. Re-elect Mr. Christopher Lucas as a Director Mgmt For For
of the Company
6. Re-elect Mr. Stephen Russell as a Director of Mgmt For For
the Company
7. Re-elect Mr. Richard Leigh Clifford as a Director Mgmt For For
of the Company
8. Re-elect Sir Andhrew Likierman as a Director Mgmt For For
of the Company
9. Re-elect Mr. John Varley as a Director of the Mgmt For For
Company
10. Re-elect Sir Nigel Rudd as a Director of the Mgmt For For
Company
11. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company
12. Authorize the Directors to set the remuneration Mgmt For For
of the Auditors
13. Authorize Barclays Bank PLC to make EU political Mgmt For For
donations
14. Approve to renew the authority given to the Mgmt For For
Directors to allot securities
S.15 Approve to renew the authority given to the Mgmt For For
Directors to allot securities for cash other
than on a pro-rate basis to shareholders and
to sell treasury shares
S.16 Approve to renew the Company s authority to Mgmt For For
purchase its own shares
S.17 Adopt the new Articles of Association of the Mgmt For For
Company
--------------------------------------------------------------------------------------------------------------------------
BELLSOUTH CORPORATION Agenda Number: 932551511
--------------------------------------------------------------------------------------------------------------------------
Security: 079860102
Meeting Type: Special
Meeting Date: 21-Jul-2006
Ticker: BLS
ISIN:
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED Mgmt For For
AS OF MARCH 4, 2006, AS AMENDED, AMONG BELLSOUTH,
AT&T INC. AND A WHOLLY-OWNED SUBSIDIARY OF
AT&T INC.
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BNP PARIBAS, PARIS Agenda Number: 701207412
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: AGM
Meeting Date: 15-May-2007
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
French Resident Shareowners must complete, sign Non-Voting No vote
and forward the Proxy Card directly to the
sub custodian. Please contact your Client Service
Representative to obtain the necessary card,
account details and directions. The following
applies to Non-Resident Shareowners: Proxy
Cards: Voting instructions will be forwarded
to the Global Custodians that have become Registered
Intermediaries, on the Vote Deadline Date.
In capacity as Registered Intermediary, the
Global Custodian will sign the Proxy Card and
forward to the local custodian. If you are
unsure whether your Global Custodian acts as
Registered Intermediary, please contact your
representative
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting No vote
YOU.
O.1 Approve the consolidated balance sheet at 31 Mgmt For For
DEC 2006 and the consolidated profit and loss
account for 2006, prepared in accordance with
the International Accounting Standards (IFRS)
adopted by the European Union
O.2 Approve the Bank s balance sheet at 31 DEC 2006 Mgmt For For
and the profit and loss account for the year
then ended, prepared in accordance with French
Accounting Standards and the net income figure
of EUR 5,375,377,317.47
O.3 Approve to appropriation of net income as specified; Mgmt For For
the total dividend of EUR 2,891,923,319.00
to be paid to BNP Paribas shareholders corresponds
to a dividend of EUR 3.10 per share with a
par value of EUR 2.00; authorize the Board
of Directors to credit dividends payable on
shares held in treasury stock to un appropriated
retained earnings the proposed dividend is
eligible for the tax allowance granted to individuals
domiciled for tax purposes in France as provided
for by Article 158-3-2 of the French Tax Code;
authorize the Board of Directors to deduct
from unappropriated retained earnings the amount
necessary to pay the specified dividend on
shares issued on the exercise of Stock Options
prior to the ex-dividend date
O.4 Receive the terms of the Auditors special report Mgmt For For
on transactions and agreements governed by
Article L. 225-38 of the French Commercial
Code and approve the transactions and agreements
entered into during the year, as approved in
advance by the Board of Directors and as specified
O.5 Authorize the Board, in accordance with Article Mgmt For For
L. 225-209 ET SEQ of the French Commercial
Code, to buy back a number of shares representing
up to 10% of the bank s issued capital, i.e.,
a maximum of 93,287,849 shares at 22 JAN 2007;
these shares may be acquired for the purposes
as specified; the shares may be purchased at
any time, unless a public offer is made in
respect of the bank s shares, subject to the
applicable regulations, and by any appropriate
method, including in the form of block purchases
or by means of derivative instruments traded
on a regulated market or over the-counter;
the price at which shares may be acquired under
this authorization may not exceed EUR 105 per
share, representing a maximum purchase price
of EUR 9,795,224,145 based on the bank s issued
capital at 22 JAN 2007; this price may, however,
be adjusted to take into account the effects
of any corporate actions; authorize the Board
of Directors, with the option of delegating
said powers subject to compliance with the
applicable law, to use this authorization and,
in particular, to place orders on the stock
exchange, enter into all agreements regarding
the keeping of share purchase and sale registers,
to carry out all formalities and make all declarations
O.6 Ratify the Board of Directors 08 MAR 2007 appointment Mgmt For For
of Mr. Suzanne Berger Keniston as a Director
authority expires at the close of general
meeting called in 2008 and approve the 2007
financial statements
O.7 Approve to renew Mr. Louis Schweitzer s as a Mgmt For For
Director for a period of 3 years, expiring
at the close of the general meeting to be called
in 20I0 and approve the 2009 financial statements
O.8 Authorize the bearer of an original, copy or Mgmt For For
extract of the minutes of this meeting to carry
out all legal and administrative formalities
and to make all filings and publish all notices
required by the applicable Law
E.9 Amend the 38-month authorization given in the Mgmt For For
15th resolution adopted by the EGM of 18 MAY
2005; the amendment is to provide for the early
termination of the applicable vesting and holding
periods in the event of disability of a beneficiary,
in accordance with Act 1770-2006 of 30 DEC
2006 relating to the promotion of employee
profit-sharing and share ownership
E.10 Amend the 26-month authorization given to the Mgmt For For
Board of Directors in the 22nd resolution adopted
by the EGM of 23 MAY 2006 to increase the bank
s capital via the issue of shares reserved
for Members of the BNP Paribas Corporate Savings
Plan as specified
E.11 Authorize the Board of Directors in accordance Mgmt For For
with Article L.225-209 of the French Commercial
Code, to cancel, on one or several occasions,
some or all of the BNP Paribas shares that
the bank currently holds or that it may acquire
in accordance with the conditions laid down
by the OGM, provided that the number of shares
cancelled in any 24 month period does not exceed
10% of the total number of shares outstanding;
the difference between the purchase price of
the cancelled shares and their par value will
be deducted from additional paid-in capital
and reserves available for distribution, with
an amount corresponding to 10% of the capital
reduction being deducted from the Legal Reserve;
authorize the Board of Directors to implement
this authorization, carry out all acts, formalities
and declarations, including the amendment of
the Articles of Association, and generally,
do all that is necessary, with the option of
delegating said powers subject to compliance
with the applicable law; authority expires
at the end of 18 months ; in addition, authorize
the Board of Directors, in accordance with
Article L. 225-204 of the French Commercial
Code, to reduce BNP Paribas capital by canceling
the 2,638,403 BNP Paribas shares acquired following
the full asset transfer that took place in
connection with the Merger of Societe Centrale
D Investissements into BNP Paribas on 23 MAY
2006; authorize the Board of Directors for
an I8-month period to deduct the difference
between the carrying amount of the cancelled
shares and their par value from additional
paid-in capital and reserves available for
distribution, with an amount corresponding
to 10% of the capital reduction being deducted
from the legal reserve
E.12 Approve the merger in accordance with the specified Mgmt Abstain Against
terms and conditions, to be carried out by
BNL transferring to BNP Paribas all of its
assets, in return for BNP Paribas assuming
all of BNL s liabilities; authorize the Board
of Directors to carry out a capital increase
in connection with the merger, whereby BNL
shareholders will be granted a total number
of BNP Paribas shares with a par value of EUR
2 each, ranging from 402,735 to 1,539,740 (representing
between EUR 805,470 and EUR 3,079,480) depending
on the number of BNL shares held by third parties
on the merger completion date; these newly-issued
shares will be allocated based on a ratio of
one (1) BNP Paribas share for 27 BNL shares
at the merger completion date, taking into
account the fact that no BNL shares held by
BNP Paribas will be exchanged for the Bank
s own shares, in accordance with Article L.
236-3 of the French Commercial Code; approve
the completion date for said merger, as specified
in the draft merger agreement; as from the
merger completion date - which must be no later
than 31 DEC 2007 - all operations carried out
by BNL will be considered for accounting purposes
as having been performed by BNP Paribas; notes
that the difference between the value of the
transferred net assets at 31 DEC 2006, corresponding
to BNP Paribas share of the underlying net
assets (representing between EUR 4,415 million
and EUR 4,476 million) and the estimated carrying
amount of BNP Paribas interest in BNL as recorded
in BNP Paribas accounts at the merger completion
date, represents a technical merger goodwill
of between EUR 4,536 million and EUR 4,597
million; approve any adjustments to be made
to the above-mentioned technical merger goodwill
based on the actual amount of the net assets
transferred and the carrying amount of BNP
Paribas interest in BNL at the merger completion
date, and approves the allocation of the adjusted
technical merger goodwill as provided for in
the draft merger agreement; approve that, as
from the merger completion date, the new shares
to be issued as consideration for the assets
transferred to BNP Paribas in connection with
the merger will carry the same rights and be
subject to the same legal requirements as existing
shares, and that an application will be made
for them to be listed on the Euro list market
of Euro next Paris (Compartment A); authorize
the Board of Directors to sell all the BNP
Paribas shares corresponding to fractions of
shares as provided for in the draft merger
agreement; approve that the difference between
the amount corresponding to the portion of
the net assets transferred to BNP Paribas held
by shareholders other than BNP Paribas and
BNL at the merger completion date, and the
aggregate par value of the shares remitted
as consideration for said asset transfer (representing
between EUR 14.7 million and EUR 57.4 million)
will be credited to a merger premium account
to which all shareholders shall have equivalent
rights; authorize (i) the adjustment of said
premium at the merger completion date in order
to reflect the definitive value of the net
assets transferred to BNP Paribas and the number
of BNP Paribas shares actually issued, and
(ii) the allocation of the adjusted merger
premium, as provided for in the draft merger
agreement; as a result of the merger of BNL
into BNP Paribas, approves the dissolution
of BNL without liquidation at the merger completion
date, and as from that date the replacement
of BNL by BNP Paribas in relation to all of
BNL s rights and obligations; as a result of
the merger of BNL into BNP Paribas and subject
to the terms and conditions of the draft merger
agreement, authorizes BNP Paribas to take over
BNL s commitments arising from the stock options
awarded to the Employees and Corporate Officers
of BNL and its subsidiaries under the Stock
Option Plans listed in the appendix to the
draft merger agreement; approve the Auditors
special report, resolves to waive in favour
of holders of the above stock options, all
pre-emptive rights to subscribe for the shares
to be issued on exercise of the options; grant
full powers to the Board of Directors to use
this authorization, with the option of delegating
said powers subject to compliance with the
applicable law; this includes (i) placing on
record the number and par value of the shares
to be issued on completion of the merger and,
where appropriate, the exercise of options,
(ii) carrying out the formalities related to
the corresponding capital increases, (iii)
amending the bank s Articles of Association
accordingly, and (iv) more generally, taking
any and all measures and carrying out any and
all formalities appropriate or necessary in
relation to the transaction
E.13 Approve: the terms of the merger agreement and Mgmt Abstain Against
authorizes the merger of Compagnie Immobiliere
de France into BNP Paribas; the transfer of
Compagnie Immobiliere de France s entire asset
base to BNP Paribas; notes that since the draft
merger agreement was filed with the Paris Commercial
Court, BNP Paribas has held all of the shares
making up the capital of Compagnie Immobiliere
de France and consequently the merger will
not lead to an increase in BNP Paribas share
capital nor to an exchange of Compagnie Immobiliere
de France shares for BNP Paribas shares, in
accordance with Article L.236-II of the French
Commercial Code; the amount of the assets transferred
by Compagnie Immobiliere de France and the
valuation thereof, as well as the amount of
the technical merger goodwill and its allocation
as provided for in the merger agreement; as
a result of the foregoing and subject to the
conditions precedent provided for in the merger
agreement, Compagnie Immobiliere de France
will be automatically dissolved without liquidation
and BNP Paribas will simply replace Compagnie
Immobiliere de France in relation to all of
its rights and obligations and authorize the
Board of Directors to record the fulfillment
of the conditions precedent set out in the
merger agreement and to take any and all measures
and carry out any and all formalities appropriate
or necessary in relation to the transaction,
with the option of delegating said powers to
the Chief Executive Officer
E.14 Approve; the terms of the merger agreement and Mgmt Abstain Against
authorizes the merger of Societe Immobiliere
du 36 avenue de l Opera into BNP Paribas; the
transfer of Societe Immobiliere du 36 avenue
de l Opera s entire asset base to BNP Paribas;
notes that since the draft merger agreement
was filed with the Paris Commercial Court,
BNP Paribas has held all of the shares making
up the capital of Societe Immobiliere du 36
avenue de l Opera and consequently the merger
will not lead to an increase in BNP Paribas
share capital nor to an exchange of Societe
Immobiliere du 36 avenue de l Opera shares
for BNP Paribas shares, in accordance with
Article L.236- II of the French Commercial
Code; the amount of the assets transferred
by Societe Immobiliere du 36 avenue de l Opera
and the valuation thereof, as well as the amount
of the technical merger goodwill and its allocation
as provided for in the merger agreement; that,
as a result of the foregoing, Societe Immobiliere
du 36 avenue de l Opera is dissolved without
liquidation as from the date of this Meeting
and that BNP Paribas will henceforth simply
replace Societe Immobiliere du 36 avenue de
l Opera in relation to all of its rights and
obligations and authorize the Board of Directors
to take any and all measures and carry out
any and all formalities appropriate or necessary
in relation to the transaction, with the option
of delegating said powers to the Chief Executive
Officer
E.15 Approve: the terms of the merger agreement and Mgmt Abstain Against
authorizes the merger of CAPEFI into BNP Paribas;
the transfer of CAPEFI s entire asset base
to BNP Paribas; notes that since the draft
merger agreement was filed with the Paris Commercial
Court, BNP Paribas has held all of the shares
making up the capital of CAPEFI and consequently
the merger will not lead to an increase in
BNP Paribas share capital nor to an exchange
of CAPEFI shares for BNP Paribas shares, in
accordance with Article L.236- II of the French
Commercial Code; the amount of the assets transferred
by CAPEFI and the valuation thereof, as well
as the amount of the technical merger goodwill
and its allocation as provided for in the merger
agreement; that, as a result of the foregoing,
CAPEFI is dissolved without liquidation as
from the date of this meeting and BNP Paribas
will henceforth simply replace CAPEFI in relation
to all of its rights and obligations; authorize
the Board of Directors to take any and all
measures and carry out any and all formalities
appropriate or necessary in relation to the
transaction, with the option of delegating
said powers to the Chief Executive Officer
E.16 Amend the bank s Articles of Association in Mgmt For For
accordance with Decree No. 2006-1566 of 11
DEC 2006 which amends the terms and conditions
relating to attendance at shareholders meetings
provided for in the Decree of 23 MAR 1967 concerning
commercial Companies; consequently, Article
18 of Section V of the Articles of Association
is amended to read as specified
E.17 Authorize the bearer of an original, copy or Mgmt For For
extract of the minutes of this Meeting to carry
out all legal and administrative formalities
and to make all filings and publish all notices
required the applicable Law
--------------------------------------------------------------------------------------------------------------------------
BOSTON PROPERTIES, INC. Agenda Number: 932674698
--------------------------------------------------------------------------------------------------------------------------
Security: 101121101
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: BXP
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MORTIMER B. ZUCKERMAN Mgmt Withheld Against
CAROL B. EINIGER Mgmt Withheld Against
RICHARD E. SALOMON Mgmt Withheld Against
02 TO CONSIDER AND ACT UPON A PROPOSAL TO APPROVE Mgmt For For
THE SECOND AMENDMENT AND RESTATEMENT OF THE
BOSTON PROPERTIES, INC. 1997 STOCK OPTION AND
INCENTIVE PLAN.
03 TO RATIFY THE AUDIT COMITTEE S APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BOSTON PROPERTIES,
INC. S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31,
2007.
04 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr For Against
CONCERNING THE ANNUAL ELECTION OF DIRECTORS,
IF PROPERLY PRESENTED AT THE ANNUAL MEETING.
05 TO CONSIDER AND ACT UPON A STOCKHOLDER PROPOSAL Shr Against For
CONCERNING ENERGY EFFICIENCY, IF PROPERLY PRESENTED
AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
BP P.L.C. Agenda Number: 932640837
--------------------------------------------------------------------------------------------------------------------------
Security: 055622104
Meeting Type: Annual
Meeting Date: 12-Apr-2007
Ticker: BP
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO RECEIVE THE DIRECTORS ANNUAL REPORT AND Mgmt For For
ACCOUNTS
02 TO APPROVE THE DIRECTORS REMUNERATION REPORT Mgmt For For
03 DIRECTOR
DR D C ALLEN Mgmt For For
LORD BROWNE Mgmt For For
MR A BURGMANS Mgmt For For
SIR WILLIAM CASTELL Mgmt For For
MR I C CONN Mgmt For For
MR E B DAVIS, JR Mgmt For For
MR D J FLINT Mgmt For For
DR B E GROTE Mgmt For For
DR A B HAYWARD Mgmt For For
MR A G INGLIS Mgmt For For
DR D S JULIUS Mgmt For For
SIR TOM MCKILLOP Mgmt For For
MR J A MANZONI Mgmt For For
DR W E MASSEY Mgmt For For
SIR IAN PROSSER Mgmt For For
MR P D SUTHERLAND Mgmt For For
19 TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS Mgmt For For
AND AUTHORIZE THE BOARD TO SET THEIR REMUNERATION
20 TO GIVE LIMITED AUTHORITY TO MAKE POLITICAL Mgmt For For
DONATIONS AND INCUR POLITICAL EXPENDITURE
21 TO AUTHORIZE THE USE OF ELECTRONIC COMMUNICATIONS Mgmt For For
S22 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY Mgmt For For
FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY
23 TO GIVE AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED Mgmt For For
AMOUNT
S24 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT Mgmt For For
A LIMITED NUMBER OF SHARES FOR CASH FREE OF
PRE-EMPTION RIGHTS
--------------------------------------------------------------------------------------------------------------------------
BT GROUP PLC, LONDON Agenda Number: 700994583
--------------------------------------------------------------------------------------------------------------------------
Security: G16612106
Meeting Type: AGM
Meeting Date: 12-Jul-2006
Ticker:
ISIN: GB0030913577
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts and reports of the Directors Mgmt For For
and the Auditors for the YE 31 MAR 2006
2. Approve the Directors remuneration report for Mgmt For For
the YE 31 MAR 2006
3. Declare the final dividend of 7.6 pence per Mgmt For For
share recommended by the Directors, payable
on 11 SEP 2006 to holders of ordinary shares
registered at the close of business on 18 AUG
2006
4. Elect Sir Anthony Greener as a Director Mgmt For For
5. Re-elect Mr. Maarten Van Den Bergh as a Director Mgmt For For
6. Re-elect Mr. Clayton Brendish as a Director Mgmt For For
7. Elect Mr. Matti Alahuhta as a Director Mgmt For For
8. Elect Mr. Phil Hodkinson as a Director Mgmt For For
9. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company, until the conclusion
of the next general meeting at which the accounts
are laid before the Company
10. Authorize the Directors to decide the Auditors Mgmt For For
remuneration
11. Approve to renew the authority and power conferred Mgmt For For
on the Directors in relation to the Section
80 amount by Article 74 of the Company s Articles
of Association; Authority expires on 11 OCT
2007 ; and for that period the Section 80 amount
shall be GBP 137 million
S.12 Approve to extend the authority and power conferred Mgmt For For
on the Directors by Article 74 of the Company
s Articles of Association be: to any sale of
shares which the Company may hold as treasury
shares; and renew until 11 OCT 2007 and for
that the period the Section 89 amount shall
be GBP 21 million
S.13 Authorize the Company, to make market purchases Mgmt For For
Section 163(3) of the Companies Act 1985
of up to a maximum number of 834 million shares
of 5p each in the capital of the Company, at
a minimum price of 5p and up to 105% of the
average middle market quotations of shares
derived from the London Stock Exchange Daily
Official List, over the previous 5 business
days; Authority expires the earlier of the
close of the AGM of the Company or 11 OCT 2007
; the Company, before the expiry, may make
a contract to purchase ordinary shares which
will or may be executed wholly or partly after
such expiry
14. Authorize the British Telecommunications PLC, Mgmt For For
a wholly-owned subsidiary of the Company, to
make donations to EU European Union political
organizations, not exceeding GBP 1,00,000 in
total; Authority expires at the conclusion
of AGM in 2007
--------------------------------------------------------------------------------------------------------------------------
CAIRN ENERGY PLC, EDINBURGH Agenda Number: 701217401
--------------------------------------------------------------------------------------------------------------------------
Security: G17528236
Meeting Type: AGM
Meeting Date: 17-May-2007
Ticker:
ISIN: GB00B1RZDL64
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the report and accounts for the YE 31 Mgmt For For
DEC 2006
2. Approve the Directors remuneration report contained Mgmt For For
in the reports and accounts
3. Re-appoint Ernst & Young LLP as the Auditors Mgmt For For
and authorize the Directors to fix their remuneration
4. Elect Mr. Jann Brown as a Director Mgmt For For
5. Elect Mr. Simon Thomson as a Director Mgmt For For
6. Re-elect Mr. Malcolm Thoms as a Director Mgmt For For
7. Re-elect Mr. Mark Tyndall as a Director Mgmt For For
8. Re-elect Mr. Hamish Grossart as a Director Mgmt For For
9. Re-elect Mr. Ed Story as a Director Mgmt For For
10. Authorize the Company the Issue of Equity or Mgmt For For
Equity-Linked Securities with pre-emptive rights
up to aggregate nominal amount of GBP 2,674,197.85
S.11 Authorize the Company the Issue of Equity or Mgmt For For
Equity-Linked Securities without pre-emptive
rights up to aggregate nominal amount of GBP
401,169.80
S.12 Authorize the Company to make market purchase Mgmt For For
of 19,543,989 ordinary shares
S.13 Approve the contract under which the Company Mgmt For For
will purchase all of the deferred share capital
of the Company and authorize the Company pursuant
to Section 164 of the Companies Act 1985
S.14 Amend Articles of Association of the Company Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CANADIAN IMPERIAL BK COMM TORONTO ONT Agenda Number: 701138617
--------------------------------------------------------------------------------------------------------------------------
Security: 136069101
Meeting Type: AGM
Meeting Date: 01-Mar-2007
Ticker:
ISIN: CA1360691010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Receive the financial statements for the YE Non-Voting No vote
31 OCT 2006 and the Auditors report on the
statements
1. Appoint the Auditors Mgmt For For
2.1 Elect Mr. B.S. Belzberg as a Director Mgmt For For
2.2 Elect Mr. J.H. Bennett as a Director Mgmt For For
2.3 Elect Mr. G.F.Colter as a Director Mgmt For For
2.4 Elect Mr. W.L. Duke as a Director Mgmt For For
2.5 Elect Mr. I.E.H. Duvar as a Director Mgmt For For
2.6 Elect Mr. W.A. Etherington as a Director Mgmt For For
2.7 Elect Mr. M.A. Franssen as a Director Mgmt For For
2.8 Elect Mr. G.D. Giffin as a Director Mgmt For For
2.9 Elect Mr. L.S. Hasenfratz as a Director Mgmt For For
2.10 Elect Mr. J.S. Lacey as a Director Mgmt For For
2.11 Elect Mr. J.P. Manley as a Director Mgmt For For
2.12 Elect Mr. G.T. Mccaughey as a Director Mgmt For For
2.13 Elect Mr. C. Sirois as a Director Mgmt For For
2.14 Elect Mr. S.G. Snyder as a Director Mgmt For For
2.15 Elect Mr. C.M. Trudell as a Director Mgmt For For
2.16 Elect Mr. R.W. Tysoe as a Director Mgmt For For
3. Amend Section 5.2 of By-Law No.1 regarding indemnificationMgmt For For
of Directors, Officers and others
4. Amend the CIBC Employee Stock Option Plan Mgmt For For
5.A PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve the shareholder proposal No 1
5.B PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve the shareholder proposal No 2
5.c PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve the shareholder proposal No 3
5.D PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve the shareholder proposal No 4
5.E PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve the shareholder proposal No 5
5.F PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve the shareholder proposal No 6
Transact any other business Non-Voting No vote
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 932706231
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 13-Jun-2007
Ticker: CAT
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN T. DILLON Mgmt For For
JUAN GALLARDO Mgmt Withheld Against
WILLIAM A. OSBORN Mgmt For For
EDWARD B. RUST, JR. Mgmt For For
02 RATIFY AUDITORS Mgmt For For
03 STOCKHOLDER PROPOSAL-SEPARATE CEO & CHAIR Shr Against For
04 STOCKHOLDER PROPOSAL-MAJORITY VOTE STANDARD Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CENTEX CORPORATION Agenda Number: 932552830
--------------------------------------------------------------------------------------------------------------------------
Security: 152312104
Meeting Type: Annual
Meeting Date: 13-Jul-2006
Ticker: CTX
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
URSULA O. FAIRBAIRN Mgmt For For
THOMAS J. FALK Mgmt For For
MATTHEW K. ROSE Mgmt For For
THOMAS M. SCHOEWE Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL
YEAR 2007.
03 STOCKHOLDER PROPOSAL REGARDING ENERGY EFFICIENCY. Shr Against For
04 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTING. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 932647007
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: CVX
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: S.H. ARMACOST Mgmt For For
1B ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For
1D ELECTION OF DIRECTOR: R.J. EATON Mgmt For For
1E ELECTION OF DIRECTOR: S. GINN Mgmt For For
1F ELECTION OF DIRECTOR: F.G. JENIFER Mgmt For For
1G ELECTION OF DIRECTOR: S. NUNN Mgmt For For
1H ELECTION OF DIRECTOR: D.J. O REILLY Mgmt For For
1I ELECTION OF DIRECTOR: D.B. RICE Mgmt For For
1J ELECTION OF DIRECTOR: P.J. ROBERTSON Mgmt For For
1K ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Mgmt For For
1M ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For
1N ELECTION OF DIRECTOR: C. WARE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 PROPOSAL TO AMEND CHEVRON S RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO REPEAL THE SUPERMAJORITY
VOTE PROVISIONS
04 ADOPT POLICY AND REPORT ON HUMAN RIGHTS Shr Against For
05 ADOPT GOALS AND REPORT ON GREENHOUSE GAS EMISSIONS Shr Against For
06 ADOPT POLICY AND REPORT ON ANIMAL WELFARE Shr Against For
07 RECOMMEND AMENDMENT TO THE BY-LAWS TO SEPARATE Shr For Against
THE CEO/CHAIRMAN POSITIONS
08 AMEND THE BY-LAWS REGARDING THE STOCKHOLDER Shr Against For
RIGHTS PLAN POLICY
09 REPORT ON HOST COUNTRY ENVIRONMENTAL LAWS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 932641562
--------------------------------------------------------------------------------------------------------------------------
Security: 172967101
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: C
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG. Mgmt For For
1B ELECTION OF DIRECTOR: ALAIN J.P. BELDA. Mgmt For For
1C ELECTION OF DIRECTOR: GEORGE DAVID. Mgmt For For
1D ELECTION OF DIRECTOR: KENNETH T. DERR. Mgmt For For
1E ELECTION OF DIRECTOR: JOHN M. DEUTCH. Mgmt For For
1F ELECTION OF DIRECTOR: ROBERTO HERNANDEZ RAMIREZ. Mgmt For For
1G ELECTION OF DIRECTOR: KLAUS KLEINFELD. Mgmt For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS. Mgmt For For
1I ELECTION OF DIRECTOR: ANNE MULCAHY. Mgmt For For
1J ELECTION OF DIRECTOR: RICHARD D. PARSONS. Mgmt For For
1K ELECTION OF DIRECTOR: CHARLES PRINCE. Mgmt For For
1L ELECTION OF DIRECTOR: JUDITH RODIN. Mgmt For For
1M ELECTION OF DIRECTOR: ROBERT E. RUBIN. Mgmt For For
1N ELECTION OF DIRECTOR: FRANKLIN A. THOMAS. Mgmt For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP Mgmt For For
AS CITIGROUP S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2007.
03 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
PRIOR GOVERNMENTAL SERVICE OF CERTAIN INDIVIDUALS.
04 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
POLITICAL CONTRIBUTIONS.
05 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CHARITABLE CONTRIBUTIONS.
06 SHAREOWNER PROPOSAL REQUESTING AN ADVISORY RESOLUTION Shr For Against
TO RATIFY EXECUTIVE COMPENSATION.
07 STOCKHOLDER PROPOSAL REQUESTING THAT CEO COMPENSATION Shr Against For
BE LIMITED TO NO MORE THAN 100 TIMES THE AVERAGE
COMPENSATION PAID TO WORLDWIDE EMPLOYEES.
08 STOCKHOLDER PROPOSAL REQUESTING THAT THE CHAIRMAN Shr Against For
OF THE BOARD HAVE NO MANAGEMENT DUTIES, TITLES
OR RESPONSIBILITIES.
09 STOCKHOLDER PROPOSAL REQUESTING THAT STOCK OPTIONS Shr Against For
BE SUBJECT TO A FIVE-YEAR SALES RESTRICTION.
10 STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. Shr Against For
11 STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS Shr For Against
HAVE THE RIGHT TO CALL SPECIAL SHAREHOLDER
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932615593
--------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 28-Dec-2006
Ticker: RIO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE APPROVAL AND JUSTIFICATION FOR CONSOLIDATION Mgmt For For
OF CAEMI MINERACAO E METALURGIA S.A. ( CAEMI
), A WHOLLY OWNED SUBSIDIARY OF CVRD, PURSUANT
TO ARTICLES 224 AND 225 OF THE BRAZILIAN CORPORATE
LAW
02 TO RATIFY THE APPOINTMENT OF THE EXPERTS TO Mgmt For For
APPRAISE THE VALUE OF THE COMPANY TO BE CONSOLIDATED
03 TO DECIDE ON THE APPRAISAL REPORT, PREPARED Mgmt For For
BY THE EXPERT APPRAISERS
04 THE APPROVAL FOR THE CONSOLIDATION OF CAEMI, Mgmt For For
WITHOUT A CAPITAL INCREASE OR THE ISSUANCE
OF NEW SHARES BY THIS COMPANY
05 TO RATIFY THE ACQUISITION OF THE CONTROL OF Mgmt For For
INCO LTD., PURSUANT TO SECTION 1 OF ARTICLE
256 OF THE BRAZILIAN CORPORATE LAW
06 TO RATIFY THE APPOINTMENT OF A BOARD MEMBER, Mgmt For For
DULY NOMINATED DURING THE BOARD OF DIRECTORS
MEETING HELD ON JUNE 21, 2006, IN ACCORDANCE
WITH SECTION 10 OF ARTICLE 11 OF THE COMPANY
S BY-LAWS
--------------------------------------------------------------------------------------------------------------------------
COMPANHIA VALE DO RIO DOCE Agenda Number: 932676313
--------------------------------------------------------------------------------------------------------------------------
Security: 204412209
Meeting Type: Special
Meeting Date: 27-Apr-2007
Ticker: RIO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O1 APPRECIATION OF THE MANAGEMENTS REPORT AND Mgmt For For
ANALYSIS, DISCUSSION AND VOTE ON THE FINANCIAL
STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER
31, 2006.
O2 PROPOSAL FOR THE DESTINATION OF PROFITS OF THE Mgmt For For
SAID FISCAL YEAR AND APPROVAL OF THE INVESTMENT
BUDGET OF THE COMPANY.
O3 APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS. Mgmt For For
O4 APPOINTMENT OF THE MEMBERS OF THE FISCAL COUNCIL. Mgmt For For
O5 ESTABLISHMENT OF THE REMUNERATION OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS, THE BOARD OF EXECUTIVE
OFFICERS AND THE FISCAL COUNCIL.
E1 PROPOSAL FOR THE CAPITAL INCREASE, THROUGH CAPITALIZATION Mgmt For For
OF RESERVES, WITHOUT THE ISSUANCE OF SHARES,
AND THE CONSEQUENT CHANGE OF THE HEAD OF ARTICLE
5 OF THE COMPANY S BY-LAWS.
--------------------------------------------------------------------------------------------------------------------------
COMPASS GROUP PLC Agenda Number: 701132374
--------------------------------------------------------------------------------------------------------------------------
Security: G23296182
Meeting Type: AGM
Meeting Date: 16-Feb-2007
Ticker:
ISIN: GB0005331532
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive and adopt the financial statements of Mgmt For For
the Company for the FYE 30 SEP 2006 and the
reports of the Directors and the Auditors thereon
2. Approve the Directors remuneration report for Mgmt For For
the FYE 30 SEP 2006
3. Declare a final dividend of 6.7 pence per share Mgmt For For
on each of the Company s ordinary shares for
the FYE 30 SEP 2006; subject to passing of
this resolution, the final dividend will be
paid on 05 MAR 2007 to shareholders on the
register at the close of business on 09 FEB
2007
4. Elect Mr. Richard Cousins as a Director Mgmt For For
5. Elect Sir Ian Robinson as a Director Mgmt For For
6. Elect Mr. Gary Green as a Director Mgmt For For
7. Re-elect Mr. Andrew Martin as a Director, who Mgmt For For
retires by rotation
8. Re-appoint Deloitte & Touche LLP as the Auditors Mgmt For For
of the Company
9. Authorize the Directors to determine the Auditors Mgmt For For
remuneration
10. Authorize the Company and any Company, which Mgmt For For
is or becomes a subsidiary of the Company during
the period to which this resolution relates,
to make donations to EU political organizations
and incur EU political expenditure provided
that any such donations and expenditure made
by the Company together with those made by
any subsidiary Company while it is a subsidiary
of the Company shall not exceed in aggregate
GBP 125,000 during that period; Authority
expires at the next AGM
11. Authorize the Directors to allot relevant securities Mgmt For For
pursuant to Article 11 of the Company s Articles
of Association and Section 80 of the Companies
Act 1985 the Act up to a maximum nominal
amount of GBP 68,700,000; this represents 687
million ordinary shares of 10 pence each in
the capital of the Company which is approximately
one- third of the Company s issued share capital
as at 13 DEC 2006; the Company does not currently
hold any shares as treasury shares; Authority
expires the earlier of the conclusion of the
next AGM of the Company to be held in 2008
or 15 MAY 2008 ; whilst the Directors have
no current plans to utilize this authority
they consider its renewal appropriate in order
to retain maximum flexibility to take advantage
of business opportunities as they arise
s.12 Approve, subject to the passing of Resolution Mgmt For For
11 above, to renew the power conferred on the
Directors by Article 12 of the Company s Articles
of Association to issue equity securities of
the Company for cash without application of
the pre-emption rights pursuant to Article
12 of the Company s Articles of Association
and Section 89 of the Companies Act 1985; other
than in connection with a rights, scrip dividend,
or other similar issue, up to maximum nominal
amount of GBP 10,300,000 the section 89 amount ;
this represent 103 million ordinary shares
of 10 pence each in the capital of the Company,
which is approximately 5 % of the Company s
issued ordinary share capital as at 13 DEC
2006; Authority expires the earlier of the
conclusion of the AGM of the Company to be
held in 2008 or 15 MAY 2008 ; whilst the Directors
have no current plans to utilize this authority
they consider its renewal appropriate in order
to retain maximum flexibility to take advantage
of business opportunities as they arise
s.13 Authorize the Company, pursuant to Article 58 Mgmt For For
of the Company s Articles of Association and
in accordance with Section 166 of the Companies
Act 1985, to make market purchases Section
163 of that Act of up to 206 million ordinary
shares of 10 pence each in the capital of the
Company, at a minimum price of 10 pence and
the maximum price exclusive of expenses which
may be paid for each ordinary share which is
the higher of 105% of the average of the middle
market quotations for such shares derived from
the London Stock Exchange Daily Official List,
over the previous 5 business days and an amount
equal to the higher of the price of the last
independent trade and an amount equal to the
higher of the price of the last independent
trade and the highest current independent bid
as derived form the London Stock Exchange Trading
System SETS ; Authority expires the earlier
of the conclusion of the next AGM of the Company
or 15 AUG 2008 ; the Company, before the expiry,
may make a contract to purchase ordinary shares
which will or may be executed wholly or partly
after such expiry
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 932664988
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: COP
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF CLASS II DIRECTOR: JAMES E. COPELAND, Mgmt For For
JR.
1B ELECTION OF CLASS II DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1C ELECTION OF CLASS II DIRECTOR: RUTH R. HARKIN Mgmt For For
1D ELECTION OF CLASS II DIRECTOR: WILLIAM R. RHODES Mgmt For For
1E ELECTION OF CLASS II DIRECTOR: J. STAPLETON Mgmt For For
ROY
1F ELECTION OF CLASS II DIRECTOR: WILLIAM E. WADE, Mgmt For For
JR.
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 CORPORATE POLITICAL CONTRIBUTIONS Shr Against For
04 GLOBAL WARMING-RENEWABLES Shr Against For
05 QUALIFICATION FOR DIRECTOR NOMINEES Shr Against For
06 DRILLING IN SENSITIVE/PROTECTED AREAS Shr Against For
07 REPORT ON RECOGNITION OF INDIGENOUS RIGHTS Shr Against For
08 COMMUNITY ACCOUNTABILITY Shr Against For
--------------------------------------------------------------------------------------------------------------------------
COOPER INDUSTRIES, LTD. Agenda Number: 932641005
--------------------------------------------------------------------------------------------------------------------------
Security: G24182100
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: CBE
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S.G. BUTLER Mgmt For For
D.F. SMITH Mgmt For For
G.B. SMITH Mgmt For For
M.S. THOMPSON Mgmt For For
L.D. KINGSLEY Mgmt For For
02 APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Mgmt For For
FOR THE YEAR ENDING 12/31/2007.
03 AMENDMENT TO COOPER S BYE-LAWS TO INCREASE AUTHORIZED Mgmt For For
SHARES.
04 SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT Shr Against For
A CODE OF CONDUCT BASED ON INTERNATIONAL LABOR
ORGANIZATION HUMAN RIGHTS STANDARDS.
--------------------------------------------------------------------------------------------------------------------------
D.R. HORTON, INC. Agenda Number: 932615377
--------------------------------------------------------------------------------------------------------------------------
Security: 23331A109
Meeting Type: Annual
Meeting Date: 25-Jan-2007
Ticker: DHI
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DONALD R. HORTON Mgmt For For
BRADLEY S. ANDERSON Mgmt For For
MICHAEL R. BUCHANAN Mgmt For For
RICHARD I. GALLAND Mgmt For For
MICHAEL W. HEWATT Mgmt For For
DONALD J. TOMNITZ Mgmt For For
BILL W. WHEAT Mgmt For For
02 TO VOTE ON A SHAREHOLDER PROPOSAL CONCERNING Shr For Against
A MAJORITY VOTE STANDARD FOR THE ELECTION OF
DIRECTORS.
03 TO CONDUCT OTHER BUSINESS PROPERLY BROUGHT BEFORE Mgmt Against Against
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
DEAN FOODS COMPANY Agenda Number: 932691226
--------------------------------------------------------------------------------------------------------------------------
Security: 242370104
Meeting Type: Annual
Meeting Date: 18-May-2007
Ticker: DF
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ALAN J. BERNON Mgmt For For
GREGG L. ENGLES Mgmt For For
RONALD KIRK Mgmt For For
02 APPROVAL OF A NEW EQUITY INCENTIVE PLAN. Mgmt Against Against
03 PROPOSAL TO RATIFY DELOITTE & TOUCHE LLP AS Mgmt For For
INDEPENDENT AUDITOR.
04 STOCKHOLDER PROPOSAL REGARDING SEPARATION OF Shr For Against
THE CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF
THE BOARD ROLES.
--------------------------------------------------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC. Agenda Number: 932672834
--------------------------------------------------------------------------------------------------------------------------
Security: 25271C102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: DO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JAMES S. TISCH Mgmt Withheld Against
LAWRENCE R. DICKERSON Mgmt Withheld Against
ALAN R. BATKIN Mgmt For For
JOHN R. BOLTON Mgmt For For
CHARLES L. FABRIKANT Mgmt Withheld Against
PAUL G. GAFFNEY II Mgmt For For
HERBERT C. HOFMANN Mgmt Withheld Against
ARTHUR L. REBELL Mgmt Withheld Against
RAYMOND S. TROUBH Mgmt For For
02 TO APPROVE OUR AMENDED AND RESTATED INCENTIVE Mgmt For For
COMPENSATION PLAN FOR EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY
FOR FISCAL YEAR 2007.
--------------------------------------------------------------------------------------------------------------------------
E.ON AKTIENGESELLSCHAFT EON, DUESSELDORF Agenda Number: 701168874
--------------------------------------------------------------------------------------------------------------------------
Security: D24909109
Meeting Type: OGM
Meeting Date: 03-May-2007
Ticker:
ISIN: DE0007614406
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS Non-Voting No vote
MEETING IS 12 APR 2007, WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL RECORD DATE
- 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT
ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH
THE GERMAN LAW. THANK YOU.
1 Presentation of the financial statements and Non-Voting No vote
annual report for the 2006 FY with the report
of the Supervisory Board, the Group financial
statements and the Group annual report
2 Resolution on the appropriation of the distributable Mgmt For For
profit of EUR 2,209,650,851.15 as follows:
payment of a dividend of EUR 3.35 per entitled
share; ex-dividend and payable date: 04 MAY
07
3. Ratification of the acts of the Board of Managing Mgmt For For
Directors
4. Ratification of the acts of the Supervisory Mgmt For For
Board
5. Renewal of the authorization to acquire own Mgmt For For
shares; the Board of Managing Directors shall
be authorized to acquire shares of the Company
of up to 10% of its share capital, on or before
03 NOV 2008; the shares may be acquired through
the stock exchange at a price neither more
than 10% above nor more than 20% below the
market price of the shares, by way of a public
repurchase offer to all shareholders or by
means of a public offer for the exchange of
liquid shares which are admitted to trading
on an organized market at a price not differing
more than 20% from the market price of the
shares, and by using derivatives in the form
of call or put options if the exercise price
is neither more than 10% above nor more than
20% below the market price of the shares; the
Board of Managing Directors shall be authorized
to dispose of the shares in a manner other
than the stock exchange or an offer to all
shareholders if the shares are sold at a price
not materially below their market price, to
use the shares in connection with mergers and
acquisitions or for satisfying existing convertible
or option rights, to offer the shares to executives
and employees of the Company and its affiliates,
and to retire the shares
6. Appointment of the Auditors for the 2007 FY: Mgmt For For
PricewaterhouseCoopers AG, Duesseldorf
--------------------------------------------------------------------------------------------------------------------------
EDISON INTERNATIONAL Agenda Number: 932647021
--------------------------------------------------------------------------------------------------------------------------
Security: 281020107
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: EIX
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
J.E. BRYSON Mgmt For For
V.C.L. CHANG Mgmt For For
F.A. CORDOVA Mgmt For For
C.B. CURTIS Mgmt For For
B.M. FREEMAN Mgmt For For
L.G. NOGALES Mgmt For For
R.L. OLSON Mgmt For For
J.M. ROSSER Mgmt For For
R.T. SCHLOSBERG, III Mgmt For For
R.H. SMITH Mgmt For For
T.C. SUTTON Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT Mgmt For For
PUBLIC ACCOUNTING FIRM.
03 MANAGEMENT PROPOSAL TO APPROVE THE EDISON INTERNATIONAL Mgmt For For
2007 PERFORMANCE INCENTIVE PLAN.
04 SHAREHOLDER PROPOSAL REGARDING PERFORMANCE-BASED Shr Against For
STOCK OPTIONS.
--------------------------------------------------------------------------------------------------------------------------
EMBARQ CORPORATION Agenda Number: 932642475
--------------------------------------------------------------------------------------------------------------------------
Security: 29078E105
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: EQ
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER C. BROWN Mgmt For For
STEVEN A. DAVIS Mgmt For For
DANIEL R. HESSE Mgmt For For
JOHN P. MULLEN Mgmt For For
WILLIAM A. OWENS Mgmt For For
DINESH C. PALIWAL Mgmt For For
STEPHANIE M. SHERN Mgmt For For
LAURIE A. SIEGEL Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
EMERSON ELECTRIC CO. Agenda Number: 932615959
--------------------------------------------------------------------------------------------------------------------------
Security: 291011104
Meeting Type: Annual
Meeting Date: 06-Feb-2007
Ticker: EMR
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
C. FERNANDEZ G Mgmt Withheld Against
W. J. GALVIN Mgmt For For
R. L. RIDGWAY Mgmt For For
R. L. STEPHENSON Mgmt For For
02 RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
ENTERGY CORPORATION Agenda Number: 932645142
--------------------------------------------------------------------------------------------------------------------------
Security: 29364G103
Meeting Type: Annual
Meeting Date: 04-May-2007
Ticker: ETR
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: M.S. BATEMAN Mgmt For For
1B ELECTION OF DIRECTOR: W.F. BLOUNT Mgmt For For
1C ELECTION OF DIRECTOR: S.D. DEBREE Mgmt For For
1D ELECTION OF DIRECTOR: G.W. EDWARDS Mgmt For For
1E ELECTION OF DIRECTOR: A.M. HERMAN Mgmt For For
1F ELECTION OF DIRECTOR: D.C. HINTZ Mgmt For For
1G ELECTION OF DIRECTOR: J.W. LEONARD Mgmt For For
1H ELECTION OF DIRECTOR: S.L. LEVENICK Mgmt For For
1I ELECTION OF DIRECTOR: J.R. NICHOLS Mgmt For For
1J ELECTION OF DIRECTOR: W.A. PERCY, II Mgmt For For
1K ELECTION OF DIRECTOR: W.J. TAUZIN Mgmt For For
1L ELECTION OF DIRECTOR: S.V. WILKINSON Mgmt For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTANTS FOR 2007.
03 SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTION Shr Against For
POLICY.
04 SHAREHOLDER PROPOSAL RELATING TO LIMITATIONS Shr Against For
ON MANAGEMENT COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 932660562
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: EXC
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: MR. N. DEBENEDICTIS Mgmt For For
1B ELECTION OF DIRECTOR: MS. SUE L. GIN Mgmt For For
1C ELECTION OF DIRECTOR: MR. W.C. RICHARDSON PHD Mgmt For For
1D ELECTION OF DIRECTOR: MR. THOMAS J. RIDGE Mgmt For For
1E ELECTION OF DIRECTOR: MR. DON THOMPSON Mgmt For For
1F ELECTION OF DIRECTOR: MR. STEPHEN D. STEINOUR Mgmt For For
02 RATIFICATION OF INDEPENDENT ACCOUNTANT Mgmt For For
03 AMENDMENT TO ARTICLES OF INCORPORATION TO ALLOW Mgmt For For
FOR THE ANNUAL ELECTION OF ALL DIRECTORS BEGINNING
IN 2008
04 SHAREHOLDER PROPOSAL TO REQUIRE SHAREHOLDER Shr For Against
APPROVAL OF FUTURE EXECUTIVE SEVERANCE BENEFITS
--------------------------------------------------------------------------------------------------------------------------
FIDELITY NATIONAL FINANCIAL, INC. Agenda Number: 932702877
--------------------------------------------------------------------------------------------------------------------------
Security: 31620R105
Meeting Type: Annual
Meeting Date: 23-May-2007
Ticker: FNF
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CARY H. THOMPSON Mgmt Withheld Against
DANIEL D. (R0N) LANE Mgmt For For
GENERAL WILLIAM LYON Mgmt For For
RICHARD N. MASSEY Mgmt For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2007 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
FIRSTENERGY CORP. Agenda Number: 932665081
--------------------------------------------------------------------------------------------------------------------------
Security: 337932107
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: FE
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PAUL T. ADDISON Mgmt Withheld Against
ANTHONY J. ALEXANDER Mgmt Withheld Against
MICHAEL J. ANDERSON Mgmt For For
DR. CAROL A. CARTWRIGHT Mgmt Withheld Against
WILLIAM T. COTTLE Mgmt Withheld Against
ROBERT B. HEISLER, JR. Mgmt Withheld Against
ERNEST J. NOVAK, JR. Mgmt Withheld Against
CATHERINE A. REIN Mgmt Withheld Against
GEORGE M. SMART Mgmt Withheld Against
WES M. TAYLOR Mgmt Withheld Against
JESSE T. WILLIAMS, SR. Mgmt Withheld Against
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 APPROVAL OF THE FIRSTENERGY CORP. 2007 INCENTIVE Mgmt For For
PLAN
04 SHAREHOLDER PROPOSAL Shr For Against
05 SHAREHOLDER PROPOSAL Shr For Against
06 SHAREHOLDER PROPOSAL Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FORTUM CORPORATION, ESPOO Agenda Number: 701148024
--------------------------------------------------------------------------------------------------------------------------
Security: X2978Z118
Meeting Type: AGM
Meeting Date: 28-Mar-2007
Ticker:
ISIN: FI0009007132
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting No vote
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. SHOULD YOU
HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE AT ADP. THANK YOU.
MARKET RULES REQUIRE ADP TO DISCLOSE BENEFICIAL Non-Voting No vote
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR ADP CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED IN ORDER FOR ADP
TO LODGE YOUR VOTE.
1.1 Approve to adopt the accounts Mgmt For For
1.2 Approve the actions on profit or loss to pay Mgmt For For
a dividend of EUR 1.26 per share
1.3 Grant discharge from liability Mgmt For For
1.4 Approve the remuneration of the Board Members Mgmt For For
1.5 Approve the remuneration of the Auditor s Mgmt Against Against
1.6 Approve the number of the Board Members Mgmt For For
1.7 Elect the Board Mgmt For For
1.8 Elect the Auditor s Mgmt For For
1.9 Approve the remuneration of Supervisory Board Mgmt For For
1.10 Approve the number of Supervisory Board Members Mgmt For For
1.11 Elect the Supervisory Board Mgmt For For
2. Amend or delete Paragraphs 3, 4, 9, 11, 18 and Mgmt For For
19-32 of Articles of Association
3. Authorize the Board to decide to repurchase Mgmt For For
Company s own shares
4. Approve the proposal by the state of Finland Mgmt Against Against
to appoint a Nomination Committee
5. PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Shr Against For
Approve to abolish Supervisory Board
--------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda Number: 932601897
--------------------------------------------------------------------------------------------------------------------------
Security: 302571104
Meeting Type: Annual
Meeting Date: 15-Dec-2006
Ticker: FPL
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
0A DIRECTOR
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt Withheld Against
JAMES L. CAMAREN Mgmt For For
J. BRIAN FERGUSON Mgmt For For
LEWIS HAY, III Mgmt For For
RUDY E. SCHUPP Mgmt For For
MICHAEL H. THAMAN Mgmt For For
HANSEL E. TOOKES II Mgmt For For
PAUL R. TREGURTHA Mgmt For For
0B RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2006.
--------------------------------------------------------------------------------------------------------------------------
FPL GROUP, INC. Agenda Number: 932671678
--------------------------------------------------------------------------------------------------------------------------
Security: 302571104
Meeting Type: Annual
Meeting Date: 25-May-2007
Ticker: FPL
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
SHERRY S. BARRAT Mgmt For For
ROBERT M. BEALL, II Mgmt For For
J. HYATT BROWN Mgmt Withheld Against
JAMES L. CAMAREN Mgmt For For
J. BRIAN FERGUSON Mgmt For For
LEWIS HAY, III Mgmt For For
TONI JENNINGS Mgmt For For
OLIVER D. KINGSLEY, JR. Mgmt For For
RUDY E. SCHUPP Mgmt For For
MICHAEL H. THAMAN Mgmt For For
HANSEL E. TOOKES, II Mgmt For For
PAUL R. TREGURTHA Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR 2007.
03 APPROVAL OF THE 2007 NON-EMPLOYEE DIRECTORS Mgmt For For
STOCK PLAN.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 932635862
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: GE
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A DIRECTOR
JAMES I. CASH, JR. Mgmt For For
SIR WILLIAM M. CASTELL Mgmt For For
ANN M. FUDGE Mgmt For For
CLAUDIO X. GONZALEZ Mgmt Withheld Against
SUSAN HOCKFIELD Mgmt For For
JEFFREY R. IMMELT Mgmt For For
ANDREA JUNG Mgmt For For
ALAN G.(A.G.) LAFLEY Mgmt For For
ROBERT W. LANE Mgmt For For
RALPH S. LARSEN Mgmt For For
ROCHELLE B. LAZARUS Mgmt For For
SAM NUNN Mgmt For For
ROGER S. PENSKE Mgmt For For
ROBERT J. SWIERINGA Mgmt For For
DOUGLAS A. WARNER III Mgmt For For
ROBERT C. WRIGHT Mgmt For For
B RATIFICATION OF KPMG Mgmt For For
C ADOPTION OF MAJORITY VOTING FOR DIRECTORS Mgmt For For
D APPROVAL OF 2007 LONG TERM INCENTIVE PLAN Mgmt For For
E APPROVAL OF MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
01 CUMULATIVE VOTING Shr For Against
02 CURB OVER-EXTENDED DIRECTORS Shr For Against
03 ONE DIRECTOR FROM THE RANKS OF RETIREES Shr Against For
04 INDEPENDENT BOARD CHAIRMAN Shr For Against
05 ELIMINATE DIVIDEND EQUIVALENTS Shr For Against
06 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
07 GLOBAL WARMING REPORT Shr Against For
08 ETHICAL CRITERIA FOR MILITARY CONTRACTS Shr Against For
09 REPORT ON PAY DIFFERENTIAL Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GENERAL MARITIME CORPORATION Agenda Number: 932712082
--------------------------------------------------------------------------------------------------------------------------
Security: Y2692M103
Meeting Type: Annual
Meeting Date: 16-May-2007
Ticker: GMR
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PETER C. GEORGIOPOULOS Mgmt For For
WILLIAM J. CRABTREE Mgmt For For
STEPHEN A. KAPLAN Mgmt For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
HBOS PLC Agenda Number: 701172633
--------------------------------------------------------------------------------------------------------------------------
Security: G4364D106
Meeting Type: AGM
Meeting Date: 25-Apr-2007
Ticker:
ISIN: GB0030587504
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts and reports of the Directors Mgmt For For
and the Auditors for the YE 31 DEC 2006
2. Declare a final dividend of 27.9 pence per HBOS Mgmt For For
ordinary share for the YE 31 DEC 2006 and approve
to pay it on 14 MAY 2007 to holders of HBOS
ordinary shares on the register on 16 MAR 2007
in respect of each HBOS ordinary share
3. Elect Ms. Jo Dawson as a Director Mgmt For For
4. Elect Mr. Benny Higgins as a Director Mgmt For For
5. Elect Mr. Richard Cousins as a Director Mgmt For For
6. Re-elect Mr. Anthony Hobson as a Director Mgmt For For
7. Re-elect Ms. Kate Nealon as a Director Mgmt For For
8. Approve the report of the Board in relation Mgmt For For
to remuneration policy and practice for the
YE 31 DEC 2006
9. Re-appoint KPMG Audit Plc as the Auditors of Mgmt For For
the Company until the conclusion of the next
general meeting of the Company at which accounts
are laid before shareholders and authorize
the Audit Committee to determine their remuneration
10. Amend the Rules of the HBOS Plc Long Term Executive Mgmt For For
Bonus Plan the Plan , as specified and authorize
the Directors to make such modifications to
the Rules as they may consider necessary and
do all acts and things necessary to implement
the amendment as specified
11. Authorize the Company, in accordance with Section Mgmt For For
347C of the Companies Act 1985 the Act , to:
a) make donations to EU Political Organizations
not exceeding GBP 100,000 in total; and b)
incur EU Political Expenditure not exceeding
GBP 100,000 in total in each case during the
period commencing on the date of this resolution;
Authority expires the earlier of the conclusion
of the Company s AGM in 2008 or on 25 JUL 2008
12. Authorize the Directors, for the purpose of Mgmt For For
Section 80 of the Companies Act 1985 the Act ,
to allot relevant securities as defined in
the Section up to an aggregate nominal amount
of GBP 313,782,380 in respect of HBOS ordinary
shares; and GBP 2,900,834,400, GBP 3,000,000,000,
USD 4,998,500,000, AUD 1,000,000,000, and CAD
1,000,000,000 in respect of HBOS preference
shares; Authority expires the earlier of the
conclusion of the AGM of the Company in 2008
or on 25 JUL 2008 ; and the Directors may allot
relevant securities after the expiry of this
authority in pursuance of such an offer or
agreement made prior to such expiry
S.13 Authorize the Directors to allot equity securities Mgmt For For
Section 94 of the Companies Act 1985 the
Act , entirely paid for in cash: i) of an unlimited
amount in connection with a rights issue as
defined in Article 21.7 of the Company s Articles
of Association ; ii) in addition of an aggregate
nominal amount of GBP 47,067,357 free of the
restrictions in Section 89(1) of the Act and,
in connection with such power; Authority expires
the earlier of the date of the AGM of the Company
in 2008 or 25 JUL 2008 ; and the Directors
may allot equity securities after the expiry
of this authority in pursuance of such an offer
or agreement made prior to such expiry; in
working out of the maximum amount of equity
securities for the purpose of Section (II)
of this resolution, the nominal value of rights
to subscribe for shares or to convert any securities
into shares will be taken as the nominal value
of the shares which would be allotted if the
subscription or conversion takes place
S.14 Authorize the Company, for the purposes of Section Mgmt For For
166 of the Companies Act 1985 the Act , to
make market purchases Section 163 of the Act
of up to 376,115,726 ordinary shares of the
capital of the Company and, where shares are
held as treasury shares, to use them, inter
alia, for the purposes of employee share plans
operated by the Company, at a minimum price
of 25p nominal value of each share and up to
105% of the average middle market quotations
for such shares derived from the London Stock
Exchange Daily Official List, over the previous
5 business days; Authority expires the earlier
of the conclusion of the AGM of the Company
in 2008 or 25 JUL 2008 ; the Company, before
the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
--------------------------------------------------------------------------------------------------------------------------
HEALTH CARE REIT, INC. Agenda Number: 932658074
--------------------------------------------------------------------------------------------------------------------------
Security: 42217K304
Meeting Type: Annual
Meeting Date: 11-May-2007
Ticker: HCNPRD
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF AN AMENDMENT TO THE COMPANY S SECOND Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO INCREASE
THE NUMBER OF AUTHORIZED SHARES OF PREFERRED
STOCK FROM 25,000,000 TO 50,000,000.
--------------------------------------------------------------------------------------------------------------------------
HEALTH MANAGEMENT ASSOCIATES, INC. Agenda Number: 932685033
--------------------------------------------------------------------------------------------------------------------------
Security: 421933102
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: HMA
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. SCHOEN Mgmt For For
JOSEPH V. VUMBACCO Mgmt For For
KENT P. DAUTEN Mgmt For For
DONALD E. KIERNAN Mgmt For For
ROBERT A. KNOX Mgmt For For
WILLIAM E. MAYBERRY, MD Mgmt For For
VICKI A. O'MEARA Mgmt For For
WILLIAM C. STEERE, JR. Mgmt For For
R.W. WESTERFIELD, PH.D. Mgmt For For
02 TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For
AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER
31, 2007.
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 932637789
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 23-Apr-2007
Ticker: HON
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1B ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1D ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1E ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1F ELECTION OF DIRECTOR: CLIVE R. HOLLICK Mgmt For For
1G ELECTION OF DIRECTOR: JAMES J. HOWARD Mgmt For For
1H ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1I ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1J ELECTION OF DIRECTOR: ERIC K. SHINSEKI Mgmt For For
1K ELECTION OF DIRECTOR: JOHN R. STAFFORD Mgmt For For
1L ELECTION OF DIRECTOR: MICHAEL W. WRIGHT Mgmt For For
02 APPROVAL OF INDEPENDENT ACCOUNTANTS Mgmt For For
03 2007 HONEYWELL GLOBAL EMPLOYEE STOCK PLAN Mgmt For For
04 RECOUP UNEARNED MANAGEMENT BONUSES Shr Against For
05 PERFORMANCE BASED STOCK OPTIONS Shr For Against
06 SPECIAL SHAREHOLDER MEETINGS Shr For Against
07 SIX SIGMA Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HOST HOTELS & RESORTS, INC. Agenda Number: 932676894
--------------------------------------------------------------------------------------------------------------------------
Security: 44107P104
Meeting Type: Annual
Meeting Date: 17-May-2007
Ticker: HST
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT M. BAYLIS Mgmt For For
1B ELECTION OF DIRECTOR: TERENCE C. GOLDEN Mgmt Against Against
1C ELECTION OF DIRECTOR: ANN M. KOROLOGOS Mgmt For For
1D ELECTION OF DIRECTOR: RICHARD E. MARRIOTT Mgmt For For
1E ELECTION OF DIRECTOR: JUDITH A. MCHALE Mgmt For For
1F ELECTION OF DIRECTOR: JOHN B. MORSE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: CHRISTOPHER J. NASSETTA Mgmt For For
02 RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
AUDITORS.
--------------------------------------------------------------------------------------------------------------------------
HUSKY ENERGY INC Agenda Number: 701177621
--------------------------------------------------------------------------------------------------------------------------
Security: 448055103
Meeting Type: MIX
Meeting Date: 19-Apr-2007
Ticker:
ISIN: CA4480551031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Elect Mr. Victor T.K. Li as a Director Mgmt For For
1.2 Elect Mr. Canning K.N. Fok as a Director Mgmt For For
1.3 Elect Mr. R. Donald Fullerton as a Director Mgmt For For
1.4 Elect Mr. Martin J.G. Glynn as a Director Mgmt For For
1.5 Elect Mr. Brent D. Kinney as a Director Mgmt For For
1.6 Elect Mr. Holger Kluge as a Director Mgmt For For
1.7 Elect Mr. Poh Chan Koh as a Director Mgmt For For
1.8 Elect Ms. Eva L. Kwok as a Director Mgmt For For
1.9 Elect Mr. Stanley T.L. Kwok as a Director Mgmt For For
1.10 Elect Mr. John C.S. Lau as a Director Mgmt For For
1.11 Elect Mr. Wayne E. Shaw as a Director Mgmt For For
1.12 Elect Mr. William Shurniak as a Director Mgmt For For
1.13 Elect Mr. Frank J. Sixt as a Director Mgmt For For
2. Appoint KPMG LLP as the Auditors of the Corporation Mgmt For For
3. Approve the amendments to the Corporation s Mgmt Against Against
Incentive Stock Option Plan, as specified
--------------------------------------------------------------------------------------------------------------------------
HUSKY ENERGY INC Agenda Number: 701286886
--------------------------------------------------------------------------------------------------------------------------
Security: 448055103
Meeting Type: SGM
Meeting Date: 27-Jun-2007
Ticker:
ISIN: CA4480551031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve an amendment to the Corporation s Articles Mgmt For For
to divide the Corporation s issued and outstanding
common shares on a 2 for 1 basis as specified
--------------------------------------------------------------------------------------------------------------------------
IMPERIAL TOBACCO GROUP PLC Agenda Number: 701118792
--------------------------------------------------------------------------------------------------------------------------
Security: G4721W102
Meeting Type: AGM
Meeting Date: 30-Jan-2007
Ticker:
ISIN: GB0004544929
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the financial statements and the statutory Mgmt For For
reports
2. Approve the Directors remuneration report Mgmt For For
3. Declare a final dividend of 43.5 pence per ordinary Mgmt For For
share
4. Re-elect Mr. Anthony G.L. Alexander as a Director Mgmt For For
5. Elect Dr. Ken M. Burnett as a Director Mgmt For For
6. Re-elect Mr. David Cresswell as a Director Mgmt For For
7. Elect Mr. Charles F. Knott as a Director Mgmt For For
8. Re-elect Mr. Iain J.G. Napier as a Director Mgmt For For
9. Re-elect Dr. Frank A. Rogerson as a Director Mgmt For For
10. Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Auditors of the Company
11. Authorize the Board to fix the remuneration Mgmt For For
of the Auditors
12. Authorize the Company to make EU Political Organization Mgmt For For
donations up to GBP 25,000 and incur EU Political
expenditure up to GBP 25,000
13. Authorize Imperial Tobacco Limited to make EU Mgmt For For
Political Organization donations up to GBP
25,000 and incur EU Political expenditure up
to GBP 25,000
14. Authorize Imperial Tobacco International Limited Mgmt For For
to make EU Political Organization donations
up to GBP 25,000 and incur EU Political expenditure
up to GBP 25,000
15. Authorize Van Nelle Tabak Nederland B.V. to Mgmt For For
make EU Political Organization donations up
to GBP 25,000 and incur EU Political expenditure
up to GBP 25,000
16. Authorize Imperial Tobacco Polska S.A. to make Mgmt For For
EU Political Organization donations up to GBP
25,000 and incur EU Political expenditure up
to GBP 25,000
17. Authorize Reemtsma Cigarettenfabriken GmbH to Mgmt For For
make EU Political Organization donations up
to GBP 25,000 and incur EU Political expenditure
up to GBP 25,000
18. Authorize Ets L. Lacroix Fils NV/SA to make Mgmt For For
EU Political Organization donations up to GBP
25,000 and incur EU Political expenditure up
to GBP 25,000
19. Grant authority to issue equity or equity-linked Mgmt For For
securities with pre-emptive rights up to an
aggregate nominal amount of GBP 24,300,000
S.20 Grant authority, subject to the passing of Resolution Mgmt For For
19, to issue equity or equity-linked securities
without pre-emptive rights up to an aggregate
nominal amount of GBP 3,645,000
S.21 Grant authority for the market purchase of 72,900,000 Mgmt For For
ordinary shares
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS, INC. Agenda Number: 932614274
--------------------------------------------------------------------------------------------------------------------------
Security: 478366107
Meeting Type: Annual
Meeting Date: 24-Jan-2007
Ticker: JCI
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT L. BARNETT Mgmt For For
EUGENIO C. REYES-RETANA Mgmt For For
JEFFREY A. JOERRES Mgmt For For
RICHARD F. TEERLINK Mgmt For For
02 RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT Mgmt For For
AUDITORS FOR 2007.
03 APPROVAL OF THE JOHNSON CONTROLS, INC. 2007 Mgmt For For
STOCK OPTION PLAN.
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 932660120
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 15-May-2007
Ticker: JPM
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
CRANDALL C. BOWLES Mgmt For For
STEPHEN B. BURKE Mgmt For For
JAMES S. CROWN Mgmt For For
JAMES DIMON Mgmt For For
ELLEN V. FUTTER Mgmt For For
WILLIAM H. GRAY, III Mgmt For For
LABAN P. JACKSON, JR. Mgmt For For
ROBERT I. LIPP Mgmt For For
DAVID C. NOVAK Mgmt For For
LEE R. RAYMOND Mgmt For For
WILLIAM C. WELDON Mgmt For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 STOCK OPTIONS Shr Against For
04 PERFORMANCE-BASED RESTRICTED STOCK Shr For Against
05 EXECUTIVE COMPENSATION APPROVAL Shr For Against
06 SEPARATE CHAIRMAN Shr Against For
07 CUMULATIVE VOTING Shr For Against
08 MAJORITY VOTING FOR DIRECTORS Shr Against For
09 POLITICAL CONTRIBUTIONS REPORT Shr Against For
10 SLAVERY APOLOGY REPORT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KBC GROUPE SA, BRUXELLES Agenda Number: 701188143
--------------------------------------------------------------------------------------------------------------------------
Security: B5337G162
Meeting Type: MIX
Meeting Date: 26-Apr-2007
Ticker:
ISIN: BE0003565737
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting Non-Votable
OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED
IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE
YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting Non-Votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF
AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED.
A.1 Review the Company and the consolidated annual Non-Voting Non-Votable
report of the Board of Directors of KBC Group
N.V. for the FY 2006
A.2 Review the Company and the consolidated control Non-Voting Non-Votable
report of the Supervisory Board on the Company
and consolidated annual report of KBC Group
N.V. for the FY 2006
A.3 Review the consolidated annual account of KBC Non-Voting Non-Votable
Group N.V. for the FY 2006
A.4 Approve the Company annual account of KBC Group Mgmt Take No Action
N.V. for the year 2006
A.5 Approve the appropriation of profit of KBC Group Mgmt Take No Action
N.V. for the FY 2006
A.6 Grant discharge to the Directors of KBC Group Mgmt Take No Action
N.V. for the performance in 2006
A.7 Grant discharge to the former Supervisory Board Mgmt Take No Action
of Gevaert N.V. for the performance of their
mandate for the period from 01 JAN 2006 through
27 APR 2006
A.8 Grant discharge to the Supervisory Board of Mgmt Take No Action
KBC Group N.V. for the performance of his mandate
for the year 2006
A.9 Grant discharge to the Director of Gevaert N.V. Mgmt Take No Action
for the performance of his mandate from the
period of 01 JAN until 27 APR 2006
A.10 Authorize the Board of Directors of KBC Group Mgmt Take No Action
N.V. and the Boards of Directors of its direct
subsidiaries, with the possibility of further
delegation, to acquire and take in pledge KBC
Group N.V. shares over a period of 18 months;
this authorization to buy back own shares replaces
that granted by the general meeting of 27 APR
2006
A11.a Appoint Mr. A. Bergen as a Director for a period Mgmt Take No Action
of 4 years
A11.b Appoint Mr. F. Donck as a Director for a period Mgmt Take No Action
of 4 years
A11.c Appoint Mr. H. Langohr as a Director for a period Mgmt Take No Action
of 4 years
A11.d Approve permanent appointment Mr. F. Depick Mgmt Take No Action
Ere for a period of 4 years
A11.e Approve permanent appointment of Mr. C. Defrancq Mgmt Take No Action
for a period of 4 years
A11.f Re-appoint Ernst and Young represented by Mr. Mgmt Take No Action
Jean-Pierre Romont and/or Mrs. Danielle Vermaelen
for a period of 3 years
A.12 Questions Non-Voting Non-Votable
e.1 Review of the Management report regarding the Non-Voting Non-votable
permitted capital
e.2 Approve to cancel, without reducing capital, Mgmt Take No Action
8,229,723 purchased KBC Group shares and consequently
to amend Article 5 of the Articles of Association
E.3 Amend Article 5 of the Articles of Association Mgmt Take No Action
with regards to dematerialization of shares
E.4 Authorize the Management Board to increase the Mgmt Take No Action
capital amount to EUR 200,000,000
E.5 Authorize the Management Board to increase the Mgmt Take No Action
capital amount as specified in Articles 7A/7B
of the Articles of Association for a period
of 3 years starting from 26 APR 2007
E.6 Amend Article 7 of the Articles of Association Mgmt Take No Action
E.7 Amend Article 10bis of the Articles of Association Mgmt Take No Action
E.8 Authorize the Management Board to purchase Company Mgmt Take No Action
s own share for a period of 3 years
E.9 Amend Articles 11bis of the Articles of Association Mgmt Take No Action
E.10 Amend Article 13 of the Articles of Association Mgmt Take No Action
E.11 Amend Article 21 of the Articles of Association Mgmt Take No Action
E.12 Amend Article 24 of the Articles of Association Mgmt Take No Action
E.13 Amend Article 42 of the Articles of Association Mgmt Take No Action
E.14 Grant authority for the implementation of the Mgmt Take No Action
decisions taken, the coordination of the Articles
of Association and the completion of the formalities
relating to the crossroads bank for enterprises
and the tax authorities
--------------------------------------------------------------------------------------------------------------------------
KEYSPAN CORPORATION Agenda Number: 932565320
--------------------------------------------------------------------------------------------------------------------------
Security: 49337W100
Meeting Type: Annual
Meeting Date: 17-Aug-2006
Ticker: KSE
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF FEBRUARY 25, 2006, BETWEEN
NATIONAL GRID PLC, NATIONAL GRID US8, INC.
AND KEYSPAN CORPORATION, AS IT MAY BE AMENDED.
02 DIRECTOR
ROBERT B. CATELL Mgmt For For
ANDREA S. CHRISTENSEN Mgmt For For
ROBERT J. FANI Mgmt For For
ALAN H. FISHMAN Mgmt For For
JAMES R. JONES Mgmt For For
JAMES L. LAROCCA Mgmt For For
GLORIA C. LARSON Mgmt For For
STEPHEN W. MCKESSY Mgmt For For
EDWARD D. MILLER Mgmt For For
VIKKI L. PRYOR Mgmt For For
03 RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT Mgmt For For
REGISTERED ACCOUNTANTS.
04 SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shr For Against
VOTE.
--------------------------------------------------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION Agenda Number: 932640091
--------------------------------------------------------------------------------------------------------------------------
Security: 494368103
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: KMB
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: JAMES M. JENNESS Mgmt For For
1B ELECTION OF DIRECTOR: LINDA JOHNSON RICE Mgmt For For
1C ELECTION OF DIRECTOR: MARC J. SHAPIRO Mgmt For For
02 APPROVAL OF AUDITORS Mgmt For For
03 APPROVAL OF AMENDED AND RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO ELIMINATE THE CLASSIFIED
BOARD OF DIRECTORS AND TO MAKE CERTAIN TECHNICAL
CHANGES
04 STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY Shr For Against
VOTING
05 STOCKHOLDER PROPOSAL REGARDING ADOPTION OF GLOBAL Shr Against For
HUMAN RIGHTS STANDARDS BASED ON INTERNATIONAL
LABOR CONVENTIONS
06 STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE FEASIBILITY OF PHASING OUT USE OF NON-FSC
CERTIFIED FIBER
--------------------------------------------------------------------------------------------------------------------------
LIMITED BRANDS, INC. Agenda Number: 932682532
--------------------------------------------------------------------------------------------------------------------------
Security: 532716107
Meeting Type: Annual
Meeting Date: 21-May-2007
Ticker: LTD
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DENNIS S. HERSCH Mgmt For For
DAVID T. KOLLAT Mgmt For For
WILLIAM R. LOOMIS, JR. Mgmt For For
LESLIE H. WEXNER Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS
03 APPROVAL OF THE COMPANY S 2007 CASH INCENTIVE Mgmt For For
COMPENSATION PERFORMANCE PLAN
04 DECLASSIFICATION OF THE BOARD Shr For Against
--------------------------------------------------------------------------------------------------------------------------
LINCOLN NATIONAL CORPORATION Agenda Number: 932666615
--------------------------------------------------------------------------------------------------------------------------
Security: 534187109
Meeting Type: Annual
Meeting Date: 10-May-2007
Ticker: LNC
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM J. AVERY Mgmt For For
WILLIAM H. CUNNINGHAM Mgmt For For
WILLIAM P. PAYNE Mgmt For For
PATRICK S. PITTARD Mgmt For For
JILL S. RUCKELSHAUS Mgmt For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
03 TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt For For
LINCOLN NATIONAL CORPORATION AMENDED AND RESTATED
INCENTIVE COMPENSATION PLAN.
04 TO APPROVE THE LINCOLN NATIONAL CORPORATION Mgmt For For
STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
MARATHON OIL CORPORATION Agenda Number: 932645003
--------------------------------------------------------------------------------------------------------------------------
Security: 565849106
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: MRO
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES Mgmt For For
F. BOLDEN, JR.
1B ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: CHARLES Mgmt For For
R. LEE
1C ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: DENNIS Mgmt For For
H. REILLEY
1D ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: JOHN Mgmt For For
W. SNOW
1E ELECTION OF DIRECTOR FOR A ONE-YEAR TERM: THOMAS Mgmt For For
J. USHER
02 RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
INDEPENDENT AUDITOR FOR 2007.
03 APPROVAL OF 2007 INCENTIVE COMPENSATION PLAN. Mgmt For For
04 BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION AND BY-LAWS TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISION.
05 BOARD PROPOSAL TO AMEND THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK.
--------------------------------------------------------------------------------------------------------------------------
NATIONAL GRID PLC Agenda Number: 701025353
--------------------------------------------------------------------------------------------------------------------------
Security: G6375K151
Meeting Type: AGM
Meeting Date: 31-Jul-2006
Ticker:
ISIN: GB00B08SNH34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts for the YE 31 MAR 2006, Mgmt For For
the Directors report , the Directors remuneration
report and the Auditors report on the accounts
2. Declare a final dividend of 15.9 pence per ordinary Mgmt For For
share USD 1.5115 per American Depository Share
for the YE 31 MAR 2006
3. Re-elect Sir. John Parker as a Director Mgmt For For
4. Re-elect Mr. Steve Lucas as a Director Mgmt For For
5. Re-elect Mr. Nick Winser as a Director Mgmt For For
6. Re-elect Mr. Ken Harvey as a Director Mgmt For For
7. Re-elect Mr. Stephen Pettit as a Director Mgmt For For
8. Re-elect Mr. George Rose as a Director Mgmt For For
9. Re-elect Mr. Steve Holliday as a Director Mgmt For For
10.A Re-appoint PricewaterhouseCoopers LLP as the Mgmt For For
Company s Auditors, until the conclusion of
the next general meeting at which accounts
are laid before the Company
10.B Authorize the Directors to set the Auditors Mgmt For For
remuneration
11. Approve the Directors remuneration report for Mgmt For For
the YE 31 MAR 2006
12. Authorize the Directors, pursuant to Section Mgmt For For
80 of the Companies Act 1985 the Act , to
allot relevant securities Section 80(2) of
the Act up to an aggregate nominal value of
GBP 103,241,860; Authority expires on 30 JUL
2011 ; and the Directors may allot relevant
securities after the expiry of this authority
in pursuance of such an offer or agreement
made prior to such expiry
S.13. Authorize the Directors, pursuant to Section Mgmt For For
95 of the Act, to allot equity securities
Section 94(2) and 94(5) of the Act which shall
include a sale of treasury shares is granted
pursuant to Resolution 12, wholly for cash,
disapplying the statutory pre-emption rights
Section 89(1) of the Act , provided that this
power is limited to the allotment of equity
securities: a) in connection with a rights
issue in favor of ordinary shareholders; and
b) up to an aggregate nominal amount of GBP
15,497,674; Authority expires on 30 JUL 2011
; and Directors may allot equity securities
after the expiry of this authority in pursuance
of such an offer or agreement made prior to
such expiry
S.14 Authorize the Company, for the purpose of Section Mgmt For For
166 of the Act, to make 1 or more market purchases
Section 163(3) of the Act of up to 272,000,000
ordinary shares, of 11 17/43p each in the capital
of the Company, at a minimum price is 11 17/43p
and the maximum price is not more than 105%
above the average middle market value for such
shares derived from the London Stock Exchange
Daily Official List, over the previous 5 business
days or this stipulated by Article 5(1) of
the buy-back and Stabilization Regulation;
Authority expires the earlier of the close
of the next AGM or 15 months ; and the Company,
before the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
S.15 Authorize the Company, for the purpose of Section Mgmt For For
166 of the Act, to make 1 or more market purchases
Section 163(3) of the Act of its B shares
up to 8,500,000 ordinary shares, of 10 pence
each in the capital of the Company, at a minimum
price is 10 pence and the maximum price may
be paid for each B share is 65 pence free
of all dealing expenses and commissions ;
Authority expires the earlier of the close
of the next AGM or 15 months ; and the Company,
before the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
S.16 Approve the terms of the proposed contract between: Mgmt For For
1) Deutsche Bank; and 2) the Company under
which Deutsche Bank will be entitled to require
the Company to purchase B shares from them
and authorize for the purposes of Section 165
of the Act and otherwise but so that such approval
and authority shall expire 18 months from the
date if passing of this resolution
S.17 Amend the Articles of Association of the Company Mgmt For For
as specified
--------------------------------------------------------------------------------------------------------------------------
NESTE OIL Agenda Number: 701148947
--------------------------------------------------------------------------------------------------------------------------
Security: X5688A109
Meeting Type: AGM
Meeting Date: 21-Mar-2007
Ticker:
ISIN: FI0009013296
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting Non-Votable
ID 360810 DUE TO ADDITION OF RESOLUTIONS. ALL
VOTES RECEIVED ON THE PREVIOUS MEETING WILL
BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU.
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting Non-Votable
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. SHOULD YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
AT ADP. THANK YOU
MARKET RULES REQUIRE ADP TO DISCLOSE BENEFICIAL Non-Voting Non-Votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS.
IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR ADP CLIENT SERVICE REPRESENTATIVE.
THIS INFORMATION IS REQUIRED IN ORDER FOR
ADP TO LODGE YOUR VOTE
1.1 Receive the financial statements and statutory Non-Voting Non-Votable
reports
1.2 Receive the Auditor s report Non-Voting Non-Votable
1.3 Receive the Supervisory Board s statement on Non-Voting Non-Votable
financial statements and the Auditor s report
1.4 Approve the financial statements and the statutory Mgmt For For
reports
1.5 Approve the allocation of income and dividends Mgmt For For
of EUR 0.90 per share
1.6 Grant discharge to the Supervisory Board, Board Mgmt For For
of Directors and the President
1.7 Approve the remuneration of the Supervisory Mgmt Against Against
Board, Board of Directors and the Auditors
1.8 Approve to fix the number of Supervisory Board Mgmt For For
Members
1.9 Approve to fix the number of Members of the Mgmt For For
Board Directors
1.10 Elect the Supervisory Board Members Mgmt For For
1.11 Elect the Members of the Board of Directors Mgmt For For
1.12 Elect Ernst Young Oy as the Auditor Mgmt For For
2. Amend Articles of Association to comply with Mgmt For For
New Finnish Companies Act
3. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve the Finnish state covering establishment
of AGM s Nomination Committee
4. PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Shr Against For
Approve to abolish the Supervisory Board
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORPORATION Agenda Number: 932641497
--------------------------------------------------------------------------------------------------------------------------
Security: 654902204
Meeting Type: Annual
Meeting Date: 03-May-2007
Ticker: NOK
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVAL OF THE INCOME STATEMENTS AND BALANCE Mgmt For For
SHEETS.
02 APPROVAL OF A DIVIDEND OF EUR 0.43 PER SHARE. Mgmt For For
03 APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT
FROM LIABILITY.
04 APPROVAL OF THE AMENDMENT OF THE ARTICLES OF Mgmt For For
ASSOCIATION.
05 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Mgmt For For
MEMBERS OF THE BOARD.
06 APPROVAL OF THE COMPOSITION OF THE BOARD OF Mgmt For For
DIRECTORS.
07 DIRECTOR
GEORG EHRNROOTH Mgmt For For
LALITA D. GUPTE Mgmt For For
DANIEL R. HESSE Mgmt For For
DR. BENGT HOLMSTROM Mgmt For For
DR. HENNING KAGERMANN Mgmt For For
OLLI-PEKKA KALLASVUO Mgmt For For
PER KARLSSON Mgmt For For
JORMA OLLILA Mgmt For For
DAME MARJORIE SCARDINO Mgmt For For
KEIJO SUILA Mgmt For For
VESA VAINIO Mgmt For For
08 APPROVAL OF THE REMUNERATION TO BE PAID TO THE Mgmt For For
AUDITOR.
09 APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
OY AS THE AUDITORS FOR FISCAL YEAR 2007.
10 APPROVAL OF THE GRANT OF STOCK OPTIONS TO SELECTED Mgmt For For
PERSONNEL.
11 APPROVAL OF THE REDUCTION OF THE SHARE ISSUE Mgmt For For
PREMIUM.
12 APPROVAL OF THE PROPOSAL OF THE BOARD ON THE Mgmt For For
RECORDING OF THE SUBSCRIPTION PRICE FOR SHARES
ISSUED BASED ON STOCK OPTIONS
13 APPROVAL OF THE AUTHORIZATION TO THE BOARD ON Mgmt For For
THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING
TO SHARES.
14 AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA Mgmt For For
SHARES.
15 MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA Mgmt Abstain
S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION
ON YOUR BEHALF ONLY UPON ITEM 15 *NOTE* VOTING
OPTIONS FOR PROPS 5-6, 8-9 ARE FOR OR ABSTAIN
--------------------------------------------------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION Agenda Number: 932661413
--------------------------------------------------------------------------------------------------------------------------
Security: 704549104
Meeting Type: Annual
Meeting Date: 01-May-2007
Ticker: BTU
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILLIAM A. COLEY Mgmt Withheld Against
IRL F. ENGELHARDT Mgmt Withheld Against
WILLIAM C. RUSNACK Mgmt Withheld Against
JOHN F. TURNER Mgmt Withheld Against
ALAN H. WASHKOWITZ Mgmt Withheld Against
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
03 SHAREHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION Shr For Against
--------------------------------------------------------------------------------------------------------------------------
PHELPS DODGE CORPORATION Agenda Number: 932632537
--------------------------------------------------------------------------------------------------------------------------
Security: 717265102
Meeting Type: Special
Meeting Date: 14-Mar-2007
Ticker: PD
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 APPROVE AND ADOPT THE AGREEMENT AND PLAN OF Mgmt For For
MERGER, DATED AS OF NOVEMBER 18, 2006, AMONG
FREEPORT-MCMORAN COPPER AND GOLD INC., PHELPS
DODGE CORPORATION AND PANTHER ACQUISITION CORPORATION,
AS AMENDED.
02 APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, Mgmt For For
IF NECESSARY, TO PERMIT SOLICITATION OF ADDITIONAL
PROXIES IN FAVOR OF PROPOSAL 1.
--------------------------------------------------------------------------------------------------------------------------
R.R. DONNELLEY & SONS COMPANY Agenda Number: 932691478
--------------------------------------------------------------------------------------------------------------------------
Security: 257867101
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: RRD
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: THOMAS J. QUINLAN III Mgmt For For
1B ELECTION OF DIRECTOR: OLIVER R. SOCKWELL Mgmt For For
1C ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
02 RATIFICATION OF THE COMPANY S AUDITORS. Mgmt For For
03 APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION ELIMINATING THE CLASSIFIED
STRUCTURE OF THE BOARD OF DIRECTORS.
04 APPROVAL OF AMENDMENTS TO THE RESTATED CERTIFICATE Mgmt For For
OF INCORPORATION ELIMINATING THE SUPERMAJORITY
VOTE REQUIREMENT FOR MERGERS, CONSOLIDATIONS
OR ASSET SALES.
05 STOCKHOLDER PROPOSAL TO ADOPT UN GLOBAL COMPACT. Shr Against For
06 STOCKHOLDER PROPOSAL TO ELIMINATE THE CLASSIFIED Shr Against For
STRUCTURE OF THE BOARD OF DIRECTORS.
--------------------------------------------------------------------------------------------------------------------------
REGAL ENTERTAINMENT GROUP Agenda Number: 932683976
--------------------------------------------------------------------------------------------------------------------------
Security: 758766109
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: RGC
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
THOMAS D. BELL, JR. Mgmt For For
DAVID H. KEYTE Mgmt For For
LEE M. THOMAS Mgmt For For
02 RATIFICATION OF THE AUDIT COMMITTEE S SELECTION Mgmt For For
OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 27, 2007.
--------------------------------------------------------------------------------------------------------------------------
ROYAL BANK OF SCOTLAND GROUP PLC Agenda Number: 701175994
--------------------------------------------------------------------------------------------------------------------------
Security: G76891111
Meeting Type: AGM
Meeting Date: 25-Apr-2007
Ticker:
ISIN: GB0007547838
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Receive the accounts for the FYE 31 DEC 2006 Mgmt For For
and the reports of the Directors and the Auditors
thereon
2. Approve the remuneration report contained within Mgmt For For
the report and accounts for the FYE 31 DEC
2006
3. Declare a final dividend on the ordinary shares Mgmt For For
4. Re-elect Mr. L.K. Fish as a Director Mgmt For For
5. Re-elect Sir. Fred Goodwin as a Director Mgmt For For
6. Re-elect Mr. A.S. Hunter as a Director Mgmt For For
7. Re-elect Mr. C.J. Koch as a Director Mgmt For For
8. Re-elect Mr. J.P. MacHale as a Director Mgmt For For
9. Re-elect Mr. G.F. Pell as a Director Mgmt For For
10. Re-appoint Deloitte and Touche LLP as the Auditors Mgmt For For
11. Authorize the Audit Committee to fix the remuneration Mgmt For For
of the Auditors
12. Grant authority a bonus issue Mgmt For For
13. Approve to renew the Directors authority to Mgmt For For
allot ordinary shares
S.14 Approve to renew the Directors authority to Mgmt For For
allot shares on non-pre-emptive basis
S.15 Approve to allow the purchase of its own shares Mgmt For For
by the Company
16. Approve the 2007 Executive Share Option Plan Mgmt For For
17. Approve the 2007 Sharesave Plan Mgmt For For
18. Approve to use the Company s website as a means Mgmt For For
of communication in terms of the Companies
Act 2006
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH PWR PLC Agenda Number: 701026684
--------------------------------------------------------------------------------------------------------------------------
Security: G7932E126
Meeting Type: AGM
Meeting Date: 26-Jul-2006
Ticker:
ISIN: GB00B125RK88
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the financial statements and the Statutory Mgmt For For
reports
2. Approve the remuneration report Mgmt For For
3. Elect Mr. Philip Bowman as Director Mgmt For For
4. Re-elect Mr. Charles Smith as a Director Mgmt For For
5. Re-elect Mr. Nick Rose as a Director Mgmt For For
6. Re-appoint Deloitte Touche LLP as the Auditors Mgmt For For
of the Company
7. Authorize the Board to fix the remuneration Mgmt For For
of the Auditors
8. Approve the Long Term Incentive Plan 2006 Mgmt For For
9. Approve EU Political Organizations Donations Mgmt For For
up to GBP 80,000 and to incur EU Political
expenditure up to GBP 20,000
10. Grant authority to issue equity or equity-linked Mgmt For For
Securities with pre-emptive rights up to aggregate
nominal amount of GBP 208,039,563
S.11 Grant authority to issue equity or equity-linked Mgmt For For
Securities without pre-emptive rights up to
aggregate nominal amount of GBP 31,205,934
S.12 Grant authority to 148,599,688 Ordinary Shares Mgmt For For
for market purchase
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH PWR PLC Agenda Number: 701153001
--------------------------------------------------------------------------------------------------------------------------
Security: G7932E126
Meeting Type: EGM
Meeting Date: 30-Mar-2007
Ticker:
ISIN: GB00B125RK88
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
S.1 Approve the Scheme of Arrangement dated 26 FEB Mgmt For For
2007 the Scheme , between the Company and
the Scheme Shareholders as specified in the
Scheme , for the purposes of identification
signed by the Chairman of the meeting in its
original form or with or subject to any modification,
addition or condition approved or imposed by
the Court and authorize the Directors of the
Company to take all such action as they may
consider necessary or appropriate for carrying
the Scheme into effect; for the purpose of
giving effect to the Scheme, subject to the
Scheme being sanctioned by the Court: at the
Reorganization Record Time as specified in
the Scheme each of the Scheme Shares as specified
in the Scheme be subdivided and reclassified
as specified; with effect from the subdivision
and reclassification referred to in this resolution
above, the Article 5 of the Scottish Power
Articles as specified in the Scheme shall
be replaced with the new Article 5 as specified;
with effect from the Effective Date (as defined
in the Scheme), the capital of the Company
be reduced by canceling and extinguishing all
the Al Shares; subject to and forth with upon
the capital reduction of the Al Shares referred
to in this resolution taking effect and notwithstanding
any other provision in the Scottish Power Articles:
the authorized share capital of the Company
be increased to its former amount by the creation
of such number of New Scottish Power Shares
as specified in the Scheme as shall be equal
to the aggregate number of Al Shares cancelled
pursuant to this resolution above; the reserve
arising in the books of the Company as a result
of the capital reduction of the Al Shares be
capitalized and applied by the Company in paying
up in full at par the New Scottish Power Shares
created pursuant to this resolution above,
which shall be allotted and issued free from
all liens, charges, encumbrances, rights of
pre-emption and any other third policy rights
of any nature whatsoever credited as fully
paid to Iberdrola, S.A. Iberdrola and/or
its nominee in accordance with the terms of
the Scheme; and authorize the Directors of
the Company for the purposes of and in accordance
with the Section 80 of the Companies Act 1985
to give effect to this resolution and accordingly
to allot the New Scottish Power Shares referred
to in this resolution above, provided that
the maximum aggregate nominal amount of shares
which may be allotted hereunder and under this
resolution below is GBP 1,500,000,000.84, Authority
expires on 26 FEB 2010 and this authority
shall be in addition and without prejudice
to any other authority under the said Section
80 previously granted and in force on the date
on which this resolution is passed; forthwith
and contingently upon the increase in authorized
share capital referred to in this resolution,
the Scottish Power Articles as amended in
the form referred to in this resolution above
shall be further amended by the deletion of
new the Article 5 referred to this resolution
above and its replacement with the Article
5 as specified; forthwith and contingently
upon the capital reduction of the Al Shares
referred to in this resolution and the issue
of new Scottish Power Shares to Iberdrola and/or
its nominee pursuant to this resolution, the
issued ordinary share capital of the Company
shall be reduced by canceling and extinguishing
all the A2 Shares; forthwith and contingently
upon the capital reduction of the A2 Shares
referred to in this resolution taking effect
and notwithstanding any other provision in
the Scottish Power Articles: the authorized
share capital of the Company shall be increased
to its former amount by the creation of such
number of New Scottish Power Shares as shall
be equal to the aggregate number of A2 Shares
cancelled pursuant to this resolution; the
reserve arising in the books of account of
the Company as a result of the capital reduction
of the A2 Shares shall be capitalized and applied
by the Company in paying up in full at par
the New Scottish Power Shares created pursuant
this resolution which shall be allotted and
issued free from all liens, charges, encumbrances,
rights of pre-emption and any other third party
rights of any nature whatsoever credited as
fully paid to Iberdrola and /or its nominee
in accordance with the terms of the Scheme;
and authorize the Directors of the Company
for the purposes of and in accordance with
Section 80 of the Companies Act 1985 to give
effect to this resolution and accordingly to
allot the New Scottish Power Shares referred
to this resolution above, provided that the
maximum aggregate nominal amount of shares
which may be allotted hereunder and under this
resolution is GBP1,500,000,000.84, Authority
expires on 26 FEB 2010 and this authority
shal1 be in addition and without prejudice
to any other authority under the said Section
80 previously granted and in force on the date
on which this resolution is passed; forthwith
and contingently upon the increase in authorized
share capital referred to in this resolution,
the Scottish Power Articles as amended in
the form referred to this resolution above
shall be further amended by the deletion of
new Article 5 referred to this resolution above
and its replacement with the new Article as
specified; CONTD..
CONTD.. forthwith and contingently upon the Non-Voting Non-Votable
capital reduction of the A1 and A2 Shares referred
to in this resolution and the issue of New
Scottish Power shares to Iberdrola and/or its
nominee pursuant to this resolution, the issued
ordinary share capital of the Company shall
be reduced by canceling and extinguishing all
the A3 shares; forthwith and contingently upon
the capital reduction of the A3 shares referred
to in this resolution taking effect and notwithstanding
any other provision in the Scottish Power Articles:
the authorized share capital of the Company
shall be increased to its former amount by
the creation of such number of New Scottish
Power Shares as shall be equal to the aggregate
number of A3 Shares cancelled pursuant to this
resolution; the reserve arising in the books
of account of the Company as a result of the
capital reduction of the A3 Shares shall be
capitalized and applied by the Company in paying
up in full at par the New Scottish Power Shares
created pursuant this resolution which shall
be allotted and issued free from all liens,
charges, encumbrances, rights of pre-emption
and any other third party rights of any nature
whatsoever credited as fully paid to Iberdrola
and /or its nominee in accordance with the
terms of the Scheme; and authorize the Directors
of the Company for the purposes of and in accordance
with Section 80 of the Companies Act 1985 to
give effect to this resolution and accordingly
to allot the New Scottish Power Shares referred
to this resolution above, provided that the
maximum aggregate nominal amount of shares
which may be allotted hereunder and under this
resolution is GBP1,500,000,000.84, Authority
expires on 26 FEB 2010 and this authority
shal1 be in addition and without prejudice
to any other authority under the said Section
80 previously granted and in force on the date
on which this resolution is passed; forthwith
and contingently upon the increase in authorized
share capital referred to in this resolution,
the Scottish Power Articles as amended in
the form referred to this resolution above
shall be further amended by the deletion of
new Article 5 referred to this resolution above
and its replacement with the new Article as
specified
--------------------------------------------------------------------------------------------------------------------------
SCOTTISH PWR PLC Agenda Number: 701158188
--------------------------------------------------------------------------------------------------------------------------
Security: G7932E126
Meeting Type: CRT
Meeting Date: 30-Mar-2007
Ticker:
ISIN: GB00B125RK88
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the Scheme of Arrangement dated 26 FEB Mgmt For For
2007 the Scheme , between the Company and
the Scheme Shareholders as defined in the Scheme ,
as specified, authorize the Directors of the
Company to take all such actions as they consider
necessary or appropriate for carrying the Scheme
into effect
--------------------------------------------------------------------------------------------------------------------------
SEMPRA ENERGY Agenda Number: 932641017
--------------------------------------------------------------------------------------------------------------------------
Security: 816851109
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: SRE
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
WILFORD D. GODBOLD, JR. Mgmt For For
RICHARD G. NEWMAN Mgmt For For
NEAL E. SCHMALE Mgmt For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM
03 ADOPT SIMPLE MAJORITY VOTE PROPOSAL Shr For Against
04 DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL Shr Against For
05 SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN POLICY Shr For Against
PROPOSAL
--------------------------------------------------------------------------------------------------------------------------
SEVERN TRENT PLC Agenda Number: 701027597
--------------------------------------------------------------------------------------------------------------------------
Security: G8056D142
Meeting Type: AGM
Meeting Date: 25-Jul-2006
Ticker:
ISIN: GB0000546324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the report of the Directors and the Mgmt For For
audited accounts for the YE 31 MAR 2006
2. Approve the Directors remuneration report for Mgmt For For
the YE 31 MAR 2006
3. Declare a final dividend in respect of the YE Mgmt For For
31 MAR 2006 of 31.97 pence for each ordinary
share of 65 5/19 pence
4. Re-appoint Mr. Bernard Bulkin as a Director Mgmt For For
5. Re-appoint Mr. Richard Davey as a Director Mgmt For For
6. Re-appoint Mr. Martin Houston as a Director Mgmt For For
7. Re-appoint Mr. Colin Matthews as a Director Mgmt For For
8. Re-appoint Mr. Michael McKeon as a Director Mgmt For For
9. Re-appoint Mr. John Smith as a Director Mgmt For For
10. Re-appoint Deloitte & Touche LLP as the Auditors Mgmt For For
of the Company until the conclusion of the
next general meeting at which accounts are
laid before the Company and that their remuneration
be determined by the Directors
11. Authorize the Directors, to allot relevant securities Mgmt For For
Section 80(2) of the Companies Act 1985 up
to an aggregate nominal amount of GBP 75,184,416
equivalent to 115,201,928 ordinary shares,
representing 33% of the total issued share
capital as at 02 JUN 2006 ; Authority expires
at the earlier of the conclusion of the AGM
of the Company in 2007 or on 24 OCT 2007
S.12 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 11 of the AGM dated 22 JUN 2006,
to disapply the pre-emption provisions of Section
89 of the Companies Act 1985 and to allot equity
securities Section 94 of that Act for cash
pursuant to Resolution 11 or by the way of
a sale of treasury shares, disapplying the
statutory pre-emption rights Section 89 of
the Act , up to a maximum amount of GBP 11,391,577
other than in connection with a rights issue
; Authority expires the earlier of the next
AGM in 2007 or 24 OCT 2007
S.13 Authorize the Company to make market purchases Mgmt For For
Section 163(3) of the Companies Act 1985
as amended of up to 34,909,675 ordinary shares
of 65 5/19 pence each in the capital of the
Company, at a minimum price of 65 5/19 pence
for each ordinary share and not more than 5%
above the average of the middle market price
of the ordinary shares derived from the London
Stock Exchange Daily Official List, over the
previous 5 business days; Authority expires
the earlier of the conclusion of the AGM of
the Company in 2007 or 24 OCT 2007 ; the Company,
before the expiry, may make a contract to purchase
ordinary shares which will or may be executed
wholly or partly after such expiry
14. Authorize the Company, for the purposes of Part Mgmt For For
XA of the Companies Act 1985 as amended ,
to make donations to EU political organizations
and to incur EU political expenditure as such
terms are defined in Section 347A of that Act
not exceeding GBP 50,000; Authority expires
at the conclusion of the AGM of the Company
in 2009 ; and the Company may enter into a
contract or undertaking under this authority
prior to its expiry, which contract or undertaking
may be performed wholly or partly after such
expiry and may make donations to EU political
organizations and incur EU political expenditure
in pursuance of such contracts or undertaking
15. Authorize the Company s subsidiary, Severn Trent Mgmt For For
Water Limited, for the purposes of Part XA
of the Companies Act 1985, to make donations
to EU political organization and to incur EU
political expenditure as such terms are defined
in Section 347A of that Act not exceeding
up GBP 50,000; Authority expires at the conclusion
of the AGM of the Company in 2009 ; and the
Severn Trent Water Limited may enter into a
contract or undertaking under this authority
prior to its expiry, which contract or undertaking
may be performed wholly or partly after such
expiry and may make donations to EU political
organizations and incur EU political expenditure
in pursuance of such contract or undertaking
16. Authorize the Company s subsidiary, Biffa Waste Mgmt For For
Services Limited, for the purposes of Part
XA of the Companies Act 1985, to make donations
to EU political organizations and to incur
EU political expenditure Section 347A of that
Act not exceeding GBP 25,000; Authority expires
at the conclusion of the AGM of the Company
in 2009 ; and the Biffa Waste Services Limited
may enter into a contract or undertaking under
this authority prior to its expiry, which contract
or undertaking may be performed wholly or partly
after such expiry and may make donations to
EU political organizations and incur EU political
expenditure in pursuance of such contract or
undertaking
--------------------------------------------------------------------------------------------------------------------------
SEVERN TRENT PLC Agenda Number: 701065030
--------------------------------------------------------------------------------------------------------------------------
Security: G8056D142
Meeting Type: EGM
Meeting Date: 06-Oct-2006
Ticker:
ISIN: GB0000546324
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve, upon the recommendation of the Directors Mgmt For For
of Company Directors and subject to and condition
upon the admission of the ordinary shares of
10 pence each in the capital of Biffa Plc
Biffa Ordinary shares to the official list
of the financial services authority and to
trading on the London Stock Exchange Plc s
main market for listed securities becoming
effective Biffa Admission , authorize the
Directors to pay a dividend in specie of GBP
711,326,000, being the aggregate book value
of the Company s interest in Biffa Plc, such
dividend to be satisfied by the transfer of
the Biffa Ordinary Shares credited as fully
paid to shareholders on the register of members
of the Company at 6:00 p.m. 06 OCT 2006 or
such other time and date as the (or any duly
authorized committee of them) may determine
Record Time in the proportion of one Biffa
Ordinary Share for each ordinary share of 655/19
pence in the capital of the Company Existing
Severn Trent Ordinary Share held at that time;
and authorize the Directors to do or procure
to be done all such acts and things done on
behalf of the Company and any of its subsidiaries
as they consider necessary or desirable for
the purpose of giving effect to the demerger
of Biffa Plc Demerger as prescribed and the
consolidation of the Existing Severn Trent
Ordinary Shares as prescribed
2. Approve that, subject to and conditional upon Mgmt For For
Resolution 1 becoming effective, Biffa Admission
and admission of the new ordinary shares of
97.894 pence in the capital of the Company
New Severn Trent Ordinary Shares to the Official
List of the financial services authority and
to trading on the London Stock Exchange Plc
s main market for listed securities Seven
Trent Admission : i) every one Existing Trent
Ordinary Share in issue at the Record Time
shall be sub-divided into 2 ordinary shares
of 32.894 pence each in the capital of the
Company each a sub-dividend Seven Trent Ordinary
Shares shall be consolidated into one New Severn
Trent Ordinary Share and all fractional entitlements
arising from such sub-division and consolidation
shall be aggregated into New Severn Trent Ordinary
Shares and, as soon as practicable after Severn
Trent Admission, sold in the open market at
the best price reasonably obtained and the
aggregate proceeds net of expenses remitted
to those entitled; and all of the authorized
but unissued Existing Severn Trent Ordinary
Shares at the Record Time shall be consolidated
in to one undesignated share of a nominal value
equal to the aggregate nominal amount of the
unissued Existing Severn Trent Ordinary Shares
so consolidated and forthwith on such consolidation
the said undesignated share shall be sub-divided
into such manner of New Severn Trent Ordinary
Shares as is equal to the nominal value of
such undesignated share divided by 97.894,
division shall be cancelled pursuant to Section
121(2)(e) of the Companies Act 1985 as amended
Act
3. Approve that, subject to and conditional upon Mgmt For For
Resolution 1 and 2 becoming effective, the
operation of the Biffa Long Term Incentive
Plan, the principal terms as prescribed
4. Approve that, subject to and conditional upon Mgmt For For
Resolution 1 and 2 becoming effective, the
operation of the Biffa Sharesave Scheme, the
principal terms as prescribed
5. Approve that, subject to and conditional upon Mgmt For For
Resolution 1 and 2 becoming effective, the
operation of the Biffa Share Incentive Plan,
the principal terms as prescribed
6. Authorize the Directors, subject to and conditional Mgmt For For
upon Resolution 1 and 2 becoming effective,
to allot relevant securities Section 80(2)
of the Act up to a maximum amount of GBP 75,993,129
representing approximately 33% OF the total
issued ordinary share capital of the Company
as at 07 SEP 2007; Authority expires on the
date of the AGM in 2007 ; and the Directors
may allot relevant securities after the expiry
of this authority in pursuance of such an offer
or agreement made prior to such expiry
s.7 Authorize the Directors, subject to the passing Mgmt For For
of Resolution 1, 2 and 6 becoming effective,
to allot equity securities Section 94 of the
Act for cash pursuant to Resolution 6 or by
the way of a sale of treasury shares, disapplying
the statutory pre-emption rights Section 89(1)
of the Act , provided that this power is limited
to the allotment of i) equities securities
to the ordinary shareholders of New Severn
Trent Ordinary Shares; ii) up to an aggregate
amount of GBP 11,398,969 representing approximately
5% of the total issued ordinary share of the
Company as at 07 SEP 2006; Authority expires
on the date of the Company s AGM in 2007 ;
and the Directors may allot relevant securities
after the expiry of this authority in pursuance
of such an offer or agreement made prior to
such expiry
s.8 Authorize the Company, subject to and condition Mgmt For For
upon Resolution 1 and 2 becoming effective,
to make market purchases Section 163(3) of
the Act ; provided that: i) the maximum number
of New Severn Trust Ordinary Shares that may
be acquired shall not exceed 10%, of the aggregate
number of New Severn Trent Ordinary Shares
in issue immediately following Severn Trent
Ordinary Shares, being the nominal value of
such New Severn Trent Ordinary Shares; ii)
the Company may not pay less than 97.894 pence
for each New Severn Trent Ordinary Share, being
the nominal value of such New Severn Trent
Ordinary Shares; iii) the Company may not pay,
in respect of such New Severn Trent Ordinary
Shares, more than 5% over the average of the
middle market price of a New Severn Trent Ordinary
Share based on the London Stock Exchange Daily
Official List, 5% above the average market
price of the New Severn Trent Ordinary Shares
based on London Stock Exchange Daily Official
List, over the previous 5 business days; Authority
expires of the conclusion of the AGM of the
Company in 2007 ; the Company, before the expiry,
may make a contract to purchase ordinary shares
which will or may be executed wholly or partly
after such expiry
--------------------------------------------------------------------------------------------------------------------------
SIEMENS AG, MUENCHEN Agenda Number: 701118300
--------------------------------------------------------------------------------------------------------------------------
Security: D69671218
Meeting Type: AGM
Meeting Date: 25-Jan-2007
Ticker:
ISIN: DE0007236101
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Presentation of the report of the Supervisory Non-Voting Non-Votable
Board, the corporate governance report, and
the compensation report for the 2005/2006 FY
2. Presentation of the Company and group financial Non-Voting Non-Votable
statements and annual reports for the 2005/2006
FY
3. Resolution on the appropriation of the distributable Mgmt Take No Action
profit of EUR 1,292,076,499.45 as follows:
payment of a dividend of EUR 1.45 per share
ex-dividend and payable date: 26 JAN 2007
4. Ratification of the acts of the Board of Managing Mgmt Take No Action
Directors
5. Ratification of the acts of the Supervisory Mgmt Take No Action
Board
6. Appointment of Auditors for the 2006/2007 FY: Mgmt Take No Action
KPMG, Berlin and Frankfurt
7. Renewal of the authorization to acquire own Mgmt Take No Action
shares: the Company shall be authorized to
acquire own shares up to 10% of its share capital,
at prices not deviating more than 20% from
the market price of the shares, between 01
MAR 2007, and 24 JUL 2008; the Board of Managing
Directors shall be authorized to retire the
shares, to use the shares within the scope
of the Company's Stock Option Plans, to issue
the shares to employees and executives of the
Company, and to use the shares to fulfil conversion
or option rights
8. Resolution on amendments to the Articles of Mgmt Take No Action
Association for updating purposes the provisions
on the Supervisory Board shall be updated,
including the option of using electronic means
of communication
9. Resolution on amendments to the Articles of Mgmt Take No Action
Association in accordance with the new Transparency
Directive Implementation Law: the Company shall
be authorized to transmit information to registered
shareholders by electronic means, given shareholder
consent
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED Non-Voting Take No Action
DEPENDING ON SOME SUBCUSTODIANS' PROCESSING
IN THE MARKET. PLEASE CONTACT YOUR ADP CLIENT
SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION
FOR YOUR ACCOUNTS.
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS Non-Voting Take No Action
MEETING. A LINK TO THE COUNTER PROPOSAL INFORMATION
IS AVAILABLE IN THE MATERIAL URL SECTION OF
THE APPLICATION. IF YOU WISH TO ACT ON THESE
ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND
AND VOTE YOUR SHARES AT THE COMPANYS MEETING.
--------------------------------------------------------------------------------------------------------------------------
SPRINT NEXTEL CORPORATION Agenda Number: 932671945
--------------------------------------------------------------------------------------------------------------------------
Security: 852061100
Meeting Type: Annual
Meeting Date: 08-May-2007
Ticker: S
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: KEITH J. BANE Mgmt For For
1B ELECTION OF DIRECTOR: ROBERT R. BENNETT Mgmt For For
1C ELECTION OF DIRECTOR: GORDON M. BETHUNE Mgmt For For
1D ELECTION OF DIRECTOR: FRANK M. DRENDEL Mgmt For For
1E ELECTION OF DIRECTOR: GARY D. FORSEE Mgmt For For
1F ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For
1G ELECTION OF DIRECTOR: V. JANET HILL Mgmt For For
1H ELECTION OF DIRECTOR: IRVINE O. HOCKADAY, JR. Mgmt For For
1I ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For
1J ELECTION OF DIRECTOR: WILLIAM H. SWANSON Mgmt For For
02 TO RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM OF SPRINT
NEXTEL FOR 2007.
03 TO APPROVE THE 2007 OMNIBUS INCENTIVE PLAN. Mgmt For For
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE Shr For Against
ON COMPENSATION OF NAMED EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
STARWOOD HOTELS & RESORTS WORLDWIDE, Agenda Number: 932703576
--------------------------------------------------------------------------------------------------------------------------
Security: 85590A401
Meeting Type: Annual
Meeting Date: 24-May-2007
Ticker: HOT
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
DUNCAN Mgmt For For
ARON Mgmt For For
BARSHEFSKY Mgmt For For
CHAPUS Mgmt Withheld Against
GALBREATH Mgmt For For
HIPPEAU Mgmt For For
QUAZZO Mgmt For For
RYDER Mgmt For For
YOUNGBLOOD Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2007.
03 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY S CHARTER.
--------------------------------------------------------------------------------------------------------------------------
STATOIL ASA Agenda Number: 701188179
--------------------------------------------------------------------------------------------------------------------------
Security: R8412T102
Meeting Type: OGM
Meeting Date: 15-May-2007
Ticker:
ISIN: NO0010096985
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting Non-Votable
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA)
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR
VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting Non-votable
OWNER INFORMATION FOR ALL VOTED ACCOUNTS.
IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS,
YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH
BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION
TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE
TO BE LODGED
1. Opening of the general meeting by the Chair Mgmt Abstain Against
of the Corporate Assembly
2. Approve the registration of attending shareholders Mgmt Abstain Against
and proxies
3. Elect the Chair of the meeting Mgmt For For
4. Elect a person to co-sign the minutes together Mgmt For For
with the Chair of the meeting
5. Approve the notice and the agenda Mgmt For For
6. Approve the annual reports and accounts for Mgmt For For
Statoil ASA and the Statoil Group for 2006,
including the Board of Directors and the distribution
of the dividend
7. Approve to determine the remuneration for the Mgmt For For
Companys Auditor
8. Declare the stipulation of salary and other Mgmt For For
remuneration for Top Management
9. Grant authority to acquire Statoil shares in Mgmt For For
the market for subsequent annulment
10. Grant authority to acquire Statoil shares in Mgmt For For
the market in order to continue implementation
of the Share Saving Plan for Employees
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. Non-Voting Non-Votable
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE Non-Voting Non-Votable
IN MEETING TYPE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NOVA SCOTIA Agenda Number: 932627726
--------------------------------------------------------------------------------------------------------------------------
Security: 064149107
Meeting Type: Annual
Meeting Date: 06-Mar-2007
Ticker: BNS
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
RONALD A. BRENNEMAN Mgmt For For
C.J. CHEN Mgmt For For
N. ASHLEIGH EVERETT Mgmt For For
JOHN C. KERR Mgmt For For
HON. MICHAEL J.L. KIRBY Mgmt For For
LAURENT LEMAIRE Mgmt For For
JOHN T. MAYBERRY Mgmt For For
HON.BARBARA J.MCDOUGALL Mgmt For For
ELIZABETH PARR-JOHNSTON Mgmt For For
A.E. ROVZAR DE LA TORRE Mgmt For For
ARTHUR R.A. SCACE Mgmt For For
GERALD W. SCHWARTZ Mgmt For For
ALLAN C. SHAW Mgmt For For
PAUL D. SOBEY Mgmt For For
BARBARA S. THOMAS Mgmt For For
RICHARD E. WAUGH Mgmt For For
02 APPOINTMENT OF KPMG LLP AS AUDITORS Mgmt For For
03 CONFIRMATION OF AN AMENDMENT TO SECTION 3.14 Mgmt For For
OF BY-LAW NO. 1
04 AMENDMENT OF STOCK OPTION PLAN TO REFLECT CHANGES Mgmt For For
IN RESPECT OF THE PLAN S AMENDMENT PROVISIONS
AND THE EXPIRY OF OPTIONS DURING BLACKOUT PERIODS
05 SHAREHOLDER PROPOSAL NO. 1 Shr Against For
06 SHAREHOLDER PROPOSAL NO. 2 Shr Against For
07 SHAREHOLDER PROPOSAL NO. 3 Shr Against For
08 SHAREHOLDER PROPOSAL NO. 4 Shr Against For
09 SHAREHOLDER PROPOSAL NO. 5 Shr Against For
10 SHAREHOLDER PROPOSAL NO. 6 Shr Against For
11 SHAREHOLDER PROPOSAL NO. 7 Shr Against For
12 SHAREHOLDER PROPOSAL NO. 8 Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 932632917
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104
Meeting Type: Annual
Meeting Date: 11-Apr-2007
Ticker: GS
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt For For
1B ELECTION OF DIRECTOR: LORD BROWNE OF MADINGLEY Mgmt For For
1C ELECTION OF DIRECTOR: JOHN H. BRYAN Mgmt For For
1D ELECTION OF DIRECTOR: GARY D. COHN Mgmt For For
1E ELECTION OF DIRECTOR: CLAES DAHLBACK Mgmt For For
1F ELECTION OF DIRECTOR: STEPHEN FRIEDMAN Mgmt For For
1G ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt For For
1H ELECTION OF DIRECTOR: RAJAT K. GUPTA Mgmt For For
1I ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt For For
1J ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1K ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1L ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M ELECTION OF DIRECTOR: JON WINKELRIED Mgmt For For
02 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS OUR INDEPENDENT AUDITORS FOR OUR 2007
FISCAL YEAR
03 SHAREHOLDER PROPOSAL REGARDING A CHARITABLE Shr Against For
CONTRIBUTIONS REPORT
04 SHAREHOLDER PROPOSAL REGARDING A SUSTAINABILITY Shr Against For
REPORT
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE STANLEY WORKS Agenda Number: 932655674
--------------------------------------------------------------------------------------------------------------------------
Security: 854616109
Meeting Type: Annual
Meeting Date: 25-Apr-2007
Ticker: SWK
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN G. BREEN Mgmt Withheld Against
VIRGIS W. COLBERT Mgmt Withheld Against
JOHN F. LUNDGREN Mgmt Withheld Against
02 TO APPROVE ERNST & YOUNG LLP AS INDEPENDENT Mgmt For For
AUDITORS FOR THE YEAR 2007.
03 TO VOTE ON A SHAREHOLDER PROPOSAL URGING THE Shr For Against
BOARD OF DIRECTORS TO TAKE THE NECESSARY STEPS
TO REQUIRE THAT ALL MEMBERS OF THE BOARD OF
DIRECTORS BE ELECTED ANNUALLY.
--------------------------------------------------------------------------------------------------------------------------
UNICREDITO ITALIANO SPA, GENOVA Agenda Number: 701183484
--------------------------------------------------------------------------------------------------------------------------
Security: T95132105
Meeting Type: AGM
Meeting Date: 10-May-2007
Ticker:
ISIN: IT0000064854
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK Non-Voting Non-Votable
YOU.
PLEASE NOTE THAT THE MEETING HELD ON 30 APR Non-Voting Non-Votable
2007 HAS BEEN POSTPONED AND THAT THE SECOND
CONVOCATION WILL BE HELD ON 10 MAY 2007. RECORD
DATE CHANGED FROM 26 APR TO 07 MAY 2007. PLEASE
ALSO NOTE THE NEW CUTOFF DATE IS 02 MAY 2007.
IF YOU HAVE ALREADY SENT YOUR VOTES, PLEASE
DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 Approve the extension of the appointment of Mgmt Take No Action
KPMG S.P.A. for the accounting audit of the
Company s financial statement, consolidated
financial statement, the half year report and
the intermediate consolidated financial statement
O.2 Receive the financial statements as at 31 DEC Mgmt Take No Action
2006, accompanied by reports by the Director
and the Auditing Company, report by the Board
of Statutory Auditors and the consolidated
financial statement
O.3 Approve the allocation of net profit for the Mgmt Take No Action
year
O.4 Approve the number of the Directors Mgmt Take No Action
O.5 Authorize the Board of Directors to reallocate Mgmt Take No Action
the remuneration already resolved on by the
shareholders meeting in favor of the Members
of both the Executive and the Audit Committee
in the event of a reorganization of the Board
Committees
O.6 Appoint the Board of the Statutory Auditors, Mgmt Take No Action
of its Chairman and the substitute Directors
O.7 Approve the remuneration due to the Board of Mgmt Take No Action
Statutory Auditors
O.8 Approve the Unicredit Group Long Term Incentive Mgmt Take No Action
Plan 2007
E.1 Authorize the Board of Directors to resolve Mgmt Take No Action
a cash capital increase of a maximum nominal
value of EURO 525,000,000
E.2 Authorize the Board of Directors to resolve, Mgmt Take No Action
to increase share capital, with the exclusion
of subscription rights
E.3 Authorize the Board of Directors to resolve Mgmt Take No Action
to carry out a free capital increase
E.4 Amend some clauses of Articles of Association Mgmt Take No Action
and insertion of a new Section XII and a new
Clause 40
--------------------------------------------------------------------------------------------------------------------------
VF CORPORATION Agenda Number: 932651537
--------------------------------------------------------------------------------------------------------------------------
Security: 918204108
Meeting Type: Annual
Meeting Date: 24-Apr-2007
Ticker: VFC
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
EDWARD E. CRUTCHFIELD Mgmt For For
GEORGE FELLOWS Mgmt For For
DANIEL R. HESSE Mgmt For For
CLARENCE OTIS, JR. Mgmt For For
02 APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
VF S 1996 STOCK COMPENSATION PLAN.
03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS VF S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 29,
2007.
--------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932569835
--------------------------------------------------------------------------------------------------------------------------
Security: 929903102
Meeting Type: Special
Meeting Date: 31-Aug-2006
Ticker: WB
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 TO APPROVE THE ISSUANCE OF SHARES OF WACHOVIA Mgmt For For
COMMON STOCK AS CONSIDERATION IN THE PROPOSED
MERGER OF GOLDEN WEST FINANCIAL CORPORATION
WITH AND INTO A WHOLLY-OWNED SUBSIDIARY OF
WACHOVIA, PURSUANT TO AN AGREEMENT AND PLAN
OF MERGER, DATED AS OF MAY 7, 2006, BY AND
AMONG WACHOVIA, GOLDEN WEST, AND SUCH WHOLLY-OWNED
SUBSIDIARY OF WACHOVIA.
02 TO APPROVE THE AMENDED AND RESTATED WACHOVIA Mgmt For For
CORPORATION 2003 STOCK INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WACHOVIA CORPORATION Agenda Number: 932640801
--------------------------------------------------------------------------------------------------------------------------
Security: 929903102
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: WB
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ERNEST S. RADY*** Mgmt For For
JERRY GITT** Mgmt For For
JOHN T. CASTEEN, III* Mgmt For For
MARYELLEN C. HERRINGER* Mgmt For For
JOSEPH NEUBAUER* Mgmt For For
TIMOTHY D. PROCTOR* Mgmt For For
VAN L. RICHEY* Mgmt For For
DONA DAVIS YOUNG* Mgmt For For
02 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt For For
OF INCORPORATION TO ELIMINATE THE PROVISIONS
CLASSIFYING THE TERMS OF ITS BOARD OF DIRECTORS.
03 A WACHOVIA PROPOSAL TO AMEND WACHOVIA S ARTICLES Mgmt Against Against
OF INCORPORATION TO PROVIDE FOR MAJORITY VOTING
IN UNCONTESTED DIRECTOR ELECTIONS.
04 A WACHOVIA PROPOSAL TO RATIFY THE APPOINTMENT Mgmt For For
OF KPMG LLP AS AUDITORS FOR THE YEAR 2007.
05 A STOCKHOLDER PROPOSAL REGARDING NON-BINDING Shr For Against
STOCKHOLDER VOTE RATIFYING EXECUTIVE COMPENSATION.
06 A STOCKHOLDER PROPOSAL REGARDING QUALIFICATIONS Shr Against For
OF DIRECTOR NOMINEES.
07 A STOCKHOLDER PROPOSAL REGARDING REPORTING POLITICAL Shr Against For
CONTRIBUTIONS.
08 A STOCKHOLDER PROPOSAL REGARDING SEPARATING Shr Against For
THE OFFICES OF CHAIRMAN AND CHIEF EXECUTIVE
OFFICER.
--------------------------------------------------------------------------------------------------------------------------
WASHINGTON MUTUAL, INC. Agenda Number: 932644722
--------------------------------------------------------------------------------------------------------------------------
Security: 939322103
Meeting Type: Annual
Meeting Date: 17-Apr-2007
Ticker: WM
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ANNE V. FARRELL Mgmt For For
STEPHEN E. FRANK Mgmt For For
KERRY K. KILLINGER Mgmt For For
THOMAS C. LEPPERT Mgmt For For
CHARLES M. LILLIS Mgmt For For
PHILLIP D. MATTHEWS Mgmt For For
REGINA T. MONTOYA Mgmt For For
MICHAEL K. MURPHY Mgmt For For
MARGARET OSMER MCQUADE Mgmt For For
MARY E. PUGH Mgmt For For
WILLIAM G. REED, JR. Mgmt For For
ORIN C. SMITH Mgmt For For
JAMES H. STEVER Mgmt For For
02 COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY S INDEPENDENT
AUDITOR FOR 2007
03 SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shr For Against
S EXECUTIVE RETIREMENT PLAN POLICIES
04 SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shr Against For
S DIRECTOR ELECTION PROCESS
05 SHAREHOLDER PROPOSAL RELATING TO THE COMPANY Shr Against For
S DIRECTOR NOMINEE QUALIFICATION REQUIREMENTS
--------------------------------------------------------------------------------------------------------------------------
WINDSTREAM CORPORATION Agenda Number: 932658202
--------------------------------------------------------------------------------------------------------------------------
Security: 97381W104
Meeting Type: Annual
Meeting Date: 09-May-2007
Ticker: WIN
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
S.E. "SANDY" BEALL, III Mgmt For For
DENNIS E. FOSTER Mgmt For For
FRANCIS X. FRANTZ Mgmt For For
JEFFERY R. GARDNER Mgmt For For
JEFFREY T. HINSON Mgmt For For
JUDY K. JONES Mgmt For For
WILLIAM A. MONTGOMERY Mgmt For For
FRANK E. REED Mgmt For For
02 APPROVE THE WINDSTREAM PERFORMANCE INCENTIVE Mgmt For For
COMPENSATION PLAN
03 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS WINDSTREAM S INDEPENDENT REGISTERED
PUBLIC ACCOUNTANT FOR 2007
04 REQUIRED EQUITY AWARDS TO BE HELD Shr Against For
--------------------------------------------------------------------------------------------------------------------------
WORTHINGTON INDUSTRIES, INC. Agenda Number: 932577286
--------------------------------------------------------------------------------------------------------------------------
Security: 981811102
Meeting Type: Annual
Meeting Date: 27-Sep-2006
Ticker: WOR
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN B. BLYSTONE Mgmt For For
WILLIAM S. DIETRICH, II Mgmt For For
CARL A. NELSON, JR. Mgmt For For
SIDNEY A. RIBEAU Mgmt For For
02 APPROVAL OF THE WORTHINGTON INDUSTRIES, INC. Mgmt For For
2006 EQUITY INCENTIVE PLAN FOR NON-EMPLOYEE
DIRECTORS.
03 RATIFICATION OF THE SELECTION OF KPMG LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING
MAY 31, 2007.
--------------------------------------------------------------------------------------------------------------------------
WYETH Agenda Number: 932650434
--------------------------------------------------------------------------------------------------------------------------
Security: 983024100
Meeting Type: Annual
Meeting Date: 26-Apr-2007
Ticker: WYE
ISIN:
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A ELECTION OF DIRECTOR: ROBERT ESSNER Mgmt For For
1B ELECTION OF DIRECTOR: JOHN D. FEERICK Mgmt For For
1C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON, Mgmt For For
PH.D.
1D ELECTION OF DIRECTOR: VICTOR F. GANZI Mgmt For For
1E ELECTION OF DIRECTOR: ROBERT LANGER, SC.D. Mgmt For For
1F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Mgmt For For
1G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Mgmt For For
1H ELECTION OF DIRECTOR: MARY LAKE POLAN, M.D., Mgmt For For
PH.D., M.P.H.
1I ELECTION OF DIRECTOR: BERNARD POUSSOT Mgmt For For
1J ELECTION OF DIRECTOR: GARY L. ROGERS Mgmt For For
1K ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1L ELECTION OF DIRECTOR: WALTER V. SHIPLEY Mgmt For For
1M ELECTION OF DIRECTOR: JOHN R. TORELL III Mgmt For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2007
03 VOTE TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For
TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS
04 VOTE TO AMEND AND RESTATE THE 2005 STOCK INCENTIVE Mgmt For For
PLAN FOR TAX COMPLIANCE
05 DISCLOSURE OF ANIMAL WELFARE POLICY Shr Against For
06 REPORT ON LIMITING SUPPLY OF PRESCRIPTION DRUGS Shr Against For
IN CANADA
07 DISCLOSURE OF POLITICAL CONTRIBUTIONS Shr Against For
08 RECOUPMENT OF INCENTIVE BONUSES Shr For Against
09 INTERLOCKING DIRECTORSHIPS Shr Against For
10 PROPOSAL WITHDRAWN. NO VOTE REQUIRED Mgmt Abstain
11 SEPARATING THE ROLES OF CHAIRMAN AND CEO Shr For Against
12 STOCKHOLDER ADVISORY VOTE ON COMPENSATION Shr For Against
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Eaton Vance Tax-Advantaged Dividend Income Fund
By (Signature) /s/ Thomas E. Faust Jr.
Name Thomas E. Faust Jr.
Title President
Date 08/24/2007