1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Options (Right to buy)
(2)
|
07/17/2003 |
07/17/2012 |
Common Stock
|
11,250
|
$
14.15
|
D
|
Â
|
Stock Options (Right to buy)
(3)
|
07/12/2002 |
07/12/2011 |
Common Stock
|
4,498
|
$
15.88
|
D
|
Â
|
Stock Options (Right to buy)
(4)
|
07/12/2001 |
07/12/2010 |
Common Stock
|
5,000
|
$
21.52
|
D
|
Â
|
Stock Options (Right to buy)
(5)
|
07/22/2004 |
07/22/2013 |
Common Stock
|
40,000
|
$
23.23
|
D
|
Â
|
Stock Options (Right to buy)
(6)
|
07/21/2005 |
07/21/2014 |
Common Stock
|
15,000
|
$
27.44
|
D
|
Â
|
Stock Options (Right to buy)
(7)
|
09/06/2006 |
09/06/2015 |
Common Stock
|
30,000
|
$
27.52
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 2,000 restricted stock shares granted under the Zale Corporation 2003 Stock Incentive Plan that vest 100% on 7/21/2007. Also includes 5,000 time-vesting restricted stock units granted under the 2003 Stock Incentive Plan that vest 100% on 9/6/2008. This does not include 5,000 performance based restricted units granted to Mr. Mroczka on 11/11/2005 that entitle him to receive a specified number of shares of the company's common stock based on the achievement of performance targets established by the Company's Compensation Committee for fiscal years 2006 through 2008. |
(2) |
Represents a 15,000 share grant approved under the Zale Corporation Omnibus Stock Incentive Plan that began vesting in four equal annual installments on 7/17/03. |
(3) |
Represents an 18,000 share grant approved under the Zale Corporation Omnibus Stock Incentive Plan that began vesting in four equal annual installments on 7/12/02. |
(4) |
Represents a 20,000 share grant approved under the Zale Corporation Omnibus Stock Incentive Plan that began vesting in four equal annual installments on 7/12/01. |
(5) |
Represents a 40,000 share grant approved under the Zale Corporation Omnibus Stock Incentive Plan that began vesting in four equal annual installments on 7/22/2004. |
(6) |
Reprsents a 15,000 share grant under the Zale Corporation 2003 Stock Incentive Plan that began investing in four equal annual installments on 7/21/05 |
(7) |
Represents a 30,000 share grant approved under the Zale Corporation 2003 Stock Incentive Plan and which begins vesting in four equal annual installments on 9/6/06. |